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`Merrill Communications LLC
`d/b/a Merrill Corporation
`Exhibit 1009
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`Petition for Inter Partes Review of U.S. Patent No. 9,262,383
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`MERRILL COMMUNICATIONS LLC d/b/a MERRILL CORPORATION,
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`Petitioner,
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`v.
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`E-NUMERATE SOLUTIONS, INC.,
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`Patent Owner.
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`Patent No. 9,262,383
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`Issue Date: February 16, 2016
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`
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`Title:
`SYSTEM, METHOD, AND COMPUTER PROGRAM PRODUCT FOR
`PROCESSING A MARKUP DOCUMENT
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`DECLARATION OF PETER ROLLA
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`I, Peter Rolla, state and declare as follows:
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`I.
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`I am the Program Director for Content Acquisition and Resource Sharing at
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`the University of California - San Diego Library.
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`2.
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`I received a Master’s degree in Library and Information Science from
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`Simmons College in Boston, MA, in June of 2003 and I have been working
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`as a professional librarian since January 2004.
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`3.
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`I am over 18 years of age and am competent to make this Declaration. I
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`make this Declaration based on my own knowledge and experience as a
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`librarian, and based on my knowledge and review of the acquisitions,
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`cataloging, and general practices of the University of California - San Diego
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`Library.
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`4.
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`I have been employed at the University of California - San Diego Library
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`since October 2013.
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`5. Through my employment at the University of California - San Diego Library
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`and the actions described in paragraph 3, I have become knowledgeable
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`about the University of California - San Diego Library’s regular business
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`practices with respect to how it acquires, catalogs, shelves, and makes
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`available to the public books, periodicals, and other resources.
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`6. The University of California - San Diego Library purchases books and other
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`scholarly resources from a variety of vendors. Metadata about the books and
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`scholarly resources, which is designed to aid students, faculty, and members
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`of the public in locating the library resources they need, is entered into our
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`online catalog or database upon receipt of the materials. This metadata
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`includes transcriptions of the title, publication information, and standard
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`numbers like ISBNs; access points for the authors, editors, and corporate
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`bodies associated with the creation of the work; and subject headings from
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`the Library of Congress Subject Headings. This metadata allows for
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`searching by author, title, ISBN, and subject, including keyword searching.
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`The Library’s online catalog is openly available on the World Wide Web.
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`a. The metadata in our catalog also includes a call number from the
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`Library of Congress Classification system, based on the subjects of
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`the book. The University of California - San Diego Library shelves
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`books in our open stacks in call number order.
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`b. Another piece of the metadata is the Cataloging Date, abbreviated
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`“CAT DATE” in the database. This date indicates that all of the
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`cataloging work was completed on that date. After this date is entered,
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`the book is routed for physical processing, which includes a call
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`number label, and then to be shelved. If normal procedures are
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`followed, a book should be on the shelf and available for check out
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`approximately one week afier the Cataloging Date.
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`7.The publication entitled "The XML Handbook", written by Charles F.
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`Goldfarb and Paul Prescod with ISBN number 0 130811521 (hereinafter
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`
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`"XML Handbook") is owned by the University of California - San Diego
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`Library and its bibliographic record in our database has a Cataloging Date
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`("CAT DA TE") of September 10, 1998.
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`8.Attached as Exhibit A is a true and correct copy of the University of
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`California - San Diego Library bibliographic record for the XML Handbook
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`which displays a Cataloging Date of September 10, 1998.
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`
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`9.Exhibit A is a record kept in the ordinary course of the University of
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`
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`California - San Diego Library's activities.
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`10.Attached as Exhibit B is a true and correct depiction of the XML Handbook
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`
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`which is available in the University of California - San Diego Library,
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`
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`including the cover and copyright page.
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`
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`11.There is no evidence to suggest that normal procedures were not followed in
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`
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`
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`the acquisition and cataloging of XML Handbook. Therefore the Cataloging
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`Date indicates that the XML Handbook was available to the public to be
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`checked out within approximately one week of September 10, 1998.
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`I declare under penalty of perjury that the foregoing is true and correct.
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`
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`-4-
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`

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`Date: 7 f [E [8
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`Signed: 7
`Pete?
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`

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`EXHIBIT A
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`EXHIBIT A
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`
`

`

`b36939262
`
`Last Updated: 07-24-2015
`
`Created: 05-01—1993
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`ReVLsions: 23
`
`Fri Jul 06 09:41:45 PDT 2010
`
`LANG
`SKIP
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`ongEnglish
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`SCOPE
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`OCLC #
`OTHER
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`AUTHOR
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`DESCRIPTION
`DESCRIPTION
`DESCRIPTION
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`NOTEtSJ
`SUBJECT
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`OTfiER
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`38842140
`20150120161038.0
`980316t19981998njua
`93016108
`: alk. paper}
`0130311521 (pbk.
`DLCICDLCIdCHPIdUtOrBLW
`0 QA76.76.392|b665 1998
`Goldfarb, Charles F
`4 The XML handbook [loCharles F‘ Goldfarb. Paul Prescod
`
`001 0 enq
`
`Upper Saddle River, NJ :IbPrentice Hall PTR,|c[1998], @1998
`xliv, 639 pages :lbillustrations :lo24 om +|e1 CD-ROM (4 3/4 in.!
`text1btxt12rdacontent
`unmediatedlhn|2rdamedia
`volumelbnoIZrdacarrier
`Charles F. Goldfarb series on open information management
`Includes index
`System requirements: windows 95. or Windows NT, or UNIX systems
`XML (Document markup language}
`Presood, Paul
`0 Charles F. Goldfarb series on open information management
`Sent for UCSD reclamation 090421
`Returned from Reclamation 090518
`MARS
`RDA ENRICHED
`
`0
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`Page 1 of 1
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`EXHIBIT B
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`EXHIBIT B
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`

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`HAN DBOOK”
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`3 1822 02623 9830
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`
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`D The delinitive XML resource.
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`applications, products and
`technologres'
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`P Leverage your Web and
`intranet expertise with
`structured inlormation
`
`' CID-ROM: Unique trialware,
`demos, examples, specs, and
`moreiplus 55 great, gen
`uinely lree XML soltware
`packages
`
`Adobe"
`FrumeMokerfiSGMl
`Free Trial with
`XML Update
`
`CHARLES F. GOLDFARB ' PAUL PRESCOD
`
`'I‘III‘Z DEFINI'I‘IVE XDII. SERIES-3 l-‘R()l\l ('IIARLI‘ZS~ l". (i()l.l)l".\Rl!
`
`FREE ARBORTEXT XML/XSL SOFTWARE
`
`

`

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`

`

`The
`
`)GWL
`
`Handbook”
`
`I Charles F. Goldfarb
`
`I Paul Prescod
`
`==
`E
`
`Prentice Hall PTR, Upper Saddle River, NJ 07458
`http://www.phptr.com
`
`

`

`Library of Congress Cataloging-in-Publication Data
`
`G01
`
`aper)
`I. Prescod, Paul.
`
`II.
`
`Title.
`
`dfarb, Charles F.
`XML handbook / Charles F. Goldfarb, Paul Prescod.
`p
`cm. —— (Charles F. Goldfarb series on open information
`management)
`1k
`bk
`Includes index.
`. p
`: a
`.
`ISBN 0—13—081152-1 (p
`1. XML (Document: markup language)
`III. Series.
`QA76.76.H9ZG65 1998
`. __
`1
`005.7 2
`
`dc2
`
`I
`
`Editorial/Production Supervision: Patti Guerrien'
`Acquisitions Editor: Mark L. Taub
`Editorial Assistant: Audn' Bazlan
`
`Marketing Manager: Dan Rush
`Manufacturing Manager: Alexis R. Heydt
`Cover Design: Anthony Gemmellaro
`Cover Design Direction: jerry Votta
`Series Design: Gail Cooker-Bogus:
`
`
`
`© 1998 Prentice Hall PTR
`Prentice-Hall, Inc.
`A Simon Gt Schuster Company
`Upper Saddle River. N] 07458
`
`Prentice Hall books are widely used by corporations and government agencies for training.
`marketing, and resale.
`
`The publisher offers discounts on this book when ordered in bulk quantities. For more infonnation. contact:
`Corporate Sales Department, Phone: 800-382-3419; Fax: 201-236-7141; E—mail: corpsalesQ'pn-nhall.com;
`or write: Prentice Hall PTR, Corp. Sales Dept, One Lake Street, Upper Saddle River, N] 07458.
`
`All rights reserved. No part of this book may be
`reproduced, in any form or by any means, without
`permission in writing from the publisher.
`
`Printed in the United States of America
`
`10 9 8 7 6 5 4 3 2 1
`
`ISBN 0-13-081152-1
`
`Prentice-Hall International (UK) Limited, London
`Prentice-Hall of Australia Pty. Limited. Sydney
`Prentice-Hall Canada Inc., Toronto
`Prentice-Hall Hispanoamericana. S.A., Mexico
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`Simon & Schuster Asia Pte. Ltd, Singapore
`Editora Prentice-Hall do Brasil, Lida, Rio de janeiro
`
`
`
`01998 THE XML HANDBOOK“
`
`

`

`Adobe, the Adobe logo, Acrobat, FrameMaker, and PostScript are trademarks of Adobe Systems
`Incorporated. Microsoft and Windows are registered trademarks of Microsoft Corporation in the US. and
`other countries. DynaText, DynaBase, Inso, and the Inso Logo are trademarks or registered trademarks of
`Inso Corporation.
`
`The XML Handbook, HARP, and other registered and unregistered trademarks, service marks, logos,
`company names, and product names appearing in this book or on its cover are the property of their respective
`owners.
`
`Series logo by Andrew Coldfarb for Eye'I'ech Graphics, copyright @1996 Andrew Coldfarb.
`
`Series foreword copyright ©1996, 1997 Charles F. Coldfarb.
`
`Excerpts from the following International Standard are copyright ©1986, 1988 International Organization for
`Standardization, and are included with the kind permission of the copyright owner:
`
`ISO 8879:1986, Information processing — Text and ofiice systems — Standard Generalized Markup
`Language (SGML).
`
`Complete copies of this standard can be obtained from the national member body of ISO in your country, or
`contact ISO, case postale 56, CPI-1211 Geneva 20, Switzerland.
`
`Excerpts from the following World Wide Web Consortium documents are included in accordance with the
`W3C IPR Document Notice, httpJ/www.w3.org/Consortium/Legal/copyright-documents.html. Copyright
`©World VVrde Web Consortium (Massachusetts Institute of Technology, Institut National de Recherche en
`Informatique et en Automatique, Keio University). All Rights Reserved.
`
`Extensible Markup Language (XML) 1.0, http://ww.w3.org/TR/REC-xml, W3C Recommendation
`10-Febmary-1 998.
`
`Extensible Linking Language (XLink), http://www.w3.org/TR/WD-xlink, W30 Working Draft 3-March-
`1998.
`
`XML Pointer Language (XPointer), http.-//www.w3.org/TR/WD-xptr, W3C Working Draft 03-March-1998.
`
`A Proposalfor XSL, http://www.w3.org/TR/NOTE-XSL-970910, Note submitted to W3C on 27 August
`1997.
`
`HTML 4.0 Specification, http://www.w3.org/TR/REC—html40/, W3C Recommendation, revised on 24-Apr-
`1998.
`
`The development of this book was partly subsidized by Sponsors, who provided both financial support and
`expert assistance in preparing the initial draft of the text identified with their names. However, as the Authors
`exercised final editorial control over the book, the Sponsors are in no way responsible for its content. In
`particular. opinions expressed in this book are those of the Authors and are not necessarily those of the Series
`Editor, Sponsors, or Publisher.
`
`This book, and the CD-ROM included with it, contain software and descriptive materials provided by (or
`adapted from materials made publicly available by) product developers, vendors, and service providers. Said
`”Me and materials have not been reviewed, edited, or tested, and neither the Authors, Contributors,
`Series Editor, Publisher, Sponsors, or other parties connected with this book are responsible for their
`30mm or reliability. Readers are warned that they use said software and materials at their own risk, and are
`mged to test the sofiware and confirm the validity of the information prior to use.
`01998 THE XML HANDBOOK?“
`
`