`U.S. Patent No. 8,399,514
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________
`
`
`MYLAN PHARMACEUTICALS INC.,
`Petitioner,
`
`v.
`
`BIOGEN MA INC.,
`Patent Owner.
`____________________________________________
`
`Case IPR2018-01403
`Patent 8,399,514 B2
`____________________________________________
`
`DECLARATION OF GILMORE O’NEILL, M.D.
`
`
`
`
`
`
`
`
`
`Biogen Exhibit 2097
`Mylan v. Biogen
`IPR 2018-01403
`
`Page 1 of 13
`
`
`
`
`
`
`
`
`I.
`II.
`
`Personal Background and Introduction ........................................................... 1
`Biogen’s Phase II Clinical Trial of BG-12 ...................................................... 2
`A. My Role as Medical Director of the MS BG-12 Team ......................... 3
`B.
`The Subject Matter of Exhibits 1007, 1046, and 1016 ......................... 6
`Inventorship of the ’514 Patent Claims ........................................................... 8
`III.
`IV. Conclusion ....................................................................................................... 9
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`Table of Contents
`
`i
`
`Page 2 of 13
`
`
`
`I, Gilmore O’Neill, have personal knowledge of the facts stated herein and
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`
`
`provide the following testimony:
`
`I.
`
`Personal Background and Introduction
`I am currently Executive Vice President, R&D and Chief Medical
`1.
`
`Officer at Sarepta Therapeutics, a position I have held since June of 2018. Prior to
`
`this position, I was employed at Biogen for nearly fifteen years, where I held several
`
`positions, including Associate Director, Medical Research from 2003 to 2005;
`
`Director, Medical Research from 2005 to 2007; Senior Director, Experimental
`
`Neurology from 2007 to 2010; Vice President, Experimental Neurology (Early
`
`Stage) from 2010 to 2012; Vice President, Global Late Stage Clinical Development
`
`from 2012 to 2013; Vice President, Global Neurology Clinical Development from
`
`2013 to 2014; Vice President, Research and Development MS Franchise from 2014
`
`to 2015; Senior Vice President, Drug Innovation Units from 2015 to 2016; and
`
`Senior Vice President, Late Stage Clinical Development from 2016 to 2018.
`
`2.
`
`I received my medical degree from University College Dublin in 1988
`
`and completed residencies and fellowship
`
`training
`
`in
`
`internal medicine,
`
`pulmonology and neuropathology in 1993 at Beaumont Hospital, Dublin. I
`
`completed my residency in Neurology at Massachusetts General Hospital in 1997
`
`and was Chief Resident from 1996 to 1997. I also received a Master of Medical
`
`1
`
`Page 3 of 13
`
`
`
`
`Science degree from Harvard Medical School in 1999. I am a Neurologist at
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`Massachusetts General Hospital and have held that position since 1997.
`
`3.
`
`I understand that the U.S. Patent and Trademark Office has instituted
`
`an Inter Partes Review, IPR2018-01403, involving Biogen’s U.S. Patent No.
`
`8,399,514 (“the ’514 patent”), of which I am a named co-inventor.
`
`4.
`
`I also understand that Mylan has submitted the following exhibits in
`
`that proceeding:
`
`• Ex. 1007: L. Kappos et al., Efficacy of a Novel Oral Single-
`Agent Fumarate, BG0012, in Patients with Relapsing-Remitting
`Multiple Sclerosis: Results of a Phase 2 Study, 253 (Supp. 2) J.
`Neurol. II27, O108 (2006)
`
`• Ex. 1046: L. Kappos et al., Efficacy of a Novel Oral Single-
`Agent Fumarate, BG0012, in Patients with Relapsing-Remitting
`Multiple Sclerosis: Results of a Phase II Study, 253 (16th
`Meeting of the European Neurological Society, May 20, 2006)
`
`• Ex. 1016: NewsRoom document, Oral Compound BG-12
`Achieves Primary Endpoint in Phase II Study of Relapsing-
`Remitting Multiple Sclerosis; Treatment with BG-12 Led to
`Statistically Significant Reductions in MRI Measures (May 30,
`2006)
`
`5.
`
`I provide this declaration based on my personal knowledge and my role
`
`
`
`in the Phase II trial of BG-12 for the treatment of multiple sclerosis (MS).
`
`II. Biogen’s Phase II Clinical Trial of BG-12
`6. Mylan’s Exhibits 1007, 1046 and 1016 relate to Biogen’s Phase II trial
`
`of BG-12 (dimethyl fumarate, now marketed as Tecfidera®) in patients with multiple
`
`2
`
`Page 4 of 13
`
`
`
`
`sclerosis (MS). As the Medical Director of Biogen’s MS BG-12 program, the Phase
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`II subject matter described in those exhibits represents solely my work and the work
`
`of those working under my direction and supervision. This is described more fully
`
`in the paragraphs below.
`
`A. My Role as Medical Director of the MS BG-12 Team
`I was Biogen’s Medical Director for its MS BG-12 program: the person
`7.
`
`in charge of Biogen’s Phase II trial. In that role, I was responsible for all aspects of
`
`the Phase II trial, including design, execution, and assessment and reporting of
`
`results.
`
`8.
`
`For example, I presented the initial clinical trial concept, including four
`
`proposed dosing options, to Biogen’s Clinical Trial Review Board (CTRB) in
`
`February of 2004. See Ex. 2088. One of my proposed dosing options—120 mg/day,
`
`360 mg/day, 720 mg/day—was the option we ultimately selected to move forward
`
`with.
`
`9.
`
`I also supervised and directed the numerous people, both within and
`
`outside Biogen, that were involved in carrying out the clinical trial. For example, I
`
`supervised Rebecca Conaghan, the Clinical Trial Manager of the Phase II study. Her
`
`role was to coordinate, under my direction and supervision, the administrative
`
`aspects of the trial, such as study initiation, monitoring, and data management. On
`
`August 16, 2004, Ms. Conaghan and I sent correspondence to members of the
`
`3
`
`Page 5 of 13
`
`
`
`
`Scientific Advisory Committee scheduling an initial Investigator Meeting in
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`Versailles, France, as shown in Ex. 2089. This correspondence also reflects other of
`
`our initial steps in setting up the Phase II trial, including setting up 43 sites across
`
`10 countries; setting up an MRI Reading Centre in London; making various ethics
`
`and regulatory submissions; packaging and releasing drug supplies; and the
`
`numerous other activities that must be undertaken in a clinical trial. See Ex. 2089.
`
`I also supervised Minhua Yang, who served as Biogen’s Project Statistician for the
`
`Phase II program and worked on compiling the results of the Phase II trial. I
`
`reviewed and analyzed the data compiled and processed by Ms. Yang and others
`
`working under my direction and supervision from a clinical perspective and these
`
`results and analysis are reflected in Exhibits 1007, 1046, and 1016. Both Ms.
`
`Conaghan and Ms. Yang worked on the Phase II trial under my direction and
`
`supervision.
`
`10.
`
`In addition to the individuals within Biogen, we also assembled a
`
`Scientific Advisory Committee to provide scientific and medical advice for the study
`
`and to oversee the administrative process of the study. The Scientific Advisory
`
`Committee included subsets of the trial’s Clinical Investigators (Ludwig Kappos,
`
`designated “Coordinating Investigator,” Eva Havrdova, Ralf Gold, Chris Polman)
`
`and the MRI Reading Centre team (David Miller), as well as consultants (Volker
`
`Limmroth). The Clinical Investigators for the trial were responsible for enrolling
`
`4
`
`Page 6 of 13
`
`
`
`
`patients, overseeing administration of the drug, monitoring adverse events, reporting
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`data to Biogen, and ensuring compliance with all aspects of the protocol and
`
`applicable policies and procedures. The MRI Reading Centre team was responsible
`
`for collecting and compiling the MRI data that we obtained during the study.
`
`11. All of these individuals—Biogen’s employees, the members of the
`
`Scientific Advisory Committee, the Clinical Investigators, the MRI Reading Centre
`
`team, and the various consultants and experts—worked on the Phase II trial under
`
`my direction and supervision. For example, I held regular meetings of the Clinical
`
`Development Team (CDT) and the Scientific Advisory Committee to obtain input
`
`on various aspects of the study and address any issues as they arose. Exhibit 2092
`
`is an example of such a meeting that I attended on September 8, 2004. I was also
`
`the person responsible for reviewing and analyzing the data from the trial and
`
`drawing conclusions about the data from a clinical perspective. Indeed, the Clinical
`
`Investigators and Scientific Advisory Committee were blinded to the individual and
`
`overall trial data during the course of the trial, and did not see the data or results until
`
`after I (with the assistance of Minhua Yang), had analyzed the data and developed
`
`conclusions about the data. This is reflected in the flowchart plan that I received on
`
`October 25, 2005, Ex. 2090 at 2, which shows that I (“GON”) was one of the first,
`
`along with the statisticians, to see, review, and analyze the data from the Phase II
`
`5
`
`Page 7 of 13
`
`
`
`
`trial, which data and analyses were subsequently presented to the investigators in the
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`trial, including the Clinical Investigators.
`
`12.
`
`In sum, as with all large-scale clinical trials, there were a number of
`
`individuals involved in carrying out the study. However, as Medical Director of
`
`Biogen’s MS BG-12 program, I was responsible for all aspects of the Phase II trial,
`
`including the doses that were tested (120 mg/day, 360 mg/day, 720 mg/day) and the
`
`results and conclusions drawn therefrom. As is standard in clinical trials,
`
`information related to Biogen’s Phase II trial that was shared and exchanged among
`
`those involved in the trial was confidential and non-public.
`
`The Subject Matter of Exhibits 1007, 1046, and 1016
`B.
`13. Exhibits 1007 and 1046 are the abstract and slide presentation of the
`
`Phase II results at the May 2006 ENS Meeting in Lausanne, Switzerland. As
`
`described above, as Medical Director of the MS BG-12 program, I was responsible
`
`for the doses that were tested and the results and conclusions drawn therefrom,
`
`including the results reported in these two exhibits. Indeed, the subject matter
`
`reported in Exhibits 1007 and 1046 is directly traceable to my own slides from
`
`months earlier, in which I presented the same data and conclusions at a confidential
`
`meeting in Luzern, Switzerland. See, e.g., Ex. 2091, slides 8, 9, 14.
`
`14. The additional authors on the Exhibits 1007 and 1046 are individuals
`
`both within and outside Biogen who worked on the Phase II trial under my direction
`
`6
`
`Page 8 of 13
`
`
`
`
`and supervision. Collectively, the Scientific Advisory Committee decided before
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`the trial was conducted who would be named as authors on publications of the Phase
`
`II results. Ex. 2092. At that time, we agreed that the authors would include the
`
`following:
`
`• Coordinating Investigator: Ludwig Kappos
`• Scientific Advisory Committee Members: Ludwig Kappos, Eva Havrdova,
`Ralf Gold, Chris Polman, Volker Limmroth, and David Miller
`• Three Members of the MRI Reading Centre Team: Klaus Schmierer,
`David MacManus, Tarek Yousry
`• Study Medical Director: Gilmore O’Neill
`• Lead Statistician: Minhua Yang
`• Top Three Recruiting Investigators: Mefkure Eraksoy, Eva Meluzinova,
`Ivan Rektor
`
`15. The authorship on Exhibits 1007 and 1046 was thus made to account
`
`
`
`for various individuals’ roles in carrying out the Phase II clinical trial. The work
`
`described in Exhibits 1007 and 1046—including the dosing regimen and results
`
`drawn therefrom—represents my work with help from others working under my
`
`direction and supervision.
`
`16.
`
`I was also the person responsible for determining the material that
`
`would be included in Exhibits 1007 and 1046. Drafts were prepared under my
`
`direction and revised by me. Following my review and revision, when I was satisfied
`
`with the content of the abstract and slide presentation, I circulated the drafts to
`
`members of the Scientific Advisory Committee. For example, Exhibit 2093 is an
`
`email I sent to Dr. Kappos on January 31, 2006 attaching draft abstracts. Any edits
`
`7
`
`Page 9 of 13
`
`
`
`
`provided by the members of the Scientific Advisory Committee were minimal in
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`nature and were done under my supervision and approval. Id.
`
`17. Finally, Exhibit 1016 likewise describes the work of myself and those
`
`working under my direction and supervision. Exhibit 1016 is a NewsRoom
`
`document reflecting the Phase II work that I led as Medical Director of the MS BG-
`
`12 program.
`
`18.
`
`In summary, Exhibits 1007, 1046, and 1016 concern Biogen’s Phase II
`
`trial of BG-12 for the treatment of MS. As Medical Director, I was responsible for
`
`the design and execution of that trial, and the reporting of its results. The contents
`
`of these exhibits, including the selected doses of 120 mg/day, 360 mg/day, and 720
`
`mg/day, the results, and the analysis, is solely the work of me and those working
`
`under my direction and supervision.
`
`III.
`
`Inventorship of the ’514 Patent Claims
`19. The ’514 patent lists two co-inventors: me and Dr. Matvey E.
