Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`Wdeo Data Compression Systems
`
`
`
`First Named Inventor/Applicant Name:
`
`James J. FALLON
`
`Customer Number:
`
`26111
`
`Michael V. Messinger/William Flanigen
`
`Filer Authorized By:
`
`Michael V. Messinger
`
`Attorney Docket Number:
`
`3421 .OOSOOOC
`
`Receipt Date:
`
`Filing Date:
`
`27—JUL—201 6
`
`06—OCT—201 5
`
`Time Stamp:
`
`19:45:13
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`SEED
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File SizelBytes)I
`Message Digest
`560550
`
`Pages
`Multi
`Part I.zip (if appl.)
`
`Non Patent Literature
`
`NPL1_Teradata_Amended_Co
`mplaint_05172016.pdf
`
`1L|54993756l1Le46l94d7l594874d05d7666
`
`IPR2018-01413
`
`Sony EX1002 Page 510
`
`IPR2018-01413
`Sony EX1002 Page 510
`
`

`

`Information:
`
`Non Patent Literature
`
`N PL2_H P_Answer_05202016.
`pdf
`
`07(1EabfeS/l74159159030566263630150 3
`
`Warnings:
`Information:
`
`408358
`
`
`
`Non Patent Literature
`
`NPL3_Realtime_Opening_CC_
`rief705232016pdf
`
`9d3fe795d9465707 IEBZ7I7‘IELLLU( 131166
`6945
`
`Warnings:
`Information:
`
`NO” Patent L'terature
`
`N P L4_Ag reed_a nd_Dis puted_
`Construction_05232016.pdf
`
`b3370leee44a0375760e2ba4595759417aL
`17f} l
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. Ifthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`
`
`
`
`ceca4
`
`Information:
`
`293212
`
`
`
`Non Patent Literature
`
`NPL57ZegeriDeclaration70523
`2016.pdf
`
`DeB11dQedCfcd936f38556E30178376317d
`544135
`
`Warnings:
`Information:
`
`Information:
`
`Non Patent Literature
`
`NPL6_Si|ver_Peak_Answer_06O
`32016.pdf
`
`36746556b967b345f063171916f95fad195
`Lcdc
`
`Non Patent Literature
`
`N P L7_Verita s_An swer_060620
`16.pdf
`
`B149641Ed163c18531SZBEBdSOSBISbb1E4
`7335e
`
`105541
`
`Information:
`
`Non Patent Literature
`
`NPL8_Dell_Amended_Complai
`nt_O6092016.pdf
`
`n53bdc$dd66223b2ch372045f77dk297c
`
`664764
`
`|PR2018—01413
`
`Sony EX1002 Page 511
`
`IPR2018-01413
`Sony EX1002 Page 511
`
`

`

`Information:
`
`Non Patent Literature
`
`NPL9_Savvis_Answer_0613201
`6.pdf
`
`c31353b/ 3(2842cbf00185cf794 694 6cf66a
`bb97
`
`Warnings:
`Information:
`364043
`
`
`
`
`
`Warnings:
`Information:
`
`Information:
`
`
`
`
`Non Patent Literature
`
`NPL10_Responsive_CC_Brief_0
`6132016de
`
`45 |374d7 |0&75fdeUtd3092Cfa790044477.
`e9f3
`
`Non Patent Literature
`
`NPL11_De||_Creusere_Declarat
`ion_06132016.pdf
`
`5171L015111004b67166713522d407eO916L1
`I43
`
`Non Patent Literature
`
`N PL12_Dict_of_EIectronics.pdf 63986344980d5988kd413998073691433
`1d7745
`
`372969
`
`Information:
`
`Non Patent Literature
`
`NPL13_De||_Motion_Summary
`_Judgment_06132016.pdf
`
`ed2837b3385fcd33237c99be’1e758f9d7ab
`7c3f6
`
`126631
`
`Warnings:
`Information:
`434579
`
`
`
`Non Patent Literature
`
`NPL14_Prov_App_6OI36561.
`pdf
`
`(6 IEZECCWEAEbtaIEBdEbCU4U7d5MS7164
`6613
`
`Warnings:
`Information:
`
`Non Patent Literature
`
`NPL15_Storer_Dec|aration_061
`32016.pdf
`
`Ldfid9e551 23985d973921d0418b1389132b5
`|2f
`
`374050
`
`Information:
`
`|PR2018—01413
`
`Sony EX1002 Page 512
`
`IPR2018-01413
`Sony EX1002 Page 512
`
`

