throbber

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`MODERNA THERAPEUTICS, INC.,
`Petitioner,
`
`v.
`
`PROTIVA BIOTHERAPEUTICS, INC.,
`Patent Owner.
`_____________
`
`Case IPR2018-00680 (Patent 9,404,127)
`Case IPR2018-00739 (Patent 9,364,435)
`____________
`
`Record of Oral Hearing
`Held: June 6, 2019
`_____________
`
`
`
`
`Before SHERIDAN K. SNEDDEN, SUSAN L.C. MITCHELL, and
`RICHARD J. SMITH, Administrative Patent Judges.
`
`
`
`
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`
`
`APPEARANCES:
`
`ON BEHALF OF THE PETITIONER:
`
`
`C. MACLAIN WELLS, ESQUIRE
`MORGAN CHU, ESQUIRE
`MICHAEL R. FLEMING, ESQUIRE
`Irell & Manella LLP
`1800 Avenue of the Stars, Suite 900
`Los Angeles, California 90067
`310-277-1010
`
`
`
`
`ON BEHALF OF THE PATENT OWNER:
`
`
`MICHAEL T. ROSATO, ESQUIRE
`SONJA GENRARD, ESQUIRE
`FRANKLIN CHU, ESQUIRE
`Wilson Sonsini Goodrich & Rosati
`701 Fifth Avenue, Suite 5100
`Seattle, WA 98104
`206-883-2500
`
`
`
`
`The above-entitled matter came on for hearing on Thursday, June 6,
`
`2019, commencing at 1:00 p.m., at the U.S. Patent and Trademark Office,
`600 Dulany Street, Alexandria, VA 22314.
`
`
`
`
`
`
`
`
`
`
`2
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`
`P R O C E E D I N G S
`- - - - -
` (Proceedings begin at 1:00 p.m.)
` JUDGE MITCHELL: Thank you. You may be seated.
`Sorry.
` Good afternoon, everyone. We have a final hearing
`this afternoon in two cases, IPR 2018-00739 and IPR 2018-
`00680. I'm Judge Mitchell and seated to my left is Judge
`Snedden, and with us by video conference is Judge Smith, who
`should be here. Is Judge Smith on?
` JUDGE SNEDDEN: Uh-huh.
` JUDGE SMITH: Uh-huh.
` JUDGE MITCHELL: Oh, great. Sorry.
` JUDGE SMITH: Hello.
` JUDGE MITCHELL: Great, thank you.
` I would like to get appearances for the parties on
`the record, and if we could start with the Petitioner.
` MR. FLEMING: Good afternoon, Your Honor. I'm Mike
`Fleming with Irell & Manella, and with me is Morgan Chu, as
`well as Maclain Wells.
` JUDGE MITCHELL: Great.
` MR. FLEMING: And we all three will be arguing.
` JUDGE MITCHELL: Great. Thank you.
` MR. CHU: Good afternoon.
` JUDGE MITCHELL: Good afternoon. And for Patent
`Owner, please.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`3
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
` MR. ROSATO: Good afternoon, Your Honor. Mike
`Rosato on behalf of Patent Owner. I have with me for the
`counsel table Sonja Genrard, as well as Franklin Chu. Thank
`you.
` JUDGE MITCHELL: Thank you.
` Let me get a quick clarification from both of you-
`all, because as I understood from your requests for oral
`hearing, I think Patent Owner requested the two cases be
`separate, which is fine. It's just we could do the 739 first,
`adjourn for a short bit, and come back and do the 680, and
`have one record that gets submitted for both cases, so that
`you can rely on -- you know, if claim construction issues are
`similar, you're going to want to have that discussion in both
`cases. So I want to make sure I understood right or if you
`really do want separate transcripts.
` Petitioner?
` MR. FLEMING: Your Honor, we have prepared for
`having separate hearings.
` JUDGE MITCHELL: Okay.
` MR. FLEMING: Because I will be arguing the 739
`and --
` MR. CHU: All right. The way we're going to proceed
`is Mr. Fleming and I will argue '435.
` JUDGE MITCHELL: Okay.
` MR. CHU: And Mr. Wells will argue the '127 Patent,
`referring to the patent numbers, but having a single unified
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`4
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`transcript as constituting the official record --
` JUDGE MITCHELL: For both cases.
` MR. CHU: For both cases makes sense.
` JUDGE MITCHELL: Okay. And -- and Patent Owner?
` MR. ROSATO: We have no objection to this
`suggestion, You Honor. I mean --
` JUDGE MITCHELL: Okay. Okay. So we will go forward
`with the '739. We'll take a short break and then come back on
`but have one complete record for both cases.
` We set forth our procedure for how we're going to
`handle this oral hearing in our order, but I want to go over a
`couple of things as a reminder.
` Each party will first present argument in the '739
`case, and each party will have an hour for that case, and then
`we will have a second hearing for the '680 case, and that
`case, there's a 40, 45 minutes per side of total time.
` And to assist Judge Smith in following along with
`your argument and for the clarity of the record, it is very
`important that you refer to an exhibit. When you refer to an
`exhibit, that you state the exhibit number and the page number
`to which you are referring, and when you're referring to a
`demonstrative, that you state the slide number.
` Petitioner has the burden of showing the
`unpatentability of the challenge claims in both cases, so the
`Petitioner will go first. The Patent Owner will then have an
`opportunity to present its response and may reserve a small
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`5
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`amount of time for some rebuttal.
` We have reviewed Patent Owner's notice of objections
`to Petitioner's demonstrative exhibits. We're not going to
`exclude any of the demonstratives at this time for the
`hearing. The Patent Owner may certainly address any
`objectionable demonstrative in your argument time, if you
`choose.
` We also want to furthermore note for the record that
`demonstratives are evident -- or not evidence and will not be
`considered as such. They're used for the benefit of those in
`this room and for the benefit of the transcript that will
`become part of the public record.
` The Panel will distinguish evidence in the record
`from argument appearing in demonstrative exhibits and all
`arguments must be supported by evidence; already of record and
`relied upon in the briefing. The Panel will not consider
`arguments or evidence appearing only in the demonstrative
`exhibits.
` So with that, let me ask Petitioner if you'd like to
`reserve time for rebuttal.
` MR. FLEMING: Yes, Your Honor. So our
`understanding, that is when we go first, we'll be addressing
`both the principal case as well as the motion to amend.
` JUDGE MITCHELL: Yes, I'm sorry. Yes, of course.
` MR. FLEMING: And --
` JUDGE MITCHELL: Well -- yes.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`6
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
` MR. FLEMING: Or --
` JUDGE MITCHELL: I'm sorry, yes.
` MR. FLEMING: Would it --
` JUDGE MITCHELL: That's correct.
` MR. FLEMING: Would it be better that we do the
`principal case and then later, the motion to amend?
` JUDGE MITCHELL: I mean, however you've decided to
`do it, we'll -- we'll take the argument whatever you're
`comfortable doing. So that's fine, however you do.
` MR. FLEMING: Okay. We'll -- we plan to reserve.
`If we're going to go forward with the principal case and the
`motion to amend first, we will reserve 30 for rebuttal.
` JUDGE MITCHELL: Okay. Whenever you're ready.
` MR. FLEMING: Your Honor, may I --
` JUDGE MITCHELL: Oh, sure.
` MR. FLEMING: Approach the Bench and present hard
`copies?
` JUDGE MITCHELL: Please.
` MR. FLEMING: We might need the -- evidently the --
` JUDGE MITCHELL: Oh, is it not working?
` MR. FLEMING: Well, it was working just a minute
`ago.
` JUDGE MITCHELL: Oh, no.
` MR. FLEMING: This is (indiscernible).
` JUDGE MITCHELL: Would you like some help?
` MR. FLEMING: Yeah, Your Honor. Could we get
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`7
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`technical assistance?
` JUDGE MITCHELL: Can we have like a (indiscernible).
` FEMALE TECHNICAL STAFF: This equipment that they
`have it hooked up to, I can't mess with the equipment if they
`have it hooked up to --
` JUDGE MITCHELL: Oh, okay.
` FEMALE TECHNICAL STAFF 1: Because surely if
`somebody -- because it was up and then you shook it. It came
`up and it (indiscernible).
` JUDGE MITCHELL: Whenever you're ready.
` MR. FLEMING: Thank you, Your Honor. Appreciate the
`patience. We should have it up here.
` Okay. I'm ready, Your Honor.
` JUDGE MITCHELL: Go ahead.
` MR. FLEMING: Okay. Good afternoon. May I have
`Slide 4, please?
` The Petition challenges just Claims 1 through 20 of
`the '435 patent.
` And if I can have Slide 6, please? Here is the
`independent claim before you. It's important to note that
`what we have is a nucleic acid lipid particle comprising a
`nucleic acid, a cationic lipid with this particular range and
`non-cationic lipid with the 13 to 49.5 range and a conjugated
`lipid from 05 mole to 2 mole range.
` The key here, as far as patentability goes, it's the
`cationic lipid comprising the range of 50 mole percent to 85
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`8
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`mole percent.
` I want to point out that the claim is not directed
`to a particular use or how effective the particle is, and it
`doesn't require that the particle is to be non-toxic or that it is in vivo or in
`vitro.
` If I have Slide 5, please.
` JUDGE SMITH: Counsel, could you speak up or perhaps
`be moved closer to microphone?
` MR. FLEMING: Yes, Your Honor. Can you hear me now?
` JUDGE SMITH: Yes. Thank you.
` MR. FLEMING: Just to test, can you hear me now?
` JUDGE SMITH: Yes.
` MR. FLEMING: Okay, great. I'll speak up.
` If I can have Slide 5. There's no dispute that the
`nucleic acid, the cationic lipid, the non-cationic lipid, and
`the conjugate lipid are all known in the art.
` If I can I have Slide 9, please? So turning to
`claim construction. The term in the preamble is at issue, and
`that's the nucleic acid lipid particle.
` And the board's construction is correct. The
`nucleic acid lipid particle is a particle that comprises a
`nucleic acid and lipid, where the nucleic acid may be
`encapsulated.
` Now Slide 11, please. The intrinsic evidence
`supports this construction in Column 11, Lines 14 through 22.
`The '435 Patent defines lipid particle has a lipid formulation
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`9
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`that can be used to drive nucleic acid for the nucleic acid
`making it encapsulated in the lipid.
` A person of ordinary skill in the art would derive
`that the nucleic acid lipid particle comprises a nucleic acid
`and a lipid. And I want to point to Dr. Janoff's testimony in
`his reply declaration on Page 13 that affirms this.
` May I have Slide 15, please? The '435 Patent in
`Column 11, Lines 23 through 46 also define a stable nucleic
`acid lipid particle, SNALP, as a particle made from a lipid,
`wherein the nucleic acid is fully encapsulated.
` So the term nucleic acid lipid particle encompasses
`SNALP, but does it -- but is not so limited.
` JUDGE MITCHELL: What happens to your case, if we
`agree with Patent Owner and we think that Claim 1 is limited
`to a SNALP?
` MR. FLEMING: Your Honor, as we point out in our
`petition, that the 554 Publication actually teaches
`encapsulation of the nucleic acid in the particle. So as
`you're correctly pointing out, even if they do get this
`narrower term, which I don't believe is the broadest
`reasonable, it still won't matter as far as what the prior art
`teaches.
` May I have Slide 19, please? Which really takes me
`to Ground 3. And Claims 1 through 20 are anticipated by or
`obvious in view of the 554 Publication.
` If I can have Slide 21, please? There is a formula
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`10
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`that was tested, and that is L054 that reads on the claim.
`The first thing is that it teaches that the nucleic acid lipid
`particle in Table 4 and in Example 17 encapsulates siNA.
` May I have -- can you pull up the Example 17?
` MALE TECHNICAL STAFF: I can't get back into that.
` MR. FLEMING: Oh, okay. Well, not a problem.
` Example 17 is -- explains the preparation of the
`nanoparticle that encapsulates siNA formulation that's shown
`in this Table 5 -- 4.
` May I have Slide 22, please? So you can see in the
`Table 4, it teaches a cationic lipid that it's 50 percent --
`50 mole percent, which is within the range.
` If I can have Slide 23, please? It also teaches a
`non-cationic lipid. That's 48 percent. That's within the
`range.
` And if I could have Slide 24, please? It also
`teaches a conjugated lipid. That's two percent. That's also
`in the range.
` JUDGE MITCHELL: So are these all referring to a
`starting formulation and not necessarily a particle?
` MR. FLEMING: No, Your Honor. This is referring to
`a particle. And in the art -- and we have testimony for both
`the experts that that's how they refer to the particle, but,
`indeed, it was formulated as a particle.
` So if we can go to Slide 30, please? We also have
`overlapping ranges, and we can establish a prima facie case of
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`11
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`obviousness.
` So if I can go to Slide 32, please? The 554
`Publication teaches, in Paragraph 0313, the nucleic acid
`particle formulation that in -- formulation that encapsulates
`siNA and if we have the overlapping ranges.
` And if I could have Slide 31. This summarizes and
`shows side-by-side the overlapping ranges.
` If you could go to Slide 61, please? I want to
`point out that the Patent Owner has not been able to establish
`unexpected results, and the key here is that looking at
`Example 3, which they relied on heavily, there's really only
`three points that are within the range -- within the scope of
`the claim. And those three points don't show that it's
`commensurate in scope with the entire range of the claim.
` But even if you look closer at what the table is
`teaching you, if we can go to Slide 62, please? Here, what we
`have is the Figure 2 that shows all the groups in the
`comparison. And so Groups 2 through 10 and 12 have cationic
`lipids less than 50 percent mole. So if you look at Figure 2,
`it shows the test results of each of these groups. And so
`what is going on here is you have -- for each group, four mice
`were administered 1:57 SNALP.
` And the upside-down T, if I can show second slide of
`62? Can I have the next slide? When you have the upside-down
`T, it represents experimental error between these experiments.
`So when you consider the experimental error, Groups 2 through
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`12
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`5 have similar results compared to 14.
` So if we can have the next slide, please. So the
`other aspect of this figure that is important to understand is
`the vertical axis; lower is better.
` Can I have the next slide, please, and the next
`slide. You don't? Is that all I have?
` MALE TECHNICAL STAFF: Yeah, it's all for 62.
` MR. FLEMING: So if you look on the Y-axis, the
`vertical axis, lower is better because what that is showing is
`that it's showing how effective the formulation is in
`silencing the target gene, so you want a lower value there to
`show that it's more effective.
` Okay. So if you look at -- if I can go to the next
`slide? So the prior art is 2:40, and that's the 40 percent
`cationic lipid and 2 percent conjugate. And that's what you
`need to compare to determine whether you have unexpected
`results because that is the closest prior art.
` And there, you see, that for Group 7, it's really --
`can I have the next slide? See if it does -- so if you look
`at Group 14, it's worse than the prior art, and if you look at
`-- if you go to the next slide, please? If you have Group 13,
`it's no better or worse than the prior art.
` If I have next slide, please? And if you look at
`Group 12 versus Group 11, it's pretty close. So, at best, all
`you have is one point, but it's certainly not surprising
`unexpected results. It's very close to what was the prior
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`13
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`art.
` May I have the next slide, please? The Patent Owner
`is relying on surprising results for the placebo. But the
`problem there is it's not proper to compare to the procedural
`or placebo. You need to compare to the prior art.
` So if we could go to Slide 67? What is not
`addressed by the Patent Owner is the fact of how broad this
`claim is. So to be considered -- to be commensurate in scope
`with this claim, it's not only showing how effective the
`particle is, but what you also have to show -- well, what
`about all the payloads? It could be -- because you have a
`very broad term, nucleic acid, which can be a bunch of
`different payloads.
` So they certainly haven't shown surprising and
`unexpected results for all the payloads. And, again, there's
`only a few lipids that were tested and only a few
`formulations. So there's a problem here. It's just not --
`they're showing us -- this is not commensurate in scope for the
`claim. I'm going to --
` JUDGE MITCHELL: Is it your position that -- you
`know, I'm trying to figure out how much testing would they
`actually have to show to basically show that they have the
`full range of their claim? I mean, what is -- what is your
`suggestion? I mean, they can't possibly formulate every lipid
`particle that would be within the claim. I mean, we don't
`hold them to that kind of a standard to say that they already
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`14
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`achieve or at least support the scope of a particular range in
`a claim.
` MR. FLEMING: Yes, Your Honor. What would be
`required would be enough testing to show that -- to one of
`ordinary skill in the art that these surprising and unexpected
`results would result -- you know, that you'd have enough test
`to show that you would have a same -- unsurprising unexpected
`results for the entire range, for one. But the other issue
`though is, again, you also need to show that you have testing
`across the nucleic acid as well. So here we only have siNA
`payloads.
` So, again, this claim is very, very broad, Your
`Honor, and so there lies the problem.
` If there's not any further questions, I'd like to
`turn it over to Morgan Chu to argue the motion to amend.
` MR. CHU: Good afternoon again, Your Honors.
` I want to start with what the Patent Owner argues
`are two new limitations and then later, I'll go to the
`modified ranges.
` The first alleged limitation is adding to new
`independent Claim 21, the phrase, serum-stable. And as Your
`Honors will know, looking at that new proposed Claim 21,
`serum-stable appears in the preamble.
` Now, this is not a lonely patent prosecutor who's
`overworked writing claims for many different patents. This is
`a team of lawyers in a hotly contested IPR proceeding where if
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`15
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`they wanted serum-stable to be a limitation, it would have
`been easy to put it in the body of the claim.
` Now, let's suppose for the moment they did that,
`which they didn't do. If you have your copy of the '435
`Patent handy, I want to show that serum-stable does not add a
`limitation that the claim must be in vivo or involves systemic
`delivery.
` And the second argument that the Patent Owner is
`making about the term serum-stable is that it requires
`encapsulation. Those two arguments.
` So if you have your patent handy and can go to
`Column 13, Line 32, or I can pull it up on the screen. We'll
`do both. Okay. Column 13, Line 32, and then let's highlight
`that language, third -- Line 32 through 37. Column 13, 32
`through 37. And we'll highlight the word -- okay.
` You see, serum-stable is defined by the Patent Owner
`in a particular manner. It is a defined term in the '435
`Patent. And if you look at that language, there is nothing in
`that language that requires in vivo use or systemic delivery
`whatsoever. Indeed, if you go to the following lines in
`Column 13, starting at Line 38 through 41, it's the beginning
`of the definition of another defined term, quote, systemic
`delivery. And if you look at that language, systemic delivery
`is intended to be in vivo.
` So if the Patent Owner, in proposing amended claims,
`wanted to have the claims limited to in vivo or systemic use,
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`16
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`instead of using serum-stable, which doesn't include an in
`vivo limitation, he could use the next definition, systemic
`delivery. They chose not to do so.
` JUDGE SNEDDEN: In the definition for serum-stable,
`you have a reference to assays that can be used to test
`whether or not the particle is serum-stable.
` MR. CHU: Yes. And we will see actual testimony by
`Dr. Thompson after I leave the language of the claims where he
`is saying that the claim includes in vitro, so we will get to
`that. It can include it. But remember where we are. We're
`looking at some words added to the preamble, so although there
`can be an argument that they are -- could be read, as being a
`limitation, the general law is, no, you start out, it's just
`the preamble, and unless it's necessary to give life, and
`meaning, and vitality to the claim, it's just a preamble.
`It's not a limitation. If the Patent Owner wants it clearly to
`say it is limited to in vivo, they could have used the
`definition, systemic delivery.
` Second point, on encapsulation. The serum-stable
`definition we were looking at in Column 13, line -- beginning
`at Line 32 did not say encapsulate. If the Patent Owner
`wanted the new proposed Claim 21 to require encapsulation as a
`limitation, there's a handy word to do that, and that is to
`add the word encapsulate. But in addition --
` JUDGE SNEDDEN: That --
` MR. CHU: Yes?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`17
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
` JUDGE SNEDDEN: That would suggest that you can have
`a serum-stable particle without it being encapsulated.
` MR. CHU: Yes, I agree.
` JUDGE SNEDDEN: Okay.
` MR. CHU: Okay.
` JUDGE SNEDDEN: And then --
` MR. CHU: But --
` JUDGE SNEDDEN: Then the next question will be, how
`would something pass these assays and also be serum-stable if
`it was not encapsulated?
` MR. CHU: Okay. So let me get to that. But I
`just --
` JUDGE SNEDDEN: Okay.
` MR. CHU: I'm told there's some problem if I try to
`switch to --
` JUDGE SNEDDEN: Sure.
` MR. CHU: Some pre-prepared slides from the language
`of the patent. Let me just show you what else the Patent
`Owner could have done --
` JUDGE SNEDDEN: Okay.
` MR. CHU: If it wanted to say encapsulate. There's
`a limitation.
` So there's the possibility of using the word
`encapsulated. There's another possibility. And it includes
`the possibility of defining the new Claim 21 as a SNALP
`because if you go to Column 11 starting at Line 23, the term
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`18
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`SNALP is also a defined term, which includes being fully
`encapsulated.
` So quick points, one, serum-stable was just in the
`preamble. It's no limitation. If we pretend for the moment
`it was a limitation, which it is not, the choice of the defined
`-- particular defined terms and not others and not using clear
`words would not limit the claims to either in vivo or
`encapsulation.
` So let me go to some of the slides. And maybe we'll
`just go to 78 for a second, and you can see serum-stable there
`in the preamble.
` And then let's go to the next slide. I'm going to
`do my own work. It's a different definition of full-service
`lawyer. Someone who's going to advance the slides himself.
` So these are the changes that I will be discussing,
`and I will try to answer Your Honor's questions along the way
`here. And just to look for a moment at the Whereas clause,
`there's an argument being made about the Whereas clause
`possibly adding a limitation other than what the plain language
`states. And, here, it's pretty clear that this can be done in
`a Petri dish. So contrary to the lawyer's argument, this is
`not suggesting anything about in vivo for degradation. And
`this was Slide 86. Okay.
` Let me go to 87, and this is just showing of the
`three principal references, the 554 Publication, Exhibit 1004,
`the 196 PCT, which is Exhibit 1002, and the 198 publication,
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`19
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`which is Exhibit 1003 on the Slide 87, that the nuclease
`degradation resistance was disclosed in the prior art, so the
`wherein clause is not adding anything new.
` Let me go to the new narrow ranges. You see them in
`blue highlighting in Slide 88. You can tell from the
`brackets, it shows the original range. So for the cationic
`lipid, the original range was from 50 to 75 percent of -- the
`original was from 50 to 85 percent, and the new range is from
`50 to 75 percent. And as Mr. Fleming already addressed in the
`554 Publication, this is Slide 89, we see the range covered as
`well as the second range in Slide 90.
` And the next Slide 92 shows that the prior art still
`overlaps for the proposed cationic lipid range from 50 to 75.
` And in Slide 93, we show the actual overlap and note
`that the relative amount of overlap is greater than it was in
`the original claim, which was from 50 to 85. By narrowing the
`original claim, there's relatively more overlap as shown in
`93.
` And then the point about the lack of surprising and
`unexpected results can be shown in Slide 96. You've seen this
`before, Figure 2. You see Group 7, and Group 12 is the prior
`art, 14 is worse than the two pieces of prior art, 13 is worse
`than Group 12 and about the same as Group 7, so neither worse
`or no better. And if you compare Group 11 to Group 12, it's
`hard to tell whether there is any meaningful statistical
`difference between the two because of the error bars. And, in
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`20
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
`fact, Dr. Janoff discusses the fact that in his opinion,
`looking at the figure, it's hard to read of course. In this
`tight comparison, he said in effect, it's likely not
`statistically significant. It's very close.
` But let's for the moment, for the purposes of
`argument, say that the Patent Owner has one data point for
`this very broad range of 50 to 75 cationic percent.
` In answer to Judge Mitchell's question earlier, it
`cannot be the case for that broad range. A single data point
`is commensurate with the scope of the range. Indeed, that 50
`to 75 percent includes 70 to 75 percent no data point that the
`Patent Owner points to is in the 70 to 75 percent. And the
`record is replete with the fact that slightly different
`combinations can lead to grossly different results.
` So even if the Patent Owner has one data point that
`shows or maybe shows somewhat better results, it is not
`commensurate with showing surprising and unexpected results
`for the entire range.
` So you've seen the -- we call the PBS, the inert of
`placebo standard.
` And before I go to the next point, I think Judge
`Snedden, you asked a question, and chemically modified siRNA,
`for example, can avoid the degradation. I believe that's in
`the record, and maybe someone's going to find the exact
`paragraph for that.
` If you go to --
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`21
`
`

`

`IPR2018-00680 (Patent 9,404,127)
`IPR2018-00739 (Patent 9,364,435)
`
` JUDGE SNEDDEN: Before we read the spec, is there
`anything that spec about a chemically modified nucleic acid or
`a particle?
` MR. CHU: We will look that up, and if I don't get
`to it in the little bit of time, I have here --
` JUDGE SNEDDEN: To me, the amended claim essentially
`refers -- but -- it recites serum-stable, you go to the
`definition of specification, it -- it gives you a brief
`definition of that, and what -- in that is that it must
`survive exposure to nuclease.
` MR. CHU: So --
` JUDGE SNEDDEN: And you have referenced here DNA's,
`RNA's acid. And if you read that in the context of the
`specifications, it seems the only way that they're attempting
`to achieve that with this invention is through encapsulation;
`is that correct or --
` MR. CHU: Because I've run over the time, let me
`just on a somewhat different --
` First of all, we will answer your question. My
`colleagues are --
` JUDGE SNEDDEN: Okay.
` MR. CHU: Looking through the spec and other
`references now, and when I get up -- stand up to give rebuttal
`testimony, hopefully, I'll have a cogent answer to that.
` Let me just finish by saying there are other slides
`as well as in our briefs.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket