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`Filed on behalf of Google LLC
`By:
`Jonathan Tuminaro (Reg. No. 61,327)
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`Robert E. Sokohl (Reg. No. 36,013)
`
`Karen Wong-Chan (Reg. No. 69,235)
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`Sterne, Kessler, Goldstein & Fox PLLC
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`1100 New York Avenue, NW
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`Washington, D.C. 20005
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`Tel: (202) 371-2600
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`Fax: (202) 371-2540
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`GOOGLE LLC
`Petitioner
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`v.
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`AGIS SOFTWARE DEVELOPMENT LLC
`Patent Owner
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`Case IPR2018-01079
`Patent 8,213,970
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`
`
`
`PETITIONER’S REPLY TO
`PATENT OWNER PRELIMINARY RESPONSE
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`Exhibit No. Description
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`EXHIBIT LIST
`
`Case IPR2018-01079
`U.S. Patent 8,213,970
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`1001
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`1002
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`1003
`
`1004
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`1005
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`1006
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`1007
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`1008
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`1009
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`1010
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`1011
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`1012
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`1013
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`1014
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`1015
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`1016
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`U.S. Patent No. 8,213,970 B2 to Beyer (“ʼ970 patent”)
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`Prosecution History of U.S. Patent No. 8,213,970 (Application No.
`12/324,122) (“’970 Pros. Hist.”)
`Declaration of David H. Williams
`
`Curriculum Vitae of David H. Williams
`
`U.S. Patent Application Publication No. 2006/0218232 to Kubala
`et al. (“Kubala”)
`U.S. Patent No. 6,854,007 to Hammond (“Hammond”).
`
`U.S. Patent No. 5,325,310 to Johnson et al. (“Johnson”)
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`U.S. Patent No. 5,742,905 to Pepe et al. (“Pepe”)
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`U.S. Publication No. 2003/0128195 to Banerjee et al. (“Banerjee”)
`
`Simon Says “Here’s How!” Simon™ Mobile Communications
`Made Simple, Simon Users Manual, IBM Corp., 1994. (“Simon”)
`Prosecution History of U.S. Patent Application No. 10/711,490
`(“’490 application”)
`Prosecution History of U.S. Application No. 11/308,648 (“’648
`application”)
`Prosecution History of U.S. Application No. 11/612,830 (“’830
`application”)
`McKinsey & Company, The McKinsey Report : FDNY 9/11
`Response (2002) (“The McKinsey Report”)
`History of Mobile Phones, Wikipedia.com,
`https://en.wikipedia.org/wiki/History_of_mobile_phones (last
`visited May 10, 2018) (“Hist. Mobile Phones”)
`Apple Newton, Wikipedia.com,
`https://en.wikipedia.org/wiki/Apple_Newton (last visited May 10,
`2018) (“Apple”)
`
`ii
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`
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`Case IPR2018-01079
`U.S. Patent 8,213,970
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`Exhibit No. Description
`
`1017
`
`1018
`
`1019
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`Email, Wikipedia.com, https://en.wikipedia.org/wiki/Email (last
`visited May 10, 2018) (“Email”)
`From touch displays to the Surface: A brief history of touchscreen
`technology, Arstechnica.com
`https://arstechnica.com/gadgets/2013/04/from-touch-displays-to-
`the-surface-a-brief-history-of-touchscreen-technology/ (last visited
`May 10, 2018) (“Arstechnica”)
`Palm VII,Wikipedia.com, https://en.wikipedia.org/wiki/Palm_VII
`(last visited May 10, 2018) (“Palm”)
`
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`Case IPR2018-01079
`U.S. Patent 8,213,970
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`AGIS accuses Google of a “lack of candor” while simultaneously omitting a
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`dispositive fact and withholding highly relevant case law. Contrary to this baseless
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`accusation, Google’s petition and the relevant case law demonstrate that—at all
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`times—Google has been entirely candid with the Board.
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`Google complied with the PTO’s rules by identifying (i) the related district-
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`court matters and (ii) the claim constructions that form the basis of its petition.
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`Caterpillar Inc. v. Wirtgen Am., Inc., IPR2017-02185, Paper no. 7 at 11 (May 3,
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`2018) (“Caterpillar”); Western Digital Corp. v. Spex Techs., Inc., IPR2018-00082,
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`Paper 11 at 10, 11 (Apr. 25, 2018). Google even noted that alternative claim
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`constructions may be advanced in different fora.1 Pet. at 8 n.1. Yet AGIS accuses
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`Google of a “lack of candor” for “withholding seemingly inconsistent claim
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`constructions from the record . . . .” POPR at 24. That accusation has no merit.
