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`Electronic Version v1.1
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`Stylesheet Version v1.1
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`SUBMISSION TYPE:
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`I NEW ASSIGNMENT
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`NATURE OF CONVEYANCE:
`
`ASSIGNMENT
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`CONVEYING PARTY DATA
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`
`
`
`Sidney A. Barker
`I10/19/2006
`
`Anthony Klodowski
`I 10/19/2006
`John D'Atre
`I 10/06/2006
`Einar Larsen
`I 10/09/2006
`Goran Drobnjak
`I—
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`RECEIVING PARTY DATA
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`
`
` Fax Number:
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`PROPERTY NUMBERS Total: 1
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`Application Number:
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`11551430
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`CORRESPONDENCE DATA
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`Correspondence will be sent Via US Mail when the fax attempt is unsuccessfijl.
`Phone:
`314-621-5070
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`(314)612-2307
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`Email:
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`tpaterson@armstrongteasdale.com
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`Correspondent Name:
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`Patrick W. Rasche
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`Address Line 1:
`Address Line 2:
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`1 Metropolitan Square
`Suite 2600
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`Address Line 4:
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`St. Louis, MISSOURI 63102
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`11551430
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`CH$40.00
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`ATTORNEY DOCKET NUMBER:
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`I 199352
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`NAME OF SUBMITTER:
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`Patrick W. Rasche
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`l—PATENT—l
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`500167669
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`REEL: 018418 FRAME: 0118
`Vestas Ex 1016-p. 1
`Vestas Ex 1016-p. 1
`Vestas v GE
`Vestas v GE
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`Total Attachments: 6
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`82061835
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`source=199352 Assignment 2OOCT2006
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`82061835
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`82061835
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`source=199352 Assignment 2OOCT2006
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`AAAAAA VVVVVV
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`PATENT
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`REEL: 018418 FRAME: 0119
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`Vestas v GE
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`DOCKET NUMBER: 199352
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`ASSIGNMENT
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`In accordance with my/our obligations under an Employee Innovation and Proprietary Information
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`Agreement or (as applicable) arising out of other agreements (such as, but not limited to, the Services
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`Agreement between the General Electric Company, a New York Corporation, and my employer), and/or for
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`other good and valuable consideration of which I/we acknowledge receipt, I/we,
`
`Sidney A, Barker
`
`Anthony Klodowski
`John D’Atre
`Einar Larsen
`
`Goran Drobnj ak
`
`of
`
`of
`or
`of
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`of
`
`4314 Mountain Pass Road, Troutville VA 24175
`
`815 Altice Lane, Hardy. VA 24101
`2421 NW 127‘“ St., Vancouver, VA 98685
`814 Charlton Rd., Charlton, NY 12019
`
`829 Worcester Dr., lekayuna, NY 12309
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`hereby sell and assign to General Electric Company, a New York Corporation, (hereinafter referred to as
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`Assignee) having an address at 1 River Road, Schenectady, New York 12345, USA, its successors and
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`assigns my (our) entire respective right(s), title(s) and interest(s) in and to the invention and improvements
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`invented and originated by rue/us and descnhed in the application for United States Patent currently entitled:
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`METHOD AND APPARATUS FOR OPERATING ELECTRICAL MACHINES
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`E executed concurrently herewith,
`having Serial Number:
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`[j filed on:
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`and any and all applications for patent and patents therefrom in any and all countries, including all divisions,
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`continuations, reexaminations and reissues thereof, and all rights of priority resulting from the filing of said
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`United States application, and authorize and request any official whose duty it is to issue patents, to issue
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`any patent on said inventions and improvements resulting therefrom to said Assignee, or its successors or
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`assigns and agree that on request and without further consideration, but at the expense of said Assignee, I/we
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`will communicate to said Assignee or its representatives or nominees any facts known to mac/us respecting
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`said inventions and improvements and testify in any legal proceeding, sign all lawful papers, execute all
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`divisional, continuation, reexamination and reissue applications, make all rightful oaths and generally do
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`everything possible to aid said Assignee, its successors, assigns, and nominees to obtain and enforce proper
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`patent protection for said invention and its improvements in all countries. Remuneration claims of the
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`inventor(s)/assignor(s) potentially arising from the German Law on Employee Inventions (LEI) remain
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`unaffected by this assignment.
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`Page I of 6
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`mom
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`DOCKET NUMBER: 199352.
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`Signamm:WmDate:WSidney A. Bar
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`Wmmwm Ill/l7 #05
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`Signature
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`6/4me a;
`Primed Name ofWiflmss
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`Witnessedby:
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`Z :1~;;Lb?1§3
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`Signature
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`.
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`.
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`VA I'm! :0 SW vt'{+
`PrimadName “Witness
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`Date:
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`{0; I? ,5 25°C;
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`—
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`
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`SECTION BELOW IS FOR USE ONLY IF SIGNING IN PRESENCE OF A
`NOTARY
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` .
`
`Sidney A. Barker
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`ts:
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`IQZZEZ'EQQQD
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`flérwfl:
`STATE OF
`COUNTY OF ,4“ng
`This 42"“dayof @443?W& ,Agbefmeme personanycametheabove-
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`SS.
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`named Sidney A. Barker in me personally known as the individual who executed the
`fmgoing assignmnnt, who acknowledged to me that helshe executed the same of his/her
`awnfi'ee will forth: purposes therein satforth.
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`
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`PageZofG
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`PATENT
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`Vestas Ex 1016-p. 4
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`Vestas v GE
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`DOCKET NUMBER; 199352
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`Date: {7/95/3995
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`Date: fol inf/WE
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`Printed Name ofWimess
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`Wimessedby: gag: file;
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`Signal-me
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`7
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`‘
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`Date:
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`(a; 1’ 7 g 2-9“;
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`“fl” EMU-LL
`Printed Name of Witness
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`SECTION BELOW IS FOR USE ONLY IF SIGNING IN PRESENCE OF A
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`
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`This 29 why of (Mid- , ”(5 before me personally came the above-
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`named Anthony Klodomki, to me personally known as the individual who executed the
`faregoing aesignment, who acknowledged to me that he/she 91:3de the same of his/her
`own fiecwillforthe pmposesflzcrcinsctforth.
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`P3533 01'6
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`PATENT
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`REEL: 018418 FRAME: 01.22
`Vestas Ex 1016-p. 5
`Vestas Ex 1016-p. 5
`Vestas v GE
`Vestas v GE
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`INVENTOR 3
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`DOCKET NUIVIBER: 1993 52
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`D’At
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`Signature
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`‘1 (706
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`6 Otmflé‘fl
`1’31 '62 Q 9
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`Date:
`I
`r
`j
`SignaturetJ
`Witnessed by: ;Q@fig Date:
`.-S;by
`Witnessed by:
`Jae“; A May
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`Printed Name of Witness
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`Printed ame of Witness
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`Date: 7 /cD/éAé
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`
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`SECTION BELOW IS FOR USE ONLY IF SIGNING 1N PRESENCE OF A
`NOTARY
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`
`
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`Date:
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`John D’Atre
`
`STATE OF
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`COUNTY OF
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`55.
`
`
`before me personally came the above-
`day of
`This
`named John D’Atre, to me personally known as the individual who executed the foregoing
`assignment, who acknowledged to me that helshe executed the same of hisfher own free will
`for the purposes therein set forth.
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`
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`Seal
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`(Notary Public)
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`PATENT
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`REEL: 018418 FRAME: 0123
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`Vestas v GE
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`DOCKET NUMBER: 199352
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`INVENTOR 4
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`Signature-fly“ 4% Date' @VM159‘
`Witnessed by: *5MW%
`Date:
`(-76 7" 7! 7066‘
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`Einar Larsen
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`Signature
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`NW Hind); W fifruLc'fZA
`Printed Name of Witness
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`WitnessedbyM Date M 124;)00'9
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`584'Or" -11:flfa
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`Signature
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`Printed Name of Witness
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`
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`SECTION BELOW IS FOR USE ONLY IF SIGNING IN PRESENCE OF A
`NOTARY
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`
`Einar Larsen
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`STATE 0F
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`-
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`_ COUNTY OF
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`Date:
`
`55.
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`
`
`
`
`day of
`This
`before me personally came the above-.
`named Einar Larsen, to me personally known as the individual who executed the foregoing
`assignment, who acknowledged to me that helshe executed the same of his/her own free will
`for the purposes therein set forth.
`
`Seal
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`(Notary Public)
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`Page 5 of6
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`PATENT
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`REEL: 018418 FRAME: 0124
`Vestas Ex 1016-p. 7
`Vestas Ex 1016-p. 7
`Vestas v GE
`Vestas v GE
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`INVENTOR 5
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`Signature: é:leg é‘ #
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`Goran Drobnjak
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`Witnessed by:
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`Signature
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`DOCKET NUMBER: 199352
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`Date:
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`/0(_09 g 200 Q
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`Date: /5’ {/2 QQQ 4
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`' ”63..
`Printed Name of Witness
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`Witnessed by:
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`Signature
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`Date:
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`(‘
`a: r /, 7605
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`FE AILLHQ‘
`Ali; &'g/Js‘
`Printed Name of Witness
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`
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`SECTION BELOW IS FOR USE ONLY IF SIGNING IN PRESENCE OF A
`NOTARY
`
`
`Goran Drobnjak
`
`STATE OF
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`COUNTY OF
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`Date:
`
`SS.
`
`
`before me personally came the above—
`day of
`This
`named Goran Drobnjak, to me personally known as the individual who executed the
`foregoing assignment, who acknowledged to me that he/she eXecuted the same of his/her
`own free will for the purposes therein set forth.
`
`
`
`Seal
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`(Notary Public)
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`Page 6 of6
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`RECORDED: 10/20/2006
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`PATENT
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`REEL: 018418 FRAME: 0125
`Vestas Ex 1016-p. 8
`Vestas Ex 1016-p. 8
`Vestas v GE
`Vestas v GE
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