Case 3:17-cv-04600-JCS Document 11 Filed 08/15/17 Page 1 of 1
`
`TO: Mail Stop 8
`Director of the U.S. Patent & Trademi.ak Office
`P.O. Box 1450
`.
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 § 290 and/or 15 U .S.C. § 1116 you are hereby advised that a court action has
`been filed in the U.S. District Court Northern District of California on the following:
`(X) Patents
`or
`( ) Trademarks
`
`DOCKET NO:
`17-cv-04600-JCS
`
`DATE FILED:
`August 10, 2017
`
`PLAINTIFF:
`Google Inc.
`
`UNITED STATES DISCTRICT COURT
`Phillip Burton Federal Building
`450 Golden Gate Avenue, 16th Floor
`San Francisco, CA 941 02
`
`DEFENDANT:
`SEVEN Networks LLC
`
`DATE OF PATENT OR
`TRADEMARK
`
`""'" ...... .., ..
`
`HOLDER OF PATENT OR TRADEMARK
`....
`,....,
`""'
`
`*
`
`PATENTOR
`TRADEMARK NO.
`t.k07o ;~ r
`2. d"&-LL q_;~~
`3.1...Zif?tlf7
`4. ?/3 c:7 <, -b c-u
`'-ls .s 1 ~J '1
`5.
`In the above-entitled case, the following patent(s) have been included.
`DATE INCLUDED
`INCLUDED BY:
`( ) Amendment
`
`( ) Answer
`
`( ) Cross Bill
`
`( ) Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE OF PATENT
`OR TRADEMARK
`
`PATENTOR
`TRADEMARK NO.
`1. 7 5 6& y_ _s_s
`2. 9'1(/ Y C; ~
`3. 1 J! "-' /~ 7
`!!__ 5 -~_,;:. ; / 1
`4.
`tj ~· ) -~ 6/t.-·
`5.
`In the above-entitled case, the following decision has been rendered or judgment issued:
`DECISION/JUDGEMENT:
`
`Copy 1 -Upon initiation of action, mail this copy to Commissioner
`Copy 2- Upon filing document adding patent(s) mail this copy to Commissioner
`Copy 3 -Upon termination of action, mail this copy to the Commissioner
`Copy 4 - Case file copy
`
`Page 1 of 722
`
`GOOGLE EXHIBIT 1025
`
`

`

`Case 2:17-cv-00440-JRG Document 3 Filed 05/18/17 Page 1 of 1 PageiD #: 276
`
`AO 120 (Rev 08/10)
`
`TO:
`
`Mail Stop 8
`Director ofthc U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A I)ATENT OR
`TRADEMARK
`
`[n Compliance with 35 tLS.C § 2.90 and/or 15 U.S. C. § ll 16 you are hereby advised that a court action has been
`Eastern District of Texas
`filed in the U.S. District Court
`on the following
`~Patents. ( [J the patent ac1lon invoives 35 U.S.C. § 292.):
`[J Trademarks or
`
`DOCKET NO.
`
`PLAINTIFF
`
`SEVEN Networks, LLC
`
`DATEFlLED
`5/17/2017
`
`U.S. DlSTRlCT COURT
`Eastern District of Texas
`
`DEFENDANT
`
`ZTE (USA) Inc. and
`ZTE Corporation
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 8,811 ,952
`
`2 9,247,019
`
`3 9,325,600
`
`4 9,351,254
`
`5 9,516,127
`
`8/19/2014
`
`1/26/2016
`
`4/26/2016
`
`5/24/2016
`
`SEVEN Networks, LLC
`
`SEVEN Networks, LLC
`
`SEVEN Networks, LLC
`
`SEVEN Networks, LLC
`
`12/6/2016
`
`SEVEN Networks, LLC
`
`In the above-entitled case, the following patent(s)! trademark(s) have been included:
`
`DATE I~S~"V~Til7
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`n Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[J Answer
`
`[J Cross Bill
`
`[J Other Pleadmg
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 9,516,129
`
`2 9,553,816
`
`12/6/2016
`
`SEVEN Networks, LLC
`
`1/24/2017
`
`SEVEN Networks, LLC
`
`3
`
`4
`
`5
`
`[n the above----·entitled case, the following decision has been rendered or judgement issued:
`
`DECISIONiJUDGEMENT
`
`I l]lY) DEPUTI CLERK
`
`CollY 1-----ljpon initiation of action, mail this 1:opy to i)irector Copy 3·----U(WrB termination of adion, mail this mpy to nirector
`Copy 2----·IJpon filing document adding patent(s), mail this mpy to l)irector Copy 4·----Case file mpy
`
`Page 2 of 722
`
`

`

`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Northern District of Texas
`filed in the U.S. District Court
`on the following
`D Trademarks or
`~Patents. ( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`3:17-cv-01495-B
`PLAINTIFF
`
`SEVEN Networks LLC
`
`DATE FILED
`6/6/2017
`
`U.S. DISTRICT COURT
`Northern District of Texas
`
`DEFENDANT
`
`ZTE (USA) Inc
`ZTE Corporation
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`Please see attached list
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`Karen Mitchell
`
`(BY) DEPUTY CLERK
`s/R. Carter
`
`DATE
`
`6/6/2017
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Page 3 of 722
`
`

`

`Patent or Trademark Date of Patent
`or Trademark
`No.
`
`Holder of Patent or Trademark
`
`8,811,952
`
`9,247,019
`
`9,325,600
`
`9,351,254
`
`9,516,127
`
`9,516,129
`
`9,553,816
`
`8119/2014
`
`1/26/2016
`
`4/26/2016
`
`5/24/2016
`
`12/6/2016
`
`12/6/2016
`
`1/24/2017
`
`SEVEN Networks LLC
`
`SEVEN Networks LLC
`
`SEVEN Networks LLC
`
`SEVEN Networks LLC
`
`SEVEN Networks LLC
`
`SEVEN Networks LLC
`
`SEVEN Network LLC
`
`Page 4 of 722
`
`

`

`Case 2:17-cv-00440-JRG Document 3 Filed 05/18/17 Page 1 of 1 PageiD #: 276
`
`AO 120 (Rev 08/10)
`
`TO:
`
`Mail Stop 8
`Director ofthc U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A I)ATENT OR
`TRADEMARK
`
`[n Compliance with 35 tLS.C § 2.90 and/or 15 U.S. C. § ll 16 you are hereby advised that a court action has been
`Eastern District of Texas
`filed in the U.S. District Court
`on the following
`~Patents. ( [J the patent ac1lon invoives 35 U.S.C. § 292.):
`[J Trademarks or
`
`DOCKET NO.
`
`PLAINTIFF
`
`SEVEN Networks, LLC
`
`DATEFlLED
`5/17/2017
`
`U.S. DlSTRlCT COURT
`Eastern District of Texas
`
`DEFENDANT
`
`ZTE (USA) Inc. and
`ZTE Corporation
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 8,811 ,952
`
`2 9,247,019
`
`3 9,325,600
`
`4 9,351,254
`
`5 9,516,127
`
`8/19/2014
`
`1/26/2016
`
`4/26/2016
`
`5/24/2016
`
`SEVEN Networks, LLC
`
`SEVEN Networks, LLC
`
`SEVEN Networks, LLC
`
`SEVEN Networks, LLC
`
`12/6/2016
`
`SEVEN Networks, LLC
`
`In the above-entitled case, the following patent(s)! trademark(s) have been included:
`
`DATE I~S~"V~Til7
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`n Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[J Answer
`
`[J Cross Bill
`
`[J Other Pleadmg
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 9,516,129
`
`2 9,553,816
`
`12/6/2016
`
`SEVEN Networks, LLC
`
`1/24/2017
`
`SEVEN Networks, LLC
`
`3
`
`4
`
`5
`
`[n the above----·entitled case, the following decision has been rendered or judgement issued:
`
`DECISIONiJUDGEMENT
`
`I l]lY) DEPUTI CLERK
`
`CollY 1-----ljpon initiation of action, mail this 1:opy to i)irector Copy 3·----U(WrB termination of adion, mail this mpy to nirector
`Copy 2----·IJpon filing document adding patent(s), mail this mpy to l)irector Copy 4·----Case file mpy
`
`Page 5 of 722
`
`

`

`Case 2:17-cv-00441-JRG Document 3 Filed 05/18/17 Page 1 of 1 PageiD #: 277
`
`AO 120 (Rev 08/10)
`
`TO:
`
`Mail Stop 8
`Director ofthc U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A I)ATENT OR
`TRADEMARK
`
`[n Compliance with 35 tLS.C § 2.90 and/or 15 U.S. C. § ll 16 you are hereby advised that a court action has been
`Eastern District of Texas
`filed in the U.S. District Court
`on the following
`~Patents. ( [J the patent ac1lon invoives 35 U.S.C. § 292.):
`[J Trademarks or
`
`DOCKET NO.
`
`PLAINTIFF
`
`SEVEN Networks, LLC
`
`DATEFlLED
`5/17/2017
`
`U.S. DlSTRlCT COURT
`Eastern District of Texas
`
`DEFENDANT
`
`Samsung Electronics America, Inc.
`Samsung Electronics Co., Ltd.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 8,811 ,952
`
`2 9,247,019
`
`3 9,325,600
`
`4 9,351,254
`
`5 9,516,127
`
`8/19/2014
`
`1/26/2016
`
`4/26/2016
`
`5/24/2016
`
`SEVEN Networks, LLC
`
`SEVEN Networks, LLC
`
`SEVEN Networks, LLC
`
`SEVEN Networks, LLC
`
`12/6/2016
`
`SEVEN Networks, LLC
`
`In the above-entitled case, the following patent(s)! trademark(s) have been included:
`
`DATE I~S~"V~Til7
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`n Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[J Answer
`
`[J Cross Bill
`
`[J Other Pleadmg
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 9,516,129
`
`2 9,553,816
`
`12/6/2016
`
`SEVEN Networks, LLC
`
`1/24/2017
`
`SEVEN Networks, LLC
`
`3
`
`4
`
`5
`
`[n the above----·entitled case, the following decision has been rendered or judgement issued:
`
`DECISIONiJUDGEMENT
`
`I l]lY) DEPUTI CLERK
`
`CollY 1-----ljpon initiation of action, mail this 1:opy to i)irector Copy 3·----U(WrB termination of adion, mail this mpy to nirector
`Copy 2----·IJpon filing document adding patent(s), mail this mpy to l)irector Copy 4·----Case file mpy
`
`Page 6 of 722
`
`

`

`Case 2:17-cv-00442-JRG Document 4 Filed 05/18/17 Page 1 of 1 PageiD #: 344
`
`AO 120 (Rev 08/10)
`
`TO:
`
`Mail Stop 8
`Director ofthc U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A I)ATENT OR
`TRADEMARK
`
`[n Compliance with 35 tLS.C § 2.90 and/or 15 U.S. C. § ll 16 you are hereby advised that a court action has been
`Eastern District of Texas
`filed in the U.S. District Court
`on the following
`~Patents. ( [J the patent ac1lon invoives 35 U.S.C. § 292.):
`[J Trademarks or
`
`DOCKET NO.
`
`PLAINTIFF
`
`SEVEN Networks, LLC
`
`DATEFlLED
`5/17/2017
`
`U.S. DlSTRlCT COURT
`Eastern District of Texas
`
`DEFENDANT
`
`Google Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 8,811 ,952
`
`2 9,247,019
`
`3 9,325,600
`
`4 9,351,254
`
`5 9,516,127
`
`8/19/2014
`
`SEVEN Networks, LLC
`
`1/26/2016
`
`SEVEN Networks, LLC
`
`4/26/2016
`
`5/24/2016
`
`SEVEN Networks, LLC
`
`SEVEN Networks, LLC
`
`12/6/2016
`
`SEVEN Networks, LLC
`
`In the above-entitled case, the following patent(s)! trademark(s) have been included:
`
`DATE I~S~"V~Til7
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`n Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[J Answer
`
`[J Cross Bill
`
`[J Other Pleadmg
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 9,516,129
`
`2 9,553,816
`
`3 8,078,158
`
`4 9,386,433
`
`5 9,444,812
`
`12/6/2016
`
`SEVEN Networks, LLC
`
`1/24/2017
`
`SEVEN Networks, LLC
`
`12/13/2011
`
`SEVEN Networks, LLC
`
`7/5/2016
`
`SEVEN Networks, LLC
`
`9/13/2016
`
`SEVEN Networks, LLC
`
`[n the above----·entitled case, the following decision has been rendered or judgement issued:
`
`DECISIONiJUDGEMENT
`
`I l]lY) DEPUTI CLERK
`
`CollY 1-----ljpon initiation of action, mail this 1:opy to i)irector Copy 3·----U(WrB termination of adion, mail this mpy to nirector
`Copy 2----·IJpon filing document adding patent(s), mail this mpy to l)irector Copy 4·----Case file mpy
`
`Page 7 of 722
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`DATED
`INVENTOR(S)
`
`: 9,553,816 B2
`: 15/077370
`:January 24, 2017
`: Michael Luna, Ari Backholm and Steve Peterson
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Claims
`
`In Column 50, Line 35, delete "mobile the" and insert-- the mobile --, therefor.
`
`Signed and Sealed this
`Seventh Day of March, 2017
`
`Michelle K. Lee
`Director of the United States Patent and Trademark Office
`
`Page 8 of 722
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent of: Luna, et al.
`
`Patent No.: 9,553,816
`
`Issued: January 24, 2017
`
`For: Optimizing Mobile Network Traffic
`Coordination Across Multiple Applications
`Running on a Mobile Device
`
`Attorney's Docket No: 455/102/6 UTIL
`
`PATENTED
`
`PETITION FOR CERTIFICATE OF CORRECTION
`
`Patentee hereby petitions pursuant to 35 U.S.C. § 255 and 37 C.F.R. § 1.323
`
`that a Certificate of Correction be granted for the above-styled patent. The requisite fee
`
`of $100.00 under §1.20(a) is included.
`
`The requested correction is as follows:
`
`Col. 50, line 35: change "mobile the" to "the mobile"
`
`The requested amendment does not introduce new matter. The correction of
`
`"mobile the" was a mistake of a minor character, which is properly correctable by
`
`Certificate of Correction pursuant to 35 USC § 255.
`
`Respectfully submitted,
`
`/Justin R. Nifong/
`Justin R. Nifong
`Registration No.: 59,389
`
`Dated: February 2, 2017
`
`NK Patent Law, PLLC
`4917 Waters Edge Drive, Suite 275
`Raleigh, NC 27606
`
`Telephone: (919) 348-2194
`Facsimile:
`(919) 882-8195
`
`Page 9 of 722
`
`

`

`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also Form PT0-1 050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`9,553,816
`
`APPLICATION NO.: 15/077,370
`
`ISSUE DATE
`
`January 24, 2017
`
`INVENTOR(S)
`
`Michael Luna, Ari Backholm and Steve Peterson
`
`Page _1_ of _1_
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`In the Claims
`
`In Column 50, Line 35, delete "mobile the" and insert-- the mobile--, therefor.
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`Justin R. Nifong, NK Patent Law, PLLC, 4917 Waters Edge Drive, Suite 275, Raleigh, NC 27606
`
`This collection of information is required by 37 CFR 1 .322, 1 .323, and 1 .324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`Page 10 of 722
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Page 11 of 722
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`15077370
`
`22-Mar-2016
`
`Title of Invention:
`
`OPTIMIZING MOBILE NETWORK TRAFFIC COORDINATION ACROSS MULTIPLE
`APPLICATIONS RUNNING ON A MOBILE DEVICE
`
`First Named Inventor/Applicant Name:
`
`Michael Luna
`
`Filer:
`
`Justin Robert Nifong/Danna Donovan
`
`Attorney Docket Number:
`
`455/102/6 UTIL
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Certificate of correction
`
`1811
`
`1
`
`100
`
`100
`
`Page 12 of 722
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`100
`
`Page 13 of 722
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`28243480
`
`15077370
`
`International Application Number:
`
`Confirmation Number:
`
`4662
`
`Title of Invention:
`
`OPTIMIZING MOBILE NETWORK TRAFFIC COORDINATION ACROSS MULTIPLE
`APPLICATIONS RUNNING ON A MOBILE DEVICE
`
`First Named Inventor/Applicant Name:
`
`Michael Luna
`
`Customer Number:
`
`118194
`
`Filer:
`
`Justin Robert Nifong/Danna Donovan
`
`Filer Authorized By:
`
`Justin Robert Nifong
`
`Attorney Docket Number:
`
`455/102/6 UTIL
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`02-FEB-2017
`
`22-MAR-2016
`
`13:30:18
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`yes
`
`CARD
`
`$100
`
`RAM confirmation Number
`
`0202171NTEFSW133101 00
`
`Deposit Account
`
`Authorized User
`
`506191
`
`Justin Nifong
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Page 14 of 722
`
`

`

`37 CFR 1.19 (Document supply fees)
`
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1
`
`Request for Certificate of Correction
`
`455-1 02-6-20170202-
`PetitionforCertificateofCorrecti
`on.pdf
`
`683 c1465466f25 55 34e8dd 7 d4d 1 ff57 e8a 7f
`c913
`
`15658
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`2
`
`Request for Certificate of Correction
`
`455-1 02-6-20170202-
`CertificateofCorrection.pdf
`
`164268
`
`22b1 d5811 Of51 Ofed451 e5836f79a0483fd7
`be9c
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`3
`
`Fee Worksheet (SB06)
`
`fee-info. pdf
`
`no
`
`2
`
`858c6c43058224f607b 1 a8c6c923f561 563a
`Sb33
`
`30614
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`210540
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 15 of 722
`
`

`

`UNITED STATES pATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`15/077,370
`
`ISSUE DATE
`
`01124/2017
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9553816
`
`4551102/6 UTIL
`
`4662
`
`01/04/2017
`7590
`118194
`NK Patent Law- Seven Networks
`4917 Waters Edge Drive
`Suite 275
`Raleigh, NC 27606
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Michael Luna, San Carlos, CA;
`Seven Networks, LLC, Marshall, TX;
`Ari Backholm, San Carlos, CA;
`Steve Petersen, Los Gatos, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Page 16 of 722
`
`

`

`PTO/SB/OBa (03-15)
`Approved for use through 07/3112016. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15077370
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`;1016-03-22
`I ~ichael Luna
`12469
`
`Examiner Name
`
`I AMBAYE, MEWALEA
`
`Attorney Docket Number
`
`1455/102/6 UTIL
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I Add
`I
`I Remove I
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button .I Add
`I
`I Remove I
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`No Number3
`Initial*
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add
`I
`I Remove I
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`,_
`
`ALL REFERENCES COI~SiDERED EXCEPT WHERE UNED THROUGH. /fvl.A.t
`
`EFSWeb 2.1.17
`
`Page 17 of 722
`
`

`

`Receipt date: 03/22/2016
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`15077370
`
`2016-03-22
`
`First Named Inventor
`
`I Michael Luna
`
`Art Unit
`
`2469
`
`Examiner Name
`
`I AMBAYE, MEWALE A
`
`Attorney Docket Number
`
`455/102/6 UTIL
`
`1
`
`~SPTO, Notice of Allowance for U.S. Patent Application No. 15/205,036, mailed November 17, 2016
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add
`EXAMINER SIGNATURE
`
`Examiner Signature II
`
`tMewale /lmba)'&i
`
`I
`
`I Date Considered
`
`II
`
`12/1412016
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WI PO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WI PO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. iM A./
`
`EFSWeb 2.1.17
`
`Page 18 of 722
`
`

`

`UNITED STATES pATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/077,370
`
`03/22/2016
`
`Michael Luna
`
`455/102/6 UTIL
`
`4662
`
`12/22/2016
`7590
`118194
`NK Patent Law- Seven Networks
`4917 Waters Edge Drive
`Suite 275
`Raleigh, NC 27606
`
`EXAMINER
`
`AMBA YE, MEW ALE A
`
`ART UNIT
`
`PAPER NUMBER
`
`2469
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`12/22/2016
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`usptomail @nkpatentlaw .com
`abackholm@ seven. com
`eofficeaction@ appcoll.com
`
`PTOL-90A (Rev. 04/07)
`
`Page 19 of 722
`
`

`

`UNITED STATES DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO./
`CONTROL NO.
`15/077,370
`
`FILING DATE
`
`22 March, 2016
`
`FIRST NAMED INVENTOR I
`PATENT IN REEXAMINATION
`LUNAET AL.
`
`ATTORNEY DOCKET NO.
`
`4551102/6 UTIL
`
`NK Patent Law- Seven Networks
`4917 Waters Edge Drive
`Suite 275
`Raleigh, NC 27606
`
`EXAMINER
`
`MEWALE AMBAYE
`
`ART UNIT
`
`PAPER
`
`2469
`
`20161214
`
`DATE MAILED: 14 December, 2016
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`The IDS filed on 12/08116 has been considered by the examiner.
`
`Commissioner for Patents
`
`/IAN N. MOORE/
`Supervisory Patent Examiner, Art Unit 2469
`
`/MEWALE AMBAYE/
`Examiner, Art Unit 2469
`
`PT0-90C (Rev.04-03)
`
`Page 20 of 722
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION
`NUMBER
`15/077,370
`
`FILING or
`37l(c)DATE
`03/22/2016
`
`FIL FEE REC'D
`2400
`
`118194
`NK Patent Law- Seven Networks
`4917 Waters Edge Drive
`Suite 275
`Raleigh, NC 27606
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`ATTY.DOCKET.NO
`455/102/6 UTIL
`
`1
`1
`CONFIRMATION NO. 4662
`UPDATED FILING RECEIPT
`111111111111111111111111~~m~~m~~~~~~ ~~~~111111111111111111111111
`
`Date Mailed: 12/15/2016
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing