`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`!
`OX.
`Address: COMMISSIONER FOR PATENTS
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`13/098,798
`
`05/02/2011
`
`Jaroslaw Jurasz
`
`005681
`CONFIRMATION NO. 9531
`
`23456
`PATTERSON Intellectual Property Law, P.C.
`
`1600 DIVISION STREET,SUITE 500
`NASHVILLE, TN 37203
`
`POA ACCEPTANCE LETTER
`
`INOUEAAO00000'
`0985
`Date Mailed: 04/04/2018
`
`214/72
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 03/26/2018.
`
`The Power of Attorney in this application is accepted. Correspondencein this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit,at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/snguyen/
`
`
`
`page 1 of 1
`
`Page 1 of 220
`
`CATERPILLAR EXHIBIT 1008
`
`Page 1 of 220
`
`CATERPILLAR EXHIBIT 1008
`
`

`

`y
`
`PTOJAIA/E1A {62-15}
`Approved for use through 01/34/2018. OMB G651-0035
`US. Patent and Trademark Office 0.5, DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 2995 no persons. are ser
`uted to tesnand ta.a collection. of information uness it dis:
`ad OMB control umber
`
`
`
`Patent Number
`
`PATENT ~ POWER OF ATTORNEY
`coeeepnennnnnnnncnnnnsennnnael
`
`
`
`
`OR
`Jdarosiaw uvasz
`
`
`
`Road construction machine, jeveling device,
`
`
`as wellas methed-for centrotling the miffing
`
`depth or milling slope in a road construction
`
`
`
`machine
`
`tigi;
`
`REVOCATION OF POWER OF ATTORNEY
`
`WHTHLA NEW POWER OF ATTORNEY
`
`AND
`
`CHANGE OF CORRESPONDENCE ADDRESS
`
`
`
`
`
`
`
`thereby revoke-all previnus powers of attorney giverin the above-identifled patent,
`
`
`
`
`
`
`
`A Power of Attornny.is submitted herewith.
`
`thereby appaint Practitioner({s} associated with the Customer Numberidentified in the box at rigktas my/our
`attorney{s} or agentis} with respect te the patent identified above, and to transact.all business in the United
`States Patent and Trademark Office connected therewith:
`
`;
`P3456
`
`t
`OR
`rc thereby appoint Practitioner{s} named below as my/our attorneyls} or agent{s} with respect to the patent identified above, and to transact
`all business In the United States Patent and Trademark Office connected therewith:
`.
`at
`
`
`Registration Number
`
`
` Seovednwwwdene:
`
`
`
`ii i
`
`i
`
`
`
`ii|
`
`/
`
`i{
`
`i
`
`Please recugnize-or change the correspondence addrass for the abave-identified patent ta:
`
`
`
`the actress associated withthe above-identifiad Customar Number.
`
`OR
`
`OR
`
`The address associated with the Customer Number. identilied in the box at right:
`‘
`
`
`
`Firm or
`
`lndividual Name
`Address
`
`t i
`
`ii
`
`
`
`Tema |
`
`Telephone
`{arn the:
`rt Applicant.
`OR
`Se Fatent owner,
`sa Statement under 37
`
`
`
`
`
`Date
`{
`beviewdaeer.
` dim McEvoy
`Telephone i
`
`
`
`ant? CEG, Wirgon America, Inc:
`
`NOTE: Signatures of ali the applicants or patent owners of the entire Interest or thalr representative(s} are required. {fmore than one signature
`is caguired, submit multipia farms, check the box below, andidentily the total numberof farms submitted in the blank below.
`| &total of
`forins.are- submitted,
` This collection afinformation fs required by 37 CER 1.34,
`
`i
`{anid by the USFTY to process} the file of a patent or seexamination proceeding. Confidentiatity is governed by BH LES.C. 122. and 37 CFR 114. This collection fs
`
`estitwated. ts take 3 winutes to complete, including gathering, preparing, and submiliting the completed application formto the USPTO. Time wil vary depending
`upon tha individual case. Any comments an the amnount af time you require fe complete this farm and/orsuggestions forreducing this -bardess, should be sent te
`the Chief Information Officer, US. Petentand Trademark Gifice, U.S. Hepartmentof Cammerce, 0.0. Box 1435, Alexandria, VA 27533-4450, O6- NOT SEND FEES OR
`COMPI:ITED FORMS 15 THiS ADDRESS. SEND TO: Commmissianer for Patents, P.O, Box 4456, Afexandria, VA 22319-1456.
