MICHAEL V. MESSENGER
`DIRECTOR
`
`(202) 772—8667
`MIKEM@SKGF.COM
`
`December 11, 2015
`
`Commissioner for Patents
`PO Box 1450
`
`Alexandria, VA 22313—1450
`
`
`
`Contrmzatitm Na. 3403
`Art Unit 2432
`
`Re:
`
`U .8. Utility Patent Application
`App]. No. 14/876,276; Filing Date: October 6, 2015
`For: Video Data Compression Systems
`Inventors: FALLON et al.
`Our Ref: 2855.005000C
`
`Commissioner:
`
`Transmitted herewith fer appropriate action are the following documents:
`
`1. Preliminary Amendment Under 37 C.F.R. § 1.] 15;
`
`2. First Supplemental Information Disclosure Statement;
`
`3. Form PTO/SB/O‘Sa (1 sheet) listing 1 document (U81);
`
`4. Form PTO/SB/OSb (2 sheets) listing 12 documents (NPLl-NPLIZ); and
`
`5. Copies of cited documents (NPLl—NPLl 1).
`
`The above—listed documents arefiled electronically through EFS- Wehln the event that
`extensions of time are necessary to prevent abandonment of this patent application, then such
`extensions of time are hereby petitioned.
`
`The US. Patent and Trademark Office is hereby authorized to charge any fee deficiency
`and any additional fees required to continue prosecution or appeal of this application (including
`issue fee, fees for net addition of claims or forwarding to appeal) or credit any overpayment to
`our Deposit Account No. 19-0036.
`
`Respectfully submitted,
`
`
`
`chael V.Mes‘singer
`
`at”
`
`Attorney for Applicant
`Registration No. 37,575
`
`2742-0344
`
`MVM/MRM/afe/ch
`
`Enclosures
`
`
`
`
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`|PR2018—01413
`
`Sony EX1002 Page 1509
`
`IPR2018-01413
`Sony EX1002 Page 1509
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trade'mafx Office
`PO. Box 1450
`Alexandria. VA 22313-1450
`www.usplo.gov
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C
`1100 NEW YORK AVENUE, N.W.
`WASHINGTON DC 20005 ,
`
`
`IMAHLEQ
`
`NOV 17 2015
`
`
`
`OFFICE OF PETITIONS
`
`
`
`Decision Granting Request for
`Prioritized Examination
`Track I or After RCE
`
`Doc Code: TRACK1.GRANT
`
`‘
`Application No.: 14/876,276
`
`THE REQUEST FILED
`
`10/6/15 _
`
`IS GRANTED.
`
`The above-identified application has met the requirements for prioritized examination
`A.
`E for an original nonprovisional application (Track I).
`B.
`E] for an application undergoing continued examination (RCE).
`
`The above-identified application will undergo prioritized examination. The application will be
`accorded special status throughout its entire course of prosecution until one of the following occurs:
`
`A.
`B.
`
`filing a petition for extension of time to extend the time period for filing a reply;
`filing an amendment to amend the application to contain more than four independent
`
`claimsI more than thim total claims, or a multiple dependent claim;
`
`(Title)
`
`filing a reguest for continued examination;
`
`filing a notice of appeal;
`
`filing a request for suspension of action;
`
`mailing ofa notice of allowance;
`
`mailing ofa final Office action;
`
`completion of examination as defined in 37 CFR 41.102; or
`
`abandonment of the application.
`
`Telephone inquiries with regard to this decision should be directed to Cheryl Gibson-Baylor at
`(571)272-3213, Office of Petitions.
`In his/her absence, calls may be directed to Brian W. Brown,
`(571)272-5338.
`
`,
`
`Cheryl Gibson-Baylor
`IChe[y| Gibson-Baylor/
`[Signature]
`
`Petitions Paralegal Specialist
`
`US. Patent and Trademaflx Office
`PTO-2298 (Rev. 02-2012)
`
`lPR2018—01413
`
`Sony EX1002 Page 1510
`
`IPR2018-01413
`Sony EX1002 Page 1510
`
`

`

`Substitute for form 1449/PTO
`
`\
`
`
`
`Examiner
`1mtials*
`
`Cite
`No 1
`
` ‘\
`Equivalent of Form PTO/SB/OBb i709)
`
`
`
`
`
`Complete if Known
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`ENFGRMATEGN Breatosuaa 13:1,inane;pgw
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`ism TEMENT av APPLECAN’E‘
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`Art Unit
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` NON PATENT LITERATURE DOCUMENTS
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`Include name ofthe author (in CAPITAL LETTERS), title ofthe article ”(when
`,1
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog, etc),
`
`
`
`
`date, page(s), volume-issue number(s), publisher, city andjor country where published
`i
`l Realtirzie's Response in Opposition to the Defendants' Joint Objections to Report and
`Recommendation ofMagistrate Regarding Motion for Partial Summary Judgment of
`Invalidity for Indefiniteness, in Realtime Data, LLC dfb/a/IXO v. Packeteer, Inc. et al.,
`Civil Action No. 6:08-cv-00144—LED; US. District Court for the Eastern District of
`
`
`datsalulz272009wlitages
`
`i
`p y o Realtime‘s Response to Blue Coat Defendants' Objections to Report and
`Recommendation of United States Magistrate Judge Regarding Motion for Partial
`
`: Summary Judgment of Invalidity for Indefiniteness Entered June 23, 2009, in Realtime
`Data, LLC d/b/a/IXO v. Packeteer, Inc. et a1., Civil Action No. 6:08-cv-00144-LED;
`:flflc‘ktce“ ‘
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`:.M§EE§EE§9Wfor£33133$F§1TQR§E§SE2£I??E§§2§Bl&§.le2999.2.11?QS~
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`, Realtime Data's Sur-Reply in Opposition to the Defendants' Joint Objections to Report
`and Recommendation of Magistrate Regarding Motion for Partial Summary Judgment
`of Invalidity for Indefiniteness, in Realtime Data, LLC d/b/a/IXO v. Packeteer, Inc. et
`
`, al., Civil Action No. 6:08—cv—00144-LED; US. District Court for the Eastern District of
`' TexaswAuustflflwagesw
`
`i "A-T Financial Offers Manipulation, Redistribution of Ticker III", Inside Market Data,
`
`
`Vol.4 No. 14, September 5, 1989, 1 page.
`i "Add-on Options for the XprcssFiles", Intelligent Compression Technologies,
`http://wcb.archive.org/web/19980518053418/ictcornpress.com/options_X.html, 1998, 2
`
`
`a ANDREWS et al., "A Mean-Removed Variation of Weighted Universal Vector
`
`
`l Quantization for Image Coding", IEEE, 1993, pages 302-309.
`3
`
`E Asserted Claims Chart for US. Patent No. 6,624,761, Realtime Data, LLC D/B/A IXO
`v. CME Group Inc, et al. , 6:09-cv—327-LED-JDL, 6:10-cv-246-LED—JDL, United
`i NPL7
`5
`States District Court for the Eastern District of Texas Tyler Division, October 19, 2010,
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`........We, agesww WWW
`l Asserted Claims Chart for US. Patent No. 7,161,506,Realtime Data, LLC D/B/A IXO v.
`.,
`CME Group Inc., et a1. , 6:09—cv-327-LED-JDL, 6:10-cv-246-LED—JDL, United States
`i NPL8
`District Court for the Eastern District of Texas Tyler Division, October 19, 2010, 5
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`v. CME Group Inc., et a1.
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`Asserted Claims Chart for US. Patent No. 7,417,568, Realtime Data, LLC D/B/A IXO '
`v. CME Group Inc., et al. , 6:09—cv—327-LED-JDL, 6:10-cv—246—LED-JDL, United
`States District Court for the Eastern District of Texas Tyler Division, October 19, 2010,
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`v“ mem‘“ \
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`‘1 Signature
`lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`*EXAMINER:
`conformance and not considered. Include copy of this form with next communication to applicant,
`1 Applicant’s unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached,
`
`
`
`|PR2018—01413
`
`Sony EX1002 Page 1511
`
`IPR2018-01413
`Sony EX1002 Page 1511
`
`

`

`Equivalent of Form PTO/SB/U8b (7-09}
`
`
`
`Substitute for form l449/PTO
`
`
`
`INFO RMATIGN TETSCLSSURE
`
`
`
`"
`
`k
`
`NPL12
`
`I BEECH, W. A., et al., ”AX.25 Link Access Protocol for Amateur Packet Radio,"
`NPLU i Version 2.2, Revision; July 1998, 143 pages.
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`55.005000C
`
`
`NON PATENT LITERATURE DOCUMENTS
` “\
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`.
`
`Examiner
`Cite
`3
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`Linitialst‘
`No 1
`
`
`
`
`etc), date, page(s), volume number, publisher, city and/or country where published
`‘
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`j'2;gggagéi‘as‘;Ettatm‘st‘ragrt“sis: 7,711,727,7Rea1tiine Datfil'cii/‘iéiii 1x0
`
`
`I NPLI 1
`i v. CME Group Inc., et al. , 6:09-cv-327—LED-JDL, 6: 10-cv—246-LED—JDL, United
`
`1 States District Court for the Eastern District of Texas Tyler Division, October 19, 2010,
`.
`g
`
`
`
`
`
`
`BARTON, Rich, S&P ComStock Network Character Set Definition, 19.2 KB Network,
`
`i Version 1.7.0, February 10, 1995,29 pages.
`
`
`
`
`
`
`
`E BORMANN, Carsten, "Providing Integrated Services over Low-bitrate Links," Network ,
`
`l NPI.14 Working Group Request for Comments: 2689, Category: Informational, September
`
`
`l 1999,14 pages.
`“may,
`ComStock Services Pamphlet, McGraW-Hill Financial Services Company, purportedly
`published by July 19, 1995, 6 pages.
`
`
`
`
`‘
`l NPL17
`E
`
`NPL18
`
`NPL19
`
`I
`
`CORMACK, Gordon V., "Data Compression on a Database System”, Communications
`ofthe ACM, Volume 28, Number 12, December, 1985, pages 1336-1342.
`
`
`~
`
`DAN KIN, John Moffatt, “Compressing the X raphics Protocol: A Dissertation
`Presented to the Facult of Princeton University in Candidacy for the Degree of Doctor
`
`
`i of Philosophy," January 1995, 147 pages.
`"Data Networks and Open System Communications,“ Information Technology -
`: Abstract Syntax Notation One (ASN. 1) Specification ofBasic Notation, International
`i Telecommunication Union, lTU-T Telecommunication Standardization Sector of ITU
`J. X68w11994,,,WW
`Defendants’ Invalidity Contentions, Realtime Data, LLC D/B/A IXO v. CME Group
`Inc., et a1.
`, 6:09-cv—327—LED-JDL, 6:10-cv—246—LED-JDL, United States District Court
`
`
`5 for the Eastern District of Texas Tyler Division, October 19, 2010, 19 pages.
`
`WW“ ‘
`
`
`
`l DEGERMARK, Mikael, "IP Header Compression", Network Working Group Request
`for Comments: 2507, Category: Standards Track, February 1999, 47 pages.
`
`
`
`Examiner
`I
`Signature
`_
`«awsnmmvkswdm
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`“EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citatior: if not
`conformance and not considered. Include copy ofthis form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 Applicant is to place a check mark here ifEnglish language Translation is attached.
`
`
`
`u».
`
`in
`
`|PR2018—01413
`
`Sony EX1002 Page 1512
`
`IPR2018-01413
`Sony EX1002 Page 1512
`
`

`

` Tl
`Substituterer form l449/PTO
`
`7
`
`7
`
`tNroNyiasioN 666:66t661666666
`
`STATEMEN6‘6266APPLECANT
`
`Equivalent of Form PTO/SBIO8D (7-093‘
`Complete ifKnown
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`"'1'14/876 76 l
`Appllcatlon Numb
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` \\
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`Includename of the author (in CAPITAL LETTERS), title of tile article (when
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`
`
`
`etc), date pagc(s) volume number,publisher cityand/orcountry where publlshed
`
`
`Cite
`7 Examiner 7
`1
`Initials*
`i N01
`
`Developer's Guide, Version 1.0.2, S&P ComStock, February 15, 1994, 186 pages.
`NPL21
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`DOMANSKI Dr. Bernie ”All the news you can eat, Department Dr. Bernie‘s
`Digestions and Digressions", Demand Technology's Capacity Management Review
`
`
`
`
`E v6lum6 25 No 7, July 1997 pages 24 1822
`-, ElFROS, Michelleand Philip A. Chou,"WeightedUniversalTransformCoding.
`
`Universal Image Compression with the Karhunen-Loeve Transfor‘:11", IEEE, 1995,
`
`
`
`pages6T64.
`:7EN,GAN Mathias "IP Header Compression over PPP", Network Working Group
`:Request for Comments: 2509, Category: 2509, February 1999, 10 pages
`
`
`
`
` ExhibitA, InvalidityClaimChartsA7l-A451‘67:U.S7Patent 6767274,7767717,RealtimeData
`
`T NPL25
`7; LIC Dfl3’A IXO v. CME Group Inc et al., 6.09-c-v--32—7LED-JDL, 6:10-cv-246-LED— I
`3
`.1DL United States District Court for the Eastern District of Texas Tyler Division,
`
`
`7
`October _T9, 2010,616pages
`
`767616761615:17:67,777”
`Exhlblt B invalidity Claim ChartsB17-B45TorU.7S. Patent 7,1617%,507277
`
`ILC D/B/A IXO v. CME Group Inc, et al., 6.09——cv——327-LED—JDL, 6: 10--cv--24-6IED— 9
`i JDL, United States District Court for the Eastern District ofTexas Tyler Division,
`
`
`
`
`ExhibitWC: nvadity ClaimChartsC1-C7C97-7C31,WC5577C457:76: US. Patent 7,7400,2774,
`iRealtime Data, LLC D/B/A IXO v. CME Group Inc., et al., 6.09-c-v--327-LED-JDL,
`$6: 10--cv——246-LED—JDL, United States District Court for the Eastern District of Texas
`TvTerDivision October T9,2OT0,1528\eanes__
`,2.
`:Exhibit D,Invalidity ClaimCharts D1 —,D7 D9-D457f70r U. S. 1157:7156:7,74717,56778777 Realtlme *
`
`iData, LLC D/B/A IXO v. CME Group Inc, et al., 6:09-c-v--327-LED-JDL, 6. 10-cv-246-
`iLED-JDL, United States District Court for the Eastern District of Texas Tyler Division,
`
`_ October 19, 20102458“ages
`l ExhlbrtE Invalidity Claim Charts Til-7157,7159, 1311:15715-713771757 El7-E30E5727-E45 f7o7r7777
`= NPL29 US. Patent 7,714,747, Realtime Data, LLC D/B’A IXO v. CME Group Inc. et al.,
`.
`i
`E6:09—cv—327-LED—JDL, 6:10—cv-246—LED-JDI, United States District Court for the
`t
`'
`aster:1Districtof TexasTi,lerDivision,October T9,20T0,55T2 raresW
`
`GREENE, Tim, ”Squeeze your 'Net links", NetworkWorld, Volume 14, Number 28,
`1 July 14, 1997, pages 1 and 56.
`
`
`$ NPL26
`
`
`i NPL27
`
`
`
`NPL28
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`NPL30
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`«6.2..........Ww.wm“6.«w“
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`‘ Applicant’s unique citation designation number (optional) Applicant15 to place a check mark here if English language Translationls attached
`
`|PR2018-01413
`
`Sony EX1002 Page 1513
`
`IPR2018-01413
`Sony EX1002 Page 1513
`
`

`

`Equivalent of Form PTO/SB/08b (7-09)
`
`;
`5 Substitute for form 1449/PTO
`Complete ifKnown
`
`
`W14/876276—W
`
`
`INFORMATION DISCLOSURE W
`
`
`
`STATEMENT BY APPLICANT ‘ First Named Inventor
`
`
`
`Art W _____________
`(Use as many sheets as necessary)
`
`
`Sheet‘z tor 105
`
`
` ‘\
`
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`
`
`etc), date, page(s), volume number, publisher, city and/or country where published
`
` Examiner §
`
`
`Initials*
`
`
`
`
`
`NPL31
`
`
`
`
`
`
`
`
`
`
`
`
`
`HELCK, Christopher J., "Encapsulated Ticker: Ver 1.0," July 14, 1993, 22 pages.
`specific coififiiéééi‘éfii'réi'i‘iitie dattit‘c‘ifiiiéiéfiifiiim
`fitgiibé??6¥£fi£§5€é€fié
`
`
`Xpress: Product Overview, Intelligent Compression Technologies,
`NPL32
`
`
`http://web.archive.org/web/2002081800253 5/www.ictcompress.com/productsgxmlxpre
`
`
`
`
`
`
`
`. 8520012ase-
`
`
`HSU, William H. and Amy E. Zwarico, "Automatic Synthesis of Compression
`
`
`Techniques for Heterogeneous Files," Software — Practice and Experience, Volume 25
`
`
`
`10), October 1995, pages 1097-1116.
`
`
`\
`
`
`NPL34
`i ”ICT's XML—Xpress", Intelligent Compression Technologies, December, 2000, 6 pages.
`
`\\W§§\g\x-J4--»._..I.I........vViewerweueeevvcu--,»-»...Ii..nun‘
`
`t
`
`
`NPL35
`procedures - Frame structure", UNI ISO 3309, 1984, 11 pages.
`
`
`
`
`
`
`‘
`,
`
`
`
`"Ion's RemoteScript speeds transmission", Seybold Report on Publishing Systems,
`3 Volume 22 Number 5, November 9, 1992, pages 21-23.
`
`
`
`
`
`
`
`KULKOSKY, Victor, "Upping the Ante", Wall Street & Technology, Volume 11
`NPL40
`
`
`Number 5, October 1993, pages 8—1 1.
`I
`
`
`
`"Information processing systems - Data communication - High-level data link control
`
`
`i i
`
`NPL36
`
`
`
`Installing and Administering PPP, Edition 1, Hewlett~Paeltard Company, 1997, 169
`
`
`i pages.
`
`‘
`
`iNPL37
`
`"Introducing XpressFiles", Intelligent Compression Technologies,
`
`ihttp://web.archive.org/web/199805l8053310/ictcompress.com/xpressfiles.html, 1998,
`1 page.
`
`
`MW.....u....1,1“unmwcamw"mewmdn . mm.
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`NFL": 8
`l
`V
`
`NPL39
`
`5
`
`JACOBSON, V., "Compressing TCP/IP Headers for Low-Speed Serial Links,"
`February 1990, 45 pages.
`
`
`
`
`l
`
`x I
`
`Exammer
`Signature
`
`i
`}
`
`Date
`Considered
`
`i
`
`E
`l
`
`if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`*EXAMINER: Initial
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicants unique citation designation number (optional), 2 Applicant is to place a check mark here if English language Translation is attached.
`
`|PR2018—01413
`
`Sony EX1002 Page 1514
`
`IPR2018-01413
`Sony EX1002 Page 1514
`
`

`

`Substitute for form 1449/PTO
`
`
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`l SIGMOD Record, Vol. 29, No. 1, March 2000, pages 57-62.
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`NPL42
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`LIEFKE, Hartmut and Dan Suciu, "XMill: an Efficient Compressor for XME Data,”
`2000, pages 153-164.
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`l NPL43
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`LIEFKE, Hartmut and Dan Suciu, Xmill: an Efficient Compressor for XML Data,
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`1 October 18, 1999: 25 pages.
`; McGREGOR, Glenn, "The PPP Internet Protocol Control Protocol (IPCP)", Network
`Working Group Request for Comments: 1332, Obsoletes: RFC 1172, May 1992, 14
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`l CME Group Inc., et al. , 6:09-cv-327—LED-JDL, 6:10-cv-246-LED~JDL, United States
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`District Court for the Eastern District of Texas Tyler Division, October 19, 2010, 75
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`Obviousness Chart for US Pat. No. 7,714,747, Realtime Data, LLC D/B/A IXO V.
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`i Distréct Court for the Eastern District of Texas Tyler Division, October 19, 2010, 97
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`NPLSO
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`Open Financial Exchange Specification 2.0, Intuit Inc., Microsoft Corp, April 28, 2000,
`537 pages.
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`NPL51
`
`RAND, Dave, "The PPP Compression Control Protocol (CCP)", Network Working
`3 Group Request for Comments: 1962, Category: Standards Track, June 1996, 9 pages.
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`Complete If Known
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`i Vol. 22, No. 3, September 1993, pages 31-39.
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`SCHMERKEN, Ivy, "Time Running Out for Old Technologies", Wall Street Computer
`1 Review, April 1990, pages 14-16, 23—24, 28, 56.
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`NPLSS
`"Scrolling News", Inside Market Data, February 27, 1995, 2 pages.
`
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`SUCIU, Dan, "Data Management on the Web: Abstract," University of Washington
`Eomputer Science & Engineering, April 4, 2000, 1 page.
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`i NPL57
`SUCIU, Dan, Data Management on the Web, AT&T Labs, April 4, 2000, 52 slides.
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`NPL56
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`Vol. 4,No. 11, July 10, 1989, 1 page.
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`‘ "Telekurs May Debut 128 KPS Ticker By Year's End", Inside Market Data, July 18,
`1994, 2 pages.
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`Eauivalent of Form PTO/SB/08b (7-09)
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`i http://web.archive.org/web/l99805l8053634/ictcompress.com/technical_X.html, 1998,
`
`NPL64
`
`
`
`NPL65
`
`TlD Information: Revisions to TID Program Since the Dawn of Time!!! Version 1.0,
`23 pages; TID Codes 1,
`1 page; TID Codes 2, 1 page, purportedly by July 19, 1995.
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`i NPL66
`
`i TypeWorld: The First and Only Newspaper for Electronic Publishing, Volume 16
`Number 9, June 17, 1992, 3 pages.
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`NPL67
`i "XpressFiles White Paper", Intelligent Compression Technologies, 1999-2001, 3 pages.
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`United States Provisional Patent Application No. 60/309,218, filed July 31, 2001.
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`IPR2018-01413
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`Substitute for form 1449/PTO
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`|PR2018—01413
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`Sony EX1002 Page 1518
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`IPR2018-01413
`Sony EX1002 Page 1518
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`

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`Substitute for form 1449/PTO
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`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine journal, serial, symposium, catalog,
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`Exh1b1t36,PriorArtChartfor USPat.No7,777,651, Realtim; Data LLCD/B/AIXO
`l V Morgan Stanley, et a1., 6: 09—c—v--326—LEDJDL, 6: 10-cv—248-LED-JDL, 6: 10-cv—426-
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`6:10-cv—425-LED-JDL, United States District Court for the Eastern District of Texas
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`R. Gray ”A Mean- Removed Variation of Weighted Universal Vector Quantization for
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`6,7922151W
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`247-LED—JDL, 6: 10—cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, February 4, 2011, citing Birdwell et a1., US. Patent
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`No.__6_,»032,197.
`xhibit 6, Prior ArtChartforU.S. Pat. No67,777651,257 pages, RealtnneData, LLC
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`D/B/A IXO v. Morgan Stanley, et a1., 6. 09-cv-326-LED-JDL, 6: 10—cV—248 -LED—JDL,
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`247-LED-JDL, 6:10cV——425—LED-JDL, United StatesDistrictCourtfortheEastern
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