throbber
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant: Brian Ault, et al.
`
`Application No: 12/553,107
`
`Filed: September 3, 2009
`
`Attorney Docket No: POZN.P0026US
`
`Examiner: Gina C. Yu Justice
`
`Confirmation No. 5949
`
`Title: Method for Delivering a Pharmaceutical Composition to Patient in Need Thereof
`
`CERTIFICATE OF ELECTRONIC TRANSMISSION
`
`I hereby certify that this correspondence is being electronically filed with the
`United States Patent and Trademark Office via EFS-Web on the date below:
`
`September 25. 2015
`Date
`
`/Steven L. Highlander/
`Steven L. Highlander
`
`RESPONSE TO FINAL OFFICE ACTION MAILED MARCH 26, 2015
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`This is in response to the Office Action ("Action") mailed on March 26, 2015, to
`
`which a response is due on September 26, 2015, by virtue of the accompanying Petition for
`
`Extension of Time (3 months) and payment of fees. No other fees are believed due in
`
`connection with this response; however, should applicants payment be missing, or any other
`
`fees due, the Commissioner is authorized to debit Parker Highlander PLLC Deposit Acct. No.
`
`50-5902/POZN.P0026US/SLH.
`
`A Listing of Claims begins on page 2 of this response; Remarks begin on page 5.
`
`[00274186}
`
`Page 1
`
`DRL EXHIBIT 1040 PAGE 1
`
`

`

`LISTING OF CLAIMS
`
`The following listing of claims replaces all previous listings or versions thereof:
`
`1-18.
`
`(Canceled)
`
`19.
`
`(Previously presented) A method for treating osteoarthritis, rheumatoid
`
`arthritis, or ankylosing spondylitis comprising orally administering to a patient in need thereof
`
`an AM unit dose form and, 10 hours (±20%) later, a PM unit dose form, wherein:
`
`the AM and PM unit dose forms each comprises:
`
`naproxen, or a pharmaceutically acceptable salt thereof, in an
`
`amount to provide 500 mg of naproxen, and
`
`esomeprazole, or a pharmaceutically acceptable salt thereof, in an
`
`amount to provide 20 mg of esomeprazole;
`
`said esomeprazole, or pharmaceutically acceptable salt thereof, is released from said
`
`AM and PM unit dose forms at a pH of 0 or greater,
`
`the AM and PM unit dose forms target:
`
`i) a pharmacokinetic (pk) profile for naproxen where:
`
`a)
`
`for the AM dose of naproxen, the mean Cmax is 86.2 µg/mL (±20%)
`
`and the median T max is 3.0 hours (±20% ); and
`
`b)
`
`for the PM dose of naproxen, the mean Cmax is 7 6. 8 µg/mL ( ±20%)
`
`and the median Tmax is 10 hours (±20%); and
`
`ii) a pharmacokinetic (pk) profile for esomeprazole where:
`
`a)
`
`for the AM dose of esomeprazole, the mean area under the plasma
`
`concentration-time curve from when the AM dose is administered
`
`to 10 hours (±20%) after the AM dose is administered (AUC0_10,am)
`
`is 1216 hr*µg/mL (±20%),
`
`b)
`
`for the PM dose of esomeprazole, the mean area under the plasma
`
`concentration-time curve from when the PM dose is administered
`
`to 14 hours (±20%) after the PM dose is administered (AUC0_14,pm)
`
`is 919 hr*µg/mL (±20%), and
`
`c)
`
`the total mean area under the plasma concentration-time curve for
`
`esomeprazole from when the AM dose is administered to 24 hours
`
`[00274186}
`
`Page 2
`
`DRL EXHIBIT 1040 PAGE 2
`
`

