throbber
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`––––––––––
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`––––––––––
`
`HULU, LLC;
`AMAZON.COM, INC., and
`NETFLIX, INC.
`Petitioners
`
`v.
`REALTIME ADAPTIVE STREAMING LLC,
`Patent Owner
`
`––––––––––
`
`Case No. Unassigned
`Patent 8,934,535
`
`––––––––––
`
`DECLARATION OF JAMES A. STORER, PH.D.
`
`Page 1
`
`HULU LLC
`Exhibit 1003
`IPR2018-01170
`
`

`

`TABLE OF CONTENTS
`
`I. Background and Qualifications ........................................................................... 1
`A.
`Compensation ............................................................................................... 5
`B. Materials and Other Information Considered .............................................. 5
`II. Understanding of the Law ................................................................................... 5
`A.
`Legal Standard for Prior Art ........................................................................ 5
`1. Anticipation and Prior Art ............................................................................ 6
`B.
`Obviousness ................................................................................................. 8
`C.
`Legal Standard for Claim Construction .....................................................13
`III. Level of Ordinary Skill in the Art .....................................................................18
`IV. Overview of the Technology .............................................................................19
`A.
`Overview of the ’535 Patent ......................................................................19
`B.
`Observations on the ’535 Patent ................................................................25
`V. The ’535 Patent .................................................................................................32
`A.
`Challenged Claims .....................................................................................32
`B.
`’535 Patent Prosecution History.................................................................33
`VI. Claim Construction ...........................................................................................34
`A.
`“asymmetric compressors” / “compressors using asymmetric data
`compression” ........................................................................................................35
`B.
`“data block” ................................................................................................36
`VII.Summary of the Prior Art ..................................................................................38
`A.
`Imai (Exhibit 1004) ....................................................................................38
`B.
`Ishii (Ex. 1007) ...........................................................................................43
`VIII.
`Invalidity ....................................................................................................44
`A.
`Claims 15-23 and 30 of the ’535 Patent are Obvious in View of Imai......46
`1.
`Independent Claim 15 ................................................................................46
`2. Dependent Claim 16 is Obvious ................................................................66
`3. Dependent Claims 17 and 19 are Obvious .................................................68
`4. Dependent Claim 18 is Obvious ................................................................73
`
`i
`
`Page 2
`
`

`

`5. Dependent Claim 30 is Obvious ................................................................77
`6. Dependent Claim 20 is Obvious ................................................................78
`7. Dependent Claim 21 is Obvious ................................................................80
`8. Dependent Claim 22 is Obvious ................................................................82
`9. Dependent Claim 23 is Obvious ................................................................84
`B.
`Claims 24-29 are Obvious in view of Imai and Ishii .................................87
`1. Dependent Claim 24 is Obvious ................................................................93
`2. Dependent Claim 25 is Obvious ................................................................94
`3. Dependent Claim 26 is Obvious ................................................................96
`4. Dependent Claims 27-29 are Obvious .......................................................97
`IX. Reservation of Rights ......................................................................................103
`Appendix 1: Curriculum Vitae of James A. Storer ................................................104
`Appendix 2: Materials Considered in the Preparation of This Declaration ..........122
`Appendix 3: Challenged Claims ............................................................................123
`Appendix 4: Mapping Between Imai U.S. Patent and Imai (English Translation of
`JP Publication) .......................................................................................................129
`
`ii
`
`Page 3
`
`

`

`I, James A. Storer, declare as follows:
`
`1.
`
`My name is James A. Storer. I am a Professor of Computer
`
`Science at Brandeis University and a member of the Brandeis Center for Complex
`
`Systems. I have prepared this report as an expert witness retained by Hulu, LLC
`
`(“Petitioner”). In this report I give my opinions as to whether certain claims of U.S.
`
`Patent No. 8,934,535 (“the ’535 Patent”) are invalid. I provide technical bases for
`
`these opinions as appropriate.
`
`2.
`
`This report contains statements of my opinions formed to date
`
`and the bases and reasons for those opinions. I may offer additional opinions based
`
`on further review of materials in this case, including opinions and/or testimony of
`
`other expert witnesses. I make this declaration based upon my own personal
`
`knowledge and, if called upon to testify, would testify competently to the matters
`
`contained herein.
`
`I.
`
`BACKGROUND AND QUALIFICATIONS
`
`3.
`
`I have summarized in this section my educational background,
`
`career history, publications, and other relevant qualifications. My full curriculum
`
`vitae is attached as Appendix 1 to this declaration.
`
`4.
`
`I am an expert in the field of computer algorithms, including data
`
`communications and network computing, data compression, data and image
`
`retrieval, storage and processing of large data sets, and image / video processing. I
`
`1
`
`Page 4
`
`

`

`have studied, taught, practiced, and researched in the field of Computer Science for
`
`over thirty years. Currently, I am Professor of Computer Science at Brandeis
`
`University in Waltham, Massachusetts, where I have been on the faculty since 1981.
`
`5.
`
`I received my Doctor of Philosophy (Ph.D.) degree in the field
`
`of Computer Science from Princeton University in 1979. I received my Masters of
`
`Arts (M.A.) degree in Computer Science from Princeton University and my
`
`Bachelor of Arts (B.A.) degree in Mathematics and Computer Science from Cornell
`
`University.
`
`6.
`
`After receiving my Ph.D. degree, I worked in industry as a
`
`researcher at AT&T Bell Laboratories from 1979 to 1981 before joining the faculty
`
`of Brandeis University.
`
`7.
`
`I have been involved in computer science research since 1976.
`
`My research has been funded by a variety of governmental agencies, including the
`
`National Science Foundation
`
`(NSF), National Aeronautics and Space
`
`Administration (NASA), and Defense Advanced Research Projects Agency
`
`(DARPA). In addition, I have received government Small Business Innovation
`
`Research (SBIR) funding, as well as numerous industrial grants.
`
`8.
`
`I regularly teach courses in software and hardware technology
`
`for data compression and communications (including text, images, video, and audio)
`
`at both the undergraduate and graduate level, and in my capacity as co-chair of the
`
`2
`
`Page 5
`
`

`

`Annual Data Compression Conference, I regularly referee academic papers in these
`
`areas. In addition, much of my consulting activity has been in the areas of software
`
`and hardware for consumer electronic devices, including cell phones/PDAs
`
`(including cellular technology), smartphones, digital cameras, digital video and
`
`audio recorders, and personal computers (“PCs”), as well as devices for
`
`communications over the Internet.
`
`9.
`
`I am the author of two books: An Introduction to Data Structures
`
`and Algorithms and Data Compression: Methods and Theory. Both books have been
`
`used as references for undergraduate level computer science courses in universities.
`
`I am the editor or co-editor of four other books, including Hyperspectral Data
`
`Compression and Image and Text Compression.
`
`10.
`
`I have three issued U.S. patents that relate to computer software
`
`and hardware (two for which I am sole inventor and one for which I am co-inventor).
`
`I am the author or co-author of well over 100 articles and conference papers.
`
`11.
`
`In 1991, I founded the Annual Institute of Electrical and
`
`Electronics Engineers (IEEE) Data Compression Conference (DCC), the first major
`
`international conference devoted entirely to data compression, and have served as
`
`the conference chair since then. This conference continues to be the world’s premier
`
`venue devoted to data compression research and development.
`
`3
`
`Page 6
`
`

`

`12.
`
`I routinely serve as referee for papers submitted to journals such
`
`as, for example, JACM, SICOMP, Theoretical CS, Computer Journal, J. Algorithms,
`
`Signal Processing, JPDC, Acta Informatica, Algorithmica, IPL, IPM, Theoretical
`
`CS, J. Algorithms, Networks, IEEE J. Robotics & Automation, IEEE Trans.
`
`Information Theory, IEEE Trans. Computers, IEEE Trans. Image Processing,
`
`Proceedings of the IEEE, IBM J. of R&D, and J. Computer and System Sciences.
`
`13.
`
`I have served as guest editor for a number of professional
`
`journals, including Proceedings of the IEEE, Journal of Visual Communication and
`
`Image Representation, and Information Processing and Management. I have served
`
`as a program committee member for various conferences, including IEEE Data
`
`Compression Conference, IEEE International Symposium on Information Theory,
`
`Combinatorial Pattern Matching (CPM), International Conference on String
`
`Processing and Information Retrieval (SPIRE), Conference on Information and
`
`Knowledge Management (CIKM), Conference on Information Theory and
`
`Statistical Learning (ITSL), Sequences and Combinatorial Algorithms on Words,
`
`Dartmouth Institute for Advanced Graduate Studies Symposium (DAGS),
`
`International Conference on Language and Automata Theory and Applications
`
`(LATA), DIMACS Workshop on Data Compression in Networks and Applications,
`
`and Conference on Combinatorial Algorithms on Words.
`
`4
`
`Page 7
`
`

`

`A.
`
`14.
`
`Compensation
`
`For my efforts in connection with the preparation of this
`
`declaration I have been compensated at my standard rate for this type of consulting
`
`activity. My compensation is in no way contingent on the results of these or any
`
`other proceedings relating to the above-captioned patent.
`
`B. Materials and Other Information Considered
`
`15.
`
`I have considered information from various sources in forming
`
`my opinions. I have reviewed and considered each of the exhibits listed in the
`
`attached Appendix 2 (Appendix of Exhibits) in forming my opinions.
`
`II.
`
`UNDERSTANDING OF THE LAW
`
`16.
`
`I have applied the following legal principles provided to me by
`
`counsel in arriving at the opinions set forth in this report.
`
`A.
`
`17.
`
`Legal Standard for Prior Art
`
`I am not an attorney. I have been informed by attorneys of the
`
`relevant legal principles and have applied them to arrive at the opinions set forth in
`
`this declaration.
`
`18.
`
`I understand that the petitioner for inter partes review may
`
`request the cancelation of one or more claims of a patent based on grounds available
`
`under 35 U.S.C. § 102 and 35 U.S.C. § 103 using prior art that consists of patents
`
`and printed publications.
`
`5
`
`Page 8
`
`

`

`1.
`
`Anticipation and Prior Art
`
`19.
`
`I understand that § 102 specifies when a challenged claim is
`
`invalid for lacking novelty over the prior art, and that this concept is also known as
`
`“anticipation.” I understand that a prior art reference anticipates a challenged claim,
`
`and thus renders it invalid by anticipation, if all elements of the challenged claim are
`
`disclosed in the prior art reference. I understand the disclosure in the prior art
`
`reference can be either explicit or inherent, meaning it is necessarily present or
`
`implied. I understand that the prior art reference does not have to use the same words
`
`as the challenged claim, but all of the requirements of the claim must be disclosed
`
`so that a person of ordinary skill in the art could make and use the claimed subject-
`
`matter.
`
`20.
`
`In addition, I understand that § 102 also defines what is available
`
`for use as a prior art reference to a challenged claim.
`
`21.
`
`Under § 102(a), a challenged claim is anticipated if it was
`
`patented or described in a printed publication in the United States or a foreign
`
`country before the challenged claim’s date of invention.
`
`22.
`
`Under § 102(b), a challenged claim is anticipated if it was
`
`patented or described in a printed publication in the United States or a foreign
`
`country more than one year prior to the challenged patent’s filing date.
`
`6
`
`Page 9
`
`

`

`23.
`
`Under § 102(e), a challenged claim is anticipated if it was
`
`described in published patent application that was filed by another in the United
`
`States before the challenge claim’s date of invention, or was described in a patent
`
`granted to another that was filed in the United States before the challenged claim’s
`
`date of invention.
`
`24.
`
`I understand that a challenged claim’s date of invention is
`
`presumed to be the challenged patent’s filing date. I also understand that the patent
`
`owner may establish an earlier invention date and “swear behind” prior art defined
`
`by § 102(a) or § 102(e) by proving (with corroborated evidence) the actual date on
`
`which the named inventors conceived of the subject matter of the challenged claim
`
`and proving that the inventors were diligent in reducing the subject matter to
`
`practice.
`
`25.
`
`I understand that the filing date of patent is generally the filing
`
`date of the application filed in the United States that issued as the patent. However,
`
`I understand that a patent may be granted an earlier effective filing date if the patent
`
`owner properly claimed priority to an earlier patent application.
`
`26.
`
`I understand that when a challenged claim covers several
`
`structures, either generically or as alternatives, the claim is deemed anticipated if
`
`any of the structures within the scope of the claim is found in the prior art reference.
`
`7
`
`Page 10
`
`

`

`27.
`
`I understand that when a challenged claim requires selection of
`
`an element from a list of alternatives, the prior art teaches the element if one of the
`
`alternatives is taught by the prior art.
`
`B.
`
`28.
`
`Obviousness
`
`I understand that even if a challenged claim is not anticipated, it
`
`is still invalid if the differences between the claimed subject matter and the prior art
`
`are such that the claimed subject matter would have been obvious to a person of
`
`ordinary skill in the pertinent art at the time the alleged invention.
`
`29.
`
`I understand that an obviousness must be determined with
`
`respect to the challenged claim as a whole.
`
`30.
`
`I understand that one cannot rely on hindsight in deciding
`
`whether a claim is obvious.
`
`31.
`
`I also understand that an obviousness analysis includes the
`
`consideration of factors such as (1) the scope and content of the prior art, (2) the
`
`differences between the prior art and the challenged claim, (3) the level of ordinary
`
`skill in the pertinent art, and (4) “secondary” or “objective” evidence of non-
`
`obviousness.
`
`32.
`
`Secondary or objective evidence of non-obviousness includes
`
`evidence of: (1) a long felt but unmet need in the prior art that was satisfied by the
`
`claimed invention; (2) commercial success or the lack of commercial success of the
`
`8
`
`Page 11
`
`

`

`claimed invention; (3) unexpected results achieved by the claimed invention; (4)
`
`praise of the claimed invention by others skilled in the art; (5) taking of licenses
`
`under the patent by others; (6) deliberate copying of the claimed invention; and (7)
`
`contemporaneous and independent invention by others. However, I understand that
`
`there must be a relationship between any secondary evidence of non-obviousness
`
`and the claimed invention.
`
`33.
`
`I understand that a challenged claim can be invalid for
`
`obviousness over a combination of prior art references if a reason existed (at the time
`
`of the alleged invention) that would have prompted a person of ordinary skill in the
`
`art to combine elements of the prior art in the manner required by the challenged
`
`claim. I understand that this requirement is also referred to as a “motivation to
`
`combine,” “suggestion to combine,” or “reason to combine,” and that there are
`
`several rationales that meet this requirement.
`
`34.
`
`I understand that the prior art references themselves may provide
`
`a motivation to combine, but other times simple common sense can link two or more
`
`prior art references. I further understand that obviousness analysis recognizes that
`
`market demand, rather than scientific literature, often drives innovation, and that a
`
`motivation to combine references may come from market forces.
`
`35.
`
`I understand obviousness to include, for instance, scenarios
`
`where known techniques are simply applied to other devices, systems, or processes
`
`9
`
`Page 12
`
`

`

`to improve them in an expected or known way. I also understand that practical and
`
`common-sense considerations should be applied a proper obviousness analysis. For
`
`instance, familiar items may have obvious uses beyond their primary purposes.
`
`36.
`
`I understand that the combination of familiar elements according
`
`to known methods is obvious when it yields predictable results. For instance,
`
`obviousness bars patentability of a predictable variation of a technique even if the
`
`technique originated in another field of endeavor. This is because design incentives
`
`and other market forces can prompt variations of it, and predictable variations are
`
`not the product of innovation, but rather ordinary skill and common sense.
`
`37.
`
`I understand that a particular combination may be obvious if it
`
`was obvious to try the combination. For example, when there is a design need or
`
`market pressure to solve a problem and there are a finite number of identified,
`
`predictable solutions, a person of ordinary skill has good reason to pursue the known
`
`options within his or her technical grasp. This would result in something obvious
`
`because the result is the product not of innovation but of ordinary skill and common
`
`sense. However, I understand that it may not be obvious to try a combination when
`
`it involves unpredictable technologies.
`
`38.
`
`It is further my understanding that a proper obviousness analysis
`
`focuses on what was known or obvious to a person of ordinary skill in the art, not
`
`just the patentee. Accordingly, I understand that any need or problem known in the
`
`10
`
`Page 13
`
`

`

`field of endeavor at the time of invention and addressed by the patent can provide a
`
`reason for combining the elements in the manner claimed.
`
`39.
`
`It is my understanding that the Manual of Patent Examining
`
`Procedure §2143 sets forth the following as exemplary rationales that support a
`
`conclusion of obviousness:
`
`40.
`
`Combining prior art elements according to known methods to
`
`yield predictable results;
`
`41.
`
`Simple substitution of one known element for another to obtain
`
`predictable results;
`
`42.
`
`Use of known technique to improve similar devices (methods, or
`
`products) in the same way;
`
`43.
`
`Applying a known technique to a known device (method, or
`
`product) ready for improvement to yield predictable results;
`
`44.
`
`Choosing from a finite number of identified, predictable
`
`solutions, with a reasonable expectation of success;
`
`45.
`
`Known work in one field of endeavor may prompt variations of
`
`it for use in either the same field or a different one based on design incentives or
`
`other market forces if the variations are predictable to one of ordinary skill in the art;
`
`11
`
`Page 14
`
`

`

`46.
`
`Some teaching, suggestion, or motivation in the prior art that
`
`would have led one of ordinary skill to modify the prior art reference or to combine
`
`prior art reference teachings to arrive at the claimed invention.
`
`47.
`
`A person of ordinary skill in the art looking to overcome a
`
`problem will often use the teachings of multiple publications together like pieces of
`
`a puzzle, even though the prior art does not necessarily fit perfectly together.
`
`Therefore, I understand that references for obviousness need not fit perfectly
`
`together like puzzle pieces. Instead, I understand that obviousness analysis takes
`
`into account inferences, creative steps, common sense, and practical logic and
`
`applications that a person of ordinary skill in the art would employ under the
`
`circumstances.
`
`48.
`
`I understand that a claim can be obvious in light of a single
`
`reference, if the elements of the challenged claim that are not explicitly or inherently
`
`disclosed in the reference can be supplied by the common sense of one of skill in the
`
`art.
`
`49.
`
`I understand that obviousness also bars the patentability of
`
`applying known or obvious design choices to the prior art. One cannot patent merely
`
`substituting one prior art element for another if the substitution can be made with
`
`predictable results. Likewise, combining prior art techniques that are interoperable
`
`with respect to one another is generally obvious and not patentable.
`
`12
`
`Page 15
`
`

`

`50.
`
`In sum, my understanding is that obviousness invalidates claims
`
`that merely recite combinations of, or obvious variations of, prior art teachings using
`
`understanding and knowledge of one of skill in the art at the time and motivated by
`
`the general problem facing the inventor at the time. Under this analysis, the prior
`
`art references themselves, or any need or problem known in the field of endeavor at
`
`the time of the invention, can provide a reason for combining the elements of or
`
`attempting obvious variations on prior art references in the claimed manner.
`
`C.
`
`51.
`
`Legal Standard for Claim Construction
`
`I understand that before any invalidity analysis can be properly
`
`performed, the scope and meaning of the challenged claims must be determined by
`
`claim construction.
`
`52.
`
`I understand that a patent may include two types of claims,
`
`independent claims and dependent claims. I understand that an independent claim
`
`stands alone and includes only the limitations it recites. I understand that a
`
`dependent claim depends from an independent claim or another dependent claim. I
`
`understand that a dependent claim includes all the limitations that it recites in
`
`addition to the limitations recited in the claim (or claims) from which it depends.
`
`53.
`
`In comparing the challenged claims to the prior art, I have
`
`carefully considered the patent and its file history in light of the understanding of a
`
`person of skill at the time of the alleged invention.
`
`13
`
`Page 16
`
`

`

`54.
`
`I understand that to determine how a person of ordinary skill
`
`would have understood a claim term, one should look to sources available at the time
`
`of the alleged invention that show what a person of skill in the art would have
`
`understood disputed claim language to mean. It is my understanding that this may
`
`include what is called “intrinsic” evidence as well as “extrinsic” evidence.
`
`55.
`
`I understand that, in construing a claim term, one should
`
`primarily rely on intrinsic patent evidence, which includes the words of the claims
`
`themselves, the remainder of the patent specification, and the prosecution history. I
`
`understand that extrinsic evidence, which is evidence external to the patent and the
`
`prosecution history, may also be useful in interpreting patent claims when the
`
`intrinsic evidence itself is insufficient. I understand that extrinsic evidence may
`
`include principles, concepts, terms, and other resources available to those of skill in
`
`the art at the time of the invention.
`
`56.
`
`I understand that words or terms should be given their ordinary
`
`and accepted meaning unless it appears that the inventors were using them to mean
`
`something else or something more specific. I understand that to determine whether
`
`a term has special meaning, the claims, the patent specification, and the prosecution
`
`history are particularly important, and may show that the inventor gave a term a
`
`particular definition or intentionally disclaimed, disavowed, or surrendered claim
`
`scope.
`
`14
`
`Page 17
`
`

`

`57.
`
`I understand that the claims of a patent define the scope of the
`
`rights conferred by the patent. I understand that because the claims point out and
`
`distinctly claim the subject matter which the inventors regard as their invention,
`
`claim construction analysis must begin with and is focused on the claim language
`
`itself. I understand that the context of the term within the claim as well as other
`
`claims of the patent can inform the meaning of a claim term. For example, because
`
`claim terms are normally used consistently throughout the patent, how a term is used
`
`in one claim can often inform the meaning of the same term in other claims.
`
`Differences among claims or claim terms can also be a useful guide in understanding
`
`the meaning of particular claim terms.
`
`58.
`
`I understand that a claim should be construed not only in the
`
`context of the particular claim in which the disputed term appears, but in the context
`
`of the entire patent, including the entire specification. I understand that because the
`
`specification is a primary basis for construing the claims, a correct construction must
`
`align with the specification.
`
`59.
`
`I understand that the prosecution history of the patent as well as
`
`art incorporated by reference or otherwise cited during the prosecution history are
`
`also highly relevant in construing claim terms. For instance, art cited by or
`
`incorporated by reference may indicate how the inventor and others of skill in the
`
`art at the time of the invention understood certain terms and concepts. Additionally,
`
`15
`
`Page 18
`
`

`

`the prosecution history may show that the inventors disclaimed or disavowed claim
`
`scope or further explained the meaning of a claim term.
`
`60.
`
`With regard to extrinsic evidence, I understand that all evidence
`
`external to the patent and prosecution history, including expert and inventor
`
`testimony, dictionaries, and learned treatises, can also be considered. For example,
`
`technical dictionaries may indicate how one of skill in the art used or understood the
`
`claim terms. However, I understand that extrinsic evidence is considered to be less
`
`reliable than intrinsic evidence, and for that reason is generally given less weight
`
`than intrinsic evidence.
`
`61.
`
`I understand that in general, a term or phrase found in the
`
`introductory words or preamble of the claim, should be construed as a limitation if
`
`it recites essential structure or steps, or is necessary to give meaning to the claim.
`
`For instance, I understand preamble language may limit claim scope: (i) if
`
`dependence on a preamble phrase for antecedent basis indicates a reliance on both
`
`the preamble and claim body to define the claimed invention; (ii) if reference to the
`
`preamble is necessary to understand limitations or terms in the claim body; or (iii) if
`
`the preamble recites additional structure or steps that the specification identifies as
`
`important.
`
`62.
`
`On the other hand, I understand that a preamble term or phrase is
`
`not limiting where a challenged claim defines a structurally complete invention in
`
`16
`
`Page 19
`
`

`

`the claim body and uses the preamble only to state a purpose or intended use for the
`
`invention. I understand that to make this determination, one should review the entire
`
`patent to gain an understanding of what the inventors claim they invented and
`
`intended to encompass in the claims.
`
`63.
`
`I understand that 35 U.S.C. § 112 ¶ 6 created an exception to the
`
`general rule of claim construction called a “means plus function” limitation. These
`
`types of terms and limitations should be interpreted to cover only the corresponding
`
`structure described in the specification, and equivalents thereof. I also understand
`
`that a limitation is presumed to be a means plus function limitation if (a) the claim
`
`limitation uses the phrase “means for”; (b) the “means for” is modified by functional
`
`language; and (c) the phrase “means for” is not modified by sufficient structure for
`
`achieving the specified function.
`
`64.
`
`I understand that a structure is considered structurally equivalent
`
`to the corresponding structure identified in the specification only if the difference
`
`between them are insubstantial. For instance, if the structure performs the same
`
`function in substantially the same way to achieve substantially the same result. I
`
`further understand that a structural equivalent must have been available at the time
`
`of the issuance of the claim.
`
`17
`
`Page 20
`
`

`

`III. LEVEL OF ORDINARY SKILL IN THE ART
`
`65.
`
`In determining the characteristics of a hypothetical person of
`
`ordinary skill in the art of the ’535 Patent at the time of the claimed invention,1 I
`
`considered several things, including various prior art techniques relating to data
`
`compression, the type of problems that such techniques gave rise to, and the rapidity
`
`with which innovations were made. I also considered the sophistication of the
`
`technologies involved, and the educational background and experience of those
`
`actively working in the field. I also considered the level of education that would be
`
`necessary to understand the ’535 Patent. Finally, I placed myself back in the relevant
`
`period of time and considered the engineers and programmers that I have worked
`
`with and managed in the field of video coding and decoding. I came to the conclusion
`
`that a person of ordinary skill in the field of art of the ‘535 Patent would have been
`
`a person with a bachelor’s degree in mechanical engineering, electrical engineering,
`
`computer science, or a similar field with at least two years of experience in data
`
`compression or a person with a master’s degree in mechanical engineering, electrical
`
`1 I considered the level of ordinary skill in the art on February 13, 2001, the earliest
`
`claimed priority date for the ’535 Patent. I understand that Petitioners are not
`
`aware of any claim by the Patent Owner that the ’535 Patent is entitled to an earlier
`
`priority date.
`
`18
`
`Page 21
`
`

`

`engineering, computer science, or a similar field with a specialization in data
`
`compression. A person with less education but more relevant practical experience
`
`may also meet this standard.
`
`IV. OVERVIEW OF THE TECHNOLOGY
`
`A.
`
`66.
`
`Overview of the ’535 Patent
`
`The ’535 Patent describes an arrangement of existing data
`
`compression algorithms for “compressing and decompressing based on the actual or
`
`expected throughput (bandwidth) of a system employing data compression.” Ex.
`
`1001 at 9:11-14, Abstract. The ’535 Patent describes “bottlenecks” in the throughput
`
`of a system and purports to address them by activating or deactivating different
`
`compression algorithms applied to data input to or output from a compression
`
`system. Ex. 1001 at 9:55-59. For example, the ’535 Patent changes between what it
`
`refers to as “asymmetric” and “symmetric” algorithms, and notes that asymmetric
`
`algorithms provide “a high compression ratio (to effectively increase the storage
`
`capacity of the hard disk) and fast data access (to effectively increase the retrieval
`
`rate from the hard disk).” Ex. 1001 at 13:29-34. I note that the specification states
`
`that an asymmetrical algorithm is “one in which the execution time for the
`
`compression and decompression routines differ significantly.” Ex. 1001 at 9:63-66.
`
`Asymmetric algorithms are discussed in opposition to symmetric algorithms, which
`
`“compris[e] a fast compression routine.” Ex. 1001 at 14:17-20. I note that the
`
`19
`
`Page 22
`
`

`

`specification states that a symmetrical algorithm is “one in which the execution time
`
`for the compression and the decompression routines are substantially similar.” Ex.
`
`100

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket