Petitioner Bluehouse Global Ltd.
`Petitioner Bluehouse Global Ltd.
`
`EX. 1002
`
`Ex. 1002
`(Pages 1-246)
`(Pages 1-246)
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`2 9,293,545 B2
`I 14/451680
`
`DATED
`
`: March 22, 2016
`
`INVENTOR(S)
`
`: Shunpei Yamazaki et a1.
`
`Page 1 of]
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Specification
`
`At column 3, line 14, “InMO3(ZnO)H,” should be --InMO3(ZnO)m--;
`
`At column 9, line 61, “20 nm” should be --20 nm.--;
`
`At column 13, line 50, “20 nm” should be --20 nm.--;
`
`At column 20, line 22, “5602M” should be --5602_M--;
`
`At column 21, line 8, “5621_)” should be --5621_J--;
`
`At column 21, line 10, “5621_)” should be --5621_J--;
`
`At column 21, line 12, “Ti,” should be --T1,--;
`
`At column 21, line 15, “Ti,” should be --T1,--;
`
`At column 40, line 3, “Er” should be --sr—-;
`
`At column 42, line 67, “01” should be --61--.
`
`Signed and Sealed this
`
`Thirtieth Day of August, 2016
`
`WMXKZLL.
`
`Michelle K. Lee
`
`Director ofthe United States Patent and Trademark Oflice
`
`BLUEHOUSE EXHIBIT 1002
`Page 2 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 2 of 246
`
`

`

`Attorney Docket No. 0756-10566
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent Application of:
`
`Shunpei YAMAZAKI et al.
`
`Serial No. 14/451,680
`
`Filed: August5, 2014
`
`US. Patent No. 9,293,545
`
`For: SEMICONDUCTOR DEVICE
`
`)
`
`)
`
`)
`
`)
`
`)
`
`)
`
`Confirmation No. 5776
`
`Group Art Unit: 2816
`
`Examiner: Jeremy J. Joy
`
`REQUEST FOR CERTIFICATE OF CORRECTION UNDER 37 C.F.R.
`CORRECTION OF OFFICE MISTAKE
`
`1.322 FOR
`
`ATTN: Certificate of Correction Branch
`
`Honorable Commissioner of Patents
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`Sir:
`
`As provided in detail in the attached, the patentee respectfully requests that a
`
`Certificate of Correction be granted in the above-identified patent to correct a mistake in
`
`a patent, incurred through the fault of the Office.
`
`Under 37 C.F.R. 1.322, “The Commissioner may issue a certificate of correction
`
`pursuant to 35 U.S.C. 254 to correct a mistake in a patent, incurred through the fault of
`
`the Office, which mistake is clearly disclosed in the records of the Office at the request
`
`of the patentee or the patentee’s assignee.”
`
`The patentee furthermore requests Expedited Issuance of this Certificate of
`
`Correction in accordance with MPEP § 1480.01. Specifically, this section provides that:
`
`In an effort to reduce the overall time required in processing and
`granting Certificate of Correction requests,
`the Office will expedite
`processing and granting of patentee requests where such requests are
`accompanied by evidence to show that the error is attributable solely to
`the Office .
`.
`.
`. Where the correction requested was incurred through the
`fault of the Office, and the matter is clearly disclosed in the records of the
`
`BLUEHOUSE EXHIBIT 1002
`Page 3 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 3 of 246
`
`

`

`— 2 -
`
`Application Serial No. 14/451 ,680
`US. Patent No. 9,293,545
`Attorney Docket No. 0756-10566
`
`Office, and is accompanied by documentation that unequivocally supports
`the patentee’s assertion(s), a Certificate of Correction will be expeditiously
`issued. MPEP § 1480.01
`
`The following errors appear to have occurred through the fault of the Office, and
`
`the patentee respectfully requests correction thereof.
`
`At column 3, line 14, “lnM03(ZnO)n,” should be -—|nMOg(ZnO)m-—;
`
`At column 9, line 61, “20 nm” should be -—20 nm.--;
`
`At column 13, line 50, “20 nm” should be --20 nm.——;
`
`At column 20, line 22, “5602M” should be --5602_M--;
`
`At column 21, line 8, “5621_)” should be ——5621_J—-;
`
`At column 21, line 10, “5621_)” should be ——5621_J--;
`
`At column 21, line 12, “Ti,” should be ——T1,--;
`
`At column 21, line 15, “Ti,” should be --T1,—-;
`
`At column 40, line 3, “er” should be ——8r——;
`
`At column 42, line 67, “01” should be —-61--.
`
`The corrections in the specification are directed to mistakes in the patent incurred
`
`through the fault of the Office, possibly resulting from the Office’s document scanning
`
`processes.
`
`BLUEHOUSE EXHIBIT 1002
`Page 4 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 4 of 246
`
`

`

`— 3 —
`
`Application Serial No. 14/451,680
`US. Patent No. 9,293,545
`Attorney Docket No. 0756-10566
`
`As the errors were incurred through the fault of the Office, a fee is not believed to
`
`be necessary. Should it be determined that a fee is necessary, any deficiencies or
`
`overages in any fees due in connection with this patent and the requested actions
`
`should be applied to Deposit Account No. 50-2280.
`
`Respectfully submitted,
`
`i CW
`
`Eric J. Robinson
`
`Reg. No. 38,285
`
`Robinson intellectual Property Law Office, RC.
`3975 Fair Ridge Drive
`Suite 20 North
`
`Fairfax, Virginia 22033
`(571) 434-6789
`
`BLUEHOUSE EXHIBIT 1002
`Page 5 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 5 of 246
`
`

`

`PTO/SB/44 (09-07)
`Approved for use through 08/31/2010. OMB 065143033
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`JAiso Form PTO~1050L_
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO
`
`: 9,293,545
`
`DATED
`
`: March 22,2016
`
`|NVENTOR(S)
`: ShunpeiYAMAZAKletaI.
`It is certified that errors appear in the above-identified patent and that said
`Letters Patent is hereby corrected as shown below:
`
`At column 3, line 14, “InM03(ZnO)n,” should be -—InM03(ZnO)m—-;
`
`At column 9, line 61, “20 nm” should be —-20 nm.—-;
`
`At column 13, line 50, “20 nm” should be --20 nm.-—;
`
`At column 20, line 22, “5602M” should be —-5602_M——;
`
`At COIumn 21, line 8, “5621_)” should be —-5621__J—-;
`
`At column 21, line 10, “5621__)” should be -—5621_J——;
`
`At column 21, line 12, “Ti,” should be --T1,—-;
`
`At column 21, line 15, “Ti,” should be --T1,—-;
`
`At column 40, line 3, “er” should be ——8r——;
`
`At column 42, line 67, “01” should be --91--.
`
`
`
`
`
`MAILING ADDRESS OF SENDER:
`
`
`PATENT N0. 9 293 545
`
`Eric J. Robinson
`Robinson Intellectual Property ‘Law Office
`3975 Fair Ridge Drive
`Suite 20 North
`
`‘
`
`No. of additional copies
`
`—>
`
`Fairfax, Virginia 22033
`This collection of information is required by 37 CFR 1322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 UASAC. 122 and 37 CFR 1114. This collection is estimated to take 10 hour to complete, including gathering,
`preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, US. Department of
`Commerce, PO, Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections
`Branch, Commissioner for Patents, PO. Box 1450, Alexandria, VA 22313-1450.
`
`BLUEHOUSE EXHIBIT 1002
`Page 6 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 6 of 246
`
`

`

`Title of Invention:
`
`SEMICONDUCTOR DEVICE
`
`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`
`
`——
`——
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`445742
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`BLUEHOUSE EXHIBIT 1002
`
`Request for Certificate of Correction
`
`COC_O6JULY2016.pdf
`
`def3C95b9c4faeeb9253643360350c816879
`8b27
`
`Warnings:
`
`BLUEHOUSE EXHIBIT 1002
`Page 7 of 246
`
`

`

`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`BLUEHOUSE EXHIBIT 1002
`Page 8 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 8 of 246
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`14/451,680
`
`ISSUE DATE
`
`03/22/2016
`
`31780
`
`7590
`
`03/02/2016
`
`Robinson Intellectual Property Law Office, PC.
`3975 Fair Ridge Drive
`Suite 20 North
`Fairfax, VA 22033
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9293545
`
`0756—10566
`
`5776
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Shunpei YAMAZAKI, Setagaya, JAPAN;
`Semiconductor Energy Laboratory Co., Ltd., Atsugi-shi, JAPAN;
`Kengo AKIMOTO, Atsugi, JAPAN;
`Daisuke KAWAE, Yamato, JAPAN;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSAgov.
`BLUEHOUSE EXHIBIT 1002
`
`1R103 (Rev. 10/09)
`
`Page 9 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 9 of 246
`
`

