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`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`13/269,516
`
`ISSUE DATE
`
`07/01/2014
`
`15093
`
`7590
`
`06/11/2014
`
`Kilpatrick Townsend & Stockton/Qualcomm
`Two Embarcadero Center
`8th Floor
`San Francisco, CA 94111-3834
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`8768865
`
`103287 (822791)
`
`4858
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 250 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Vidya NARAYANAN,San Diego, CA;
`Sanjiv NANDA, Ramona, CA;
`Fuming SHIH, Cambridge, MA;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`1
`
`APPLE 1002
`
`1
`
`APPLE 1002
`
`

`

`PART B - FEE(S) TRANSMIPTAL.
`
`Complete and send dhis form, together with ayplicable [ce(s}, to: Mail Mail Stop ISSUE PEE
`Commissioner for Patents
`P.O. Box 1483
`Alexandria, Virginia 22313-1450
`av Fax (S1T1)-273-2885
`
`
`through 5
`TATHON PER GF required). Blocks 1
`> used for transmitting th
`should be completed where
`
`tion of maintenance fees will be mailedtothe cu
`
`
`
`
`inchuding th
`wor directed otherwise in Bloc!
`
`
`ying 4 new correspondence address; and/or (b) indicating a
`
`
`
`can only be u
`‘or domestic
`lings ofthe
`
`te cannot be
`
`d for any other accompanying
`such
`
`ment or formal drawing, must
`
`
`
`
`Certificate of Mailing or Transmission —
`osited with the
`a
`
`
`snadl-in-‘an_enveloreade
`
`
`,
`Dane St
`ws
`Depositor's nate}

`Dane Stephenson
`(epostion’s
`name
`‘Dane Stephenson’
`(Signatues}
`
`
`
`
`
`OBB ROA
`
`Kilpatrick Townsesad & Stockton/Quaicomm
`
`
`
`Two Embareadcro Coater
`3th Dloor
`TAL
`j
`Q
`i
`San Francisco, CA 94911-3834
`
`May 20, 2014
`
`APPLICATION KO.
`
`FILING DATE
`
`TORS? NAMED INVENTOR
`
`AVTORNEY DOCKET NO.
`
`|
`
`CONFIRMATION NO,
`
`Vidya NARAYANAN
`LOO7/2011
`13/269, 516
`TITLE OF INVENTION: LEARNING STTUATIONS VIA PATTERN MATCHING
`
`LOB2ST (822793)
`
`4858
`
`
`
`PREY. PAID USSU
`
`
`CFR1103).
`HN The
`aac
`1_Kihp: Fownsend & Stockton LLP
`
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`G) The na
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`bookChangeofco
`ddress (or Change of Correspenict
`-
`|
`ov agents GR,
`v,
`
`
`Address formPYO.
`ached,
`for
`sofa
`single
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`sember 3
`
`
`
`ik wSBiaAddress
`ication form
`
`se ef a Custoner
` :
`stered pa
`
`sted, no name wi
`
` ASSIGNEE NAME AND RESIDENCE DATA TO BEPRINT
`
`aD ON THE PATENT(print or type)
`fied below, no a
`
` If
`an assignee is identified below, the document has been filed for
`
`ignee data will appcar on the
`detion of this form is NOTa substitute for filing an
` assignm
`
`
`(A) NAME GF ASSIGNEE
`(B) RESIDENCE: (CEPY and STATE OR COUNTRY)
`
`2
`
`WUALCOMM INCORPORATED
`
`SAN DINGO, CALTFORNTA
`
`
`
` Please
`
`
` check the appropri
`
`
`
`signee category or categories
`
`
`
` t be pric
`
`on the patent}:
`
`
`(ai individual Zy Corporation or other private group entity (ad Governt
`
`
`4a, The following fee(s) are submitted:
`SF tosue Fee
`
` Change in Eutity Stats (fromstams indi
`vol Applicant certifying micro entity status. See 37 CFR 1.29
`
`Lant Applicant asserting small entity status. See 37 CFR §.27
`
`4b. Payment of Feefs): (Pease first reapply any previously paid issue fee shown above}
`
`[al A checkis enclosed.
`ind Publication Fee ized to charge the required feet
` IY pz yment by credit card.
`ie Director is hereby
`j
`# Account Number
`overpayment, lo Depo:
`
`
`
`: Absenta valid certifica
`
`
`tion of Micro Entity Status (see forms PTO/SB/1SA and 153), issue
`
`
`ment ia the micro entity amount will not be accer
`ed at the risk of application sbaadonment.
`
`
`
`plication was previously u
`entity status, checking this box will be taken
`micro
`on of foss of entitlement to
`
`entity status.
`
`ind Applicant changingto regular undiscounted fee status.
`H be takento be a notification of loss of entitlement to small ov micro
`
`
`
` This form nvust be signed in accordance CFR 1.31 and ave requirements and certifications.
`
`
`Authorized Signamyre __ Typed or printed name —Scatt LB
`
`PYOL-8S Part B (10-13) Approved for use through 10/31/2013.
`
`Page 2 of 3
`
`OMB 0551-0033
`
`2
`
`2Fsbe
`& Office; US. DEPARTMENT OF COMMERCE
`U.S. Patent and ‘Tradem:
`
`2
`
`

`

`
`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`07-Oct-2011
`
`Title of Invention:
`
`LEARNING SITUATIONS VIA PATTERN MATCHING
`
`1504
`
`rel tf
`|
`|
`0
`0
`
`
`
`First Named Inventor/Applicant Name: Vidya NARAYANAN
`
`Filer:
`
`Scott Lee McMillan/Dane Stephenson
`
`Filed as Large Entity
`
`Utility under 35 USC 111(a)Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Claims:
`
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`veyAvr sue Fee
`
`Publ. Fee- Early, Voluntary, or Normal
`
`3
`
`

`

`
`
`
`
`
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Sub-Total in
`Fee Code Quantity AmountDescription USD(S)
`
`Total in USD ($)
`
`
`
`4
`
`

`

`Electronic Acknowledgement Receipt
`
`19076755
`
`Confirmation Number:
`
`Title of Invention:
`
`LEARNING SITUATIONS VIA PATTERN MATCHING
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`Vidya NARAYANAN
`
`Customer Number:
`
`15093
`
`re Scott heeMchilan/DaneStephenson
`
`
`
`Filer Authorized By: Scott Lee McMillan
`
`Attorney Docket Number:
`
`103287 (822791)
`
`Filing Date:
`
`07-OCT-2011
`
`13:18:27
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`Submitted with Payment
`Payment Type Credit Card
`
`
`
`Payment was successfully received in RAM
`
`$960
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees) Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Deposit Account
`
`Authorized User
`
`201430
`
`MCMILLAN, SCOTT
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`5
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`1516308
`
`93495-822791_Issue_Fee.pdf
`Issue Fee Payment (PTO-85B)
`acff6fd66630d904326e6b0b252b15¢10213}
`
`
`
`
`Warnings:
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`242299578d2d9e3e6c32.ca3564a2643960)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTOof the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`6
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.usplo.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.|
`
`CONFIRMATION NO.
`
`13/269,516
`
`10/07/2011
`
`Vidya NARAYANAN
`
`103287 (822791)
`
`4858
`
`Kilpatrick Townsend & Stockton/Qualcomm
`Two Embarcadero Center
`ath Floor
`San Francisco, CA 94111-3834
`
`CHEN, ALAN S
`
`2129
`
`05/13/2014
`
`ELECTRONIC
`
`NOTICE OF NON-COMPLIANT INFORMATION DISCLOSURE STATEMENT
`
`An Information Disclosure Statement (IDS) filed OS~ 06-14 in the above-identified application fails to
`meet the requirements of 37 CFR 1.97(d) for the reason(s) specified below. Accordingly, the IDS will be
`placedin thefile, but the information referred to therein has not been considered.
`
`The IDS is not compliant with 37 CFR 1.97(d) because:
`
`ye The IDSlacks a statement as specified in 37 CFR 1.97(e).
`
`QO) The IDS Jacks the fee set forth in 37 CFR 1.17(p).
`
`O) The IDS wasfiled after the issue fee was paid. Applicant may wish to considerfiling a petition to
`withdraw the application from issue under 37 CFR 1.313(c) to have the IDS considered. See
`MPEP 1308.
`
`Monn
`
`baler
`64 a
`
`571-272-4200 or 1-888-786-0101
`Application Assistance Unit
`Office of Data Management
`
`FORM PTOM327-B(Rev. 02/08)
`
`Page 1 of 1
`
`7
`
`

`

`Based on Form PTO/SB/08a; SB/O8b
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Art Unit
`
`Examiner Name
`Attorney Docket Number
`
`CHEN, Alan S
`103287 (822791)
`
`Examiner
`Initials*
`
`rte
`
`Document Number
`
`U.S. PATENT DOCUMENTS
`Publication Date
`Nameof Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Complete if Known
`[RepicatonNumber 13/269,576
`a10-07
`—7
`
`
`Number-Kind|sumerKindCoase)(itknown)
`
`
`
`
`
`Country Code* Number * Kind Code” (if known)
`
`FOREIGN PATENT DOCUMENTS
`Examiner
`Foreign Patent Document
`Publication
`Nameof Patentee or
`Pages, Columns,Lines.
`Initials*
`Date
`Applicant of Cited Document
`Where Relevant Passages
`MM-DD-YYYY
`
`.
`Cite
`
`Or Relevant Figures Appear 7
`
`NON-PATENT LITERATURE DOCUMENTS
`
`
`Examiner
`i
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of
`Initials*
`.
`the item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`
`number(s), publisher, city and/or country where published.
`
` Examiner
`
`Date
`Considered
`
`Signature
`
`EXAMINER:Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`" Applicant's unique citation designation number(optional).
`? See Kinds Codes of USPTO
`Patent Documents at www.usptc.coyor MPEP 901.04.
`° Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). * For Japanese patent
`documents,the indication of the year of the reign of the Emperor must precede the serial numberof the patent document. *Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible.
`°Applicant is to place a check mark here if English language Translationis attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which isto file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending uponthe individual case. Any comments on the amountof
`time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA22313-1450.
`If you need assistance in completing the form, call 1-800-PT O-9199 (1-800-786-9199) and select option 2.
`
`8
`
`

`

`Based on Form PTO/SB/08a; SB/O8b
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Art Unit
`-
`Examiner Name
`Attorney Docket Number
`
`617
`CHEN, Alan S
`103287 (822791)
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`[J]
`
`OR
`
`L]
`
`That eachitem of information contained in the information disclosure statement wasfirst cited in any
`communication from a foreign patent office in a counterpart foreign application not more than three monthsprior to
`the filing of the information disclosure statement. See 37 CFR 1.97(e)(1).
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and,
`to the knowledge of the person signing the
`certification after making reasonable inquiry, no item of information contained in the information disclosure
`statement was known to any individual designated in 37 CFR 1.56(c) more than three months prior to thefiling of
`the information disclosure statement. See 37 CFR 1.97(e)(2).
`
`[] See attached certification statement.
`
`[]
`
`Feeset forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`X] Acertification statementis not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for
`the form of the signature.
`
`Signature
`
`/Scott L. McMillan/
`
`Date (YYYY-MM-DD)
`
`2014-05-06 Name/Print
`
`Scott L. McMillan
`
`Registration Number
`
`62,079
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit
`by the public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122
`and 37 CFR1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the
`completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA
`22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for
`Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`
`
`9
`
`

`

`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of
`the attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be
`advised that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information
`solicited is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office
`is to process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`resultin termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may be disclosed to the
`Departmentof Justice to determine whether disclosure of these records is required by the Freedom ofInformation
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`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidenceto a
`court, magistrate, or administrative tribunal, including disclosures to opposing counselin the course of settlement
`negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request
`involving an individual, to whom the record pertains, when the individual has requested assistance from the Member
`with respect to the subject matter of the record.
`. Arecord in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need
`for the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization,
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`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuantto the Atomic Energy Act (42 U.S.C. 218(c)).
`. Arecord from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA aspart of that agency’s responsibility to
`recommend improvements in records managementpractices and programs, underauthority of 44 U.S.C. 2904
`and 2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records
`for this purpose, and any other relevant(i.e., GSA or Commerce) directive. Such disclosure shall not be used to
`make determinations about individuals.
`. Arecord from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subjectto the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed
`in an application which became abandonedor in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes awareofa violation or potential violation of law or regulation.
`
`
`10
`
`10
`
`

`

`Electronic Acknowledgement Receipt
`
`18960684
`
`Confirmation Number:
`
`
`
`Title of Invention:
`
`LEARNING SITUATIONS VIA PATTERN MATCHING
`
`
`
`First Named Inventor/Applicant Name:
`
`Vidya NARAYANAN
`
`Customer Number:
`
`15093
`
`
`
`Filer Authorized By: Scott Lee McMillan
`
`Attorney Docket Number:
`
`103287 (822791)
`
`Filing Date:
`
`07-OCT-2011
`
`18:48:57
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`Information:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`Information Disclosure Statement(IDS)
`Form (SB08)
`
`103287_Information_Disclosur
`2Statement_As.FiledMay_6
`2014.pdf
`
`103481
`
`
`
`ThfaBeb3611b09e85e215<6affadcdd558de95
`
`i
`
`e
`
`11
`
`11
`
`

`

`This is not an USPTO supplied IDS fillable form
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`andofthe International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`12
`
`12
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O, Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto. gov
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
` FIRST NAMED INVENTOR
`
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`13/269,516
`
`10/07/2011
`
`Vidya NARAYANAN
`
`103287 (822791)
`
`4858
`
`Kilpatrick Townsend & Stockton/Qualcomm |
`
`:
`
`:
`
`Two Embarcadero Center
`8th Kloor
`San Francisco, CA 94111-3834
`
`EXAMINER
`
`CHEN, ALAN §
`
`PAPER NUMBER
`
`NOTIVICATION DATE
`
`DELIVERY MODE
`
`03/25/2014
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date” to the
`following e-mail address(es):
`
`ipefiling @kilpatricktownsend.com
`ocpat_uspto@qualcomm.com
`qcominst @kilpatricktownsend.com
`
`PTOL-90A (Rev. 04/07)
`
`13
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`
`
`APPLICATION NO./
`FILING DATE
`FIRST NAMED INVENTOR/
`ATTORNEY DOCKETNO.
`
`CONTROLNO.
`PATENT IN REEXAMINATION
`13/269,516
`NARAYANAN ETAL.
`
`07 October, 2011
`
`103287 (822791)
`
`20140319
`
`PAPER
`
`ALAN CHEN
`
`DATE MAILED:
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`Commissionerfor Patents
`
`IDSs filed on 10/10/2013 are considered. /Alan Ghen/
`
`
`Primary Examiner
`
`PTO-90C (Rev.04-03)
`
`14
`
`14
`
`

`

`PTO/SB/08a (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`fOTOPTO
`Complete if Known
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`‘nknowrr 7
`Application Number
`
`Filing Date
`Herewith
`
`First Named Inventor
`NARAYANAN, Vidya
`say
`Art Unit
`Lakwewe £129
`Examiner Name
`
`trknews Alan Chen
`
` |of|3|Attorney Docket No: 103287
`
`
`
`
`U.S. PATENT DOCUMENTS
`
`Pages, Columns,
`i.
`Document Number
`ren Pascages
`Nameof Patentee or
`Publication
`Cite Number-Kind Code?
`Examiner
`
`
`Initials No.”|known) MM-DD-YYYY Applicant of Cited Document or RelevantFigures
`
`
`
`Appear
`
`
`001|US7570943 08-04-2009 SORVARI; Antti et al.
`
`
`
`002|US20090305661 12-10-2009 ITO; Koichi
`
`
`
`003|)US20100001949 01-07-2010 SHKOLNIKOV; Marketal.
`
`
`
`004|US20100075639 03-25-2010 HORVITZ; Eric J. et al.
`
`
`
`005|US20100217533 08-26-2010 NADKARNI; Vijay etal.
`
`
`
`006|US20100299757 11-25-2010 LEE; Ho Sub
`
`
`
`
`007|US20100317371 12-16-2010|WESTERINEN: William J.
`
`
`
`
`
`008|US20110039522 02-17-2011 PARTRIDGE; Kurt E. et al.
`
`
`
`009|US20110070863 03-24-2011 MA;Yiming etal.
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Pages, Columns,
`Foreign Patent
`Lines, Where
`Publication
`Document
`
`
`
`
`Examiner|Cite c try Code™ Date Nameof Patentee or Relevant T
`
`
`Initials*
`No." Number"KindCode‘(i
`MM-DD-YYYY
`Applicant of Cited Document
`RI Passages or
`8
`elevant Figures
`known)
`Appear
`
`
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner|Cite Include nameof the author (in CAPITAL LETTERS),title of the article (when appropriate),title
`
`Initials” of the item (book, magazine, journal, serial, symposium,catalog, etc.), date, page(s), volume-|T2No
`
`
`:
`issue number(s), publisher, city and/or country where published.
`CALDERON, etal., "Recognition and Generation of Motion Primitives with Humanoid
`010 Robots", 2009 IEEE/ASMEInternational Conference on AdvancedIntelligent
`Mechatronics Suntec Convention and Exhibition Center, Singapore, July 14-17, 2009, pp.
`917-922.
`
`
`oO
`
`10/06/2073
`‘Alan Chen/
`DATE CONSIDERED
`EXAMINER SIGNATURE
`
`
`*EXAMINER:Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line throughcitation if not in conformance and not
`considered. Include copyof this form with next communication to applicant. 1 Applicant’s unique citation designation number(optional). 2
`See Kinds Codes ofUSPTO Patent Documents at www .uspta.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter cade (WIPO Standard ST.3). 4
`For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial numberof the patent document. sKind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. s Applicantis to place a check mark here if English language
`Translation is attached.This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis tofile
`(and by theUSPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select optian 2.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/A.C./
`
`15
`
`15
`
`

`

`PTO/SB/08a (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`OPTO
`Complete if Known
`Unknown
`
`Filing Date
`INFORMATION DISCLOSURE
`First Named Inventor
`STATEMENTBY APPLICANT
`Unknown (Use as many sheets as necessary)
`Examiner Name
`Unknown
`
`
`Herewith
`
`NARAYANAN, Vidya Art Unit
`
`
`
`
`
`
`|of|3|Attorney Docket No: 103287
`
`NON PATENT LITERATURE DOCUMENTS
`
`Include nameof the author (in CAPITAL LETTERS), title of the article (when appropriate), title
`Examiner|Cite
`of the item (book, magazine, journal, serial, symposium,catalog, etc.), date, page(s), volume-|T2
`Initials"
`No.
`issue number(s), publisher, city and/or country where published.
`
`GHASEMZADEH, etal., "Collaborative Signal Processing for Action Recognition in Body
`
`011|Sensor Networks: A Distributed Classification Algorithm Using Motion Transcripts," oO
`
`IPSN'10, April 12-16, 2010, Stockholm, Sweden, pp. 244-255.
`HUYNH, et al., "Analyzing Features for Activity Recognition,” Joint sOc-EUSAI
`012
`oO
`
`conference, Grenoble, October 2005, 6 pages.
`VALTONEN M. et al., "Proactive and Adaptive Fuzzy Profile Control for Mobile Phones",
`013|percom, pp.1-3, 2009 IEEE International Conference on Pervasive Computing and oO
`
`Communications, 2009.
`
`YANG, et al., "Distributed Recognition of Human Actions Using Wearable Motion Sensor
`Oo
`Networks,” Journal of AmbientIntelligence and Smart Environments (2009), pp. 1-13.
`YANG, et al., "Distributed Segmentation and Classification of Human Actions Using a
`
`and Pattern Recognition Workshops, 2008. CVPRW '08, pp. 1-8.
`
`
`
`014
`
`
`
`015|Wearable Motion Sensor Network,” Computer Society Conference on Computer Vision oO
`
`
`
`
`
`EXAMINER SIGNATURE DATE CONSIDERED={3/06/2013/Alan Chen/
`
`
`
`*EXAMINER:Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line throughcitation if not in conformance and not
`considered. Include copyof this form with next communication to applicant. 1 Applicant’s unique citation designation number(optional). 2
`See Kinds Codes ofUSPTO Patent Documents at www .uspta.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter cade (WIPO Standard ST.3). 4
`For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial numberof the patent document. sKind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. s Applicantis to place a check mark here if English language
`Translation is attached.This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis tofile
`(and by theUSPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select optian 2.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/A.C./
`
`16
`
`16
`
`

`

`Based on Form PTC/SB/08a; SB/O8b
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under t

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