`

`(±20%) after the AM dose is administered (AUC0_24) is 2000
`
`hr*µg/mL (±20%); and
`
`the AM and PM unit dose forms further target a mean % time at which intragastric
`
`pH remains at about 4.0 or greater for about a 24 hour period after reaching steady state
`
`that is at least about 60%.
`
`20-28. (Canceled)
`
`29.
`
`(Previously presented) The method according to claim 19, wherein the mean%
`
`time at which intragastric pH remains at about 4.0 or greater for about a 24 hour period after
`
`reaching steady state is at least about 71 %.
`
`30-32. (Canceled).
`
`33.
`
`(Previously presented) The method according to claim 19, wherein said AM
`
`and PM unit dose forms are administered for a period of at least about 6 days.
`
`34.
`
`(Previously presented) The method according to claim 19, wherein said AM
`
`and PM unit dose forms are administered for a period of at least about 9 days.
`
`35-39. (Canceled)
`
`40.
`
`(Previously presented) The method according to claim 19, wherein said AM
`
`and PM unit dose forms are each a multilayer tablet comprising at least one core and at least a
`
`first layer and a second layer, wherein:
`
`i)
`
`ii)
`
`said core comprises naproxen, or pharmaceutically acceptable salt thereof;
`
`said first layer is a coating that at least begins to release the naproxen, or
`
`pharmaceutically acceptable salt thereof, when the pH of the surrounding
`
`medium is about 3.5 or greater; and
`
`iii)
`
`said second layer comprises esomeprazole or a pharmaceutically acceptable
`
`salt thereof, wherein said esomeprazole or pharmaceutically acceptable salt
`
`thereof is released at a pH of from 0 or greater.
`
`41.
`
`(Canceled)
`
`[00274186}
`
`Page 3
`
`DRL EXHIBIT 1040 PAGE 3
`
`

`

`42.
`
`(Previously presented) The method according to claim 40, wherein said
`
`esomeprazole or pharmaceutically acceptable salt thereof is released at a pH of from 0 to
`
`about 2.
`
`43-44. (Canceled)
`
`45.
`
`(Previously presented) The method according to claim 40, wherein said multi-
`
`layer tablet is substantially free of sodium bicarbonate.
`
`46-47. (Canceled)
`
`[00274186}
`
`Page 4
`
`DRL EXHIBIT 1040 PAGE 4
`
`

`

`I.
`
`Status of the claims
`
`REMARKS
`
`Claims 19, 29, 33, 34, 40, 42 and 45 are pending in the application and stand rejected
`
`under 35 U.S.C. § 103 and for obviousness-type double-patenting. The specific grounds for
`
`rejection, and applicants' response thereto, are set out in detail below.
`
`II.
`
`Rejection under 35 U.S.C. §103
`
`Claims 19, 29, 33, 34, 40, 42, and 45 are rejected over Hassan-Alin et al. in view of
`
`Plachetka (U.S. Patent 6,926,907). Applicants traverse.
`
`Hassan-Alin is cited as teaching that there are no drug-drug interactions between
`
`esomeprazole and naproxen, as demonstrated by a study in human subjects. In addition, the
`
`reference indicates that esomeprazole is expected to be more effective than other PPI's against
`
`NSAID-associated ulcers and to provide GI protection. Plachetka is cited as teaching a
`
`coordinated delivery of NSAIDS, including naproxen, with an acid inhibitor. From this, the
`
`examiner argues that use of esomeprazole in combination with naproxen, using an AM-PM
`
`dosing regimen, would be obvious.
`
`To establish prima facie obviousness of a claimed invention, all the claim features
`
`must be taught or suggested by the prior art. In re Royka, 490 F.2d 981, 180 USPQ 580
`
`(CCPA 1974). Indeed, all words in a claim must be considered in judging the patentability of
`
`that claim against the prior art. In re Wilson, 424 F.2d 1382, 1385, 165 USPQ 494, 496
`
`(CCPA 1970). Once again, the examiner has not addressed at least the following highlighted
`
`claim features:
`
`A method for treating osteoarthritis, rheumatoid arthritis, or ankylosing
`spondylitis comprising orally administering to a patient in need thereof an AM unit
`dose form and, 10 hours (±20%) later, a PM unit dose form, wherein:
`the AM and PM unit dose forms each comprises:
`naproxen, or a pharmaceutically acceptable salt thereof, in
`an amount to provide 500 mg of naproxen, and
`
`[00274186}
`
`Page 5
`
`DRL EXHIBIT 1040 PAGE 5
`
`

`

`b)
`
`esomeprazole, or a pharmaceutically acceptable salt thereof,
`in an amount to provide 20 mg of esomeprazole;
`said esomeprazole, or pharmaceutically acceptable salt thereof, is released
`from said AM and PM unit dose forms at a pH of 0 or greater,
`the AM and PM unit dose forms target:
`i) a pharmacokinetic (pk) profile for naproxen where:
`for the AM dose of naproxen, the mean Cmax is 86.2
`a)
`µglmL (±20%) and the median Tmax is 3.0 hours (±20%);
`and
`for the PM dose ofnaproxen, the mean Cmax is 76.8 µglmL
`( ±20%) and the median T max is 10 hours ( ±20% ); and
`ii) a pharmacokinetic (pk) profile for esomeprazole where:
`for the AM dose of esomeprazole, the mean area under the
`a)
`plasma concentration-time curve from when the AM dose
`is administered to 10 hours ( ±20%) after the AM dose is
`administered (AUCo.10,am) is 1216 hr*µglmL (±20%),
`for the PM dose of esomeprazole, the mean area under the
`plasma concentration-time curve from when the PM dose
`is administered to 14 hours (±20%) after the PM dose is
`administered (AUC0.14,pm) is 919 hr*µglmL (±20%), and
`the total mean area under the plasma concentration-time
`curve for esomeprazole from when the AM dose is
`administered to 24 hours ( ±20%) after the AM dose is
`administered (AUC0_24) is 2000 hr*µglmL (±20%); and
`the AM and PM unit dose forms further target a mean % time at which
`intragastric pH remains at about 4.0 or greater for about a 24 hour period after
`reaching steady state that is at least about 60%.
`
`b)
`
`c)
`
`There simply is no question, on the record, that the cited art lacks any teaching or suggestion
`
`of these features.
`
`Applicants begin by directing the examiner to the decision in In re Cyclobenzaprine
`
`Hydrochloride Extended-Release Capsule Patent Litigation (Fed. Cir. 2012), the facts and
`
`holding of which are relevant to the instant application. There, the Federal Circuit concluded
`
`that the district court's determination of obviousness was in error because the district court
`
`failed to consider the lack of a known pharmacokinetic (pK)lpharmacodynamics (pD)
`
`[00274186}
`
`Page 6
`
`DRL EXHIBIT 1040 PAGE 6
`
`

`

`relationship for the claimed drug formulation. 1 The same arguments apply to the instant
`
`application.
`
`In In re Cyclobenzaprine, the Federal Circuit criticized the district court in its
`
`improper assumption of bioequivalence between immediate release and extended release drug
`
`forms. Here, the examiner similarly argues expected equivalence between immediate release
`
`esomeprazole (present claims) and extended release esomeprazole (Hassan-Alin), which as
`
`shown in the present specification, is not supported by the data. 2 Key in this aspect of the
`
`Federal Circuit's holding was that cyclobenzaprine "lacked a known pK/pD relationship at
`
`the time of invention," which the Federal Circuit believed was critically important because
`
`"[w]ithout such a known relationship [], skilled artisans could not predict whether any
`
`particular pK profile, including a bioequivalent one, would produce a therapeutically effective
`
`formulation" (emphasis added).
`
`Likewise, in the instant application, claim 19 focuses on esomeprazole and naproxen
`
`pharmacokinetic ("pK") profiles (see Applicants' specification, pp. 43-53), and
`
`the
`
`pharmacodynamic ("pD") endpoint wherein the mean % of time for which the patient's
`
`intragastric pH remains at about 4.0 or greater for about 24 hours after reaching steady state is
`
`at least about 60% (see Applicant's specification, Table 4, p. 41 (mean % time of pH >4.0 =
`
`71.35 (SD = 13.01))), for PN400/E20 (having immediate release esomeprazole) in
`
`Example 1. These profiles and endpoint were not a "known pK/pD relationship at the time of
`
`invention," and in fact were unexpected and surprising in light of the data also found in
`
`Applicants' specification showing significantly different results for EC E20+naproxen
`
`(having extended release esomeprazole), as shown at least by the following results:
`
`1 In particular, the court focused on the pharmacokinetic values in claim 3.
`2 See discussion of Hassan-Alin et al., 2005 in Section II(A), below, regarding this point.
`Page 7
`100274186}
`
`DRL EXHIBIT 1040 PAGE 7
`
`