`
`Lukashev, a former co-worker of mine at Biogen. Dr. Lukashev and I made
`
`different contributions to the claimed subject matter: my work related to the
`
`treatment of patients with MS with a therapeutically effective amount of DMF
`
`and/or MMF (about 480 mg), while Dr. Lukashev’s work related to the mechanism
`
`of action of dimethyl fumarate, including its interaction with the Nrf2 pathway and
`
`8
`
`Page 10 of 13
`
`
`
`
`effect on NQO1 expression levels. Thus, I am the sole inventor of claims 1-16 and
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`20, while both Dr. Lukashev and I are together co-inventors of claims 17-19.
`
`20. These different contributions are reflected in the file history of the
`
`patent ’514 patent. Specifically, I was added as an inventor to account for the
`
`submission of claims directed to methods of treating MS by administering about
`
`480 mg per day of dimethyl fumarate, monomethyl fumarate, or a combination
`
`thereof. This is reflected in Exhibits 2094, 2095, and 2096, which I understand
`
`were submitted to the U.S. Patent and Trademark Office.
`
`IV. Conclusion
`I declare that all statements made herein of my knowledge are true, and
`21.
`
`that all statements made on information and belief are believed to be true, and that
`
`these statements were made with the knowledge that willful false statements and the
`
`like so made are punishable by fine or imprisonment, or both, under Section 1001 of
`
`Title 18 of the United States Code.
`
`22.
`
`In signing this declaration, I understand that the declaration will be filed
`
`as evidence in a contested case before the Patent Trial and Appeal Board of the
`
`United States Patent and Trademark Office. I acknowledge that I may be subject
`
`to cross examination in the case and that cross examination will take place within
`
`the United States. If cross examination is required of me, I will appear for
`
`
`
`
`
`9
`
`Page 11 of 13
`
`
`
`Case No. IPR2018—01403
`
`US Patent No. 8,399,514
`
`cross examination Within the United States during the time allotted for cross
`
`examination.
`
`DATE:
`
`Juk— M yon
`
`By:
`
`
`
`Gilmore O’Nei11,M.D.
`
`Page 12 of 13
`
`
`
`Case No. IPR2018-01403
`U.S. Patent No. 8,399,514
`
`APPENDIX A
`
`
`Description
`U.S. Patent No. 8,399,514, Treatment for Multiple Sclerosis
`(filed Feb. 13, 2012) (issued Mar. 19, 2013)
`L. Kappos et al., Efficacy of a Novel Oral Single-Agent
`Fumarate, BG0012, in Patients with Relapsing-Remitting
`Multiple Sclerosis: Results of a Phase 2 Study, 253 (Supp.
`2) J. Neurol. II27, O108 (2006)
`NewsRoom document, Oral Compound BG-12 Achieves
`Primary Endpoint in Phase II Study of Relapsing-
`Remitting Multiple Sclerosis; Treatment with BG-12 Led
`to Statistically Significant Reductions in MRI Measures
`(May 30, 2006)
`L. Kappos et al., Efficacy of a Novel Oral Single-Agent
`Fumarate, BG0012, in Patients with Relapsing-Remitting
`Multiple Sclerosis: Results of a Phase II Study, 253 (16th
`Meeting of the European Neurological Society, May 20, 2006)
`Clinical Trial Review Board Agenda Item Meeting Minutes
`(February 19, 2004)
`Email from Rebecca Conaghan and Gilmore O’Neill, M.D.
`(August 16, 2004)
`Email from Cara Lansden with Attachment (October 25, 2005)
`Presentation by Dr. Gilmore O’Neill titled “BG00012 in
`RRMS: Update From Phase 2 Study” at confidential meeting of
`Fumapharm-Biogen MC in Luzern, Switzerland on February
`16, 2006
`Email from Gilmore O’Neill, M.D. with Attachment (February
`1, 2006)
`Emails between Gilmore O’Neill, M.D., and Ludwig Kappos,
`M.D., with Attachments (January 31, 2006)
`Prosecution History, U.S. Patent Application No. 12/526,296,
`Preliminary Amendment (June 20, 2011)
`Prosecution History, U.S. Patent Application No. 12/526,296,
`Supplemental Amendment and Reply (October 28, 2011)
`Prosecution History, U.S. Patent Application No. 12/526,296,
`Request to Add Inventor in a Nonprovisional Patent
`Application (October 28, 2011)
`
`
`
`Exhibit
`1001
`
`1007
`
`1016
`
`1046
`
`2088
`
`2089
`
`2090
`2091
`
`2092
`
`2093
`
`2094
`
`2095
`
`2096
`
`
`
`
`
`Page 13 of 13
`
`