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`Merrill Communications LLC
`d/b/a Merrill Corporation
`Exhibit 1008
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`Petition for Inter Partes Review of U.S. Patent No. 9,262,383
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`MERRILL COMMUNICATIONS LLC d/b/a MERRILL CORPORATION,
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`Petitioner,
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`v.
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`E-NUMERATE SOLUTIONS, INC.,
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`Patent Owner.
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`Patent No. 9,262,383
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`Issue Date: February 16, 2016
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`
`
`Title:
`SYSTEM, METHOD, AND COMPUTER PROGRAM PRODUCT FOR
`PROCESSING A MARKUP DOCUMENT
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`DECLARATION OF ANNE RONDONI TAVERNIER
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`I, Anne Rondoni Tavernier, state and declare as follows:
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`1. I am an attorney at Fredrikson & Byron P.A.
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`2. I am over 18 years of age and am competent to make this Declaration. I
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`make this Declaration based on my own knowledge and experience.
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`3. On June 27, 2018, I utilized the "Ask a Librarian" General Inquiries Form
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`on the Library of Congress website to inquire about date on which the book
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`Mastering Access 97 (hereinafter "Access") with ISBN 0-7821-1924-7 and
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`Library of Congress Card Number 96- 71646 was received by the Library of
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`Congress.
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`4. On July 2, 2018, I received an e-mail response to this request from the
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`Researcher and Reference Services Division of the Library of Congress.
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`5. Attached as Exhibit A is a true and correct copy of my June 27 inquiry to the
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`Library of Congress, and the Library of Congress' subsequent July 2 reply.
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`6. The Library of Congress utilizes MARC records. According to the Library
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`of Congress website, available at https://catalog.loc.gov/vwebv/ui/ en US/
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`htdocs/help/index.html, the Library of Congress "uses the international
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`MARC 21 encoding standard to represent and communicate bibliographic,
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`authority, and holdings data in LC Online Catalog records. This standard
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`explicitly characterizes the structure, content designation, and data content
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`- 2 -
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`
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`( or fields) found in each Catalog record. Some data specific to the Library is
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`contained in locally-defined MARC fields."
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`7. The Library of Congress' July 2 response reflected in Exhibit A contained
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`the MARC record for Access. The response also contained a link to the
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`Library of Congress' online bibliographic record and MARC record for
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`Access.
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`8. Attached as Exhibit B is a true and correct depiction of the full bibliographic
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`record and MARC record for Access which is accessible by clicking the link
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`contained in the Library of Congress' July 2 response email.
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`9. The MARC records as depicted in both Exhibit A and Exhibit B contain the
`
`same substantive MARC information for Access.
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`10. The MARC record for Access confirms that it was available in the Library
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`of Congress as of March 1997.
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`11.The Library of Congress' July 2 response reflected in Exhibit A indicates
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`that the publisher sent Access to the Library of Congress on March 6, 1997,
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`which is visible in the MARC field 955.
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`12. According to the Library of Congress website, the Library of Congress
`
`releases Descriptive Cataloguing Manuals ("DCMs") which contain the
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`specific cataloguing practices of the Library of Congress. These manuals are
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`released and updated at least annually. Attached as Exhibit C is a true and
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`- 3 -
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`
`
`correct copy of the Library of Congress website where the DCMs are
`
`available.
`
`13. The 2006 DCM indicates that MARC field 955 is used for "Local
`
`Functional Tracking Information." Attached as Exhibit Dis a true and
`
`correct excerpt of the 2006 DCM Update 1-2 which indicates the purpose of
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`the MARC field 955.
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`14. Use of the MARC field 955 for tracking information continues to present
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`day, as the 2017 DCM update shows that the 955 field is still used for book
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`location tracking. Attached as Exhibit E is a true and correct excerpt of the
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`2017 DCM Update 4 which indicates the purpose of the MARC field 955.
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`15. The final date listed in the MARC field 955 for Access is March 19, 1997.
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`16. According to the Library of Congress 2012 MARC Concise Format
`
`Overview, available at https://www.loc.gov/marc/MARC 2012 Concise
`
`PDF /Part3 Bibliographic.pdf, the MARC fields 630 and 650 contain
`
`subject headings and access terms. Attached as Exhibit Fis a true and
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`correct excerpt of the Library of Congress 2012 MARC Format Overview
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`which indicates the purpose of the MARC fields 630 and 650.
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`17. As reflected in Exhibits A and B, the MARC field 630 for Access contains
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`the subject denotations "Microsoft Access," and "Microsoft Windows
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`- 4 -
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`
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`(Computer file)," and the MARC field 650 for Access contains the subject
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`topical term "Database management."
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`I declare under penalty of perjury that the foregoing is true and correct.
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`Date: 1//.t/1&
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`Signed: QJ\-N. tr~
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`Anne Rondoni Tavernier
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`- 5 -
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`EXHIBIT A
`
`EXHIBIT A
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`
`
`
`From: AskALibrarian@oclc.org [AskALibrarian@oclc.org]
`Sent: Monday, July 02, 2018 10:08 AM
`To: Rondoni Tavernier, Anne
`Subject: Library Question - Answer [Question #13727915]
`
`##- Please reply above this line. Anything below this line will not be sent in your reply. We do not accept
`attachments via this reply method -##
`
`
`1
`
`
`
`Hello Anne Rondoni Tavernier
`
`
`Thank you for visiting the Library of Congress Web site.
`
`According to the MARC record which is available via the bibliographic record https://lccn.loc.gov/96071646 in
`the Library's online catalog, the publisher sent the book to the Library of Congress on 03-06-97. You can find
`this information in the MARC field 955.
`
` 00001198cam a2200325 a 4500
` 0013528043
` 00520000317151844.0
` 008970306s1997 caua 001 0 eng
` 035__ |9 (DLC) 96071646
` 906__ |a 7 |b cbc |c orignew |d 2 |e opcn |f 19 |g y-gencatlg
` 955__ |a pb11 03-06-97 to Cat.; jf00 03-10-97; jf03 to Subj. 03-17-97; jf11 to sl 03-17-97; je10 03-19-97
` 010__ |a 96071646
` 020__ |a 0782119247
` 040__ |a DLC |c DLC
` 05004 |a QA76.9.D3 |b S5688 1997
` 1001_ |a Simpson, Alan, |d 1953-
` 24510 |a Mastering Access 97 / |c by Alan Simpson, Elizabeth Olson.
` 24614 |a Mastering Access 97 for Windows 95/NT
` 24618 |a Mastering Access 97 for Windows 95/NT
` 250__ |a 4th ed.
` 260__ |a San Francisco : |b SYBEX, |c c1997.
` 300__ |a xl, 1140 p. : |b ill. ; |c 23 cm. + |e 1 computer laser optical disc (4 3/4 in.)
` 500__ |a Rev. ed. of: Mastering Microsoft Access for Windows 95. 1996.
` 500__ |a Includes index.
` 63000 |a Microsoft Access.
` 63000 |a Microsoft Windows (Computer file)
` 650_0 |a Database management.
` 7001_ |a Olson, Elizabeth.
` 7001_ |a Simpson, Alan, |d 1953- |t Mastering Microsoft Access for Windows 95.
` 922__ |a ad
`
`Best wishes,
`
`Researcher and Reference Services Division/am
`History & Genealogy Section
`Washington, DC
`
`
`-----------------------
`Please take a moment to fill out a survey at: https://www.questionpoint.org/crs/servlet/org.oclc.ask.Patr
`onSurveyForm?&language=1&type=ask&qid=13727915
`
`
`-----------------------
`
`Question History:
`
`2
`
`
`
`
`Patron: I am looking for the date that a particular book was received by the Library of Congress, and possibly
`further help associated to that date for use in a legal matter. The book is "Access 97" by Alan Simpson and
`Elizabeth Olson, ISBN: 0-7821-1924-7, Library of Congress Card Number 96-71646.
`
`Thank you!
`
`Librarian 1: Thank you for visiting the Library of Congress Web site.
`
`According to the MARC record which is available via the bibliographic record https://lccn.loc.gov/96071646
`https://lccn.loc.gov/96071646 in the Library's online catalog, the publisher sent the book to the Library of
`Congress on 03-06-97. You can find this information in the MARC field 955.
`
` 00001198cam a2200325 a 4500
` 0013528043
` 00520000317151844.0
` 008970306s1997 caua 001 0 eng
` 035__ |9 (DLC) 96071646
` 906__ |a 7 |b cbc |c orignew |d 2 |e opcn |f 19 |g y-gencatlg
` 955__ |a pb11 03-06-97 to Cat.; jf00 03-10-97; jf03 to Subj. 03-17-97; jf11 to sl 03-17-97; je10 03-19-97
` 010__ |a 96071646
` 020__ |a 0782119247
` 040__ |a DLC |c DLC
` 05004 |a QA76.9.D3 |b S5688 1997
` 1001_ |a Simpson, Alan, |d 1953-
` 24510 |a Mastering Access 97 / |c by Alan Simpson, Elizabeth Olson.
` 24614 |a Mastering Access 97 for Windows 95/NT
` 24618 |a Mastering Access 97 for Windows 95/NT
` 250__ |a 4th ed.
` 260__ |a San Francisco : |b SYBEX, |c c1997.
` 300__ |a xl, 1140 p. : |b ill. ; |c 23 cm. + |e 1 computer laser optical disc (4 3/4 in.)
` 500__ |a Rev. ed. of: Mastering Microsoft Access for Windows 95. 1996.
` 500__ |a Includes index.
` 63000 |a Microsoft Access.
` 63000 |a Microsoft Windows (Computer file)
` 650_0 |a Database management.
` 7001_ |a Olson, Elizabeth.
` 7001_ |a Simpson, Alan, |d 1953- |t Mastering Microsoft Access for Windows 95.
` 922__ |a ad
`
`Best wishes,
`
`Researcher and Reference Services Division/am
`History & Genealogy Section
`Washington, DC
`
`
`
`
`
`Subscribe to news from Virtual Programs and Services at http://www.loc.gov/rss/.
`3
`
`
`
`Thank you for contacting the Library of Congress Ask a Librarian Service (Researcher & Reference Services -
`General Inquiries). Your question will be assigned to a reference specialist, who will provide a reply within 5
`days.
`
`If you use an email service with a spam blocker please make sure to add the following Library of Congress
`email address to the list of places that you accept mail from, or else you will not receive the answer to your
`question: digref@loc.gov .
`
`If you wish to send us another question :
`
`Ask a Librarian/General Inquiries: http://www.loc.gov/rr/askalib/ask-contactus.html
`
`For questions relating to materials from other Library divisions, please return to the Ask A Librarian page at
`http://www.loc.gov/rr/askalib and select the appropriate form.
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`EXHIBIT B
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`EXHIBIT B
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`EXHIBIT C
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`EXHIBIT C
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`7/6/2018
`
`List of the Library of Congress Descriptive Cataloging Manual PDF Files
`
`List of the Library of Congress Descriptive Cataloging
`Manual PDF Files
`
`About DCM -
`2006 - 2007 - 2008 - 2009 - 2010 - 2011 - 2012 - 2013 - 2014 - 2015 - 2016 -
`2017 -
`
`About the Library of Congress Descriptive Cataloging Manual PDF Files
`
`The Library of Congress Descriptive Cataloging Manual (DCM) contains local cataloging
`policy and practices for Library of Congress (LC) staff generally, and LC/NACO policies for
`name and series authority records (DCM section 21). DCM 21 was last printed as a
`cumulation in 2005 and is out of print, but an updated free download is listed at
`htt[l://www.loc.gov/catdir/c[lso/z1and1cguidelines.html . Listed below are updates to all
`DCMs from 2006 to the present. These are available for free download.
`
`@ Back to TO[l
`
`2006
`
`2006 UP.date 1-2 (PDF, 2.5 MB)
`2006 UP.date 3 (PDF, 691 KB)
`2006 UP.date 4 (PDF, 2. 7 MB)
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`@ Back to Toi:1
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`2007
`
`2007 UP.date 1 (PDF, 786 KB)
`2007 UP.date 2 (PDF, 69 KB)
`2007 UP.date 3 (PDF, 220 KB)
`2007 UP.date 4 (PDF, 206 KB)
`
`0 Back to To[l
`2008
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`2008 UP.date 1 (PDF, 603 KB)
`2008 UP.date 2 (PDF, 251 KB)
`2008 UP.date 3 (PDF, 401 KB)
`2008 UP.date 4 (PDF, 2.3 MB)
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`0 Back to Toi:1
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`2009
`
`2009 UP.date 1 (PDF, 1.1 MB)
`2009 Update 2-3 (PDF, 617 KB)
`2009 Ui;idate 4 (PDF, 46 KB)
`
`@ Back to ToQ
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`2010
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`2010 Ugdate 1 (PDF, 237 KB)
`2010 UP.date 2 (PDF, 21 KB)
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`https://www.loc.gov/aba/publications/FreeDCM/freedcm.html
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`1/3
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`7/6/2018
`I
`
`Q Back to TOQ
`
`2011
`
`List of the Library of Congress Descriptive Cataloging Manual PDF Files
`
`2011 Ui;idate 1 (PDF, 139 KB)
`2011 Ui;idate 2 (PDF, 244 KB)
`2011 Ui;idate 3 (PDF, 109 KB)
`2011 Ui;idate 4 (PDF, 220 KB)
`
`0 Back to TOP..
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`2012
`
`2012 Ui;idate 1 (PDF, 331 KB)
`2012 Ui;idate 2-3 (PDF, 224 KB)
`2012 Ui;idate 4 (PDF, 477 KB)
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`Q Back to Toi;i
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`2013
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`2013 Ui;idate 1 (PDF, 130 KB)
`2013 Ui;idate 2 (PDF, 592 KB)
`2013 Ui;idate 3 (PDF, 355 KB)
`2013 Ui;idate 4 (PDF, 479 KB)
`
`0 Back to Toi;i
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`2014
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`2014 Ui;idate 1 (PDF, 638 KB)
`2014 Ui;idate 2 (PDF, 297 KB)
`2014 Ui;idate 3 (PDF, 145 KB)
`
`Q Back to TOQ
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`2015
`
`2015 Update 1 (PDF, 301 KB)
`2015 Ui;idate 2 (PDF, 400 KB)
`2015 Ui;idate 3 (PDF, 516 KB)
`
`0 Back to TOQ
`
`2016
`
`2016 Ui;idate 1 (PDF, 390 KB?
`2016 Ui;idate 2 (PDF, 537 KB)
`lQl.§JJ.i;idate 3 (PDF, 612 KB)
`~~ (PDF, 320 KB)
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`® Back to TOP..
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`2017
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`https://www.loc.gov/aba/publications/FreeDCM/freedcm.html
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`2/3
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`7/6/2018
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`List of the Library of Congress Descriptive Cataloging Manual PDF Files
`
`2017 UP.date 2 (PDF, 837 KB)
`2017 UP.date 3 (PDF, 1.13 MB)
`2017 UP.date 4 (PDF, 184 KB)
`
`@ Back to T0Q
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`Stay Connected with the Library All WBY.S to connect 2.
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`·~ 1111:
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`About I Press I .Jobs l Donate I lnsi,ector General I Leg.fil I AccessibilitY. I External Link Disclaimer I USA.gm:: I _;;;_i,eech Enabled ◄:)
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`Last Updated: 10/11/2017
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`htlps://www.loc.gov/aba/publications/FreeDCM/freedcm.html
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`EXHIBIT D
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`EXHIBIT D
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`EXHIBIT E
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`EXHIBIT E
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`EXHIBIT F
`
`EXHIBIT F
`
`
`
`Bibliographic Data
`Subject Access Fields (6XX)
`
`6XX fields (with the exception of field 653 that is used for uncontrolled index terms) contain subject
`headings or access terms that provide additional access to a bibliographic record through a heading or term
`that is constructed according to established subject cataloging or thesaurus-building principles and guidelines.
`The standard list or authority file used is identified by the value in the second indicator position or by the
`MARC source code contained in subfield ‡2 that is often used in conjunction with value 7.
`
`The arabic number that precedes a subject access field in some displays is not carried in the MARC
`record. It may be generated based on the field tag.The dash ( -- ) that precedes a general subject subdivision
`is not carried in the MARC record; it may be generated based on the presence of subfields, ‡v, ‡x, ‡y, and
`‡z.
`
`A name portion containing open-ended date ends with a space when it is followed by other data in the
`same subfield; it does not end with a space when it is followed by another subfield.
`
`600 SUBJECT ADDED ENTRY - PERSONAL NAME (R)
`610 SUBJECT ADDED ENTRY - CORPORATE NAME (R)
`611 SUBJECT ADDED ENTRY - MEETING NAME (R)
`630 SUBJECT ADDED ENTRY - UNIFORM TITLE (R)
`648 SUBJECT ADDED ENTRY - CHRONOLOGICAL TERM (R)
`650 SUBJECT ADDED ENTRY - TOPICAL TERM (R)
`651 SUBJECT ADDED ENTRY - GEOGRAPHIC NAME (R)
`653 INDEX TERM - UNCONTROLLED (R)
`654 SUBJECT ADDED ENTRY - FACETED TOPICAL TERMS (R)
`655 INDEX TERM - GENRE/FORM (R)
`656 INDEX TERM - OCCUPATION (R)
`657 INDEX TERM - FUNCTION (R)
`658 INDEX TERM - CURRICULUM OBJECTIVE (R)
`662 SUBJECT ADDED ENTRY - HIERARCHICAL PLACE NAME (R)
`
`600
`
`SUBJECT ADDED ENTRY-PERSONAL NAME
`
`(R)
`
`Subject added entry in which the entry element is a personal name.
`
`Indicators
`First - Type of personal name entry element
`0 - Forename
`1 - Surname
`3 - Family name
`Second - Thesaurus
`0 - Library of Congress Subject Headings
`1 - LC subject headings for children's literature
`2 - Medical Subject Headings
`3 - National Agricultural Library subject authority file
`4 - Source not specified
`5 - Canadian Subject Headings
`6 - Répertoire de vedettes-matière
`7 - Source specified in subfield ‡2
`Subfield Codes
`‡a - Personal name (NR)
`‡b - Numeration (NR)
`‡c - Titles and other words associated with a name (R)
`‡d - Dates associated with a name (NR)
`
`MARC 21 Concise: Bibliographic Data
`
`September 2012
`
`page 169
`
`