`Ufyou aved assistance iccompleting theform, call J-$00-PTO-9199 aad select option 2.
`
`Page 2 of 220
`
`Page 2 of 220
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`Applicant/Patent Owner: Wirtgen America,Inc.
`
`Application No./Patent No.: 8,308,395
`Filed/Issue Date: 11/13/2012
`
`Titled:
`Road construction machine,leveling device, as well as method for controlling the milling depth or milling slope in a road construction machine
`Wirtgen America, Inc. a corporation
`
`(Nameof Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose oneof options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. [| An assignee of less than the entireright,title, and interest (check applicable box):
`|_| The extent (by percentage)of its ownershipinterestis
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`L] There are unspecified percentages of ownership. Theotherparties, including inventors, who together ownthe entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`3. L] The assignee of an undividedinterestin the entirety (a complete assignment from oneofthe joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. C The recipient, via a court proceeding orthe like (e.g., bankruptcy, probate), of an undividedinterestin the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A. [J An assignmentfrom the inventor(s) of the patent application/patentidentified above. The assignment wasrecordedin
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From: varoslaw Juraszetal. To: Wirtgen GmbH
`
`The document was recorded in the United States Patent and Trademark Office at
`Ree! 026212
`0068
`, or for which a copy thereofis attached.
`, Frame
`
`2. From: Wirtgen GmbH To: Wirtgen America, Inc.
`
`The document was recorded in the United States Patent and Trademark Office at
`Ree! 042486
`, Frame 0611
`, or for which a copy thereofis attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis tofile (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending uponthe individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`6" need assistance in completing theform, call 1-S00-PTO-9199 and select option 2.
`Page 3 of 220
`
`Page 3 of 220
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`, or for which a copy thereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`, or for which a copy thereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`[|
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidenceof the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Lucian Wayne Beavers, Reg. 28,183/
`March 26, 2018
`
`Signature
`Date
`Lucian Wayne Beavers
`28183
`Printed or Typed Name
`Title or Registration Number
`
`[Page 2 of 2]
`
`Page 4 of 220
`
`Page 4 of 220
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and TrademarkOffice is to process and/or examine your submission related
`to a patent application or patent.
`If you do not furnish the requested information, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which mayresult in termination of proceedings
`or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these recordsis
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidenceto a court, magistrate, or administrative tribunal, including disclosures to opposing counselin the
`course of settlement negotiations.
`A record in this system of records maybedisclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agencyfor
`purposesof National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records may bedisclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSAaspart of that agency’s
`responsibility to recommend improvements in records managementpractices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (/.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record wasfiled in an application which became abandonedor in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomes awareof a violation or potential violation of law or regulation.
`
`Page 5 of 220
`
`Page 5 of 220
`
`

`

`Electronic AcknowledgementReceipt
`
`Application Number:
`
`13098798
`
`International Application Number:
`
`Confirmation Number:
`
`9531
`
`
`
`een
`
`Title of Invention:
`
`ROAD CONSTRUCTION MACHINE, LEVELING DEVICE, AS WELL AS METHOD
`FOR CONTROLLING THE MILLING DEPTH OR MILLING SLOPE IN A ROAD
`CONSTRUCTION MACHINE
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`bo49
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`888246
`
`Power of Attorney
`
`2BS4701.PDF
`
`adc14e3791 2e48fa260c34fcbb8d2217e4d
`
`Page 6 of 220
`
`

`

`Assignee showing of ownership per 37
`CER 3.73
`
`2BT4565.PDF
`
`119767
`
`€524c0c6455497e32983c3952d153f00255
`160fF
`
`Information:
`
`Information:
`
`
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`the application.
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Page 7 of 220
`
`Page 7 of 220
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box
`450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`
`
`FILING OR 371(C) DATE
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`13/098,798
`
`05/02/2011
`
`Jaroslaw Jurasz
`
`23456
`PATTERSON Intellectual Property Law, P.C.
`
`1600 DIVISION STREET, SUITE 500
`NASHVILLE, TN 37203
`
`005681
`CONFIRMATIONNO. 9531
`
`IMPROPER CPOA LETTER
`
`INOUEA
`000000098 Te6See
`Date Mailed: 03/21/2018
`
`NOTICE REGARDING POWER OF ATTORNEY
`
`This is in response to the power of attorneyfiled 03/15/2018. The power of attorney in this application is not
`accepted for the reason(s) listed below:
`
`* The power of attorney is from an assignee and the statement required by 37 CFR 3.73(c) has not been
`received.
`
`/zretta/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Page 8 of 220
`
`Page 8 of 220
`
`

`

`y
`
`PTOJAIA/E1A {62-15}
`Approved for use through 01/34/2018. OMB G651-0035
`US. Patent and Trademark Office 0.5, DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 2995 no persons. are ser
`uted to tesnand ta.a collection. of information uness it dis:
`ad OMB control umber
`
`
`
`Patent Number
`
`PATENT ~ POWER OF ATTORNEY
`coeeepnennnnnnnncnnnnsennnnael
`
`
`
`
`OR
`Jdarosiaw uvasz
`
`
`
`Road construction machine, jeveling device,
`
`
`as wellas methed-for centrotling the miffing
`
`depth or milling slope in a road construction
`
`
`
`machine
`
`tigi;
`
`REVOCATION OF POWER OF ATTORNEY
`
`WHTHLA NEW POWER OF ATTORNEY
`
`AND
`
`CHANGE OF CORRESPONDENCE ADDRESS
`
`
`
`
`
`
`
`thereby revoke-all previnus powers of attorney giverin the above-identifled patent,
`
`
`
`
`
`
`
`A Power of Attornny.is submitted herewith.
`
`thereby appaint Practitioner({s} associated with the Customer Numberidentified in the box at rigktas my/our
`attorney{s} or agentis} with respect te the patent identified above, and to transact.all business in the United
`States Patent and Trademark Office connected therewith:
`
`;
`P3456
`
`t
`OR
`rc thereby appoint Practitioner{s} named below as my/our attorneyls} or agent{s} with respect to the patent identified above, and to transact
`all business In the United States Patent and Trademark Office connected therewith:
`.
`at
`
`
`Registration Number
`
`
` Seovednwwwdene:
`
`
`
`ii i
`
`i
`
`
`
`ii|
`
`/
`
`i{
`
`i
`
`Please recugnize-or change the correspondence addrass for the abave-identified patent ta:
`
`
`
`the actress associated withthe above-identifiad Customar Number.
`
`OR
`
`OR
`
`The address associated with the Customer Number. identilied in the box at right:
`‘
`
`
`
`Firm or
`
`lndividual Name
`Address
`
`t i
`
`ii
`
`
`
`Tema |
`
`Telephone
`{arn the:
`rt Applicant.
`OR
`Se Fatent owner,
`sa Statement under 37
`
`
`
`
`
`Date
`{
`beviewdaeer.
` dim McEvoy
`Telephone i
`
`
`
`ant? CEG, Wirgon America, Inc:
`
`NOTE: Signatures of ali the applicants or patent owners of the entire Interest or thalr representative(s} are required. {fmore than one signature
`is caguired, submit multipia farms, check the box below, andidentily the total numberof farms submitted in the blank below.
`| &total of
`forins.are- submitted,
` This collection afinformation fs required by 37 CER 1.34,
`
`i
`{anid by the USFTY to process} the file of a patent or seexamination proceeding. Confidentiatity is governed by BH LES.C. 122. and 37 CFR 114. This collection fs
`
`estitwated. ts take 3 winutes to complete, including gathering, preparing, and submiliting the completed application formto the USPTO. Time wil vary depending
`upon tha individual case. Any comments an the amnount af time you require fe complete this farm and/orsuggestions forreducing this -bardess, should be sent te
`the Chief Information Officer, US. Petentand Trademark Gifice, U.S. Hepartmentof Cammerce, 0.0. Box 1435, Alexandria, VA 27533-4450, O6- NOT SEND FEES OR
`COMPI:ITED FORMS 15 THiS ADDRESS. SEND TO: Commmissianer for Patents, P.O, Box 4456, Afexandria, VA 22319-1456.
`Ufyou aved assistance iccompleting theform, call J-$00-PTO-9199 aad select option 2.
`
`Page 9 of 220
`
`Page 9 of 220
`
`

`

`Electronic AcknowledgementReceipt
`
`Application Number:
`
`13098798
`
`International Application Number:
`
`Confirmation Number:
`
`9531
`
`
`
`een
`
`Title of Invention:
`
`ROAD CONSTRUCTION MACHINE, LEVELING DEVICE, AS WELL AS METHOD
`FOR CONTROLLING THE MILLING DEPTH OR MILLING SLOPE IN A ROAD
`CONSTRUCTION MACHINE
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`80
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`119694
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`2Bl6977.PDF
`
`flof1f6b2f97707c6b7b53fc638070fc62a7fal
`
`Page 10 of 220
`
`

`

`Information:
`
`Information:
`
`Power of Attorney
`
`2BS4701.PDF
`
`888246
`
`adc14e3791 2e48fa260c34fcbb8d2217e4d
`bo49
`
`
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`the application.
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Page 11 of 220
`
`Page 11 of 220
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`Applicant/Patent Owner; Wirtgen America
`
`Application No./Patent No.: 8,308,395
`Filed/Issue Date: 11/13/2012
`
`Titled:
`Road construction machine,leveling device, as well as method for controlling the milling depth or milling slope in a road construction machine
`Wirtgen America a corporation
`
`(Nameof Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose oneof options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. [| An assignee of less than the entireright,title, and interest (check applicable box):
`|_| The extent (by percentage)of its ownershipinterestis
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`L] There are unspecified percentages of ownership. Theotherparties, including inventors, who together ownthe entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`3. L] The assignee of an undividedinterestin the entirety (a complete assignment from oneofthe joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. C The recipient, via a court proceeding orthe like (e.g., bankruptcy, probate), of an undividedinterestin the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A. [J An assignmentfrom the inventor(s) of the patent application/patentidentified above. The assignment wasrecordedin
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From: varoslaw Juraszetal. To: Wirtgen GmbH
`
`The document was recorded in the United States Patent and Trademark Office at
`Ree! 026212
`0068
`, or for which a copy thereofis attached.
`, Frame
`
`2. From: Wirtgen GmbH To: Wirtgen America
`
`The document was recorded in the United States Patent and Trademark Office at
`Ree! 042486
`, Frame 0611
`, or for which a copy thereofis attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis tofile (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending uponthe individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Page 12 of23
`fi need assistance in completing theform, call 1-S00-PTO-9199 and select option 2.
`
`[
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`Page 12 of 220
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`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`, or for which a copy thereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`, or for which a copy thereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`[|
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidenceof the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Lucian Wayne Beavers, Reg. 28,183/
`March 14, 2018
`
`Signature
`Date
`Lucian Wayne Beavers
`28183
`Printed or Typed Name
`Title or Registration Number
`
`[Page 2 of 2]
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`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and TrademarkOffice is to process and/or examine your submission related
`to a patent application or patent.
`If you do not furnish the requested information, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which mayresult in termination of proceedings
`or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these recordsis
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidenceto a court, magistrate, or administrative tribunal, including disclosures to opposing counselin the
`course of settlement negotiations.
`A record in this system of records maybedisclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agencyfor
`purposesof National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records may bedisclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSAaspart of that agency’s
`responsibility to recommend improvements in records managementpractices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (/.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record wasfiled in an application which became abandonedor in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomes awareof a violation or potential violation of law or regulation.
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`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`13/098,798
`
`ISSUE DATE
`
`11/13/2012
`
`23456
`
`7590
`
`10/24/201