`
`
`
`
`
`Merrill Communications LLC
`d/b/a Merrill Corporation
`Exhibit 1002 pt. 1
`
`
`
`• . --7'
`
`PATENT
`Customer No. 22,852
`Attorney Docket No. 07643.0002-02
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In reApplication of:
`
`Russell T. DAVIS
`
`Div. of Application No.: 09/573,778
`
`Filed: Concurrently Herewith
`
`For: REUSABLE DATA MARKUP
`LANGUAGE
`
`)
`)
`) Prior Group Art Unit: 2176
`)
`) Prior Examiner: Bashore, William L.
`)
`)
`)
`)
`)
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`INFORMATION DISCLOSURE STATEMENT UNDER 37 C.F.R. § 1.97(b)
`
`Pursuant to 37 C.F.R. §§ 1.56 and 1.97(b), Applicant brings to the attention of
`
`the Examiner the documents listed on the attached listing. This Information Disclosure
`
`Statement is being filed concurrently with the above-referenced divisional application.
`
`Copies of the U.S. patents and U.S. patent publications listed on the attached
`
`SB/08 form are not enclosed. Furthermore, copies of the listed copending applications
`
`are stored in the USPTO's image file wrapper system for copending applications
`
`09/573,780, 11/819,125, and 11/819,126. Therefore, copies of the applications are not
`
`enclosed. The listed non-patent literature documents are of record in prior application
`
`no. 09/573,778, filing date May 18, 2000, upon which Applicant relies for the benefits
`
`provided in 35 U.S.C. § 121, and copies are not enclosed.
`
`Exhibit 1002_0001
`
`
`
`Customer No. 22,852
`Attorney Docket No. 07643.0002-02
`
`U.S. Application No. 09/573,413, identified as a related application, has issued
`
`as U.S. Patent No. 6,920,608. U.S. Application No. 09/573,419, identified as a related
`
`application, has issued as U.S. Patent No. 7,249,328. These patents are listed on the
`
`SB/08 form.
`
`Applicant respectfully requests that the Examiner consider the listed documents
`
`and indicate that they were considered by making appropriate notations on the attached
`
`form.
`
`This submission does not represent that a search has been made or that no
`
`better art exists and does not constitute an admission that each or all of the listed
`
`documents are material or constitute "prior art." If the Examiner applies any of the
`
`documents as prior art against any claim in the application and Applicant determines
`
`that the cited documents do not constitute "prior art" under United States law, Applicant
`
`reserves the right to present to the U.S. Patent and Trademark Office the relevant facts
`
`and law regarding the appropriate status of such documents.
`
`Applicant further reserves the right to take appropriate action to establish the
`
`patentability of the disclosed invention over the listed documents, should one or more of
`
`the documents be applied against the claims of the present application.
`
`-2-
`
`Exhibit 1002_0002
`
`
`
`Customer No. 22,852
`Attorney Docket No. 07643.0002-02
`
`If there is any fee due in connection with the filing of this Statement, please
`
`charge the fee to our Deposit Account No. 06-0916.
`
`Respectfully submitted,
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, L.L.P.
`
`Dated: August 15, 2008
`
`-3-
`
`Exhibit 1002_0003
`
`
`
`IDS Form PTO/SB/08: Substitute for form 1449AIPTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`I
`of
`1
`
`I
`
`Sheet
`
`Complete if Known
`Div. of Application Number
`09/573,778
`Filing Date
`Concurrently Herewith
`First Named Inventor
`Russell T. DAVIS
`Prior Art Unit
`2176
`Prior Examiner Name
`Bashore, William L.
`Attorney Docket Number
`07643.0002-02
`
`4
`
`Examin~r Cite
`No.'
`Initials
`
`U.S. PATENTS AND PUBLISHED U.S. PATENT APPLICATIONS
`Name of Patentee or
`Document Number
`Issue or
`Pages, Columns, Lines, Where
`Applicant of Cited Document
`Relevant Passages or Relevant
`Publication Date
`Number-Kind Code2 (ff known)
`Figures Appear
`US-4,674,043
`
`Hernandez et al.
`
`06/1987
`
`US-5,276,776
`
`US-5,339,392
`
`US-5,423,032
`
`US-5,603,021
`
`US-5,737,592
`
`US-5, 754,939
`
`US-5,822,587
`
`US-5,838,906
`
`US-5,838,965
`
`US-5,894,311
`
`US-5,913,214
`
`US-5,917,485
`
`US-5,920,828
`
`US-5,948,113
`
`US-5,950,196
`
`01/1994
`
`08/1994
`
`06/1995
`
`02/1997
`
`04/1998
`
`05/1998
`
`10/1998
`
`11/1998
`
`11/1998
`
`04/1999
`
`06/1999
`
`06/1999
`
`07/1999
`
`09/1999
`
`09/1999
`
`Grady et al.
`
`Risberg et al.
`
`Byrd et al.
`
`Spencer et al.
`
`Nguyen et al.
`
`Herz et al.
`
`McDonald et al.
`
`Doyle et al.
`
`Kavanagh et al.
`
`Jackson
`
`Madnick et al.
`
`Spellman et al.
`
`Norris et al.
