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`TCL 1002, Page 273
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`TCL 1002, Page 275
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`LOWES 1002, Page 275
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`
`;) UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNTTED STATES DEPARTMENTOF COMMERCE
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`FILING or
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`TOT ~~ IND CLAIMS 37L(c) DATE UNIT FIL FEE REC'D ATTY.DOCKET.NO
`
`
`
`
`T/S48618
`08/27/2009
`2879
`1090
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`COnPaMATIOR NO,far
`
`2292
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`FILING RECEIPT
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`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processesthe reply
`to the Notice, the USPTOwill generate another Filing Receipt incorporating the requested corrections
`
`Applicant(s)
`
`Yoshinori SHIMIZU, Naka-gun, JAPAN;
`Kensho Sakano, Anan-shi, JAPAN;
`Yasunobu Noguchi, Naka-gun, JAPAN;
`Toshio Moriguchi, Anan-shi, JAPAN;
`Powerof Attorney: None
`
`Domestic Priority data as claimed by applicant
`This application is a DIV of 12/028 062 02/08/2008
`whichis a DIV of 10/609,402 07/01/2003 PAT 7,362,048
`whichis a DIV of 09/458,024 12/10/1999 PAT 6,614,179
`whichis a DIV of 09/300,315 04/28/1999 PAT 6,069,440
`whichis a DIV of 08/902,725 07/29/1997 PAT 5,998,925
`
`Foreign Applications
`JAPANP 08-198585 07/29/1996
`JAPANP 08-244339 09/17/1996
`JAPANP 08-245381 09/18/1996
`JAPAN P 08-359004 12/27/1996
`JAPANP 09-081010 03/31/1997
`
`Request to Retrieve - This application either claims priority to one or more applications filed in an intellectual
`property Office that participates in the Priority Document Exchange (PDX) program or contains a proper Request to
`
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`
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`Retrieve Electronic Priority Application(s) (PTO/SB/38orits equivalent). Consequently, the USPTO will attempt
`to electronically retrieve these priority documents.
`
`lf Required, Foreign Filing License Granted: 09/29/2009
`
`The country code and number ofyourpriority application, to be usedfor filing abroad under the Paris Convention,
`is US 12/548,618
`
`Projected Publication Date: 01/14/2010
`
`Non-Publication Request: No
`
`Early Publication Request: No
`Title
`
`LIGHT EMITTING DEVICE AND DISPLAY
`
`Preliminary Class
`313
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughoutthe territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent” and doesnoteliminate the need of applicantsto file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patentin a particular country must make an
`application for patent in that country in accordance withits particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the caseof inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidanceas to the status of applicant's license for foreignfiling.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlinesfor filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199,orit
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http:/(www.stopfakes.gov. Part of a Department of Commerceinitiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protectintellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S, Governmenthotline at 1-866-999-HALT (1-866-999-4158).
`
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`
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`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED"followed by a date appears on this form. Such licenses are issuedin all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope andlimitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`itis revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grantof a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Governmentcontract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been grantedat this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOTappearon this form. Applicant maystill petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from thefiling date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
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`
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`UNITED Stares PATENT AND TRADEMARK OFFIGE
`
`
`
`=.
`
`2292
`BIRGH STEWART KOLASCH & BIRCH
`
`PO BOX 747
`
`FALLS CHURCH, VA 22040-0747
`
`UNTTED STATES DEPARTMENTOF COMMERCE
`)Coads
`United States Patent and Trademark Office
`
`Address:COMMISSIONER FOR PATENTS
`PO. Bor 1450
`Alexandria, Virginia 22313-1450
`
`WwWW.Ugpto.gov
`
` [_APPLICATIONNUMBER _| FILING OR 371(C) DATE | FIRST NAMED APPLICANT | ATTY. DOCKETNOJITILE |
`
`
`
`
`
`
`12/548,618
`08/27/2009
`Yoshinori SHIMIZU
`0020-5147PUS5
`CONFIRMATION NO. 7447
`IMPROPER CPOA LETTER
`
`
`
`MM000
`
`Date Mailed: 10/05/2009
`
`NOTICE REGARDING POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 08/27/2009. The Power of Attorneyin this application is not
`accepted for the reason(s)listed below:
`
`* The Power of Attorney you provided did not comply with the new Power of Attorney rules that became
`effective on June 25, 2004. See 37 CFR 1.32.
`
`/bpham/
`
`
`
`Office of Data Management, Application Assistance Un