PUBLIC VERSION
`
`UNITED STATES INTERNATIONAL TRADE COMMISSION
`WASHINGTON,D.C. 20436
`
`In the Matter of
`
`
`
`CERTAIN MOBILE ELECTRONIC
`DEVICES AND RADIO FREQUENCY
`AND PROCESSING COMPONENTS
`
`
`
`THEREOF
`
`
`Investigation No, 337-TA-1065
`
`INITIAL DETERMINATION AND RECOMMENDED DETERMINATION
`
`Administrative Law Judge Thomas B. Pender
`
`Pursuant to the notice of investigation, 82 Fed, Reg. 37899 (Aug. 14, 2017),this is the
`
`initial determination on violation and recommended determination on remedy and bonding in
`
`Certain Mobile Electronic Devices and Radio Frequency and Processing Components Thereof,
`
`United States International Trade Commission Investigation No. 337-TA-1065.
`
`It is held that a violation of section 337 of the Tariff Act, as amended, has occurred in the
`
`importation into the United States, the sale for importation, or the sale within the United States
`
`after importation; of certain mobile electronic devices and radio frequency and processing
`
`components thereof, with respect to asserted claim 31 of U.S. Patent No. 9,535,490.
`
`(cid:42)(cid:79)(cid:85)(cid:70)(cid:77)(cid:1)(cid:36)(cid:80)(cid:83)(cid:81)(cid:80)(cid:83)(cid:66)(cid:85)(cid:74)(cid:80)(cid:79)(cid:1)(cid:87)(cid:15)(cid:1)(cid:50)(cid:86)(cid:66)(cid:77)(cid:68)(cid:80)(cid:78)(cid:78)(cid:1)(cid:42)(cid:79)(cid:68)(cid:80)(cid:83)(cid:81)(cid:80)(cid:83)(cid:66)(cid:85)(cid:70)(cid:69)
`Intel Corporation v. Qualcomm Incorporated
`(cid:42)(cid:49)(cid:51)(cid:19)(cid:17)(cid:18)(cid:25)(cid:14)(cid:17)(cid:18)(cid:19)(cid:21)(cid:17)
`IPR2018-01240
`(cid:38)(cid:89)(cid:73)(cid:74)(cid:67)(cid:74)(cid:85)(cid:1)(cid:19)(cid:17)(cid:17)(cid:18)(cid:13)(cid:1)(cid:81)(cid:15)(cid:18)
`Exhibit 2001, p.1
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS
`
`Page
`
`Boaortata sate sszescarsvaisscaspipicaracnatadaabasecdnsbtivonnas beunadeselated sovuaescdvaszoesreseunverdgesevecadsbinsensty 1
`
`A,
`
`Institution of thé INVEstigatiOn ...:.4:::cccscecrsuisesesscacetas cosasadasabaeanisasadaaanseaazersesrreseesseee 1
`
`
`
`B. Proedaral Fisteryss iscsasszccocsdsocecacsscnessvedudesderecedsestandelacsasavensvensgepresseedasdnnactas oti fastens2
`
`C.
`
`D.
`
`Thee Prtyate Parties. ss.cpiacacscsncscpaacsres chi ai iapipasivasbarseatesaPe sonsedatiodadiccgivivegensahaay repre3
`
`Ownership of the Asserted Patent............sc:ssdessessscesssssecssansensnssansoossesoeasadabensedeiznss4
`
`I.
`
`Il.
`
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`
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`
`A.
`
`B.
`
`Clana COMStrucin secs. cscecessucndavcececegeocscwysegeaysvonsestipaouas ssacoeces +6745: ihceetavedeeisbenavtasansade 5
`
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`
`1,
`
`2.
`
`3.
`
`General Principles. of Law .,.,...5scciisseevesdsietrvssnssceesasnsctdainosaiaintecad cnsiapettsoatios6
`
`The *S5 8 Acctised Products:seisivesateocasecncsvceses dyectivarateesevescumavanpesdserapazseeaeaate 8
`
`BIE Ge acre rate zeccs3stpaasis hsnanesboas ten epss duiecs tc ap acanas chasissan sep icaudedeas toate ia beasisdeegiadyoes9
`
`a.
`
`b.
`
`c.
`
`d.
`
`An apparatus for wireless communication, comprising: a
`power amplifier operative to receive and amplify an input
`radio frequency (RF) signal and provide an output RF signal;
`GAC, 5 ac acctiansacaaptupavedueraanapiga Athans cava siekevevesa desea degen cele pees ecenetas¥eweeaxsne'tes9
`
`a supply generator operative to receive an envelopesignal and
`a first supply voltage, to generate a boosted supply voltage
`having a higher voltage than the first supply voltage, and to
`generate a second supply voltage for the power amplifier
`based on the envelope signal and the boosted supply voltage,........9
`
`wherein the supply generator incorporates an operational
`amplifier (op-amp) operative to receive the envelope signal
`and provide an amplified signal, ......2..:.:cccsssescsessereneeserensnestestennesee 10
`
`a driver operative to receive the amplified signal and provide a
`first control signal and a second control sigmal,.............ccccseserrerees 10
`
`(cid:42)(cid:79)(cid:85)(cid:70)(cid:77)(cid:1)(cid:36)(cid:80)(cid:83)(cid:81)(cid:80)(cid:83)(cid:66)(cid:85)(cid:74)(cid:80)(cid:79)(cid:1)(cid:87)(cid:15)(cid:1)(cid:50)(cid:86)(cid:66)(cid:77)(cid:68)(cid:80)(cid:78)(cid:78)(cid:1)(cid:42)(cid:79)(cid:68)(cid:80)(cid:83)(cid:81)(cid:80)(cid:83)(cid:66)(cid:85)(cid:70)(cid:69)(cid:1)
`Intel Corporation v. Qualcomm Incorporated
`(cid:42)(cid:49)(cid:51)(cid:19)(cid:17)(cid:18)(cid:25)(cid:14)(cid:17)(cid:18)(cid:19)(cid:21)(cid:17)
`IPR2018-01240
`(cid:38)(cid:89)(cid:73)(cid:74)(cid:67)(cid:74)(cid:85)(cid:1)(cid:19)(cid:17)(cid:17)(cid:18)(cid:13)(cid:1)(cid:81)(cid:15)(cid:19)
`Exhibit 2001, p.2
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS(CONT’D)
`
`Page
`
`a P-channel metal oxide semiconductor (PMOS)transistor
`having a gate receiving a first control signal, a source
`receiving the boosted supply voltageor the first supply
`voltage, and a drain providing the second supply voltage, and .....11
`
`an N-channel metal oxide semiconductor (NMOS)transistor
`having a gate receiving the second control signal, a drain
`providing the second supply voltage, and a source coupled to
`GUPCUD ROU, cosas iesce hear Seataneestiave Spesatasnadeset65cua nea caess tents paahenapiatt 16
`
`4.
`
`CTA Piesadencs sh oiahcedasepe acai shassads cpap’ aneastta sapucssvavsc eacedsiendadepsbsesoaspees nudes d¥oueudebe 18
`
`a.
`
`b.
`
`The apparatus Of claim 6,.........cssssscessscssssseccsnsssecsereeeeensetcoseneeesseces 18
`
`wherein the supply generator is operative to generate the
`second supply voltage based on the envelope signal and either
`the boosted supply voltageor the first supply voltage..................18
`
`c.
`
`Technical Pacts ss oisassancvacetieasacentansacanasei'yecusy opuctogcyacesveesadeaeneoncyanancorecnspestesheasestipae20
`
`lL.
`
`2.
`
`General Principles Of Law i...c...scccesscssissovssanesonssoesesaraseasssearesearieestenssetsases20
`
`The *558 Domestic Industry Products .........:se-sceescsesseessserensetessetecctensstenes22
`
`CAFE Fico ce ac an tatsladacee attdedasnaxcandsbss aaa ncosca chGasesca3caydedadeasaeanataneessraeagrisivecenuattee23
`
`a.
`
`An apparatus for wireless communication, comprising: a
`poweramplifier operative to receive and amplify an input
`radio frequency (RF) signal and provide an output RF signal;
`BATAsuirhcaaa'geBsinsautapaea ancaaanadckvasipincazpaspeesoaece oengegnstasadenerangeecgtgeeecboatentoant23
`
`a supply generator operative to receive an envelope signal and
`a first supply voltage, to generate a boosted supply voltage
`having a higher voltage than the first supply voltage, and to
`generate a second supply voltage for the power amplifier
`based on the envelope signal and the boosted supply voltage,......23
`
`wherein the supply generator incorporates an operational
`amplifier (op-amp) operative to receive the envelope signal
`and provide an amplified signal, ............:csssssssescesseeseseeeseesseennesenes24
`
`a driver operative to receive the amplified signal and provide a
`first control signal and a second control sigmal,........-.....0:c0ccse00 24
`
`ii
`
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.3
`Exhibit 2001, p.3
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS(CONT’D)
`
`Page
`
`e.
`
`f.
`
`a P-channel metal oxide semiconductor (PMOS)transistor
`having a gate receiving a first control signal, a source
`receiving the boosted supply voltage or the first supply
`voltage, and a drain providing the second supply voltage, and .....24
`
`an N-channel metal oxide semiconductor (NMOS)transistor
`having a gate receiving the second controlsignal, a drain
`providing the second supply voltage, and a source coupled to
`GIDCULE SROa5555500sa7 cya pte eeaRevv aces pan vetgestensai tscadeseteataaceantaacenceras26
`
`4.
`
`CONIA T ss dag acavsskacapapcabansadcasas aapiasapaaiey Gpasgv ee puesates tiay dithaegeccadessudevaleoseqeedeiers 28
`
`a.
`
`b.
`
`The apparatus ofclaim 6,,............a 70 as kets hank terdatpavesndubeutaedetosicantA28
`
`wherein the supply generator is operative to generate the
`second supply voltage based on the envelope signal and either
`the boosted supply voltage orthe first supply voltage................+- 28
`
`D.
`
`WYASRCUEY 9 t cpsnsaanasensh coed dosie bon scanis fapapacb Ceoveepeeyessaguna tegra\ exc boaldeatpenubyepal febas pabapatseceseseie28
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`I’:
`
`Keneraal PrinGiples OF Cav acsicvssisncedsicpasn beaded cscinsicdisaassiipeocadp otis teaseareeerebcn 28
`
`a.
`
`b.
`
`c.
`
`EVEVEGUISTICSS sicingpeesivavecaanevrreser ropes weezsnsasosiies to5=tpgascabtataien Za tanmsenpansei gi29
`
`Lack of a Written Description..........cccssesecsseseeeesseeseeetsersaceeeseees31
`
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`
`2.
`
`3.
`
`4.
`
`2
`
`6.
`
`Conception and Reduction to Practice ...........ceccceeccesescessseteeeseecerencennseecees32
`
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`
`GSH ADEIVHERISIIESS sj cai aan gay secnads tuePuch Grlergavesheasctpatatyepbourace varuoreekeedebsotondates heat35
`
`Secondary Considerations........2.ccccsscsesesseeessesees asada ionasivnday india phtaced vale 37
`
`Indefiniteness and Written Description -...........:.ccccccceeceseceesenesseseteeenteenees 38
`
`TVD
`
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`
`A.
`
`B.
`
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`
`ErpSiTeaGivinbia sace es sessing cap akaacad awa abet sada ueiea ate Gagesetaetases ecndeadaans cadeddsendtysevies40
`
`iii
`
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.4
`Exhibit 2001, p.4
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS(CONT'D)
`
`Page
`
`The “936 Accused Products, 0. scccsssiyegrasoedeveccverysercndeyseptsndabeaasbenanintersads eis40
`
`SR Gs si adiceceaatch oasaz obdadapiasccedusscacsiavderaapibedse seeAbcigdadeande brane iver soyereceserpeelh4]
`
`a.
`
`b.
`
`&
`
`d.
`
`e.
`
`f.
`
`g.
`
`A device comprising: a controller.........c:c.cccceseescsesseesesesenanesarenee’41
`
`configured to receive a graphics instruction for execution
`within a programmable streaming ProcessOT,.....-....-.:csceeeseeeeeees41
`
`wherein the indication of the data precision is contained within
`the graphics instruction and o.......cccssccescetsescceescenseeetensseeneesesetenes42
`
`wherein the graphics instruction is a first executable
`instruction generated by a compiler that compiles graphics
`APICAL INSTT, sa. cenicsivisssiccardessscrcsesaeossresenieeigmannnstee
`
`1.
`
`ii.
`
`Literal Infringement :,..:ccscisctacsscesseasssatacenacsacssacasspacasatsssaens 42
`
`Doctrine of Equivalent........cccccsccssseseeererseeeceeereeneeeerveseees 45
`
`to receive an indication of a data precision for execution of the
`graphics instruction, and to receive a conversioninstruction
`that, when executed by the programmable streaming
`processor, converts graphics data associated, with the graphics
`instruction, from a first data precision to converted graphics
`data having a seconddata precision, wherein the conversion
`instruction is different than the graphics instruction and
`wherein the conversion instruction is generated by the
`SENPLDTSBI caz5 coves esyvsteadonnversurevensunessbbacutpestbecasdbansvaieassapsonaarnipapce48
`
`a plurality of execution units within the processor,.........0-.::+ere52
`
`wherein the controller is configured to select one of the
`execution units based on the indicated data precision and
`cause the selected execution unit to execute the graphics
`instruction with the indicated data precision using the
`converted graphics data associated with the graphics
`BEPSAYUAGRADDTR oc fs ac can avturintatss- oz akc tadakonsedcbvasd acd cuaccacs’ hoecdeverouscgtacnsrbade Ne
`
`aDREOS a, cscs us cg G toTea dh Wl os eae evanoT area a bebe dtp tn abi asad ciaad sianpbaniatoaalens52
`
`a.
`
`The device Of Claim 19,.::..cccc.cecsessesseissesscssessteesseevensecepersacuseecerevees52
`
`jy
`
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.5
`Exhibit 2001, p.5
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS(CONT’D)
`
`Page
`
`b.
`
`c.
`
`wherein the plurality of execution units includesat least one
`full-precision execution unit andat least one half-precision
`SXSCULIOM TNE: AN sds cicicaincnesstaccacsacsassaccccssceaaszeciabs aleseanserscaiesadeens53
`
`wherein whenthe indicated data precision for execution of the
`graphics instruction comprises a half precision, the controller
`is configured to shut down powerto the at least one full-
`precision execution unit and causethe at least one half-
`precision execution unit to execute the graphics instruction
`using the graphics data.....c.cccseccscasissssuaeieicesedscarsadnieniscsasiessessasescans 53
`
`4,
`
`OBaaa Trachdet csissaacans sacs sa cesnad np sb bes ences ca dadach (aun db teaswiseagraenaanstensaunasdeies54
`
`a.
`
`b.
`
`Fhe devpce OL eaaers VON siecaassvieisanasadsccaiaceds icksaisiasceiexeseetigesaapacsan' ts54
`
`wherein the device comprises a wireless communication
`MVS AIMISete ccscacsoudsssccoasioespase vonveresudsacdenstgee caeerecappiaasrauapepennarap 54
`
`Cc,
`
`Techical Prong si. cvesceeccyaracsseentneoeatnadestatanans svanead tacsivappnceies scnteicaeantvanesees Secaaases55
`
`1.
`
`2.
`
`The 936 Domestic Industry Products .........ccccseceeeceeeeseeeceesceecsentenseeseeess55
`
`COPED Gc .- ecsenguanee desea) sped cyvan sed ehah pans sopetas seatdad batastaisaaets sais i oartoomadevebs 55
`
`a.
`
`b,
`
`c.
`
`d.
`
`e.
`
`A device comprising: a controller............--cssceeceeceeseestseeteseeneeesenes 55
`
`configured to receive a graphics instruction for execution
`within a programmable streaming ProCeSSOF,...........2-sssereereseee 56
`
`wherein the indication of the data precision is contained within
`the graphics instruction and........:..:ccesssesssereeceesescenseeceneeneparenenaeseee56
`
`wherein the graphicsinstructionis a first executable
`instruction generated by a compiler that compiles graphics
`application instructiONnsS,......cccseceoescersveneesesecenetsessesseaseressesstens56
`
`to receive an indication ofa data precision for executionof the
`graphics instruction, and to receive a conversion instruction
`that, when executed by the programmable streaming
`processor, converts graphics data associated, with the graphics
`instruction, from a first data precision to converted graphics
`data having a second data precision, wherein the conversion
`instruction is different than the graphicsinstruction and
`
`¥
`
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.6
`Exhibit 2001, p.6
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS(CONT’D)
`
`Page
`
`f.
`
`g.
`
`wherein the conversion instruction is generated by the
`RECTALGTS ATE, casa since pnacants vacaverencaTeerre even es pepastaadeedacie Ted Mba datntatenses59
`
`a plurality of execution units within the processor,.............+++-:60
`
`wherein the controller is configured to select one of the
`execution units based on the indicated data precision and
`cause the selected execution unit to execute the graphics
`instruction with the indicated data precision using the
`converted graphics data associated with the graphics
`DIRSURORTONa2 wo scree riven cosas sae taanchimndaasivascsasapecashiusidbied scvgaraassecuTgey ts 61
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`3:
`
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`
`a.
`
`b.
`
`C,
`
`"The dawite oF ekeitint Ls isces tavecisdscvesvcedseaceangeosash cvterace sauces en tceyavenayé 61
`
`wherein the plurality of execution units includes at least one
`full-precision execution unit and at least one half-precision
`CROCCOOH TIE APD op cas ecasiruvecnsesscrncdgsareccunabesnvies stpeavrepepaceyeredet tapas61
`
`wherein whenthe indicated data precision for execution of the
`graphics instruction comprisesa half precision, the controller
`is configured to shut down powerto the atleast one full-
`precision execution unit and cause the at least one half-
`precision execution unit to execute the graphicsinstruction
`using the graphics Aata.........sessssessessessessssssessscerssesecrscseecsranepeneesseOZ
`
`D.
`
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`
`Ei:
`
`2.
`
`3:
`
`4,
`
`5;
`
`NVIDIA NVS5S GPUS Anticipation «.sceacseccpoezeanveasasnyspecngi tes snageovananicisn saaies62
`
`Sony PlayStation 3: Anticipation .........ssscssescesseesesessenesenensssteesesenensteearsees65
`
`NV35 and Holmer: ObViOUSNESS..........:.:scsssscesseeseesseeneserscesessatensaneesectetey 67
`
`PlayStation 3 and Holmer: ObVioUsnesS...........:csssseesceseteeenensrerecneestenecsentes69
`
`Secondary Considerations. :...ccccccsrsescssersaiasssesciaasossavisoveisvanoesensrscnteassansnareas70
`
`V,
`
`The 7490 Patent ......ssssssssssssesseeeesFrio izazcRea NSBR TRISTE at di lass satanAREGea 71
`
`A.
`
`B.
`
`Chairs CoOSteUACtbOn ssi: araanasadacspancseaciissepcsasscnaseatencsascahatcdenenaae cure cegnacvarsrtegoyeeseeraye 72
`
`VypfiriiORICAsasceisopesasisnsynescasadadnveusesayanyoghdevorny oobi veaosesreacscuphmusaanaioeniniainiseg adalat ains 72
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.7
`Exhibit 2001, p.7
`
`vi
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS(CONT’D)
`
`Page
`
`1.
`
`2.
`
`The "490 AGoused Products savssccsasacacssacvecags sosvorvyennypueveseedessansnsiasdqeveoeaavaacs 72
`
`FSTRIRRS SBAczseasazeevuaca ps onde reves uncucedstceccdeeoaacpancaasaasinwcsessssanediscnasenebtarepeupes egy 73
`
`a,
`
`b.
`
`Ey
`
`d.
`
`e,
`
`I
`
`g.
`
`A mobile terminal COMprising: ....,.......-::c.ssescessesseeeceseeeceeeeenesseennens 73
`
`SRVWRETIN ELGEMRESead 2k scans Sc cocata wad vp Gana oes ave vanes phe tepenges savepeass yee 73
`
`a modem processor, the modem processor configured to hold
`modem processorto application processordata until expiration
`OE THTOCUCTS 6. aasacasciyescebonsgavzgtouaasstan waebeniecsbsscarcsotaeasseiaeet73
`
`1.
`
`il,
`
`iil.
`
`CATIAOT, TAOEA sacacross yanscnsyosedesbveereahegealiteneath-tanaeek 74
`
`Construction of “proCeSSOr”..........::.:esseeseseressrteseoreeeeeseeeee 76
`
`Infringement AnalySis.........ccsccessssseerseeeereseeesestetatacseacee DT
`
`AN APPLICALLOT PTOCESSONG sciasacncsaartai casnsnicsvesosasondederaticnacacesenyeieessesiee78
`
`an interconnectivity bus communicatively coupling the
`application processor to the modem processor; and ............::0000+ 78
`the application processor configured to hold application
`processor to modem processordata until the modem processor
`pulls data from the application processor after transmission of
`the modem processorto application processor data,..........:+s0078
`
`wherein the modem processoris further configured [to] pull
`data from the application processorafter transmission ofthe
`modem processor to application processor data and before the
`interconnectivity bus transitions from an active powerstate to
`B VOW POWET SEALE, J. eceicccvnnaudevancesaseisanaestecsadanssbericenteanssieeepapnazaseatiaes79
`
`i.
`
`il.
`
`COUNSHMEHOR OT THRE” sep sctaseacaaviecoervcareeessvon eontice=tyse 80
`
`Infringement Analysis..........c:ccccsssecccssecseesseseneeneaesesannessnes 82
`
`Cc.
`
`"Vethiribeerl Prone soca iccesecence tad civsavscescesseptnndecsecsdventygngdanracesebegeduontninsaeiasissedFbwssspecsaipe 82
`
`1.
`
`2.
`
`The 7490 Domestic Industry Products -........:cccccssesceccessereeessesesneeenseseeeeeseees 82
`
`UTSSY sss chsstsccaeecadincyas ved ca ns'edgene easdows rans sasanvagastcs eda tonatdad taht poninaateeecaadze 83
`
`vii
`
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.8
`Exhibit 2001, p.8
`
`

`

`PUBLIC VERSION
`
`a.
`
`b.
`
`is
`
`d.
`
`e.
`
`r.
`
`g.
`
`TABLE OF CONTENTS(CONT’D)
`
`Page
`
`A mobile terminal comprising:...........2..2::cssseeceesseeseseeeceoeeneneesetens 83
`
`Bi ECDCCALNE LETTUEES'S ars vsewzsevechetateseaVetbiny bencbebdpsseogatstescvpesaaspaaecncapazagse 83
`
`a modem processor, the modem processor configured to hold
`modem processorto application processor data until expiration
`RAD CHIE: PANTY BITTNGTE 5, coc 5: tataransncatacavateacensganachoeasvatasasacszageentpnaad sedis83
`
`Ait BPPHCAhon PLOCESSAY oy aversevcearrereeevaverrmsesnecassenteentesverrenaasenete 84
`
`an interconnectivity bus communicatively coupling the
`application processor to the modem processor;and...........00000000 84
`
`the application processor configured to hold application
`processor to modem processordata until the modem processor
`pulls data from the application processorafter transmission of
`the modem processor to application processor data,......:..0.:2+0+ 85
`
`wherein the modem processoris further configured [to] pull
`data from the application processorafter transmission ofthe
`modem processorto application processor data and before the
`interconnectivity bus transitions from an active powerstate to
`et LY POWOT STADE, ve peoestech coin aves Sivodenheseseh dhavpaviotssdatecesckiehivelaalare 85
`
`D. MULL. i ceheicas pcan calsassspeaaminabaa ae thecadnt intent Siaadip a tered eerste dae adaahni see. 87
`
`L.
`
`2.
`
`a
`
`4.
`
`TeschtareENGHGsyes fagasoness vesncedaer age zat even susicatstepdedatendsistindadssavalsceinian87
`
`Disclosure of Balasubramanian ............ccccccccscscssssesesscsrssscsessusseateavaceeseenes 90
`
`Heinrich and Balasubramanian: ObVioUSNESS.........0..:.:-.c:cecseeneeeeeseeeeeeens91
`
`Secondary Considerations............c.c.ccscsssscesseceeseovevcassssanesevencensenersnnessesese94
`
`VI.
`
`Domestic Industry — Beomomie Prog ns jices cesses carsasescccausacsissasatacccasssiaveeadeoviesesieunasseesees96
`
`A.
`
`B.
`
`General Principles Of Law ........:-.::ssercecseseseseneescnseenescscnecsaescseeceerssanessnerenaeeatneeneness96
`
`Qualcomm’s Domestic Industry Products ........c::ccsceseessesceeessesseesscseesssesnseensesenneees97
`
`dis
`
`Cnieleoniitts CRIPSOUS: 2s ccovevensnsenrsniosvsghecestaesasetdessiatesansatelvadanseindcnscdos oscasstes98
`
`
`
`By: CoralsTett: PLthint08 s 4ons sccssicedasoersaiiossdanh opnseadesivh sncucs ea degapech aeesbiiger 98
`
`vill
`
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.9
`Exhibit 2001, p.9
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS(CONT’D)
`
`Page
`
`.
`
`Qualcomm’s Domestic Expenditures ............cccssscsssesesesensesereseseensseecnesesnaneeceestte99
`
`1.
`
`2.
`
`3.
`
`4.
`
`Qualcomm’s Engineering, Research and Development Group................101
`
`WebbFRCAPoi scaiscs st sceas acing sadbersdadseonscdyededaceyeesbevietnosshareaysunaiecsarsbasatioses 104
`
`Customer Engineering and Suppott...........cccceccescessesseeeessseecseseeeeseeensenes 105
`
`Qualcomm’s Total Domestic Investment Per Patent..............ccceeeeeeees 106
`
`D.
`
`Economic Protig: Amalysis'is iis.sssccccsazscivscscoascssastvuseesoutsosascocadassenerstsorssentapeistesnstee 107
`
`t
`
`2.
`
`3,
`
`Significant Investment in Plant and Equipment.......-......-...c::ceeseeeteeereeee 108
`
`Significant Employment of Laboror Capital... scssesereeresseeeseeeneseaee 109
`
`The Significance of Qualcomm’s Investments.............-.:ssssseeecteteeeeetenes 110
`
`VII.
`
`Public Interest Considerations .......ceceorssrecassadeostecnssrsersonnesizversatecsbbaadvtendsssesanqersessgeszdnnzess 114
`
`A.
`
`B.
`
`HaateaGebOthis isin, vices sicaaacaiiansig cet caceaaaitiyackescadscsoepsaanssdedadescens onperdseaedivaveNdedebedryerensn: 114
`
`The Parties’ Public Interest Contentions...........ccscscocosssenrasesesssaseeesntenseseseeneaseenscs 115
`
`I.
`
`Qualcommm’s ContentiOns.........--ceccceceeeceeeeesesetrenereeseeceaeesssenseseesseesteneenes 115
`
`a.
`
`b.
`
`The Focusof the Investigation: There Are Numerous
`Substitutes for the Accused Devices.........c:ccccseerecseesceeeeseeseenees 116
`
`Shifting the Focus to Intel’s CAIPSOTSScenscdsnvnsetstencsesccapverseaacsspains 118
`
`i.
`
`li.
`
`lil.
`
`iV.
`
`V.
`
`Vi.
`
`Dee istheaaa cacassicacaced seas vip suaecatseaaks vareragesageceasatsigede 120
`
`Existence of a Monopoly.........:ccccseeeceesesstensesssentenseensees 120
`
`Apple’ s: Domination 1. 2cisrccn-eoecsse-caneeadecntsedniviat sbvaietsesaacans 122
`
`Issuing the Exclusion Order Will Enhance
`COTCUNTas acs cv care padppasauccasasnsasendraxsciaasadenazevetaradonsiea sore 123
`
`The Effect of an Exclusion Order on Intel...........00000 124
`
`Will Intel Abandon 5G?.......:..::scccsssscesessssesssereanseessracenss 125
`
`Vii -Harm IS Avoidable. ..ccccecscsccassssersszssororzesuseeassanassadnisntetees 127
`
`ix
`
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.10
`Exhibit 2001, p.10
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS(CONT’D)
`
`Page
`
`c.
`
`The Relevance of Past Qualcomm Action..........s:.::cseseeeeeeeseeeee 127
`
`2.
`
`Apples ComteMirae ssc schpiacesnsetarascasas seca mnssaisccidasedesssssiasdichepoctinnaséasbasde 128
`
`a.
`
`Two Suppliers of Premium LTE Baseband Chipsets Is Better
`Than One Monopolist for Competitive Conditions in the
`RTraytech Tega sak eae va duck tace ated ee yet he av eraested paqueen -Paryac ang tee laveapeceybexzeneh 128
`
`i.
`
`il.
`
`Lil.
`
`The Premium Baseband Chipset MarketIs the
`Critical Market That Would Be Impacted by the
`Proposed Exclusion Order ...........:c:cccsesseseseeteseseeeeseseees 128
`
`Intel and Qualcomm Are the Only Two Competitors
`for Sales in the Merchant Market for Premium
`Baseband CMpSets x. aieicces ck coins secs cedsseaiesskcraeasisatecidivaate 130
`
`Competitive Conditions in the United States Are
`Better With Intel and Qualcomm Competing Than
`Under a Qualcomm Monopoly.......:.c:ccseeeeceeseeeeeeeeeeee 132
`
`The Proposed Exclusion Order Would Almost Certainly Cause
`Intel to Exit the Premium Baseband Chipset Market and Give
`Crighcorriey MOOGOLY ocscasceone schuenecinvedssaxareavinsvous ryeaccessutgeeteeas ites 133
`
`i.
`
`ll.
`
`Qualcomm’s Argumentsthat Intel’s Baseband
`Chipset Business Could Survive Qualcomm’s
`Proposed Exclusion OrderIs Incorrect ..........::20se2+cs200++ 137
`
`No Other Premium LTE Baseband Chipset
`Suppliers Will Fill the Void if Intel Exits........0000..2.0.. 142
`
`If Intel Exits the Market for Premium LTE
`Baseband Chipsets, It Will Not Be a Competitor for
`5G Baseband Chipsets or Related Innovation................ 145
`
`Intel’s Exit from Premium LTE and 5G Chipsets Will Harm
`Competitive Conditions in the United States............::0ceseeeeeeee 147
`
`i.
`
`il.
`
`A Qualcomm Monopoly Will Cause the Quality of
`Premium Baseband Chipsets to Decrease, and
`PHIGES £0 TRCHCASE soscii cvs ccssvucsusves scenes sasecesces vobsdecereteaeyOoveee 147
`
`A Qualcomm Monopoly in Premium Baseband
`Chipsets Would Stifle Intel’s Contributions to 5G
`Intel Corporation v. Qualcomm Incorporated
`__Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.11
`Exhibit 2001, p.11
`
`x
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS (CONT’D)
`
`Page
`
`Standards and Innovation and Harm National
`OCUULELY sixes sacccuvsahsvevsecessasezedsdpndessvaces sosd> eozesdeai vosangsboyacsiee 148
`
`ill.
`
`If Intel’s Capacity to Contribute to the 5G
`Ecosystem Is Diminished, the Public Interest in
`U.S. Leadership in 5G Innovation Product Security
`WELD Bote: Fitri ci stns se wncescgeen eeveeSseeUebreeeaaversanssisaiedins 153
`
`d,
`
`An Exclusion Order Would Also Harm the Public Under
`Section 337’s Other Public Interest Factors...........2.cccccseeseseseeoree 154
`
`1.
`
`ii.
`
`ill.
`
`Harm to U.S. Smartphone Consumets.............20:::02:-28+ 154
`
`Harm to U.S. Public Health and Welfare............cc000. 155
`
`Reduced Production of Directly Competitive
`Products in the United States ..........c:ccseeesseeeseeeeeereseeeeens 156
`
`Denying an Exclusion OrderIs the ey wareto Protect the
`
`PQlie Urtberet xascicicaps caves vasaysansieesans sepsecsinastaatsniacdiensiiongiasisensecn b OG
`
`i.
`
`li.
`
`The Staff's Posited SG “Carve-Out” Will Not
`Protect the Public Interest ............:..:cscsesecceeseseeeseeeeeeeeee 156
`
`Qualcomm Will not Grant Intel a License.............00ee 158
`
`Intel’s Exit Would Vitiate the FTC’s Efforts to Promote
`Premium-Baseband-Chipset Competition in the FTC’s Parallel
`Case Against QualcOmm..........cccssssesessrsseeereseresrenteessereneseesere 158
`
`The Harm to the Public Interest Substantially Outweighs any
`Countervailing Public Benefits from an Exclusion Order........... 159
`
`e.
`
`f.
`
`g.
`
`Tire Stak evrahONS ai sass ce esvi dace swaneeuscgeasedupeessiabreess evpeseasicegeenanstepe2it a 159
`
`a.
`
`Background: The Evolution of Cellular Standards and
`SCHOBNGS copes rath osrcesetber-emeecerropstsemesracerlmatne not ecde ernmpspuiaret 162
`
`1.
`
`il.
`
`Early Smartphone Standards: 2G and 3G............:0+.-. 162
`
`The Current Standard: 4G......ccccssesseeereeseereesseseeesreee 163
`
`iii.
`
`The Future Standard: 5G,,.......c:eessscseseesseesttrteenenes LO4
`
`xi
`
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.12
`Exhibit 2001, p.12
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS (CONT’D)
`
`Page
`
`b.
`
`The Effect of a Remedy on the Mobile Electronic Devices
`WBN ooo asiaice deb ov aves vaca h seescb ee esp epee honest en glpeslqegndace Spades pbensuadapena 165
`
`i.
`
`ii.
`
`ili.
`
`iv.
`
`Public Health and Welfare ...........:.:sseesesecesteeeereseeneseeneees 166
`
`Competitive Conditions........:..:.sccceceescecesestesenseeceeseneenee 166
`
`Production of Like or Directly Competitive Articles..... 168
`
`TESS ioORISTIIIOES sipsacadssnaanZi gas ihiaaatvacdénsiceededsscezeasess dagvonaye 168
`
`c,
`
`The Effect of a Remedy on the Baseband Processor Market....... 168
`
`1.
`
`ii.
`
`ili.
`
`iv,
`
`Public Health and Welfare .....0....ccsccrssecesseeesssenereeneces 171
`
`Competitive Conditions ........:..cccccesesscsscssceesssereneeeeneneaees 171
`
`Production of Like or Directly Competitive Articles..... 180
`
`LES SSSIUNICRS ois sac ssecsccincatavesieveseaviseacesscp caacekeaaase son A¥een 181
`
`d.
`
`Any Adverse Effect on the Public Interest Can Be Mitigated
`by Tailoring the Remedy Imposed to Exclude Products
`Incorporating 5G Technology ........ccccceececssesseereeseeeeessenneeateneeense 183
`
`i,
`
`ll.
`
`Carve-Out for 5G Technology .....c.cscscscessssercererecseserrees 186
`
`Exception for Research, Development, and Testing
`COP PEOPOS ceive gincyee ovevecearestebeGdesadyeonseseterseeyssececiapasied LEP
`
`iil.
`
`Certification Provision ........c:csccsceessecsecseceessesesseeseeseees 189
`
`C.
`
`PERRIati cas sate ecacaceasaancsecacy can ee ions pecs rons heweavecdewe Fea eRe A Eada alg ete Libba sis 190
`
`VII. Conchusions. Of LAW sicscacssisiessrinsainsssaacsisvessaaaseeredssvide Sa dita depeaRGetaeld eater ential 197
`
`IX.
`
`Initial Determination on Violation............cccecesscscssesssssscsscsssssasacsseesstesesnnsnetentsesesstenees 198
`
`X.
`
`Remedy and! Boarding sipiscissscaiesssczepscccisensgescacansaneyapercansteesesesnceseesaneciapecd zeny be veadevedadotaal 198
`
`A.
`
`B.
`
`Cc.
`
`Litnrted Bicebeset Odets assnescacscagsasageessapacandstansinvacs charaeszibpwotsastessasnocadaccaeyiaye reas 199
`
`Cease ‘aiich DeestSt CONGs csc cies cavaitesons'veeveceinldncaacseaesitaeedalstaboasdinpslsaasbanstaakctasseiiaags SO
`
`Terai oes ah arse Te adsaaa seas Te saaTI OS201
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.13
`Exhibit 2001, p.13
`
`xii
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS(CONT’D)
`
`Page
`
`XI. CPA, cr 2 Sea Oe cc dad Hot da teaalantt cb de saingcouepencnashipansud baad sdebasauaceaepieed aay Gy ede) coiacedesqaaeteetsedieu 201
`
`xiii
`
`Intel Corporation v. Qualcomm Incorporated
`Intel Corporation v. Qualcomm Incorporated
`IPR2018-01240
`IPR2018-01240
`Exhibit 2001, p.14
`Exhibit 2001, p.14
`
`

`

`PUBLIC VERSION
`
`The following abbreviations may be usedinthis Initial Determination:
`
`
`
`
`
`4G
`
`Fourth Generation Cellular Standard
`
`
`
`
`
`
`
`
`
`
` Complainant’s Demonstrative Exhibit
`
`Committee on Foreign Investment in the United States
`
`
`
` Complainant’s Initial Post-Hearing Brief
`a Complainant’sReplyPost-HearingBrief
`
`
`
`
`
`ALU
`
`CDX
`
`CFIUS
`
`CIB
`
`CPX.
`
`CRPB
`
`CRSB
`
`CX
`
`Arithmetic Logic Unit
`
`Complainant’s Physical Exhibit
`
`Complainant’s Responsive Post-Hearing Brief
`
`Complainant’s Exhibit
`
`Deposition
`
`
`
`
`
`DMA
`
`EDIS
`
`Electronic Document Imaging System
`
`
`.
`ESL
`Execution State Load
`
`
`ET
`
`
`Envelope Tracking
`
`GPU
`
`Graphics Processing Unit
`
`
`
`Internet of Things
`loT
`
`
`IPC
`
`
`Interprocessor Communication
`
`ISA
`
`JDX
`
`
`
`Instruction Set Architecture
`