`

`•
`
`"On Day 9,
`
`... PN400/E20 treatments resulted in a greater percent time with
`
`intragastric pH>4.0
`
`than
`
`treatment with EC E20 + naproxen"
`
`(Applicants'
`
`specification, p. 41 and see Table 4);
`
`•
`
`"By Day 9, however, the esomeprazole AUC0_10 for the PN400/E20 treatment group
`
`was greater than the EC E20 + naproxen treatment group (1216 vs 1046 hr·ng/mL,
`
`respectively) and Cmax,am from the PN400/E20 treatment group was almost double that
`
`of the EC E20+naproxen treatment group (715 vs 435 ng/mL, respectively)."
`
`(Applicants specification, p. 47);
`
`•
`
`"Repeat doses of PN 400/E30 and PN 400/E20 resulted in faster onset of increased
`
`intragastric pH (at about 1 hour post dose) than EC E20 + naproxen, which was at
`
`about 1.5 hours post-dose (Figure 1). As shown in the Figure 8A, the release of
`
`naproxen from PN 400 occurred 1. 5 to 2 hours post AM dose. Before naproxen was
`
`absorbed to peak concentrations following PN 400 treatment, intragastric pH had
`
`already achieved high levels, well above pH 4.0 (Figure 8A). In fact, with the BID
`
`regimen of PN 400/E20, given 1 hour before a meal, the intragastric pH was
`
`maintained at above 4.0 for greater than 70% of time over a 24-hour period, which
`
`would encompass any rise in plasma naproxen concentrations throughout the day. In
`
`contrast, EC E20 + naproxen produced peak naproxen concentrations that preceded
`
`the increase in intragastric pH (Figure 8B ). In fact, peak naproxen concentrations
`
`occurred 1 to 2 hours post dose, which coincided with the time period when
`
`intragastric pH was lowest." (Applicants' specification, p. 54).
`
`This extended period of pH at 4.0 or greater provided by PN400/E20 (having immediate
`
`release esomeprazole) over EC E20+naproxen (having extended release esomeprazole) is
`
`believed to be advantageous toward protecting patients from adverse effects of naproxen, and
`
`is a surprising and unexpected result given that this difference is maintained over an extended
`
`[00274186}
`
`Page 8
`
`DRL EXHIBIT 1040 PAGE 8
`
`

`

`period of time even though both formulations include esomeprazole, which as the examiner
`
`asserts, was known to provide "more time with intragastric pH>4 than other proton pump
`
`inhibitors." See Action at page 3. Therefore, as shown above, it is improper for the examiner
`
`to assume bioequivalence between immediate release and extended release esomeprazole drug
`
`forms (just as the district court did in In re Cyclobenzaprine, before being reversed by the
`
`Federal Circuit).
`
`In In re Cyclobenzaprine,, the Federal Circuit also distinguished its findings over KSR
`
`Int'l Co. v. Teleflex Inc., quoting that opinion for the proposition that an invention is obvious
`
`when the skilled worker pursues "known options" from "a finite number of identified,
`
`predictable solutions" (emphasis added) The Federal Circuit went on to analogize the district
`
`court's opinion with the Federal Circuit's language in In re Kubin, 561 F.3d 1351, 1359 (Fed.
`
`Cir. 2009) as an improper obviousness analysis that is really hindsight reconstruction: when a
`
`defendant is "'merely throw[ing] metaphorical darts at a board' in hopes of arriving at a
`
`successful result," and "the prior art gave either no indication of which parameters were
`
`critical or no direction as to which of many possible choices is likely to be successful," this is
`
`not obviousness but hindsight reconstruction.
`
`In summary, on facts very similar to those presented here, the USPTO's reviewing
`
`court struck down a comparable finding of unpatentability on the grounds that the prior art's
`
`general guidance was insufficient to render a claim obvious where that claim recited specific
`
`pK/pD parameters that were nowhere present in the art, nor could they be selected from a
`
`"finite" number of options readily apparent to those of skill in the art. As such, there is no
`
`justification for holding that the presently claimed subject matter was reasonable suggested by
`
`Hassan-Alin, even when taken in view of Plachetka.
`
`[00274186}
`
`Page 9
`
`DRL EXHIBIT 1040 PAGE 9
`
`

`

`A.
`
`Enteric Coating
`
`Applicants previously asserted that it was almost certain that the esomeprazole used
`
`by Hassan-Alin was enterically-coated. Thus, any attempted extrapolation from this material
`
`to the pharmacokinetic profile of esomeprazole of the present claims is completely
`
`inappropriate due to the fact that the esomeprazole used to generate the data that is embodied
`
`in the present claims was not enterically-coated. This provides yet another reason that the
`
`skilled artisan could not have envisioned, nor expected to succeed with, the presently claimed
`
`subject matter.
`
`The examiner argues that Applicants have presented no evidence that the form of
`
`esomeprazole in Hassan-Alin is enterically-coated. As a preliminary matter, it should be noted
`
`that it is the examiner's burden, not Applicants', to establish that the cited art is in fact
`
`relevant to the claimed subject matter, as well as how. Here all Applicants need to do is point
`
`out there is no evidence of record that Hassan-Alin's esomeprazole was not enteric coated
`
`(which was the state of the art at the time of publication), and the rejection is rebutted.
`
`Simply put, Applicants need not disprove that which has not been proven.
`
`Nevertheless, in the interest of advancing prosecution, Applicants provide the
`
`following additional information. In 2005, in what was undoubtedly the follow up publication
`
`to the presently cited reference, Hassan-Alin et al. stated in "Lack of Pharmacokinetic
`
`Interaction between Esomeprazole and the Nonsteroidal Anti-Inflammatory Drugs Naproxen
`
`and Rofecoxib in Healthy Subjects," Clin. Drug. Invest. 25(11):731-740, that their patients
`
`took Nexium®, AstraZeneca Tablet Production, Sweden, which is well known to be
`
`enterically-coated. Notably, that paper further provides a very different pK/pD profile than the
`
`pending claims, thereby completely undercutting the examiner's argument that one could
`
`necessarily achieve the same result if following Hassin-Alin' s 2003 teachings.
`
`[00274186}
`
`Page 10
`
`DRL EXHIBIT 1040 PAGE 10
`
`

`

`B.
`
`Inherency
`
`Without explicitly invoking the doctrine, the examiner attempts to sweep away the fact
`
`that the cited references provide none of the preceding claim recitations by resorting to an
`
`inherency theory, noting that "the resulting pharmacokinetics necessarily flow from such [an]
`
`obvious administration method." As will be explained below, the examiner is applying
`
`inherency in a way that cannot be supported by the relevant legal precedent.
`
`Even assuming the examiner's characterization of the art to be correct - something
`
`that is conceded only for the purpose of the following argument - the claims are nonetheless
`
`patentable. The critical mistake arises in the examiner's implicit assertion that inherency can
`
`address the limitations of applicants' claims that are missing from the art. The topic of
`
`inherency, in the context of obviousness, is discussed in MPEP § 2141, the relevant portion of
`
`which is reproduced below:
`
`In determining whether the invention as a whole would have been obvious under 35
`U.S.C. 103, we must first delineate the invention as a whole. In delineating the
`invention as a whole, we look not only to the subject matter which is literally recited
`in the claim in question ... but also to those properties of the subject matter which are
`inherent in the subject matter and are disclosed in the specification ... Just as we look
`to a chemical and its properties when we examine the obviousness of a composition of
`matter claim, it is this invention as a whole, and not some part of it, which must be
`obvious under 35 U.S.C. 103." In re Antonie, 559 F.2d 618, 620, 195 USPQ 6,8
`(CCPA 1977) (emphasis in original) (citations omitted) (The claimed wastewater
`treatment device had a tank volume to contractor area of 0.12 gal./sq. ft. The court
`found the invention as a whole was the ratio of 0.12 and its inherent property that the
`claimed devices maximized treatment capacity regardless of other variables in the
`devices. The prior art did not recognize that treatment capacity was a function of the
`tank volume to contractor ratio, and therefore the parameter optimized was not
`recognized in the art to be a result-effective variable.). See also In re Papesch, 315
`F.2d 381, 391, 137 USPQ 43, 51(CCPA1963) ("From the standpoint of patent law, a
`compound and all its properties are inseparable.").
`
`Obviousness cannot be predicated on what is not known at the time an invention is
`made, even if the inherency of a certain feature is later established. In re Rijckaert, 9
`F.2d 1531, 28 USPQ2d 1955 (Fed. Cir. 1993). See MPEP § 2112 for the requirements
`of rejections based on inherency.
`
`Emphasis added. Thus, it is quite clear that, in the context of obviousness, inherency is a
`
`very, very limited doctrine. The examiner also makes reference to MPEP § 2112 (mentioned
`Page 11
`
`100274186}
`
`DRL EXHIBIT 1040 PAGE 11
`
`

