`
`
`
`
`
`Merrill Communications LLC
`d/b/a Merrill Corporation
`Exhibit 1002 pt. 3
`
`

`

`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`Select USA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage, facilitate, and accelerate business investment. To learn more about why the USA is the best
`country in the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`page 3 of 3
`
`Exhibit 1002_0801
`
`

`

`PATENT
`Customer No. 22,852
`Attorney Docket No. 07643.0002-02
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In reApplication of:
`
`Russell T. Davis
`
`Application No.: 12/222,752
`
`Filed: August 15, 2008
`
`For: COMBINING REUSABLE DATA
`MARKUP LANGUAGE
`DOCUMENTS
`
`)
`)
`) Group Art Unit: 2176
`)
`) Examiner: Mustafa A. Amin
`)
`) Confirmation No. 5842
`)
`)
`)
`)
`
`Mail Stop: Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`AMENDMENT UNDER 37 C.F.R. § 1.312
`
`Pursuant to 37 C.F.R. § 1.312 and subject to the recommendation of the
`
`Examiner and the approval of the Commissioner, and without withdrawing the case from
`
`issue, kindly amend the subject application as follows:
`
`Amendments to the Claims are reflected in the listing of claims in this paper.
`
`Remarks follow the Amendments section of this paper.
`
`Exhibit 1002_0802
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`AMENDMENTS TO THE CLAIMS:
`
`Please amend the claims as indicated in the following listing of claims, which
`
`replaces all prior versions and listings of claims in the application:
`
`1-12. (Canceled)
`
`13.
`
`(Previously Presented) A method in a data processing system,
`
`comprising the steps of:
`
`receiving a first markup document and a second markup document, both the first
`
`markup document and the second markup document including numerical values and
`
`tags reflecting characteristics of the numerical values, wherein the characteristics
`
`indicate that the numerical values of the first markup document differ in format from the
`
`numerical values of the second markup document;
`
`automatically transforming the numerical values of at least one of the first markup
`
`document and the second markup document, so that the numerical values of the first
`
`markup document and the second markup document have a common format;
`
`combining the first markup document and the second markup document into a
`
`single data set; and
`
`displaying the single data set.
`
`14.
`
`(Previously Presented) The method of claim 13, further comprising:
`
`resolving conflicts between the characteristics of the first markup document and
`
`the second markup document.
`
`-2-
`
`Exhibit 1002_0803
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`15.
`
`(Previously Presented) The method of claim 13, wherein the displaying
`
`step further comprises a step of:
`
`manipulating the display of the single data set using the tags reflecting the
`
`characteristics of the numerical values.
`
`16.
`
`(Previously Presented) The method of claim 13, wherein the
`
`characteristics include at least one of a magnitude, scale, modifier, unit, and measure of
`
`the numerical values, and wherein the method further includes:
`
`manipulating the display of the single data set using the tags, wherein the tags
`
`reflect at least one of the magnitude, scale, modifier, unit, and measure characteristics
`
`of the numerical values.
`
`17.
`
`(Previously Presented) The method of claim 13, wherein the
`
`characteristics include a magnitude of the numerical values, and wherein the method
`
`further includes:
`
`manipulating the display of the single data set using one of the tags, the tag
`
`reflecting the magnitude of the numerical values.
`
`18.
`
`(Previously Presented) The method of claim 13, wherein the
`
`characteristics include a scale of the numerical values, and wherein the method further
`
`includes:
`
`manipulating the display of the single data set using one of the tags, the tag
`
`reflecting the scale of the numerical values.
`
`-3-
`
`Exhibit 1002_0804
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`19.
`
`(Previously Presented) The method of claim 13, wherein the
`
`characteristics include a modifier of the numerical values, and wherein the method
`
`further includes:
`
`manipulating the display of the single data set using one of the tags, the tag
`
`reflecting the modifier of the numerical values.
`
`20.
`
`(Previously Presented) The method of claim 13, wherein the
`
`characteristics include a unit of the numerical values, and wherein the method further
`
`includes:
`
`manipulating the display of the single data set using one of the tags, the tag
`
`reflecting the unit of the numerical values.
`
`21.
`
`(Previously Presented) The method of claim 13, wherein the
`
`characteristics include a measure of the numerical values, and wherein the method
`
`further includes:
`
`manipulating the display of the single data set using one of the tags, the tag
`
`reflecting the measure of the numerical values.
`
`22-23. (Canceled)
`
`24.
`
`(Previously Presented) A method in a data processing system,
`
`comprising the steps of:
`
`receiving a request for a numerical value, the request indicating at least one
`
`characteristic of the numerical value;
`
`-4-
`
`Exhibit 1002_0805
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`receiving a first markup document and a second markup document, both the first
`
`markup document and the second markup document containing numerical values and
`
`tags reflecting characteristics of the numerical values, wherein the characteristics
`
`indicate that the numerical values of the first markup document differ in format from the
`
`numerical values of the second markup document, and wherein at least one of the tags
`
`has the indicated characteristic of the requested numerical value;
`
`automatically transforming the numerical values of at least one of the first markup
`
`document and the second markup document, so that the numerical values of the first
`
`markup document and the second markup document have a common format;
`
`combining the first markup document and the second markup document into a
`
`single data set;
`
`displaying the single data set; and
`
`manipulating the display of the single data set using the tags reflecting the
`
`characteristics of the numerical values.
`
`25.
`
`(Currently Amended) A data processing system comprising:
`
`a non-volatile storage device storing a first markup document and a second
`
`markup document, both the first markup document and the second markup document
`
`containing numerical values and tags reflecting characteristics of the numerical values,
`
`wherein the characteristics indicate that the numerical values of the first markup
`
`document differ in format from the numerical values of the second markup document;
`
`a memory storing a program that receives the first markup document and the
`
`second markup document, that automatically transforms the numerical values of at least
`
`one of the first markup document and the second markup document so that the
`
`-5-
`
`Exhibit 1002_0806
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`numerical values of the first markup document and the second markup document have
`
`a common format, and that automatically combines the first markup document and the
`
`second markup document into a single data set; and
`
`a processor that runs the program.
`
`26.
`
`(Original) The data processing system of claim 25, wherein the non-
`
`volatile storage device further includes a database, and wherein at least one of the
`
`markup documents is created from information stored in the database.
`
`27.
`
`(Original) The data processing system of claim 25, wherein the markup
`
`language is compliant with Extensible Markup Language version 1.0.
`
`28.
`
`(Original) The data processing system of claim 25, further comprising a
`
`display, wherein the program instructs the display to display the single data set on a
`
`chart view.
`
`29.
`
`(Original) The data processing system of claim 25, further comprising a
`
`display, wherein the program instructs the display to display the single data set on a
`
`tree view.
`
`30.
`
`(Original) The data processing system of claim 25, further comprising a
`
`display, wherein the program instructs the display to display the single data set on a
`
`spreadsheet view.
`
`-6-
`
`Exhibit 1002_0807
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`31.
`
`(Original) The data processing system of claim 25, further comprising a
`
`display, wherein the program instructs the display to display the single data set on a
`
`footnote view.
`
`32-39. (Canceled)
`
`40.
`
`(Previously Presented) A non-transitory computer-readable medium
`
`containing instructions for controlling a data processing system to perform a method
`
`comprising:
`
`receiving a first markup document and a second markup document, both the first
`
`markup document and the second markup document containing numerical values and
`
`tags reflecting characteristics of the numerical values, wherein the characteristics
`
`indicate that the numerical values of the first markup document differ in format from the
`
`numerical values of the second markup document;
`
`automatically transforming the numerical values of at least one of the first markup
`
`document and the second markup document, so that the numerical values of the first
`
`markup document and the second markup document have a common format;
`
`combining the first markup document and the second markup document into a
`
`single data set; and
`
`displaying the single data set.
`
`41.
`
`(Previously Presented) The non-transitory computer-readable medium of
`
`claim 40, further comprising:
`
`-7-
`
`Exhibit 1002_0808
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`resolving conflicts between the characteristics of the first markup document and
`
`the second markup document.
`
`42.
`
`(Previously Presented) The non-transitory computer-readable medium of
`
`claim 40, wherein the displaying step further comprises a step of:
`
`manipulating the display of the single data set using the tags reflecting the
`
`characteristics of the numerical values.
`
`43.
`
`(Previously Presented) The non-transitory computer-readable medium of
`
`claim 40, wherein the characteristics include at least one of magnitude, scale, modifier,
`
`unit, and measure of the numerical values, and wherein the method further includes:
`
`manipulating the display of the single data set using the tags reflecting the
`
`magnitude, scale, modifier, unit, and measure characteristics of the numerical values.
`
`44.
`
`(Previously Presented) The non-transitory computer-readable medium of
`
`claim 40, wherein the characteristics include magnitude of the numerical values, and
`
`wherein the method further includes:
`
`manipulating the display of the single data set using one of the tags, the tag
`
`reflecting the magnitude characteristic of the numerical values.
`
`45.
`
`(Previously Presented) The non-transitory computer-readable medium of
`
`claim 40, wherein the characteristics include a scale of the numerical values, and
`
`wherein the method further includes:
`
`manipulating the display of the single data set using one of the tags, the tag
`
`reflecting the scale characteristic of the numerical values.
`
`-8-
`
`Exhibit 1002_0809
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`46.
`
`(Previously Presented) The non-transitory computer-readable medium of
`
`claim 40, wherein the characteristics include a modifier of the numerical values, and
`
`wherein the method further includes:
`
`manipulating the display of the single data set using one of the tags, the tag
`
`reflecting the modifier characteristic of the numerical values.
`
`47.
`
`(Previously Presented) The non-transitory computer-readable medium of
`
`claim 40, wherein the characteristics include a unit, and wherein the method further
`
`includes:
`
`manipulating the display of the single data set using one of the tags, the tag
`
`reflecting the unit characteristic of the numerical values.
`
`48.
`
`(Currently Amended) The non-transitory computer-readable medium of
`
`claim 40, wherein the characteristics include a measure of the numerical values, and
`
`wherein the method further includes:
`
`manipulating the display of the single data set using one of the tags, the tag
`
`reflecting the measure characteristic of the numerical values.
`
`49-50. (Canceled)
`
`51.
`
`(Previously Presented) A data processing system comprising:
`
`means for receiving a first markup document and a second markup document,
`
`both the first markup document and the second markup document containing numerical
`
`values and tags reflecting characteristics of the numerical values, wherein the
`
`- 9 -
`
`Exhibit 1002_0810
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`characteristics indicate that the numerical values of the first markup document differ in
`
`format from the numerical values of the second markup document;
`
`means for automatically transforming the numerical values of at least one of the
`
`first markup document and the second markup document, so that the numerical values
`
`of the first markup document and the second markup document have a common format;
`
`means for combining the first markup document and the second markup
`
`document into a single data set; and
`
`means for displaying the single data set.
`
`52-66. (Canceled)
`
`- 10-
`
`Exhibit 1002_0811
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`REMARKS
`
`The above-identified application was allowed in the Notice of Allowance mailed
`
`February 2, 2012. The issue fee has not yet been paid.
`
`Subsequent to the receipt of the Notice of Allowance and the Examiner's
`
`Amendment of February 2, 2012, Applicant identified typographical errors in
`
`independent claim 25 and dependent claim 48 of the Examiner's Amendment of
`
`February 2, 2012. Claim 25 inadvertently included language that was struck-through in
`
`Applicant's Amendment filed November 7, 2011. In addition, claim 48 inadvertently
`
`removed language that was underlined in Applicant's Amendment filed November 7,
`
`2011. In the interest of clarity and consistency, by this Amendment, Applicant has
`
`amended claims 25 and 48 to include the language of the pending claims in the
`
`Amendment filed November 7, 2011 modified only by the Examiner's marked-up claim
`
`amendments in the Examiner's Amendment of February 2, 2012.
`
`In a voicemail left with Applicant's representative on February 24, 2012, the
`
`Examiner indicated that it would be appropriate for Applicant to submit this Amendment
`
`pursuant to 37 C.F.R. § 1.312, which Applicant has undertaken in this paper.
`
`Applicant respectfully submits that the above amendments are needed to correct
`
`the pending set of claims. Furthermore, the above amendments do not raise new
`
`issues, and consideration and allowance of the claims will not require additional search
`
`or consideration. Therefore, Applicant respectfully requests that this Amendment be
`
`entered and the requested changes made.
`
`- 11 -
`
`Exhibit 1002_0812
`
`

`

`Application No.: 12/222,752
`Attorney Docket No. 07643.0002-02
`
`Please grant any extensions of time required to enter this response and charge
`
`any additional required fees to Deposit Account 06-0916.
`
`Respectfully submitted,
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, L.L.P.
`
`Dated: March 9, 2012
`
`By:
`
`/Michael P. Van Handel/
`Michael P. Van Handel
`Reg. No. 68,292
`
`- 12-
`
`Exhibit 1002_0813
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`12273378
`
`12222752
`
`International Application Number:
`
`Confirmation Number:
`
`5842
`
`Title of Invention:
`
`COMBINING REUSABLE DATA MARKUP LANGUAGE DOCUMENTS
`
`First Named Inventor/Applicant Name:
`
`Russell T. Davis
`
`Customer Number:
`
`22852
`
`Filer:
`
`Michael Patrick Van Handel/Donna Beckford-Harris
`
`Filer Authorized By:
`
`Michael Patrick Van Handel
`
`Attorney Docket Number:
`
`07643.0002-02
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`09-MAR-2012
`
`15-AUG-2008
`
`18:59:01
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`359306
`
`1
`
`1_312_AMENDMENT.pdf
`
`yes
`
`12
`
`cSb 181faedf7d 1486609d5e5ce1 ef9f1 e6d5
`Ob71
`
`Exhibit 1002_0814
`
`

`

`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Start
`
`End
`
`Amendment after Notice of Allowance (Rule 312)
`
`Claims
`
`Applicant Arguments/Remarks Made in an Amendment
`
`1
`
`2
`
`11
`
`1
`
`10
`
`12
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`359306
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Exhibit 1002_0815
`
`

`

`UNITED STA 1ES p A 1ENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/222,752
`
`08/15/2008
`
`Russell T. Davis
`
`07643.0002-02
`
`5842
`
`03116/2012
`7590
`22852
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER
`LLP
`901 NEW YORK A VENUE, NW
`WASHINGTON, DC 20001-4413
`
`EXAMINER
`
`AMIN, MUSTAFA A
`
`ART UNIT
`
`PAPER NUMBER
`
`2176
`
`MAIL DATE
`
`DELIVERY MODE
`
`03/16/2012
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL-90A (Rev. 04/07)
`
`Exhibit 1002_0816
`
`

`

`Response to Rule 312 Communication
`
`Application No.
`
`Applicant(s)
`
`12/222,752
`
`Examiner
`
`MUSTAFA AM IN
`
`DAVIS, RUSSELL T.
`
`Art Unit
`
`2176
`
`-- The MAILING DATE of this communication appears on the cover sheet with the correspondence address -
`
`1. [8J The amendment filed on 09 March 2012 under 37 CFR 1.312 has been considered, and has been:
`a) [8J entered.
`
`b) D entered as directed to matters of form not affecting the scope of the invention.
`c) D disapproved because the amendment was filed after the payment of the issue fee.
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`d) D disapproved. See explanation below.
`e) D entered in part. See explanation below.
`
`Note: Amendments to the claims correct inavertently included language in the claims. Accordingly, as indicated in the
`allowance dated 02/02/2012, claims 13-21, 24-31, 40-48 and 51 are allowed.
`
`/Mustafa Amini
`Art Unit 2176
`03/13/2012
`
`U.S. Patent and Trademark Off1ce
`PTOL-271 (Rev. 04·01)
`
`/Laurie Ries/
`Primary Examiner
`Technology Center 2100
`,...,...
`,...
`
`,.., .
`
`Reponse to Rule 312 Communication
`
`Part of Paper No. 20120313
`
`Exhibit 1002_0817
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This fonn should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless cor:rectc~ below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`mamtenancc fcc notifications.
`CUKRENT CORRESPONDENCE ADDRESS (Note: Usc Block I lor any change of address)
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fcc(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or fonnal drawing, must
`have its own certificate of mailing or transmissiOn .
`.'2852
`7590
`02/02/2012
`FINN EGAN HENDERSON F ARAB OW GARRETT & DUNNER
`Certificate or Mailing or Transmission
`LLP
`'
`'
`'
`I hereby certify that this Fce(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an cnve!OJ>C
`901 NEW YORK AVENUE NW
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`WASHINGTON DC 20001 '4413
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`-
`,
`
`(Depositor's name)
`
`(Signature)
`
`(Dale)
`
`I AI'PLICATION NO.
`
`I
`
`FILING DATE
`
`I
`
`FIRST NAMED INVENTOR
`
`12/222,752
`08/15/2008
`Russell T. Davis
`TITLE OF INVENTION: GOMBINTNG"!'"R.E"DSABLE,\DATlXfMARKUP LANGUAGE ··nOUUMENTS
`
`I ATTORNEY DOCKET NO. I CONFIRMATION NO.
`
`07643.0002-02
`
`5842
`
`API' LN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`!'REV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`non provisional
`
`NO
`
`$!740
`
`$300
`
`$0
`
`$2040
`
`DATE DUE
`
`05/02/2012
`
`EXAMfNER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`AMIN, MUSTAFA A
`
`2176
`
`715-209000
`
`1. Change of correspondence address or indication of "Fcc Address" (37
`CFR 1.3(>3)
`0 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fcc Address" indication (or "Fcc Address" Indication fonn
`PTOISB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(I) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single finn (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listca, no name will be printed.
`
`Finnegan. Henderson,
`2 Farabow, Garrett &
`3 Dunner, LLP
`
`3. ASSI<iNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PU·:ASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`n.:coniation as set forth in 37 CFR 3.11. Completion of this fonn is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`E-NUMERATE SOLUTIONS, INC.
`
`MCLEAN, VIRGINIA
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual ~ Corporation or other private group entity 0 Government
`
`4a. Th~ 1\Jllowing fce(s) arc submitted:
`iJ Is~ue Fcc
`iJ Publication Fcc (No small entity discount pennittcd)
`U Advance Order- # of Copies
`
`4b. Payment of Fcc(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`!1i Payment by credit card. Fonn PT0-2038 is attached.
`!1J The Director is hereby authorized to charge t~ any deficiency, or credit any
`overpayment, to Deposit Account Number 06-091 ~(enclose an extra copy of this fonn).
`
`5. Chanl(e in Entity Status (from status indicated above)
`0 b. Applicant is no longer claiming SMALL ENTITY status. Sec 37 CFR 1.27(g)(2).
`0 a. Applicant claims SMALL ENTITY status. Sec 37 CFR 1.27.
`NOTE: Tltc Issue Fcc and Publication Fcc (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown b the records of the United States Patent and Trademark Office.
`
`Authorized Signature Ri.t!_l {ff?.1(_ ;!.. ____ __._ ____ _
`
`Date
`
`Typed or printed name _l1::!o_chael P. Van Handel
`
`Registration No. 68,29=2~--~~~
`
`This collection of infonnation is required by 3 7 CFR 1.311. The infonnation is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, prepanng, and
`submttting the completed applicatton fonn to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you re'luirc to complete
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`Box 1·150, Alcxandna, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of infonnation unless it displays a valid OMB control number.
`
`PTOL HS (Rev. 02/11) Approved for usc through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Exhibit 1002_0818
`
`

`

`PATENT
`Customer No. 22,852
`Attorney Docket No. 07643.0002-02
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`)
`)
`) Group Art Unit: 2176
`)
`) Examiner: Mustafa A AM IN
`)
`) Confirmation No. 5842
`)
`)
`) ViaEFS Web
`)
`
`In reApplication of:
`
`Russell T. DAVIS
`
`Application No. 12/222,752
`
`Filed: August 15, 2008
`
`For: COMBINING REUSABLE DATA
`MARKUP LANGUAGE
`DOCUMENTS
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Commissioner:
`
`COMMENTS ON STATEMENT OF REASONS FOR ALLOWANCE
`
`Applicant thanks the Examiner for the Notice of Allowance mailed February 2,
`
`2012. Without withdrawing the allowed claims from issue, Applicant submits these
`
`comments for the record.
`
`In the Notice of Allowance, the Examiner provided a Statement of Reasons for
`
`Allowance, which made certain characterizations of the prior art and emphasized or
`
`focused on certain elements of the claims. See Notice of Allowance, pp. 10-12.
`
`Although Applicant agrees with the Examiner's ultimate conclusion that the claims are
`
`allowable, Applicant does not agree with all of the characterizations or assertions in the
`
`Examiner's Statement.
`
`For example, the Examiner emphasized portions of the allowed claims in the
`
`Examiner's Statement. Applicant respectfully submits that each of the allowed claims is
`
`Exhibit 1002_0819
`
`

`

`Application No. 12/222,752
`Attorney Docket No. 07643.0002-02
`
`patentable based on the subject matter defined by the claim language and the
`
`combination of recitations within the claims, and not just based on the specific portions
`
`emphasized by the Examiner. The claims also recite other combinations and features
`
`not referenced in the Examiner's Statement, which provide further bases for
`
`distinguishing the prior art of record. Applicant also does not subscribe to all of the
`
`Examiner's comments regarding the prior art. Therefore, Applicant declines to
`
`subscribe to any statement or characterization in the Notice of Allowance and the
`
`accompanying Statement of Reasons for Allowance.
`
`Should the Examiner disagree with Applicant's comments on the Statement of
`
`Reasons for Allowance, the Examiner is invited to contact the undersigned to resolve
`
`any such disagreements.
`
`If there is any fee due in connection with the filing of these Comments, please
`
`charge the fee to our deposit account 06-0916.
`
`Respectfully submitted,
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, L.L.P.
`
`Dated: April10, 2012
`
`By:
`
`/Michael P. Van Handel/
`Michael P. Van Handel
`Reg. No. 68,292
`
`-2-
`
`Exhibit 1002_0820
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`12222752
`
`15-Aug-2008
`
`Title of Invention:
`
`COMBINING REUSABLE DATA MARKUP LANGUAGE DOCUMENTS
`
`First Named Inventor/Applicant Name:
`
`Russell T. Davis
`
`Filer:
`
`Michael Patrick Van Handel/Donna Beckford-Harris
`
`Attorney Docket Number:
`
`07643.0002-02
`
`Filed as Large Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl issue fee
`
`Publ. Fee- early, voluntary, or normal
`
`1501
`
`1504
`
`1
`
`1
`
`1740
`
`300
`
`1740
`
`300
`
`Exhibit 1002_0821
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`2040
`
`Exhibit 1002_0822
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`12512256
`
`12222752
`
`International Application Number:
`
`Confirmation Number:
`
`5842
`
`Title of Invention:
`
`COMBINING REUSABLE DATA MARKUP LANGUAGE DOCUMENTS
`
`First Named Inventor/Applicant Name:
`
`Russell T. Davis
`
`Customer Number:
`
`22852
`
`Filer:
`
`Michael Patrick Van Handel/Donna Beckford-Harris
`
`Filer Authorized By:
`
`Michael Patrick Van Handel
`
`Attorney Docket Number:
`
`07643.0002-02
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`1 0-APR-2012
`
`15-AUG-2008
`
`19:03:44
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successf