`

`NO” Patent L'teramre
`
`NPL16_De||_Answer_to_Amen
`ded_Complaint_O6232016.pdf 337d3707dchOLaada3flb112618989636
`9L9d4
`
`Information:
`
`
`NO” Patent L'teramre
`
`NPL177Actian7Motion75upple
`ment_lnvalidity_06242016.pdf 97ef2ed50e3c76b92897093fdc5cab186731
`34M
`
`
`
`
`
`Warnings:
`
`Information:
`
`NO” Patent L'terature
`
`NPL18_Actian_Motion_Amend
`_Invalidity_Ex_A_06242016.pd 993frH0054386666H1fl17d74459h95hdefi
`Obaa
`
`376668
`
`
`Warnings:
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. Ifthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`NO” Patent L'terature
`
`NPL19_Actian_Motion_Amend
`_Invalidity_Ex_B_06242016.pd 076ff3fce53663c67339fb96ce5e369d11373
`205
`
`Warnings:
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. Ifthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`Non Patent L'terature
`
`NPL20_Actian_Motion_Amend
`_Invalidity_Ex_C_O6242016.pd 665(dd35953b85ccfb38c35665b4€139575
`191110
`
`387569
`
`The page size in the PDF is too large. The pages should be 8.5 x11 or A4. Ifthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`NO” Patent L'terature
`
`NPL21_Actian_Motion_Amend
`_Invalidity_Ex_D_06242016.pd H7fi7fid2diflfil h3791d595d4fif1563amf1 7
`316e1
`
`388930
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. Ifthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`IPR2018-01413
`
`Sony EX1002 Page 513
`
`IPR2018-01413
`Sony EX1002 Page 513
`
`

`

`NO” Patent L'teramre
`
`NPL22_Actian_Motion_Amend
`_|nvalidity_Ex_E_O6242016.pdf 05f33d50e279a35fabb4bd3bf64930:1ccl
`1919
`
`995487
`
`The page size in the PDF is too large. The pages should be 8.5 x11 or A4. Ifthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`NO” Patent L'terature
`
`NPL23_Actian_Motion_Amend
`_lnvalidity_Ex_F_O6242016.pdf SalLJLSeLlBSebullId6d6566L215514d2L9
`fl 2
`
`266079
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. Ifthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`
`
`
`NPL247Actian7MotioniAmend
`ilnvalidityiEx7M706242016.
`pdf
`
`0551 B
`00171sbcLQLSIIaEcIecIf1e3903711d87a
`
`Non Patent Literature
`
`Warnings:
`Information:
`
`91cffdbadDac720cbD44a7l470720150199!
`
`Non Patent Literature
`
`NPL25_Realtime_Reply_CC_Bri
`ef_06272016.pdf
`
`9995793t3b24dc5d9b6225clf393dd513bc
`deZf
`
`Non Patent Literature
`
`I 13587
`
`N PL26_Realtime_Response_M
`otion_Partial_Summary_J udg
`_
`ment 0627201 6_pdf
`
`tidafi
`519a159f84b6c0bef7d0bf44176516063495
`
`Non Patent Literature
`
`NPL27_Brief_Supporting_Moti
`on_for_Summary_Judgment_O
`6302016_pdf
`
`Information:
`
`Information:
`
`
`
`Information:
`
`
`Non Patent Literature
`
`N P L287Joi nLCCiC harLAiO63
`02016.pdf
`
`
`
`38715 ‘
`
`e444c8884a637c1359135038803d3ed7ad
`Odni‘fld
`
`no
`
`3
`
`28
`
`
`
`|PR2018—01413
`
`Sony EX1002 Page 514
`
`IPR2018-01413
`Sony EX1002 Page 514
`
`