`

`in the passage above), which must be examined to better understand the limited use of
`
`inherency in obviousness:
`
`There is no requirement that a person of ordinary skill in the art would have
`recognized the inherent disclosure at the time of invention, but only that the subject
`matter is in fact inherent in the prior art reference. Schering Corp. v. Geneva Pharm.
`Inc., 339 F.3d 1373, 1377, 67 USPQ2d 1664, 1668 (Fed. Cir. 2003) (rejecting the
`contention that inherent anticipation requires recognition by a person of ordinary skill
`in the art before the critical date and allowing expert testimony with respect to post(cid:173)
`critical date clinical trials to show inherency); see also Toro Co. v. Deere & Co., 355
`F.3d 1313, 1320, 69 USPQ2d 1584, 1590 (Fed. Cir. 2004)("[T]he fact that a
`characteristic is a necessary feature or result of a prior-art embodiment (that is itself
`sufficiently described and enabled) is enough for inherent anticipation, even if that fact
`was unknown at the time of the prior invention."); Abbott Labs v. Geneva Pharms.,
`Inc., 182 F.3d 1315, 1319, 51USPQ2d1307, 1310 (Fed.Cir.1999) ("If a product that
`is offered for sale inherently possesses each of the limitations of the claims, then the
`invention is on sale, whether or not the parties to the transaction recognize that the
`product possesses the claimed characteristics."); Atlas Powder Co. v. Ireco, Inc., 190
`F.3d 1342, 1348-49 (Fed. Cir. 1999) ("Because 'sufficient aeration' was inherent in
`the prior art, it is irrelevant that the prior art did not recognize the key aspect of [the]
`invention.... An inherent structure, composition, or function is not necessarily
`known."); SmithKline Beecham Corp. v. Apotex Corp., 403 F.3d 1331, 1343-44, 74
`USPQ2d 1398, 1406-07 (Fed. Cir. 2005) (holding that a prior art patent to an
`anhydrous form of a compound "inherently" anticipated the claimed hemihydrate form
`of the compound because practicing the process in the prior art to manufacture the
`anhydrous compound "inherently results in at least trace amounts of' the claimed
`hemihydrate even if the prior art did not discuss or recognize the hemihydrate) ....
`
`Where applicant claims a composition in terms of a function, property or characteristic
`and the composition of the prior art is the same as that of the claim but the function is
`not explicitly disclosed by the reference, the examiner may make a rejection under
`both 35 U.S.C. 102 and 103, expressed as a 102/103 rejection. "There is nothing
`inconsistent in concurrent rejections for obviousness under 35 U.S.C. 103 and for
`anticipation under 35 U.S.C. 102." In re Best, 562 F.2d 1252, 1255 n.4, 195 USPQ
`430, 433 n.4 (CCPA 1977). This same rationale should also apply to product,
`apparatus, and process claims claimed in terms of function, property or characteristic.
`Therefore, a 35 U.S.C. 102/103 rejection is appropriate for these types of claims as
`well as for composition claims ....
`
`Products of identical chemical compos1t10n can not have mutually exclusive
`properties." A chemical composition and its properties are inseparable. Therefore, if
`the prior art teaches the identical chemical structure, the properties applicant discloses
`and/or claims are necessarily present. In re Spada, 911 F.2d 705, 709, 15 USPQ2d
`1655, 1658 (Fed. Cir. 1990) (Applicant argued that the claimed composition was a
`pressure sensitive adhesive containing a tacky polymer while the product of the
`reference was hard and abrasion resistant. "The Board correctly found that the virtual
`identity of monomers and procedures sufficed to support a prima facie case of
`unpatentability of Spada's polymer latexes for lack of novelty.") ....
`
`[00274186}
`
`Page 12
`
`DRL EXHIBIT 1040 PAGE 12
`
`