`

`Attorney Docket No. 0756-10566
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Confirmation No. 5776
`
`Group Art Unit: 2816
`
`Examiner: Jeremy J. Joy
`
`) ) ) ) )
`
`In re Patent Application of:
`
`Shunpei YAMAZAKI et al.
`
`Serial No. 14/451,680
`
`Filed: August 5, 2014
`
`For: SEMICONDUCTOR DEVICE
`
`LETTER REGARDING PAYMENT OF ISSUE FEE
`
`MS Issue Fee
`
`Honorable Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, VA 22313—1450
`
`Dear Sir:
`
`It is respectfully requested that the Issue Fee paid on October 6, 2015 be applied
`
`towards the current Issue Fee due February 16, 2016. Also, attached is the new Issue
`
`Fee Transmittal Form PTOL—85, along with a copy of the Petition granting the
`
`Withdrawal from Issue indicating that the Issue Fee may be reapplied in this matter.
`
`Respectfully submitted,
`
`Eric J. Robinson
`
`Reg. No. 38,285
`
`Robinson Intellectual Property Law Office, PC.
`3975 Fair Ridge Drive
`Suite 20 North
`
`Fairfax, Virginia 22033
`(571) 434—6789
`
`BLUEHOUSE EXHIBIT 1002
`Page 10 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 10 of 246
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable l‘ee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`or E3;
`(571)-273-2885
`
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current corres ondence address as
`in Icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate ”
`E ADDRESS" for
`
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Us: Black lfor any change of address)
`
`.
`
`,
`11/13/2015
`7590
`31780
`ROblnSOD Intellectual Property Law Office, RC.
`3975 F . R-d
`D1"
`alr
`1 go we
`.
`Su1te 20 North
`Fairfax VA 22033
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certitgicate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`Iiave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`l hereb certify that this Fee?) Transmittal is being deposited with the United
`States ostal Service with su ficient postage for first class mail in an envelo e
`addressed to the Mail Stop ISSUE FEE address above, or betng facsimie
`transmitted to the USPTO ( 71) 273-2885. on the date indicated below.
`
`
`
`
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO,
`
`08/05/2014
`14/451,680
`TITLE OF INVENTION: SEMICONDUCTOR DEVICE
`
`Shunpei YAMAZAKI
`
`0756-10566
`
`5776
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`nonprovisional
`
`UNDISCOUNTED
`
`ISSUE FEE DUE
`$960
`
`PREV. PAID iSSUE FEE
`
`TOTAL FEE(S) DUE
`
`$0
`
`$960
`
`$960
`
`DATE DUE
`
`02/16/2016
`
`*Previously paid, please
`see attached letter
`
`EXAMINER
`
`JOY, JEREMY J
`
`ART UNIT
`
`CLASS—SUB CLASS
`
`2816
`
`257—043000
`
`1. Change of correspondence address or indication of ”Fee Address" (37
`
`CFR 1.363).
`
`
`
`2. For printing on the patent front page. list
`
`(1) The names of up to 3 registered patent attorneys Eric J. RObInSOh,
`
`I] Chan e of correspondencevaddress (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`or agents OR’ almafimy’
`Robinson Intellectual
`
`(2) Theeniame of a single firr)n (hjifiilng as a meEnber a
`register
`attorney or agent an
`'
`e names 0 up to
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents. If no name is Property LaW Office! P'C'
`
`listed. no name will be printed.
`Number is required.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`
`
`
`
`If an assignee is identified below. the document has been filed for
`PLEASE NOTE: Unless an assilgnee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CF 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Semiconductor Energy Laboratory Co., Ltd.
`
`Atsugi-shl, Kanagawa—ken, Japan
`
`
`
`
`
`
`
`:1 IndividualPlease check the appropriate assigncc category or categories (will not be printed on the patent) : Corporation or other private group entity Cl Government
`4a. The following fee(s) are submitted:
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`*- Issue Fee *Previously paid, please see attached letter
`:I A check is enclosed.
`CI Publication Fee (No small entity discount permitted)
`:1 Payment by credit card. Form PTO-2038 is attached.
`*
`Advance Order - # of Copies ~2i‘Previously paid, please
`EThe director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`see attached letter (enclose an extra copy of this form). overpayment. to Deposit Account Number 5 0 — 2 2 8 O
`
`
`
`
`
`
`5. Change in Entity Status (from status indicated above)
`
`Cl Applicant asserting small entity status. See 37 CFR 1.27
`
` :1 Applicant certifying micro entity status. See 37 CFR 1.29
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status. checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`3 Applicant changing to regular undiscounted fee status.
`
`entity status. as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature reguirements and certifications.
`
`Authorized Signature gm
`Date
`February 16: 201 6
`
`Eric J . Robinson
`Registration NO.
`38,285
`_
`Typed or printed name
`
`
`PTOLVSS Part B (10—13) Approved for use through 10/31/2013.
`
`OMB 0651—0033
`
`US. Patent and Trademark OffinttdfiiTlmm-bfi man/IERCE
`Page 1 1 of 246
`
`Page 2 of 3
`
`BLUEHOUSE EXHIBIT 1002
`Page 11 of 246
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Decision Date:
`
`October 26, 2015
`
`In re Application of:
`
`Shunpei YAMAZAKI
`
`Application No:
`
`14451680
`
`Filed:
`
`05-Aug-2014
`
`Attorney Docket No:
`
`0755—10556
`
`DECISION ON PETITION
`
`UNDER CFR1.313(c)(2)
`
`This is an electronic decision on the petition under 37 CFR 1.313(c)(2), filed October 26, 2015 , to withdraw the above-identified
`application from issue after payment of the issue fee.
`
`The petition is GRANTED.
`
`The above-identified application is withdrawn from issue for consideration ofa submission under 37 CFR 1.1 14 (request for
`continued examination). See 37 CFR1.313(c)(2).
`
`Petitioner is advised that the issue fee paid in this application cannot be refunded. If, however, this application is again
`allowed, petitioner may request that it be applied towards the issue fee required by the new Notice of Allowance.
`
`Telephone inquiries Concerning this decision should be directed to the Patent Electronic Business Center (EBC) at 866—217—91 97.
`
`This application file is being referred to Technology Center AU
`under 37 CFR 1.114.
`
`2315 for processing of the request for continuing examination
`
`Office of Petitions
`
`BLUEHOUSE EXHIBIT 1002
`Page 12 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 12 of 246
`
`

`

`Title of Invention:
`
`SEMICONDUCTOR DEVICE
`
`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`
`
`——
`
`Payment information:
`
`File Listing:
`
`Document
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`e6ca
`
`Issue Fee Payment (PTO—858)
`
`|F_16FEBZOi6.pdf
`
`2d432791015e09ac9208c27135ee138234'
`
`422941
`
`BLUEHOUSE EXHIBIT 1002
`Page 13 of 246
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Total Files Size (in bytes)
`
`422941
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`BLUEHOUSE EXHIBIT 1002
`Page 14 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 14 of 246
`
`

`

` I.
`
`PART B - resist TRANSMITTAL
`
`t i- p etc and send this form, together with applicable feels), to: Mail Mail Stop ISSUE FEE
`Commissroner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Eax (S71)-273-2885
`‘- u"———-———_——_—I—_—n_———I—_—_—————_
`'
`lhis form should be used for transnutting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`through 5 should be completed where
`lNS'l'lIUCl‘lON§:
`ap opriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current corres ondencc address as
`indicated unltgss wrrtected below or directed otherwise in Block 1. by (a) specifying a new correspondence address; and/or (b) indicating a separate "
`ADDRESS" for
`maintenance ee noti tenuous.
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This oer ‘ icate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmisston.
`Certificate of Mailing or Transmission
`that this Fee 3) Transmittal is being deposited with the United
`lhereb certi
`States ostal ervice with su icient postage for first class mail in an envelo
`addressed to the Mail Stop ISSUE FEE address above. or being facsimie
`transmitted to the USP'l‘O( 71) 273.2885. on the date indicated below.
`
`
`
`
`
`
`
`
`
`CURRENT CORRESPONDENCE ADDRESS (Nam Us: Block If“ any aims: ofadd'esS)
`
`11/13/2015
`-
`7590
`31730
`Robinson Intellectual Property Law Office, RC.
`3975 F ' R'd - Dri
`.
`air
`1 EC
`V6
`Suite 20 North
`
`Fairfaxn‘é/ 3129135 some
`cause
`at H?“
`
`nascent». 14451539
`
`$23.33 the
`
`.
`
`APPLICATlON NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`08/05/2014
`l4/451.680
`TITLE OF INVENTION: SEMICONDUCTOR DEVICE
`
`Shunpei YAMAZAKI
`
`0756-10566
`
`5776
`
`APPLN. ms
`uonprovi sional
`
`EN'ITI'Y STATUS
`UNDISCOUNTED
`
`ISSUE FEE DUE '
`$960
`
`$0
`
`PREV. PAID ISSUE FEE
`$960
`
`TOTAL ram) DUE
`$960
`
`DATE DUE
`Ell/16.12016
`
`em
`
`'
`
`‘
`
`2816
`JOY, JEREMY}
`1. Chan e of correspondence address or indication of "Fee Address" (37
`
`CPR l. 63).
`D Chan 6 ofcorresspgndence'address (or Change of Correspondence
`Address orm PTO/
`1122) attached.
`-
`D "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/4'7; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`*Previously paid. please
`see attached letter
`nd'usteent date: 92/17/3315 census
`"
`.
`18 86,2315 mm mm; 14451535
`answers
`31 FC;1531
`463.8 3?
`257-043000
`2. For printing on the patent front page. list
`
`(1) The names of up to 3 registered patent attorneys EI'IC J. RObInSOI’I,
`
`t
`or agents OR. alternatively,
`R b.
`l
`i
`II
`(2) The name of a single firm (having as a member a
`0 ”150“ n e EC U3
`
`re istered attorne or a eat) and the names of up to
`
`2 Eegistered pineal, attorieys or agents; If no name is Property Law Office' PC
`listed. no name will he printed.
`
`3. ASSlUNlaB Nmfi E'D RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assi nee is identified below. no asslguee data will appear on the patent.
`recordation as set forth in 37 C
`3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(Ll) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`l
`
`Semiconductor Energy Laboratory Co., Ltd.
`
`Atsugi-shi. Kanagawa-ken, Japan
`
`
`
`Please check the appropriate assigncc category or categories (will not be printed on the patent) : D lndividunl Corporation or other private group entity Cl Government
`41 The following fee(s) are submitted:
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown ahnvé)
`*- Issue Fee *PrPViously paid, please set: attached letter
`O A check is enclosed.
`D Publication Fee (No small entity discount permitted)
`0 Payment by credit card. Form PTO-2038 is attached.
`*' Advance Order - # ofCopies
`2 *Prevlously paid. please
`E'Thc director is hereby authorized to charge the required tee(s), any deficiency, or credits any
`
`see attached letter
`overpayment. to Deposit Account Number _5_9;2_2_8_0__ (enclose an extra copy of this form).
`
`5. qllallgl III Entity btalus (lrom status indicated above)
`U Applicant certifying micro entity status. See 37 CFR 1.29
`Cl Applicant asserting small entity status. See 37 CFR 1.27
`
`If\I_Q:[‘_E‘L Absent a valid certification of Micro Entity Status (see forms l’TO/SB/15A and 1513). issue
`ee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`O
`: If the application was previously under micro entity status. checking this box will be taken
`to e a notification of loss of entitlement to micro entity status.
`NOTE Checking this box will be taken to be a notification of loss of entitlement to small or micro
`0 Applicant changing to regular undiscounted fee status.
`entity status. as applicable.
`
`
`NOTE: This form must be signed in accordance with 37 CFR [.31 and 1.33. See 37 CFR 1.4 for signature reguirements and certifications.
`/
`
`Authorized Signature
`
`:
`kfi
`
`38.285
`Registration No.
`Eric J- Robinson
`Timed or printed name
`
`
`Date
`
`February 16: 2016
`
`P’I‘OLrSS Part B (IO-13) Approved for use through 10/3 1/2013.
`
`0MB 0651-0033
`
`Page 2 of 3
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`BLUEHOUSE EXHIBIT 1002
`Page 15 of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 15 of 246
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`31780
`
`7590
`
`11/13/2015
`
`Robinson Intellectual Property Law Office, PC.
`3975 Fair Ridge Drive
`Suite 20 North
`Fairfax, VA 22033
`
`
`
`
`
`JOY, JEREMY]
`
`2816
`
`DATE MAILED: 11/13/2015
`
`08/05/2014
`14/451,680
`TITLE OF INVENTION: SEMICONDUCTOR DEVICE
`
`Shunpei YAMAZAKI
`
`0756—10566
`
`5776
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$960
`
`$960
`
`02/ 1 6/201 6
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—85 (Rev. 02/11)
`
`Page 1 0f 3
`
`BLUEHOUSE EXHIBIT 1002
`Page 16 Of 246
`
`BLUEHOUSE EXHIBIT 1002
`Page 16 of 246
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`péJropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`n icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`a i
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change ofaddFESS)
`
`_
`11/13/2015
`7590
`31_780
`RODII’ISOI’I Intellectual Property Law Office, PC:
`3975 F - R-d D -
`.
`a1r
`1 g6
`I‘lVe
`Su1te 20 North
`Fairfax VA 22033
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`gave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`
`(Date)
`
`(Dwi‘m‘nm)
`(Signature)
`
`APPLICATION NO.
`
`FILING DATE
`
`08/05/2014
`14/451,680
`TITLE OF INVENTION: SEMICONDUCTOR DEVICE
`
`
`
`
` F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Shunpei YAMAZAKI
`
`0756—10566
`
`5776
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$960
`
`$960
`
`02/16/2016
`
`EXAMINER
`
`JOY, JEREMY J
`
`ART UNIT
`
`CLASS-SUB CLASS
`
`2816
`
`257—043000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`
`
`
`
`2
`
`3
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Vumber is required.
`3. ASSIGNEE NAME AND RESID