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`As an initial matter, AGIS omits the fact that the district-court parties
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`(including AGIS) submitted claim constructions in district court a month after
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`1 The Federal Circuit has consistently held that parties are entitled to take
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`alternative—or even inconsistent—positions. See, e.g., Bancorp Services v. Sun
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`Life Assur. Co. of Canada, 687 F.3d 1266, 1280 (Fed. Cir. 2012). And alternative,
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`inconsistent positions are allowable at the PTAB. See, e.g., Nippon Suisan Kaisha
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`Ltd. v. Pronova Biopharma Norge, AS, PGR2017-00033, Paper 7 (Jan. 17, 2018).
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`Case IPR2018-01079
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`Google filed its petitions here. Moreover, the PTO’s rules do not require a
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`petitioner to take “positions consistent with related cases in different fora.”
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`Caterpillar at 11. Instead, the PTO’s rules only “require that the parties identify
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`[the] related matters.” Id. “Various reasons may justify inconsistencies among fora,
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`including differing legal or evidentiary standards, a change in litigation strategy, or
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`a change in position.” Id. Thus, Google’s claim constructions here are not required
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`to be consistent with the defendants’ claim constructions in district court.
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`And AGIS’s argument is nonsensical in an adversarial proceeding. If AGIS
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`believed that the district-court defendants’ claim constructions were correct, it was
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`free to argue such in its Preliminary Response. But, in district court, AGIS opposed
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`the district-court defendants’ claim constructions and has not argued here that
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`those claim constructions are correct. Nor has AGIS argued against applying the
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`presumption that § 112 ¶ 6 does not apply to claims that lack the word “means.”
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`Instead of arguing the merits, AGIS asserts that any difference between Google’s
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`position and the district-court party positions mandates denial, citing Facebook.
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`See POPR at 18 (citing IPR2017-00998, Paper 13 at 18 (Sept. 5, 2017)).
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`The facts here are like Caterpillar, not Facebook. Like AGIS, the patent
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`owner in Caterpillar cited Facebook and asserted that “the Board has denied
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`institution of an inter partes review when a petitioner fails to notify the Board that
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`it has construed claim terms under § 112, ¶ 6 in a parallel proceeding.” Caterpillar
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`Case IPR2018-01079
`U.S. Patent 8,213,970
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`at 12. The Caterpillar panel rejected that argument, pointing to the obvious
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`distinction from Facebook, where Facebook was based on “the district court’s
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`determination that the sole challenged claim [wa]s indefinite and Petitioner’s
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`failure to inform us of its seemingly inconsistent claim construction positions”—a
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`position taken by the petitioner prior to filing the petition. Id. at 12 (emphasis
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`added). But, in Caterpillar (like here), no prior claim-construction position was
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`taken or ruled on. So, no party had prevailed, no ruling had issued, and no party
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`was then subject to any potential preclusion.
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`AGIS also failed to cite a decision that rejected a nearly identical argument
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`to the one it makes here. In Western Digital, the same counsel that represents
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`AGIS argued that an IPR petition should be denied because the petitioner failed to
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`“take ownership” of any claim constructions from a related district-court matter.
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`IPR2018-00082, Paper 11 at 10, 11 (Apr. 25, 2018). The panel rejected that
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`argument, explaining that “37 C.F.R. § 104(b)(3) does not require [p]etitioner to
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`express its subjective agreement regarding correctness of its proffered claim
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`constructions or to take ownership of those constructions.” Id. at 12. AGIS’s
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`counsel’s failure to cite this case is troubling, where Western Digital confirms that
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`Google “complie[d] with [the PTO’s] rules by identifying [the] claim constructions
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`it proposes as the basis for requesting review of the challenged claims.” Id.
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`Google satisfied 37 C.F.R § 42.11 and § 11.18(b)(2) and its duty of candor.
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`Case IPR2018-01079
`U.S. Patent 8,213,970
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`Respectfully submitted,
` STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Robert Sokohl/
`
`
`
`Jonathan Tuminaro (Reg. No. 61,327)
`Robert E. Sokohl (Reg. No. 36,013)
`Karen Wong-Chan (Reg. No. 69,235)
`Attorneys for Petitioner
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`
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`
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`Date: September 19, 2018
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`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`Tel: (202) 371-2600
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`CERTIFICATION OF SERVICE (37 C.F.R. §§ 42.6(e), 42.105(a))
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`The undersigned hereby certifies that true and correct copies of the above-
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`captioned PETITIONER’S REPLY TO PATENT OWNER PRELIMINARY
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`RESPONSE was served in its entirety on September 19, 2018, upon the following
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`parties via email:
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`
`
`Vincent J. Rubino, III
`Alfred R. Fabricant
`Peter Lambrianakos
`Enrique W. Iturralde
`
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`vrubino@brownrudnick.com
`afabricant@brownrudnick.com
`plambrianakos@brownrudnick.com
`eiturralde@brownrudnick.com
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`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
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` /Robert Sokohl/
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`Robert E. Sokohl
`Registration No. 36,013
` Attorney for Petitioner
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`Date: September 19, 2018
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`1100 New York Avenue, N.W.
`Washington, D.C.20005-3934
`(202) 371-2600
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