`

`The page size in the PDF is too large. The pages should be 8.5 x11 or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`Non Patent Literature
`
`NPL29_Joint_CC_Chart_B_063
`0201 6.pdf
`
`6335306cbf0736d6l c9f7671b40fa§670fid0
`'IarU
`
`193122
`
`The page size in the PDF is too large. The pages should be 8.5 x11 or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
` Information:
`
`
`Non Patent Literature
`
`NPL30_Realtime_Notice_of_Su
`ppLFactsiO7052016.pdf
`
`0(5733C339d7Elt00597bhd40heUUadBe|
`3e50/l
`
`
`
`
`
`
`
`
`
`Warnings:
`Information:
`
`Information:
`
`Non Patent Literature
`
`N PL31_Oracle_Motion_to_Sup
`pl_CC_Record_07112016.pdf
`
`711941 dd8376b1 ldéficeb46b6b48b06037a
`7CClt
`
`Non Patent Literature
`
`NPL32_Joint_CC_Statement_O
`7132016.pdf
`
`f7f46af5287fcf996e263cb4433411762e678
`e7d
`
`Information:
`
`Non Patent Literature
`
`NPL33_Joint_CC_Statement_E
`x_A_07132016.pdf
`
`c7de7bfc5356d70623/l B/l c18786259f9/leb
`5703a
`
`Warnings:
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`Non Patent Literature
`
`NPL34_Realtime_Response_to
`_Motion_to_Suppl_CC_Record
`_
`O7142016_pdf
`
`“93
`6deOEfdeb265chbf9bebc1057a7c7e0365.
`
`Information:
`
`IPR2018—01413
`
`Sony EX1002 Page 515
`
`IPR2018-01413
`Sony EX1002 Page 515
`
`

`

`Non Patent Literature
`
`NPL35_Rackspace_Complaint_
`06292016.pdf
`
`(7391-62990‘67511961106b031be133e27e€
`56dLL
`
`2270488
`
`Information:
`1302477
`
`Non Patent Literature
`
`NPL367Fujitsu7Comp|aint7072
`12016.pdf
`
`1c5£d91£d83179380b3308dfac5d124be45
`e9ecf
`
`Warnings:
`Information:
`
`Non Patent Literature
`
`NPL37_Vembu_Complaint_072
`22016.pdf
`
`hadfla7fif§r'fi7r95fl98877fif81 7591 Id 12d77
`5756
`
`836346
`
`
`
`Warnings:
`Information:
`
`Information:
`
`Non Patent Literature
`
`NPL38_N FOA_14844973_0517
`2016.pdf
`
`1056051 17c0069f1ab06f69b93167cda74a
`1930
`
`Non Patent Literature
`
`NPL39_N FOA_14727309_0607
`2016.pdf
`
`cdanUSecebfickamBH38971799b527
`e494
`
`
`
`
`
`
`
`Information:
`
`Non Patent Literature
`
`NPL407NIIRC795001581706022
`Oi6.pdf
`
`197766e3allleb4d71696csad13b15dBH1
`991111)
`
`Warnings:
`Information:
`
`Non Patent Literature
`
`NPL41_N||RC_95001533_O6142
`016.pdf
`
`FfidfilellfiarfiufinathHPfihahI I 7d2r7rt=
`c4913
`
`
`
`Warnings:
`Information:
`
`|PR2018-01413
`
`Sony EX1002 Page 516
`
`IPR2018-01413
`Sony EX1002 Page 516
`
`

`

`Non Patent Literature
`
`NPL42_Reexa m_Cert_95001 58
`1_07082016.pdf
`
`Zfad885064bf03593(01388818494986dsaf
`a1ed
`
`Information:
`
`Non Patent Literature
`
`NPL437N|IRC795001544707152
`Oi6.pdf
`
`H43558013380151135434446119c683c1 863
`18%
`
`Warnings:
`Information:
`
`Non Patent Literature
`
`NPL44_Reexa m_Cert_95001 53
`3_07222016.pdf
`
`IffiLLS‘fiUSthIffgffierHPZIMQUR? 5189 4
`59b
`
`
`
`Warnings:
`Information:
`
`Information:
`
`N0” Patent L'terature
`
`N PL45_IPR201600373_Instituti
`on_Decision_O6272016.pdf
`
`€363EE91CCE357510E90343Eb659fd32246
`ZZPPD
`
`192996
`
`NO” Patent L'teramre
`
`N PL46_IPR201600374_Instituti
`on_Decision_06272016.pdf
`
`03a771d3b380d15845‘a46fc831666538de
`463M
`
`168181
`
`
`
`
`
`
`
`Information:
`
`NO” Patent L'terature
`
`N PL477|PR2016003757Instituti
`on_Decision_07012016.pdf
`
`143411a4blac7cee6163d857461474368871
`497f
`
`Warnings:
`Information:
`
`NO” Patent L'terature
`
`N PL48_IPR201600376_Instituti
`on_Decision_07012016.pdf
`
`H3r157r0b405f14d783r41ddaflfda4fi7§ff8
`3647
`
`
`
`Warnings:
`Information:
`
`|PR2018—01413
`
`Sony EX1002 Page 517
`
`IPR2018-01413
`Sony EX1002 Page 517
`
`

`

`NO” Patent L'teramre
`
`N PL49_IPR201600377_Instituti
`on_Decision_07012016.pdf
`
`1b2dd76e6c66f93933aaOce6019eac43443
`34845
`
`Information:
`505563
`
`Non Patent Literature
`
`N PLSOilPR2016013657Petition
`_07082016.pdf
`
`c8e0£5(0d4ace1354cBae60f9d19826eb39
`da9dd
`
`Warnings:
`Information:
`
`Non Patent Literature
`
`NPL51_IPR201601365_1002_6l
`8_FH.pdf
`
`51hPPrfiUIUhhHafiIIdfidfiidfi73rhfififiifi
`c751ec
`
`6197849
`
`
`
`
`
`
`
`
`
`Warnings:
`Information:
`
`Information:
`
`N0” Patent L'terature
`
`N PL52_IPR201601365_1003_N
`euhauser_Dec|_O7082016.pdf 230455dae701f094354516c(732977b06d5
`(151%
`
`676680
`
`Non Patent Literature
`
`NPL53_IPR201601365_1007_B
`urrows_1992.pdf
`
`757170I7c76:e07cdab325f2fc0f4d113430
`b357
`
`113409
`
`Information:
`1728887
`
`Non Patent Literature
`
`NPL547|PR201601365710107H
`ennessy_1990.pdf
`
`7d4e76e92fd63e95bcalb745257bd3963b
`4an6
`
`Warnings:
`Information:
`
`Non Patent Literature
`
`NPL55_IPR201601365_1010_Pa
`rt1of2_Prosise_1993.pdf
`
`fidfiPlfiI Rafi I 43252r1 h5drh9150dfifi4fifia
`133005
`
`8488160
`
`
`
`Warnings:
`Information:
`
`|PR2018-01413
`
`Sony EX1002 Page 518
`
`IPR2018-01413
`Sony EX1002 Page 518
`
`

`

`Non Patent Literature
`
`NPL55_IPR201601365_1010_Pa
`rt20f2_Prosise_1993.pdf
`
`9471191d5(40332dd8f751098e158557333
`5151.5
`
`1764954
`
`Information:
`
`263628
`
`Non Patent Literature
`
`NPL56ilPR201601365710137M
`icrosoft_Comp_Dict_1997.pdf
`
`11391111155155445306144512101311649793
`0f3e7
`
`Warnings:
`
`Information:
`
`537938
`
`Non Patent Literature
`
`0590
`Information:
`
`NPL57_IPR201601365_1014_P
`C |_Syste m_Architecture_1 999.
`pdf
`
`
`ZhPrrUlIrfI dhd 5979d8928624dd3 hffiHHBZ
`69735
`
`Warnings:
`
`Information:
`
`Non Patent Literature
`
`NPL58_IPR201601365_1016_St
`orer_1982.pdf
`
`5344b55550c550f6fi‘dd20699413bBcb1bS
`7353
`
`1029964
`
`Non Patent Literature
`
`NPL59_IPR201601366_Petition
`_07082016.pdf
`
`eI‘BSBaSBZBe549cbcda§7bbac1He7518578
`
`542493
`
`Information:
`
`34651694
`Total Files Size (in bytesfi
`
`
`|PR2018—01413
`
`Sony EX1002 Page 519
`
`IPR2018-01413
`Sony EX1002 Page 519
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`|PR2018—01413
`
`Sony EX1002 Page 520
`
`IPR2018-01413
`Sony EX1002 Page 520
`
`

`

`PTO/SB/OG (09-11)
`Approved for use through 1/31/2014. OMB 0651-0032
`U 8 Patent and Trademark Office, U 8 DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`PATENT APPLICATION FEE DETERMINATION RECORD
`Application or DOCkeT Number
`Filing Dale
`Substitute for Form PTO—875
`14/876,276
`10/06/2015
`
`[I To be Mailed
`
`APPLICATION AS FILED — PART I
`
`(Column 1)
`
`(Column 2)
`
`ENTITY:
`
`IE LARGE |:| SMALL |:| MICRO
`
`37 CFR 1.16 a . b , or cl
`
`37CFR1.16’k ll arm
`
`I] EXAMINATION FEE
`eemmpim
`TOTAL CLAIMS
`i37 CFR1.16(i
`
`i'37 CFR1.16(h)
`
`I:IAPPLICATION SiZE FEE
`(37 CFR1.16(s))
`
`.
`”mus 2° =
`
`minus3=
`If the specification and drawings exceed 100 sheets
`of paper, the application size fee due is $310 ($155
`for small entity) for each additional 50 sheets or
`fraction thereof. See 35 U.S.C. 41(a)(1)(G) and 37
`CFR 1.16(s).
`
`I:I MULTIPLE DEPENDENT CLAIM PRESENT (s7 CFFl1.16(j))
`' If the difference in column 1 is less than zero, enter “0" in column 2.
`
`APPLICATION AS AMENDED — PART II
`
`CLAIMS
`
`ZEXSFIN'NG
`AMENDMENT
`
`(Column 2)
`HIGHEST
`
`(Column 3)
`
`lPlILIJIE’laDlDSLY
`PAID FOR
`
`PRESENT EXTRA
`
`ADDITIONAL FEE ($)
`
`I: Application Size Fee (37 CFR1.16(s
`
`D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR1.16(j))
`
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`PRESENT EXTRA
`
`l.16(i))
`37 CFR1.16h
`
`I:I Application Size Fee (37 CFR1.16(s))
`
`D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR1.16(j))
`
`
`
`
`AMENDMENI
`
`AMENDMENT
`
`* If the entry in column 1 is less than the entry in column 2. write “0" in column 3.
`" lfthe “Highest Number Previously Paid For" IN THIS SPACE is less than 20. enter “20".
`"" If the “Highest Number Previously Paid FOI” IN THIS SPACE is less than 3, enter “3'.
`The “Highest Number Previously Paid Fof' (Total or Independent) is the highest numberfound in the appropriate box in column 1.
`This collection of information is required by 37 CFR 1.16. The information is required to obtain or retain a benefit by the public which is to file (and bythe USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 114. This collection is estimated to take 12 minutes to complete. including gathering.
`preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden. should be sent to the Chief Information Officer. US. Patent and Trademark Office. US.
`Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, calf 1-800—PTO-9199 and select option 2.
`
`LIE
`/DEBFIA SAVOY/
`
`|PR2018—01413
`
`Sony EX1002 Page 521
`
`IPR2018-01413
`Sony EX1002 Page 521
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF CONEVIERCE
`United States Patent and Trademark Office
`Add1ess: COMSIISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria. Virginm 2231371430
`www.msptogov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`26111
`
`7590
`
`06/06/2016
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 NEW YORK AVENUE, N.VV.
`WASHINGTowczooos
`
`EXAMINER
`
`BOCURE,TESFALDET
`
`2634
`
`DATE MAILED: 06/06/2016
`
`14/876,276
`
`10/06/2015
`
`James I. FALLON
`
`342 LOOSOOOC
`
`3403
`
`TITLE OF INVENTION: Video Data Compression Systems
`
`APPI4N TYPE
`ENTITY STATIIS
`ISSI IF FEE DIIE
`PIIEI 4IC ATION FEE DIIE
`PREV. PAID ISSITE FEE
`TOTAI4 FEE(S) DIIE
`DATE DIIE
`
`nonprovisional
`UNDISCOUN TED
`$960
`09/06/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON TIIE MERITS IS CLOSED. TIIIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGIITS.
`THIS APPLICATION IS SUBJECT TO WITHDRAVVAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORlVI
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUSis shown as SMALL or MICRO verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUSIS the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—SS (Rev. 02/11)
`
`Page 1 of 3
`
`|PR2018—01413
`
`Sony EX1002 Page 522
`
`IPR2018-01413
`Sony EX1002 Page 522
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: M_ail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571 )-273-2885
`through 5 should be completed where
`INSTRUCIIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`propriate. All further correspondence including the Patent advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`incated unless corrected below or directed otherwise in Block 1 by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Uh: Block HUI any chime: of minim»)
`
`06/06/2016
`7590
`25111
`STERNE, KESSLER, GOLDSTEIN & FOX P.L..LC.
`,
`1 100 NEW YORK AVENUE7 N'W ‘
`WAS‘HNGTON’DCZOOOS
`
`Note: A certificate of maiIin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`aper_s. Each additional paper such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the Lnited
`Séates Poistal Stkelrvice with sufficient postageggr firstglass mailbin an Envelope
`a dresse
`to
`e Mai Stop ISSUE FEE a
`ress a ove, or
`eing acsimi e
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`epositor's name
`
`
`
`APPLICATION I\O.
`FILING DATE
`FIRST NAI\IED INVENTOR
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`14/876.276
`10/06/2015
`James J. FALLON
`3421.005000C
`3403
`
`TITLE OF INVENTION: Video Data Compression Systems
`
`
`
`
`PREV. PA ) ISST E FFF
`APPLN TYPE
`ENTITY STATUS
`ISSTTE FEE DTTE
`PUBLICATION FEE DTTE
`TOTAL FEE(S) DTTE
`DATE DTTE
`
`nonprovisiona]
`UNDISCOUNTFD
`$960
`09/06/2016
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUB CLASS
`
`BOCURE. TESFALDET
`
`2634
`
`375-240100
`
`2. For printing on the patent front page, list
`1. Change of correspondence address or indication of "Fee Address" (37
`CF 1 1.363).
`(1) The names of up to 3 registered patent attorneys
`or agents OR alternatively.
`3 Chan e of correspondence address (or Change of Correspondence
`Addressoorm PTO/SB/l 22) attached.
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of 11p to
`3 ”Fee Address" indication (or ”Fee Address" Indication form
`2 registered patent attorneys or agents. If no name is
`)TO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`listed no name will be printed
`Number is required.
`3. ASSIGNEj I\AVIE AND RESIDENCE DATA TO BE PRINTED ON I'I-IE PATENT (print or type)
`If an assignee is identified below. the document has been filed for
`)LEASE NOTE: UnIess an assignee is identified below. no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAMj OF ASSIGNEE
`(B) RESIDENCE: (CITY and S I'AI'E OR COUN I'RY)
`
`
`
`
`
`
`
`2
`w
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual D Corporation or other private group entity D Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`3 Publication Fee (No smalI entity discount permitted)
`3 Advance Order 7 # of Copies
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`3 Payment by credit card. Form PTO—2038 is attached.
`jThe director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status. as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 131 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Date
`
`Registration No.
`
`Typed or printed name
`
`Authorized Signature
`
`PTOL-85 Part B (IO-I3) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`|PR2018—01413
`
`Sony EX1002 Page 523
`
`IPR2018-01413
`Sony EX1002 Page 523
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF CONEVIERCE
`United States Patent and Trademark Office
`Addiess: COME/IISSION'ER FOR PATENTS
`P.O. Box 1450
`Alexandria. Virginia 2231371430
`www.mspto.gov
`
`APPLICATION NO.
`FILING DATE
`FIRST NAIVIED INVENTOR
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`14/876,276
`10/06/2015
`James J. FALLON
`3421.005000C
`3403
`
`26111
`
`7590
`
`06/06/2016
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 NEW YORK AVENUE, N.W.
`WASHINGTowczooos
`
`BOCURE,TESFALDET
`
`2634
`
`DATE MAILED: 06/06/2016
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation With the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i)
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office Will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that
`is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and Will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL—85 (Rev. 02/11)
`
`Page 3 of 3
`
`|PR2018—01413
`
`Sony EX1002 Page 524
`
`IPR2018-01413
`Sony EX1002 Page 524
`
`

`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display on the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number’s legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL—85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box
`1450, Alexandria, Virginia 22313—1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respond to a collection of information unless it displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant
`to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U .S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is required
`by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance
`from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to
`comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
`218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under authority
`of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations
`governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive.
`Such disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication
`of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the
`record was filed in an application which became abandoned or in which the proceedings were terminated
`and which application is referenced by either a published application, an application open to public
`inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`|PR2018—01413
`
`Sony EX1002 Page 525
`
`IPR2018-01413
`Sony EX1002 Page 525
`
`

`

`
`
`Applicant(s) 14/876,276Application No. FALLON ET AL.
`
`$E:?AnLeDrET BOCURE
`3632””
`gain“ '"VentOr 1° FIIE)
`Non-0e Of Allowability
`No
`
`
`-- The MAILING DA TE of t