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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`RIDDELL, INC.,
`Petitioner,
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`v.
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`KRANOS IP II CORP.,
`Patent Owner.
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`CASE: IPR2018-01164
`U.S. Patent 6,434,755
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`REPLY DECLARATION OF NICHOLAS SHEWCHENKO
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`Riddell Ex. 1022
`Riddell v. Kranos IPR2018-01164
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`1. My name is Nicholas Shewchenko.
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`2.
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`I have been engaged by Petitioner Riddell, Inc., (“Riddell”) to
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`investigate and opine on certain issues relating to United States Patent 6,434,755
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`(the ʼ755 patent) (Ex. 1001) in this proceeding.
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`3.
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`I possess the knowledge, skills, experience, training, and education to
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`form expert opinions and offer expert testimony in this matter. Exhibit 1007 is a
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`copy of my curriculum vitae. This declaration supplements my previous
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`declaration in this proceeding (Ex. 1006) and incorporates the information and
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`opinions presented in my earlier declaration.
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`4.
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`I understand that patent owner Kranos IP II Corporation (Kranos) has
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`filed a Patent Owner’s Response (Paper 13) and a number of exhibits. I have
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`studied the Patent Owner’s Response as well as the additional evidence and
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`information identified in this declaration.
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`5.
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`This declaration is based on information currently available to me. I
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`have relied on my professional knowledge and experience and the information and
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`evidence identified in this declaration. To the extent that additional information
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`becomes available, I reserve the right to continue my investigation and study,
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`which may include a review of documents and information that may be produced,
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`as well as testimony from depositions that may not yet be taken.
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`6.
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`I have formed my opinions from the perspective of a person of
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`ordinary skill in the art as of June 4, 1999. As in my earlier declaration in this
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`matter, it remains my opinion that a person of ordinary skill in the art at that time
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`would have had a degree in a relevant technical, physics, or engineering field and
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`at least two years of experience designing and engineering sports helmets, and that,
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`alternatively, a person without the relevant technical degree could have been
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`considered a person of ordinary skill in the art with at least five years of experience
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`designing sports helmets.
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`7.
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`I understand that Kranos has proposed interpreting “an offset” in
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`claim 11 of the ʼ755 patent to require “a shell surface that is higher or lower than,
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`and connected by transition walls to, the neighboring shell surfaces above and
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`below the surface.” Paper 13 at 3.
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`8.
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`I understand that, based on its proposed interpretation of “an offset,”
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`Kranos has argued that Cooper 50782 (Ex. 1002) lacks the claimed offset feature.
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`Paper 13 at 14-16. Kranos suggests that the relevant offset in Cooper 50782
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`(indicated at Ex. 1006 ¶ 66) is not an offset because “it is not higher or lower than,
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`and connected to, a neighboring shell surface below it.” Paper 13 at 15. According
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`to Kranos, there is “no neighboring surface at all below the alleged offset of
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`Cooper 50782—the alleged offset extends to the lower edge of the Cooper 50782
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`helmet.” Paper 13 at 15. Kranos highlighted the offset feature at issue and
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`annotated the Cooper 50782 helmet, including the lower edge lip, as follows:
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`Paper 13 at 15, 16.
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`9.
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`I disagree with Kranos’s proposed interpretation of “an offset.” For
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`the reasons identified in my prior declaration, it remains my opinion that a person
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`of ordinary skill in the art would have read offset in claim 11 to mean “a portion of
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`the shell that defines a surface that lies in a plane above or below a neighboring
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`surface of the shell.” Ex. 1006 ¶¶ 44-49.
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`10. Nevertheless, the relevant portion of the Cooper 50782 helmet would
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`satisfy even Kranos’s proposed requirement for neighboring surfaces above and
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`below the offset because Kranos correctly identifies a raised surface above the
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`offset and because the lower edge lip provides a raised surface below the offset.
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`The offset in Cooper 50782 meets the lower edge lip of the shell, which forms a
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`surface that lies in a plane higher than the offset surface.
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`11. Kranos has correctly identified a lower edge lip in the Cooper 50782
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`helmet. That edge lip structure is emphasized in green in the annotated version of
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`Figure 3 from Cooper 50782, shown below.
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`12. The relevant offset in the Cooper 50782 helmet shell meets the lower
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`edge lip structure at its bottom margin. In addition, the figures in Cooper 50782
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`demonstrate, and would have demonstrated to a person of ordinary skill in the art,
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`that the edge lip is part of the helmet shell because the edge lip is depicted in
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`Cooper 50782 as being continuous and formed as part of the helmet shell (for
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`example, see Ex. 1002, Fig. 1).
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`13. The edge lip of the Cooper 50782 helmet defines a narrow surface,
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`and that surface is higher than the neighboring offset surface. That is most clearly
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`apparent from Figure 2 of Cooper 50782, which shows the edge lip in profile at the
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`rear of the helmet protruding higher than the neighboring offset surface:
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`Ex. 1002, Fig. 2. Accordingly, even if Kranos’s proposed requirement for surfaces
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`on both sides of an offset were applied, it would be my opinion that Cooper 50782
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`satisfies that requirement because the offset in the Cooper 50782 helmet is lower
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`than neighboring shell surfaces above and below the offset, including the surface
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`of the edge lip.
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`14.
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`I understand that Kranos contends that the offset in Cooper 50782 is
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`not an offset for increasing the flexural resistance of the shell. I understand that
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`Kranos bases that assertion on the premise that areas of a helmet shell near the
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`edge of the helmet have decreased local flexural resistance and concludes that,
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`because the Cooper 50782 offset is adjacent to the lower edge of the helmet and
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`flanked by other structures that also increase flexural resistance, the offset
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`represents “a surface with decreased—not increased—flexural resistance.” Paper
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`13 at 17-19.
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`15. When evaluating the capacity of a structural feature to increase
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`flexural resistance of a helmet shell, the proper analysis applied by persons skilled
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`in the art considers whether a helmet shell having that structural feature would
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`exhibit greater flexural resistance compared to an otherwise identical helmet shell
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`lacking that feature. Thus, a structural feature, like an offset, provided in an area of
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`relatively low flexural resistance still increases flexural resistance of the shell. For
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`example, it would have been well recognized by a person of ordinary skill in the
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`art that an edge lip provided at the edge of a helmet shell increases flexural
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`resistance compared to a helmet edge lacking an edge lip.
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`16. For a given offset or other structural feature in a helmet shell, the
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`presence of other nearby features that may also affect flexural resistance, such as a
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`helmet edge, other offsets, ribbing, or an edge lip, do not negate the effects of the
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`offset itself on the flexural resistance of the shell. Helmets can be and often are
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`designed with multiple strengthening elements that each independently contributes
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`increased flexural resistance to the shell. For example, the ʼ755 patent itself
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`indicates that a helmet containing an offset can also be provided with an edge lip to
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`increase flexural resistance. Ex. 1001 (3:40-42). Likewise, the Cooper 50782 and
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`Clement helmets include an edge lip in addition to numerous offsets, all of which
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`would increase flexural resistance of the helmet shell. Ex. 1002 (Figures 1-3), Ex.
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`1004 (Fig. 1, 3:1-10).
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`17. The offset in the Cooper 50782 helmet shell is only one aspect that is
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`used to stiffen the shell. Regardless of the presence or absence of other adjacent
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`features, the disclosed offset in the Cooper 50782 helmet shell would serve to
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`increase flexural resistance of the shell because the disclosed helmet with that
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`offset would have greater flexural resistance than an otherwise identical shell
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`lacking the offset. By the same token, placing the offset near an edge region of the
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`shell yields increased flexural resistance compared to the same edge region without
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`the offset.
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`18.
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`I understand that Kranos’s expert has cited dictionary definitions for
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`the words “substantially” and “between” to support arguments regarding whether
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`an offset extends “substantially between the ear holes” as recited in claim 11. Ex.
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`2010 ¶¶ 41-45. I understand that the cited dictionary definition for “substantially”
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`includes “to a great or significant extent,” Ex. 2012, and that the cited dictionary
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`definition for “between” includes “at, into, or across the space separating (two
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`objects or regions),” Ex. 2013.
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`19.
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`In my opinion, under those definitions a person of ordinary skill in the
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`art would conclude that Tang’s offset extends substantially (i.e., at least to “a
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`significant extent”) between the ear holes (i.e., “across the space separating two
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`regions”) of the Tang helmet’s shell because those terms and Kranos’s cited
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`definitions connote flexibility rather than rigid precision, and Tang’s offset is
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`positioned just above and very near the ear holes themselves and thus would be
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`viewed as extending at least substantially between the relevant regions of the shell.
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`I hereby declare that all the statements made in this declaration are based on
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`my own true knowledge, that all statements made on information and belief are
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`believed to be true, and that all statements were made with the knowledge that
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`willful false statements and the like are punishable by fine or imprisonment, or
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`both, under 18 U.S.C. § 1001. I declare under the penalty of perjury under the laws
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`of the United States that all statements made in this declaration are true and
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`correct.
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`By: ___________________________
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` Nicholas Shewchenko
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`Dated: 30 May, 2019
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