`
`Johnson et al.
`
`Pyreddy et al.
`
`US-5,956, 737
`
`US-5,974,413
`
`US-5,999,944
`
`US-6,014,661
`
`US-6,026,388
`
`US-6,026,397
`
`US-6,034,676
`
`US-6,058,385
`
`US-6,065,026
`
`US-6,092,036
`
`US-6,097,888
`
`US-6,1 08,662
`
`US-6,121,924
`
`US-6,134,563
`
`US-6,160,549
`
`US-6,167 ,409
`
`US-6,173,284
`
`US-6,195,676
`
`09/1999
`
`10/1999
`
`12/1999
`
`01/2000
`
`02/2000
`
`02/2000
`
`03/2000
`
`05/2000
`
`05/2000
`
`07/2000
`
`08/2000
`
`08/2000
`
`09/2000
`
`10/2000
`
`12/2000
`
`12/2000
`
`01/2001
`
`02/2001
`
`King et al.
`
`Beauregard et al.
`
`Lipkin
`
`Ahlberg et al.
`
`Liddy et al.
`
`Sheppard
`
`Egan etal.
`
`Koza et al.
`
`Cornelia et al.
`
`Hamann
`
`Simonyi
`
`Hoskins et al.
`
`Meek et al.
`
`Clancey et al.
`
`Touma et al.
`
`DeRose et al.
`
`Brown
`
`Spix et al.
`
`Exhibit 1002_0004
`
`
`
`IDS Form PTO/SB/08: Substitute for form 1449A/PTO
`
`Complete if Known
`Div. of Application Number
`09/573,778
`Concurrently Herewith
`Filing Date
`Russell T. DAVIS
`First Named Inventor
`2176
`PriorMUnit
`Prior Examiner Name
`Bashore, William L.
`Attorney Docket Number
`07643.0002-02
`
`4
`
`J
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`of
`2
`
`Sheet
`
`I
`
`Examin~r Cite
`No.'
`Initials
`
`U.S. PATENTS AND PUBLISHED U.S. PATENT APPLICATIONS
`Pages, Columns, Lines, Where
`Name of Patentee or
`Document Number
`Issue or
`Publication Date
`Applicant of Cited Document
`Relevant Passages or Relevant
`Number-Kind Code2 (if known)
`Figures Appear
`US-6, 199,046
`
`Heinzie et al.
`
`03/2001
`
`US-6, 199,080
`
`US-6,206,388
`
`US-6,223, 189
`
`US-6,240,407
`
`US-6,243,698
`
`US-6,256,030
`
`US-6,317, 750
`
`US-6,314,562
`
`US-6,349,307
`
`US-6,351, 755
`
`US-6,356,920
`
`US-6,366,915
`
`US-6,370,549
`
`US-6,370,537
`
`US-6,373,504
`
`03/2001
`
`02/2000
`
`04/2001
`
`05/2001
`
`06/2001
`
`07/2001
`
`11/2001
`
`11/2001
`
`02/2002
`
`02/2002
`
`03/2002
`
`04/2002
`
`04/2002
`
`04/2002
`
`04/2002
`
`Nielson
`
`Liddy et al.
`
`Steffens et al.
`
`Chang et al.
`
`Powers et al.
`
`Berry et al.
`
`Tortolani et al.
`
`Biggerstaff
`
`Chen
`
`Najork et al.
`
`Vandersluis
`
`Rubert et al.
`
`Saxton
`
`Gilbert et al.
`
`US-6,37 4,27 4
`
`US-6,418,433
`
`US-6,421 ,656
`
`US-6,421 ,822
`
`US-6,460,059
`
`US-6,470,349
`
`US-6,493, 717
`
`US-6,505,246
`
`US-6,507,856
`
`US-6,581 ,068
`
`US-6,591 ,272
`
`US-6,594,653
`
`US-6,615,258
`
`US-6,629,094
`
`US-6,635,089
`
`US-6,667,747
`
`US-6,721,736
`
`US-6,745,384
`
`04/2002
`
`07/2002
`
`07/2002
`
`07/2002
`
`10/2002
`
`10/2002
`
`12/2002
`
`01/2003
`
`01/2003
`
`06/2003
`
`07/2003
`
`07/2003
`
`09/2003
`
`09/2003
`
`10/2003
`
`12/2003
`
`04/2004
`
`06/2004
`
`Nielsen
`
`Myers etal.
`
`Chakrabarti et al.
`
`Cheng etal.
`
`Pavel a
`
`Wisniewski
`
`Heninger et al.
`
`Junkin
`
`Land et al.
`
`Chen et al.
`
`Bensousan et al.
`
`Williams
`
`Colby et al.
`
`Barry et al.
`
`Colby et al.
`
`Burkett et al.
`
`Spellman et al.
`
`Krug et al.
`
`Biggerstaff
`
`Exhibit 1002_0005
`
`
`
`IDS Form PTO/SB/08: Substitute for form 1449NPTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`of
`3
`
`Sheet
`
`I
`
`I
`
`Complete if Known
`Div. of Application Number 09/573,778
`Concurrently Herewith
`Filing Date
`Russell T. DAVIS
`First Named Inventor
`2176
`Prior Art Unit
`Bashore, William L.
`Prior Examiner Name
`07643.0002-02
`Attorney Docket Number
`
`4
`
`Examin~r Cite
`No. 1
`Initials
`
`U.S. PATENTS AND PUBLISHED U.S. PATENT APPLICATIONS
`Document Number
`Issue or
`Name of Patentee or
`Pages. Columns, Lines, Where
`Publication Date
`Applicant of Cited Document
`Relevant Passages or Relevant
`Number-Kind Code2
`Figures Appear
`US-6,886,005
`
`04/2005
`
`Davis
`
`(if known)
`
`US-6,912,293
`
`US-6,920,608
`
`US-7,249,328
`
`US-2001/0018687
`
`US-2001/0020237
`
`US-2001/0049687
`
`US-2002/0023141
`
`US-2002/0052954
`
`US-2002/0091696
`
`US-2002/0198985
`
`US-2003/0041 077
`
`US-2003/0167213
`
`US-2005/0086126
`
`US-2005/0182709
`
`US-2005/0198042
`
`06/2005
`
`07/2005
`
`07/2007
`
`08/2001
`
`09/2001
`
`12/2001
`
`02/2002
`
`05/2002
`
`07/2002
`
`12/2002
`
`02/2003
`
`09/2003
`
`04/2005
`
`08/2005
`
`09/2005
`
`Korobkin
`
`Davis
`
`Davis
`
`Gonzalez et al.
`
`Yarnall et al.
`
`Russell
`
`Yen etal.
`
`Polizzi et al.
`
`Craft et al.
`
`Fraenkel et al.
`
`Davis
`
`Jammes etal.
`
`Davis
`
`Belcsak et al.
`
`Davis
`
`Note: SubmiSSion of cop1es of U.S. Patents and published U.S. Patent Apphcat1ons 1s not requ1red.
`
`Examin~r Cite
`Initials
`No. 1
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Pages, Columns, Lines,
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document Where Relevant Passages
`or Relevant Figures
`Appear
`
`Country Code3 Number' Kind Code5 (if known)
`
`Translation6
`
`Examin!'lr Cite
`No. 1
`Initials
`
`NONPATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s),
`publisher, city and/or country where published.
`Copending U.S. Patent Application No. 09/573,780 entitled "Reusable Macro Markup Language", filed
`May 18, 2000.
`Copending U.S. Patent Application No. 11/819,125 entitled "Tree View for Reusable Data Markup
`Language", filed June 25, 2007.
`Copending U.S. Patent Application No. 11/819,126 entitled "Tree View for Reusable Date Markup
`Language", filed June 25, 2007.
`Extensible Business Reporting Language (XBRL) 2.0 Specification, (2001-12-14), Editors: Luther Hampton,
`e-Numerate; David vun Kannon, KPMG LLP; pps. 1-42.
`
`Translation6
`
`Exhibit 1002_0006
`
`
`
`IDS Form PTO/SB/08: Substitute for form 1449AIPTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`I
`4
`of
`
`I
`
`Sheet
`
`Complete if Known
`Div. of Application Number
`09/573,778
`Filing Date
`Concurrently Herewith
`First Named Inventor
`Russell T. DAVIS
`Prior Art Unit
`2176
`Prior Examiner Name
`Bashore. William L.
`Attorney Docket Number
`07643.0002-Q2
`
`4
`
`NONPATENT LITERATURE DOCUMENTS
`Information on Exchange Rates of Africa, Asia, and Australia, web site:
`httg:l/eh.neUhmiVexchangerates/infoafr.htm, pp. 1-3, 2002 by EH.NET, downloaded 10/19/2006.
`Microsoft Press Computer Dictionary, Third Edition, Microsoft Press, p. 511 (1997) (3 pages).
`
`Online Ohio CPA Newsletter, A Monthly Electronic Publication of the Ohio Society of Certified Public
`Accountants; August 2000, Volume 1, No. 14 (7 pages).
`Order of Magnitude (online Wikipedia article), http://en.wikigedia.org/wiki/Orders of magnitude>, 2006
`Wikimedia Foundation, Inc. pp. 1-4, downloaded 10/19/2006.
`Tools [online], extensible Business Reporting Language, [retrieved on 8/13/2002]. Retrieved from the
`Internet <URL: httg://www.xbrl.org/Tools.htm> (5 pages).
`XBRL Essentials, (A nontechnical introduction to the extensible Business Reporting Language, the digital
`language of business), January 2001, Charles Hoffman, CPA; Carolyn Strand, PhD, CPA, (AICPA), pp.
`1-17.
`XBRL Home Page [online]. extensible Business Reporting Language, [retrieved on 8/13/2002]. Retrieved
`from the Internet <URL: httg://www.xbrl.org> (3 pages).
`XBRL Technical Specification [online], extensible Business Reporting Language, [retrieved on 8/13/2002].
`Retrieved from the Internet <URL: httg:l/www.xbrl.org/TR/2001/default.htm> (1 page).
`The XML Cover Pages, Extensible Business Reporting Language (XBRL), (1994-2002), Robin Cover, pps.
`1-18.
`BERKLEY ET AL., The Road to Better Business Information Making a Case for XBRL, Winter 2000,
`Microsoft, pp. 1-13.
`BLATINER, Special Edition Using Microsoft Excel (R), May 3, 1999 (C) Que Corporation "Adding a
`Secondary Axis to the Chart" (3 pages).
`ELLIOTIE RUSTY HAROLD, "XML TM Bible," lOG Books Worldwide, Inc., An International Data Group
`Company (1999) (2 pages).
`BRUCE HALLBERG ET AL., "Special Edition, Using Microsoft® Excell 97, Bestseller Edition," Que®
`Corporation (1997) (2 pages).
`HAMSCHER ET AL., Extensible Business Reporting language (XBRL) Specification, July 31,2000, XBRL
`Organization, pp. 1-27.
`CHARLES HOFFMAN AND CAROLYN STRAND, "XBRL Essentials, A Nontechnical Introduction to
`eXtensible Business Reporting Language (XBRL), the Digital Language of Business Reporting." pp. 1-148
`(2001 ).
`GILSTER, PAUL, Finding It On The Internet: The Internet Navigator's Guide to Search Tools & Techniques,
`2nd edition (1996) (3 pages).
`DAVID MEGGINSON, "Structuring XML Documents." Prentice Hall PTR, Upper Saddle River, NJ (1998) (2
`pages).
`JON RIENSTRA, "Using Excel® in Chemistry,"
`httg://www.asa3.org/chemist~/comguters in chemist~/excel tips.html (1995) (4 pages).
`SIMON ST. LAURENT, "Why XML?," httg:l/www.simonstl.com/articles/wh~xml.htm (1998) (5 pages).
`
`SUZUKI ET AL., "Managing the Software Design Documents With XML," ACM Proceedings of the 16th
`Annual International Conference on Computer Documentation, September 1998, pp. 127-136.
`
`I Examiner
`
`Signature
`
`Date
`Considered
`
`EXAMINER: Initial if reference considered, whether or not citation is in confonnance with MPEP 609. Draw line through
`citation if not in confonnance and not considered. Include copy of this fonn with next communication to applicant.
`
`Exhibit 1002_0007
`
`
`
`DocCode - SCORE
`
`SCORE Placeholder Sheet for IFW Content
`
`Application Number: 12222752
`
`Document Date: 08/15/2008
`
`The presence of this form in the IFW record indicates that the following document type was received in paper
`and is scanned and stored in the SCORE database.
`
`• Drawings
`
`Images of the original documents are scanned in gray scale or color and stored in SCORE. Bi-tonal images are
`also stored in IFW. Defects visible in both IFW and SCORE are indicative of defects in the original paper
`documents.
`
`To access the documents in the SCORE database, refer to instructions developed by SIRA.
`
`At the time of document entry (noted above):
`• Examiners may access SCORE content via the eDAN interface.
`• Other USPTO employees can bookmark the current SCORE URL (http://es/ScoreAccessWeb/).
`• External customers may access SCORE content via the Public and Private PAIR interfaces.
`
`Form Revision Date: December 8, 2006
`
`Exhibit 1002_0008
`
`
`
`PATENT APP.LICATION SERIAL NO·--...,..--------
`
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`FEE RECORD SHEET
`
`f
`
`PT0-1556
`(5/87) ...
`
`*U.S. Government Printing Office: 2Q02- 489"261/69033
`
`·88/18/~08 MAHnEDl 08089358 12222752_
`318.93 OP
`81 FC:1811
`518.08 OP
`82 FC:111l
`2Ht.88 OP
`. 03 fC:1311
`428.;08 OP
`84 FC:1281
`358.08 OP
`·05 FC:1282
`788.93 OP
`86 FC:1881 ·
`
`Exhibit 1002_0009
`
`
`
`PTO/SB/OS (10-07)
`·
`Approved for use through 06/30/2010. OMB 0651~032
`. .
`U.S. Patent and TrademarK Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are reaulred to resoond to a collection of information unless It disolavs a valid OMB control number.
`PATENT APPLICATION FEE DETERMINATION RECORD
`j£ca/:n or Docket Number
`~L/ 7CZ---
`Substitute for Fonn PT0-875
`
`I
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`APPLICATION AS FILED- PART I
`(Column1)
`(Column 2)
`
`..
`SMALL ENTITY
`
`/
`
`FOR
`BASIC·FEE
`(37 CFR 1.16(a), (b). or (c))
`SEARCH FEE
`{37 CFR 1.16{k), Q). or {m))
`EXAMINATION FEE
`{37 CFR 1.16{o), (p), or {q))
`TOTAL CLAIMS
`{37 CFR 1.16{1))
`INDEPENDENT CI,AIMS
`(37 CFR 1.16(h))
`
`APPUCATION SIZE
`FEE
`·(37 CFR 1.16(s))
`
`NUMBER FILED
`
`NUMBER EXTRA
`
`NIA
`
`N/A
`
`NIA
`
`NIA
`
`N/A
`
`NIA
`
`~1
`
`minus 20 = .
`:L7
`•.
`)· minus 3 =
`&--
`If the specification and drawings exceed 100
`sheets of paper, the application size fee due
`is $260 ($130 for small entity) for each
`additional 50 sheets or fraction thereof. See
`35 U.S.C. 41(a)(1)(G) and 37 CFR 1.16(s).
`
`MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.160))
`
`• If the difference in column 1 Is leis than zero, enter •o• in column 2.
`
`APPLICATION AS AMENDED- PART II
`
`RATE($)
`'N/A
`
`NIA
`
`NIA
`
`X $25 =
`X $10S. =
`
`;
`1~130
`
`$1sS
`
`TOTAL
`
`FEE($)
`
`$155
`$255
`
`$105
`
`RATE($)
`NIA
`
`NIA
`
`NIA
`
`. OR
`
`X $50 =
`·X $210 =
`
`$260
`
`$370
`
`TOTAL
`
`FEE($)
`
`$310
`$510
`
`$210
`
`jyQ
`
`Lf~O
`
`7go
`-
`'Jv)'t/j_
`
`(Column 3)
`
`PRESENT
`EXTRA
`
`SMALL ENTITY
`
`RATE($)
`
`ADD I-
`TiONAL
`FEE C$)
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`RATE($)
`
`ADD I·
`TIONAL
`FEE($)
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`.
`.
`
`Minus
`
`Minus
`
`<
`1-
`z w
`Total
`(37CFR 1.16(i))
`:::!iE
`c
`Independent
`z (37 CFR t.t6(h))
`w
`:::!iE Application Size Fee (37 CFR 1.16(s))
`<(
`FIRST PRESENTATION OF MULTIPLE DEPeNDENT CLAIM
`
`· (Column 2)
`HIGHEST
`. NUMBER
`PREVIOUSLY
`PAID FOR
`
`..
`...
`
`=
`
`=
`
`{37 CFR U6{)))
`
`~~ '25 r tfO ,<)\
`
`j.
`
`Total
`(37 CFR 1. f6(i))
`Independent
`(37 CFR 1.16(11))
`
`.
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`•
`
`(Column 2)
`HIGHEST
`NUMBER
`PR.EVIOUSL Y
`PAID FOR
`
`(Column 3)
`
`PRESENT
`EXTRA
`
`=
`
`·=
`
`Minus
`
`Minus
`
`X $25 =
`X $105 =
`
`$185
`TOTAL
`ADD'L FEE
`
`RATE($)
`
`X $25 =
`X $105
`
`:::
`
`$1135
`
`TOTAL
`ADD'LFEE
`
`OR. X $50
`
`=
`X $210 =
`
`OR
`
`OR
`
`OR
`
`OR
`
`OR
`
`OR
`
`OR
`
`ADD I-
`TIONAL
`FEE($)
`
`'·
`
`-
`·. -·
`
`$370
`TOTAL
`ADD'L FEE
`
`RATE($)
`
`ADD I-
`TIONAL
`FEE($)
`
`:::
`
`.X .$50
`X $210. =
`
`$370
`
`TOTAL
`ADO'L FEE
`
`I '
`m
`..
`.t-
`z w
`.
`...
`:::!iE
`c
`z
`w
`~ RRST PRESENTATION OF MULTifLE DEPENDENT CLAIM
`
`Application Size Fee (37 CFR 1.16(s})
`
`{37 CF!U 16{1))
`
`-
`
`• If. the entry in column 1 is less than the entry In column 2, write •o• In column 3 •
`.. If the "Highest Number Previously Paid For* IN THIS SPACE Is· less than 20, enter "20".
`If the "Highest Numbf\!r Previously Paid For* IN THIS SPACE Is less than 3, enter "3".
`.
`The "Highest Number Previously Paid For* CTotal or lndeoendent) Is the hiahest number found- in the aoorooriate box in column 1.
`..
`This collection of lnfonnation Is required by 37 CFR 1.16. The information Is required 1x:1 obtain or reta1n a benefit by the public which is lx:l fde (and by thf;l
`USPTO lx:l proc:eas) an application •. Confide;ntfallty Js. governed t!Y 35 U.S.C. 122 and 37. CFR ~ .-14: This collection Is '!Sfif!ISt&d to take 12 minutes 11:i complete,
`lnduding gathering, preparing, and submitting lfle completed apj:llieation form'to the USPTO. rune will vary depending uj)on the !ndivldual case. Any comments
`on the &mOunt of time you require to. comple18 this fonn and/ot auggestiona for reducing this burden. should b8 sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, U.S. Depar1ment of Commen:e, P;O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`-AD.DRESS. SEND TO: Commissioner for Patents, P.O. Box .. 1450, Alexandria, VA 22313-1450 •.
`
`;
`
`If you need assistance In comple6ng th.e fonn, cai/1-BOO-PT0-9199 and select op6on 2.
`
`Exhibit 1002_0010
`
`
`
`.. ·~ .
`
`)
`
`U.S. PTO
`12/222752
`08/15/2008
`
`PATENT
`Attorney Docket No. 07643.0002-02
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Prior Application Art Unit: 2176 Prior Application Examiner: Bashore, William L.
`
`SIR: This is a request for filing a
`D Continuation D Continuation-in-Part 1Z1 Divisional Application under 37 C.F.R.
`§ 1.53(b) of pending prior Application No. 09/573,778 filed May 18, 2000 of
`Russell T. DAVIS for REUSABLE DATA MARKUP LANGUAGE
`1Z1
`
`Enclosed is a complete copy of the prior application including the
`Declaration and drawings, as originally filed. I hereby verify that the
`attached papers are a true copy of prior Application No. 09/573,778 as
`originally filed on May 18, 2000, which is incorporated herein by reference.
`
`1.
`
`2. D
`
`3.
`
`4.
`
`1Z1
`IZI
`
`Enclosed is a Request for Non-Publication of Application and Certification
`Under 35 U.S.C. § 122(b)(2)(B)(i).
`
`A Preliminary Amendment is enclosed.
`
`The filing fee is calculated on the basis of the claims existing in the prior
`application as amended in the Preliminary Amendment filed herewith.
`
`Exhibit 1002_0011
`
`
`
`Page 2 of 3
`
`Basic Utility Application Filing Fee
`
`Search Fee
`
`Examination Fee
`
`$
`
`$310
`
`$510
`
`$210
`
`Total Claims
`
`Number of Claims
`27 -
`5 -
`Independent Claims
`D Presentation of Multiple Dep. Claim(s)
`Total Application Pages
`(specification, drawings, printed
`sequence or computer listing, and
`preliminary amendment)
`Subtotal
`
`227
`
`Reduction by 1/2 if small entity
`
`TOTAL APPLICATION FILING FEE
`
`Basic
`
`Extra
`
`20
`
`3
`
`7 X$ 50
`
`2 X $210
`
`+ $370
`
`If over 1 00 pages, add $260
`for each additional 50 pages
`or fraction thereof.
`
`310.00
`
`510.00
`
`210.00
`
`350.00
`
`420.00
`
`0.00
`
`780.00
`
`$
`-
`$
`
`2,580.00
`
`0.00
`
`2,580.00
`
`5.
`
`6.
`
`1Z1
`
`1Z1
`
`7. D
`1Z1
`
`8.
`
`9. D
`
`10. D
`1Z1
`
`11.
`
`A check in the amount of $2,580.00 to cover the filing fee is enclosed.
`
`The Commissioner is hereby authorized to charge any fees which may be
`required including fees due under 37 C.F.R. § 1.16 and any other fees due
`under 37 C.F.R. § 1.17, or credit any overpayment during the pendency of
`this application to Deposit Account No. 06-0916.
`
`New acceptable drawings are enclosed.
`
`The prior application is assigned of record to: E-Numerate Solutions, Inc.
`at Reel 011273/Frame 0877.
`
`, filed on
`Priority of Application No.
`35 U.S.C. § 119. A certified copy
`D is enclosed or D is on file in the prior application.
`Small entity status is appropriate and applies to this application.
`
`in
`
`is claimed under
`
`The power of attorney in the prior application is to FINNEGAN,
`HENDERSON, FARABOW, GARRETT & DUNNER, L.L.P., Customer No.
`22,852.
`
`Exhibit 1002_0012
`
`
`
`Page 3 of 3
`
`12.
`
`rzl
`
`rzl
`13.
`14. D
`
`15.
`
`16.
`
`rzl
`
`rzl
`
`A Listing Under 37 C.F.R. § 1.32(c)(3) of Ten or Fewer Practitioners to
`be Recognized by the PTO as Being of Record is attached.
`
`The power appears in the original declaration of the prior application.
`
`Since the power does not appear in the original declaration, a copy of the
`power in the prior application is enclosed.
`
`Please address all c.orrespondence to FINNEGAN, HENDERSON,
`FARABOW, GARRETT & DUNNER, L.L.P., Customer Number 22,852.
`
`Also enclosed is an Information Disclosure Statement and Form
`PTO/SB/08.
`
`PETITION FOR EXTENSION. If any extension of time is necessary for the filing of this
`application, including any extension in parent Application No. 09/573,778, filed
`May 18, 2000, for the purpose of maintaining copendency between the parent
`application and this application, and such extension has not otherwise been requested,
`such an extension is hereby requested, and the Commissioner is authorized to charge
`necessary fees for such an extension to Deposit Account 06-0916.
`
`Dated: August 15, 2008
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, L.L.P.
`
`By:~..;z.7't22
`IZn
`JefffeYA. serc>WitZ
`/ / ' Reg. No. 36,743
`
`.
`
`Exhibit 1002_0013
`
`
`
`.. ·~ .
`
`)
`
`U.S. PTO
`12/222752
`08/15/2008
`
`PATENT
`Attorney Docket No. 07643.0002-02
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Prior Application Art Unit: 2176 Prior Application Examiner: Bashore, William L.
`
`SIR: This is a request for filing a
`D Continuation D Continuation-in-Part 1Z1 Divisional Application under 37 C.F.R.
`§ 1.53(b) of pending prior Application No. 09/573,778 filed May 18, 2000 of
`Russell T. DAVIS for REUSABLE DATA MARKUP LANGUAGE
`1Z1
`
`Enclosed is a complete copy of the prior application including the
`Declaration and drawings, as originally filed. I hereby verify that the
`attached papers are a true copy of prior Application No. 09/573,778 as
`originally filed on May 18, 2000, which is incorporated herein by reference.
`
`1.
`
`2. D
`
`3.
`
`4.
`
`1Z1
`IZI
`
`Enclosed is a Request for Non-Publication of Application and Certification
`Under 35 U.S.C. § 122(b)(2)(B)(i).
`
`A Preliminary Amendment is enclosed.
`
`The filing fee is calculated on the basis of the claims existing in the prior
`application as amended in the Preliminary Amendment filed herewith.
`
`Exhibit 1002_0014
`
`
`
`Page 2 of 3
`
`Basic Utility Application Filing Fee
`
`Search Fee
`
`Examination Fee
`
`$
`
`$310
`
`$510
`
`$210
`
`Total Claims
`
`Number of Claims
`27 -
`5 -
`Independent Claims
`D Presentation of Multiple Dep. Claim(s)
`Total Application Pages
`(specification, drawings, printed
`sequence or computer listing, and
`preliminary amendment)
`Subtotal
`
`227
`
`Reduction by 1/2 if small entity
`
`TOTAL APPLICATION FILING FEE
`
`Basic
`
`Extra
`
`20
`
`3
`
`7 X$ 50
`
`2 X $210
`
`+ $370
`
`If over 1 00 pages, add $260
`for each additional 50 pages
`or fraction thereof.
`
`310.00
`
`510.00
`
`210.00
`
`350.00
`
`420.00
`
`0.00
`
`780.00
`
`$
`-
`$
`
`2,580.00
`
`0.00
`
`2,580.00
`
`5.
`
`6.
`
`1Z1
`
`1Z1
`
`7. D
`1Z1
`
`8.
`
`9. D
`
`10. D
`1Z1
`
`11.
`
`A check in the amount of $2,580.00 to cover the filing fee is enclosed.
`
`The Commissioner is hereby authorized to charge any fees which may be
`required including fees due under 37 C.F.R. § 1.16 and any other fees due
`under 37 C.F.R. § 1.17, or credit any overpayment during the pendency of
`this application to Deposit Account No. 06-0916.
`
`New acceptable drawings are enclosed.
`
`The prior application is assigned of record to: E-Numerate Solutions, Inc.
`at Reel 011273/Frame 0877.
`
`, filed on
`Priority of Application No.
`35 U.S.C. § 119. A certified copy
`D is enclosed or D is on file in the prior application.
`Small entity status is appropriate and applies to this application.
`
`in
`
`is claimed under
`
`The power of attorney in the prior application is to FINNEGAN,
`HENDERSON, FARABOW, GARRETT & DUNNER, L.L.P., Customer No.
`22,852.
`
`Exhibit 1002_0015
`
`
`
`Page 3 of 3
`
`12.
`
`rzl
`
`rzl
`13.
`14. D
`
`15.
`
`16.
`
`rzl
`
`rzl
`
`A Listing Under 37 C.F.R. § 1.32(c)(3) of Ten or Fewer Practitioners to
`be Recognized by the PTO as Being of Record is attached.
`
`The power appears in the original declaration of the prior application.
`
`Since the power does not appear in the original declaration, a copy of the
`power in the prior application is enclosed.
`
`Please address all c.orrespondence to FINNEGAN, HENDERSON,
`FARABOW, GARRETT & DUNNER, L.L.P., Customer Number 22,852.
`
`Also enclosed is an Information Disclosure Statement and Form
`PTO/SB/08.
`
`PETITION FOR EXTENSION. If any extension of time is necessary for the filing of this
`application, including any extension in parent Application No. 09/573,778, filed
`May 18, 2000, for the purpose of maintaining copendency between the parent
`application and this application, and such extension has not otherwise been requested,
`such an extension is hereby requested, and the Commissioner is authorized to charge
`necessary fees for such an extension to Deposit Account 06-0916.
`
`Dated: August 15, 2008
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, L.L.P.
`
`By:~..;z.7't22
`IZn
`JefffeYA. serc>WitZ
`/ / ' Reg. No. 36,743
`
`.
`
`Exhibit 1002_0016
`
`
`
`•
`
`•
`
`Attorney Docket No. 07643.0002
`
`UNITED STATES PATENT APPLICATION
`
`OF
`
`RUSSELL T. DAVIS
`
`FOR
`
`I
`
`I
`I
`
`REUSABLE DATA MARKUP LANGUAGE
`
`\ !f
`
`'!I !i
`II ll
`II II
`II
`II
`il
`i'
`
`II II
`II ,,
`r
`i
`I
`
`I
`I
`II
`II
`
`I
`!
`
`I
`
`li
`II
`II
`II
`!j
`II ;I
`II
`
`!I
`II
`; -·-.li
`il
`H
`q
`i!
`ii
`!!
`'I li
`~~
`EGAN, HENDERSON, !l
`lj
`~ow, GARRETT,
`!1
`DUNNER,L.L.P.
`II·
`)0 I STREET, N. w.
`11NGTON, oc 20005 I
`II
`,,
`!I n
`
`!02·406·o4000
`
`L.AW OP"F"ICE:S
`
`Exhibit 1002_0017
`
`
`
`•
`
`RELATED APPLICATIONS
`
`This patent application claims priority ·to Provisional U.S. Patent Application No.
`
`60/135,525, filed on May 21, 1999, and Provisional U.S. Patent AppliCation No. 60/183,152, filed
`
`on February 17, ~000, which are incorporated herein by reference.
`
`The following identified U.S. patent applications are also relied upon and are incorporated
`
`by reference in this application.·
`U.S. Patent Application No. ------J entitled "Reusable Macro Markup Language,"
`
`bearing attorney docket no. 07643.0004, and filed on the same date herewith.
`
`U.S. Patent Application No._-~-___.entitled "Tree View for Reusable Data Markup
`
`Language," bearing attorney docket no. 07643.0005, and filed on the same date herewith..
`
`0 .·
`
`U.S. Patent Application No.
`
`. _-_ ___,.-- c;ntitled "Chart View for Reusable Data Markup
`
`Latiguage," bearing attorney docket no. 07643.0006, and filed on the same date herewith.
`
`•w Ofi'I"'C.:.I
`AN, HENOEIUON,
`BOIV, CAIUI.ETT,
`•UNNEit., L L. P.
`l STWCe:T1 N. W.
`IOTO .. , OC 2000$
`!•408•.000.
`
`Exhibit 1002_0018
`
`
`
`•
`
`BACKGROUND
`
`,.
`!i
`n lj
`d il
`" li
`j! ii
`ij li
`I! Field of the Invention
`li :I
`!! q
`I'
`:I
`!I a computer markup language for use in a data browser and manipulator.
`:i
`I' ll
`ll ,,
`I' :1 ii Related Art
`" ii
`li
`!I
`!i
`II
`ji a communication protocol called the HyperText Transfer Protocol ("HTTP") which can be used to
`:I li pass files and documents formatted in the HyperText Markup Language ("HTML"). A markup
`'I ~~ language is a way of embedding markup "tags," special sequences of characters, that describe the
`
`The present invention relates generally to data processing systems and, more particularly, to
`
`'
`Currently on the Internet, transmissions and communications are commonly conducted using
`
`l1 stiucture as well as the behavior of a document and instruct a web browser or other program on how
`ll to display the document. Typically, documents or web pages formatted in HTML are simply ASCII
`!I text files that mix ordinary text with these markup tags.
`" I!
`ii q
`ii
`Jl Further, HTML typically only works with text and images and typically only instructs a browser on
`
`HTML has a relatively limited structure that defines a fixed set of tags with specific purposes.
`
`5
`
`10
`
`15
`
`..::
`
`--_,.,.
`
`II how to display a document: the browser may read and display characters but does not "understand"
`,,
`.
`..
`.
`i, the data content. To the extent that HTML browsers present numbers in their display, they still are
`I' ii
`II not interpreted as numbers --just text. Hence, HTML documents are not interpreted as "data" but
`i!
`II rather as formatting instructions for displaying images. Users cannot "surf' through numerical data,
`\i
`ll
`II
`l!
`I.
`i!
`I' d
`:I
`!I
`L.AW OF'rtCE:S
`I'
`EGAN, HENDERSON, ,.j
`'I
`R.ABOW, GARRETT,
`!:
`· DUNNER,l.L.P.
`I
`)0 1 ST;lEET, N. w.
`~INGTON, OC: 20005
`~02·-408·4000
`
`20
`
`to see graphs, apply transformations, combine numbers from different web pages, or load numbers
`
`into a spreadsheet in a manageable form. The numbers cannot be directly read by an analytical I
`
`program without human intervention to cut-and-paste the text, determine the data type, etc.j
`Consequently, conventional analytical programs allow for ad hoc review and manipulation of I
`
`-3-
`
`Exhibit 1002_0019
`
`
`
`abstract numbers (e.g., a spreadsheet program or database program), but do not directly read their
`
`•
`
`data from online sources. Such programs may perform statistical analysis, structural analysis and
`
`simple transformations on data once it has been entered and interpreted.
`
`Given HTML's limited capabilities, and SGML's unwieldy complexity, a markup language
`
`5
`
`called Extensible Markup Language ("XML") was developed to help overcome some of these
`
`limitations. XML is a free-form markup language with unspecified tags, which allows developers
`
`to develop their own tags and, in effect, create their own markup languages geared toward
`
`specialized tasks. In XML, the tags must be organized according to certain rules, but their meaning
`
`is flexible. ·Unlike HTML, XML describes structure and meaning, but not formatting. As such,
`
`10
`
`different professions may develop their own specialized markup languages. For example, if a
`
`developer were to create a markup language that describes books in XML, the developer could create
`
`specifically meaningful tags for "title," "author," and "publisher," something not possible in HTML.
`
`Although XML's free-form structure permits the development of markup languages, such
`
`individualized markup languages are not compatible with each other because the use ofthe tags is
`
`15
`
`not.standardized in that different users use the tags for different purposes.
`
`In today's business world, problems that typically accompany data manipulation often
`
`increase expense and difficulty. One such problem is that often data and the documentation that
`
`.:. --·
`
`describes the data are not both in electronic form. This conventional approach to database and
`
`spreadsheet information often