`

`From all of the foregoing, it is evident that inherency is a doctrine that primarily focuses on
`
`anticipation, usually where a composition in the prior art appears to be the same as that being
`
`claimed, and must therefore exhibit the same properties or activities as the prior art, even
`
`though that property or activity was unrecognized. However, as stated in In re Rijckaert, it is
`
`quite illogical to rely on inherency in the context of obviousness, which requires an analysis
`
`of what those of ordinary skill in the art would have known at the time the invention was
`
`made. Where the reference is silent on a feature, how could the skilled artisan be presumed to
`
`be imbued with such knowledge?
`
`In stark contrast to the focus on anticipation and compositions of matter, there is only
`
`a passing mention of obviousness and methods in these sections of the MPEP. Yet the issue
`
`presented here is precisely that - the obviousness of a method. If this rejection is to be
`
`sustained, applicants submit that some case law citation is required supporting a rejection that
`
`on inherent obviousness of a method, based on the combination of two references, when it is
`
`admitted by all parties that no one has ever practiced that method in the past. Without such a
`
`citation, there simply can be no reason to sustain this rejection.
`
`Significantly, the Federal Circuit has just issued further guidance on the notion of
`
`applying inherency in the context of obviousness in Par Pharm. Inc. v. Alkermes Pharma
`
`Ireland Ltd., Case No. 2014-1391 (Fed. Cir. 2014). Not surprisingly, the court cited In re
`
`Rijckaert, discussed above, in arriving at the conclusion that an "inherent obviousness"
`
`rejection, while possibly proper, is highly constrained and "must be carefully circumscribed in
`
`the context of obviousness." Indeed, this is not the sort of case where the "[m]ere recitation of
`
`a newly discovered function or property, inherently possessed by things in the prior art, does
`
`not distinguish a claim drawn to those things from the prior art," citing In re Oelrich, 666.
`
`F.2d 578, 581 (CCPA 1981) (emphasis added). Clearly the claimed methods do not constitute
`
`part of the prior art, or the rejection would be under § 102 and not § 103. As such, the
`
`[00274186}
`
`Page 13
`
`DRL EXHIBIT 1040 PAGE 13
`
`

`

`fundamental principle that "obviousness cannot be predicated on what is unknown" controls
`
`here.
`
`C.
`
`Conclusion
`
`To conclude, the examiner has failed to establish that the general teachings of the cited
`
`art would lead the skilled artisan to the pending claims, and do so with a reasonable
`
`expectation of success. Applicants
`
`therefore respectfully request reconsideration and
`
`withdrawal of this rejection.
`
`III. Rejections for Obviousness-Type Double-Patenting
`
`A.
`
`Plachetka and Hassan-Alin
`
`Claims 19, 29, 33, 34, 30, 42, and 45 have been rejected as being obvious over claims
`
`1-55 of Plachetka in view of Hassan-Alin, both cited above. Applicants traverse.
`
`In essence, this rejection is the same as the one immediately above, except that
`
`Platchetka is used here as the primary reference, and only the claims of Plachetka are
`
`available for citation against the present claims. Therefore, the arguments advanced above
`
`apply to Platchetka in view of Hassan-Alin with equal, and perhaps greater force, given the
`
`limited scope of citable disclosure from Plachetka. Applicants therefore respectfully request
`
`reconsideration and withdrawal of this rejection.
`
`B.
`
`U.S. Serial No. 14/045,156
`
`Claims 19, 29, 33, 34, 30, 42, and 45 have been provisionally rejected as being
`
`obvious over claims 57-75 of U.S. Serial no. 14/045, 156. Applicants traverse.
`
`Once again, this rejection is effectively based on the same logic as above, except that
`
`here, there is no secondary reference to rely upon, and only the claims of the '156 application
`
`are available for citation against the present claims. Therefore, the arguments advanced above
`
`apply here with equal, and perhaps greater force, given the limited scope of citable material
`Page 14
`
`100274186}
`
`DRL EXHIBIT 1040 PAGE 14
`
`

`

`from the '156 application. Applicants therefore respectfully request reconsideration and
`
`withdrawal of this rejection as well. Applicants therefore respectfully request reconsideration
`
`and withdrawal of this rejection.
`
`C.
`
`U.S. Serial No. 12/822,612
`
`Claims 19, 29, 33, 34, 30, 42, and 45 have been provisionally rejected as being
`
`obvious over claims 1-4, 18-20, 25, 26, 31, 38, 46-48, 64 and 65 of U.S. Serial no.
`
`12/822,612.
`
`Applicants traverse, but given that the rejection is provisional in nature, request that
`
`the rejection be held in abeyance until one of the applications at issue has matured into an
`
`issued patent.
`
`IV.
`
`Conclusion
`
`In light of the foregoing, applicants respectfully submit that all claims are in condition
`
`for allowance, and an early notification to that effect is earnestly solicited. The examiner is
`
`invited to contact the undersigned with any questions or comments regarding this response.
`
`Respectfully submitted,
`
`/Steven L. Highlander/
`
`Steven L. Highlander
`Reg. No. 37,642
`Attorney for Applicants
`
`Parker Highlander PLLC
`1120 S. Capital of Texas Highway
`Building One, Suite 200
`Austin, Texas 78746
`512-334-2900 (Telephone)
`512-334-2999 (Fax)
`
`Date: September 25, 2015
`
`[00274186}
`
`Page 15
`
`DRL EXHIBIT 1040 PAGE 15
`
`

`

`APPENDIX
`APPENDIX
`
`DRL EXHIBIT 1040 PAGE 16
`
`DRL EXHIBIT 1040 PAGE 16
`
`

`

`C!•~ D1~g l11V'3st 2Q1t>: LS ( ~ l)· rs :.;~CJ
`ORIGINAL RESEARCH ARTICLE
`~ ~ ?}·.?~i':.35.:C'O f; ·ffi-31 /SJ•~:i~/D
`.............................................................................................................................................................................. "'''"""''''"'"'''''''''"''''''''''''''''''''''"''"'''''-''"'''"''"''"'-"'''''-'''''''"'-'""-'''''"'''''''''''''''''''''''''''''''''''''''-''''''''''''''''''''''''''''''''''''''''''''''''''"
`:;_- 201.S A.:t~~ Da~0 tri:-C•i:"':o:fc·-· ~\:. 1~.•! ~:9:-.~~ r;:.:i!:-1'.·en
`
`Lael< of Pharmacokinetic Interaction
`between Esomeprazole and the
`Nonsteroidal Anti-Inflammatory
`Drugs Naproxen and Rofecoxib in
`Healthy Subjects
`l\!I. Hassan-Alin,1 J, Naesda/,t C. Nilsson-Pieschl, 1 G. Ldngstn'iml and T. Andersson2
`
`l AstraZeneca R&D Mcilndal, ivfolndal, Sv~'eden
`2 AstraZt'neca LP .. Wilmington, Delaware, USA
`
`Abstract
`
`Background: 'We investigated the po1c.ntial i.nieractions between csomcprnzole
`and a non-selective non~teroidal anti-inflammatory drug (NSAID; naproxt~n) nr a
`cyclo-oxygcnase (COX)-2-sdectivc NSAID {rofecoxih) in ht~althy subjects.
`
`Methods! Two studies of identical randomised, open, three-way crossover design
`were conducted. Subjecr.s (n = 32 for both studies) were to receive l week's
`treatment with csomcprazolc 40mg once daily (~tudies A and B), napro:<cn 250mg
`t<.vice daily (study A), rofecoxib 1.2.Smg once daily (study B), and esomeprazole
`in combination with naproxcn (study A) or rofecoxih (study B). Study periods
`were separated by a 2-week washout period.
`Results: On day 7 of dosing, the ratios (and 95%· Cb) for the area under the
`plasma concentration-time curve during the dosing interval (AUC,) and ohserved
`maximum plasma concentration (Crnax) of esorneprazole and NSAID comhinu(cid:173)
`tion/NSAID alone were 0.98 (0.94, I ,OJ) and 1.00 (0.97, J .04}, respectively, for
`study A, and l.l 5 ( l.06, 1.24) and 1.14 (!.02, l.28), rc~pectivdy, for study B. The
`ratios (and 95ck· Cls) for AUCt and Cmax of esnmeprnz.ole and NSAlD comhina(cid:173)
`tion/esomeprazn!e alone were 0.% {0.89, I .ffi) and 0.92 (0.85, l .00), respective(cid:173)
`ly, for study A, and 1.05 (0.96, l.15} and l.05 (0.94, 1.18), respectively, for study
`B. All treatments were well tolerated during the study period.
`Conclusion: Naproxen and rofecoxib do not interact with esomeprazole, and
`esorneprazok does no! al'foct the phannacokinelics of naproxen or rnfocoxib.
`These findings indicate thal esomcprnzole. can be used in combina1ion wi1h
`NS/UDs without the risk of a pharmacokinetic interaction.
`
`DRL EXHIBIT 1040 PAGE 17
`
`

`

`732
`
`J-la.~sr.ur-Al in t:f al.
`
`Nonsteroidal anti-inllammalory drugs (NSAIDs)
`are widely used for lht' lreatment of rheumatoid
`arthritis (RA). oskoanhritis (OA) and a wide variety
`or other acute ~md chronic painful musculoskdetal
`disorders, and can, in mnst countries, be us

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket