throbber
UNITED STATES pATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/729,660
`
`06/03/2015
`
`William H. McKenna
`
`241957.000596
`
`2426
`
`6980
`7590
`04/08/2016
`TROUTMANSANDERSLLP
`600 Peachtree Street
`Suite 5200
`Atlanta, GA 30308
`
`EXAMINER
`
`AKHOON, KAUSER M
`
`ART UNIT
`
`1642
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`04/08/2016
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`j im.schutz@ troutmansanders .com
`ryan. schneider@ troutmansanders. com
`patents@ troutmansanders. com
`
`PTOL-90A (Rev. 04/07)
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Office Action Summary
`
`Art Unit
`1642
`
`Application No.
`14/729,660
`
`Examiner
`KAUSER AKHOON
`
`Applicant(s)
`MCKENNA ET AL.
`AlA (First Inventor to File)
`Status
`No
`-- The MAILING DATE of this communication appears on the cover sheet with the correspondence address --
`Period for Reply
`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE ;2 MONTHS FROM THE MAILING DATE OF
`THIS COMMUNICATION.
`Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, may a reply be timely filed
`after SIX (6) MONTHS from the mailing date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
`earned patent term adjustment. See 37 CFR 1.704(b).
`
`Status
`1 )~ Responsive to communication(s) filed on 1211112015 and 0211612016.
`0 A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on __ .
`2a)~ This action is FINAL.
`2b)0 This action is non-final.
`3)0 An election was made by the applicant in response to a restriction requirement set forth during the interview on
`__ ;the restriction requirement and election have been incorporated into this action.
`4)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11, 453 O.G. 213.
`Disposition of Claims*
`5)~ Claim(s) 170-199 is/are pending in the application.
`5a) Of the above claim(s) __ is/are withdrawn from consideration.
`6)0 Claim(s) __ is/are allowed.
`7)~ Claim(s) 170-199 is/are rejected.
`8)0 Claim(s) __ is/are objected to.
`9)0 Claim(s) __ are subject to restriction and/or election requirement.
`* If any claims have been determined allowable, you may be eligible to benefit from the Patent Prosecution Highway program at a
`participating intellectual property office for the corresponding application. For more information, please see
`http:ilvvww.uspto.gov!patents/init events/pph/index.jsp or send an inquiry to PPHfeedback(wuspto.oov.
`Application Papers
`1 0)0 The specification is objected to by the Examiner.
`11 )0 The drawing(s) filed on __ is/are: a)O accepted or b)O objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
`Priority under 35 U.S.C. § 119
`12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`a)O All b)O Some** c)O None of the:
`Certified copies of the priority documents have been received.
`1.0
`Certified copies of the priority documents have been received in Application No. __ .
`2.0
`Copies of the certified copies of the priority documents have been received in this National Stage
`3.0
`application from the International Bureau (PCT Rule 17.2(a)).
`** See the attached detailed Office action for a list of the certified copies not received.
`
`Attachment{s)
`1) 0 Notice of References Cited (PT0-892)
`2) ~ Information Disclosure Statement(s) (PTO/SB/08a and/or PTO/SB/08b)
`Paper No(s)/Mail Date 11124/2015. 1211112015 and 03/03/2016.
`U.S. Patent and Trademark Off1ce
`PTOL-326 (Rev. 11-13)
`
`Office Action Summary
`
`3) 0 Interview Summary (PT0-413)
`Paper No(s)/Mail Date. __ .
`4) 0 Other: __ .
`
`Part of Paper No./Mail Date 20160321
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 2
`
`The present application is being examined under the pre-AlA first to invent provisions.
`
`DETAILED ACTION
`
`Claims 170-199 are currently pending and under examination.
`
`Withdrawn rejections
`
`Applicants' amendment and arguments filed 12111/2015 and 02116/2016 are
`
`acknowledged and have been fully considered. The Examiner has re-weighed all the evidence of
`
`record. Any rejection and/or objection not specifically addressed below is herein withdrawn.
`
`Claim 172-173 was objected to for minor informalities. Claims 172-175, 180-186, 190-
`
`195, 197 and 199 are rejected under 35 U.S.C. 112, second paragraph. Applicants' arguments
`
`were persuasive and the rejection has been withdrawn.
`
`Claims 170-175 and 187-199 were rejected under pre-AlA 35 U.S.C. § 102(b) as being
`
`anticipated by Bartholomaus et al. ("Bartholomaus", US Patent Publication No 2005/0031546).
`
`Applicants' amendment to claims have overcome this rejection.
`
`Information Disclosure Statement
`
`Applicant's Informational Disclosure Statements, filed on 11/24/2015, 12111/2015 and
`
`03/03/2016 have been considered. The signed and initialed PTO 1449s have been mailed with
`
`this action.
`
`Affidavit under- 37 CFR § 1.132
`
`The Affidavit under 37 CPR 1.132 filed 12111/2015 is insufficient to overcome the
`
`rejection of claims 170-199 based upon Bartholomaus or Bartholomaus in view of Wright as set
`
`forth in the last Office action because: Applicant have amended claims to recite that high
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 3
`
`molecular weight polyethylene oxide is at least 79% by weight of the total weight of said
`
`uncoated tablet for 10115/20/30 mg oxycodone and at least 65% by weight of the total weight of
`
`said uncoated tablet for 40/60/80 mg oxycodone would be present in the composition.
`
`However, the data presented is not commensurate in scope to that instantly claimed. The
`
`tablets for which the data is presented both have PEO of 80% or 96% and no data was presented
`
`for 65-79% and did not compare the claimed subject matter with the closest prior art, i.e.
`
`Bartholomaus et al. ("Bartholomaus", US Patent Publication No 2005/0031546). See MPEP
`
`716.02(e).
`
`As such the Affidavit does not have supportive data which would differentiate the
`
`compositions as taught by Bartholomaus in view of Wright with that instantly claimed.
`
`Claim Rejections - 35 USC § 103
`
`The following is a quotation of pre-AlA 35 U.S.C. 103(a) which forms the basis for all
`
`obviousness rejections set forth in this Office action:
`
`(a) A patent may not be obtained though the invention is not identically disclosed
`or described as set forth in section 102 of this title, if the differences between the
`subject matter sought to be patented and the prior art are such that the subject
`matter as a whole would have been obvious at the time the invention was made to
`a person having ordinary skill in the art to which said subject matter pertains.
`Patentability shall not be negatived by the manner in which the invention was
`made.
`
`The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459
`
`(1966), that are applied for establishing a background for determining obviousness under 35
`
`U.S.C. 103(a) are summarized as follows:
`
`1.
`2.
`
`Determining the scope and contents of the prior art.
`Ascertaining the differences between the prior art and the claims at issue.
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 4
`
`3.
`4.
`
`Resolving the level of ordinary skill in the pertinent art.
`Considering objective evidence present in the application indicating obviousness
`or nonobviousness.
`
`This application currently names joint inventors. In considering patentability of the
`
`claims under pre-AlA 35 U.S.C. 103(a), the examiner presumes that the subject matter of the
`
`various claims was commonly owned at the time any inventions covered therein were made
`
`absent any evidence to the contrary. Applicant is advised of the obligation under 37 CPR 1.56 to
`
`point out the inventor and invention dates of each claim that was not commonly owned at the
`
`time a later invention was made in order for the examiner to consider the applicability of pre-
`
`AlA 35 U.S.C. 103(c) and potential pre-AlA 35 U.S.C. 102(e), (f) or (g) prior art under pre-AlA
`
`35 U.S.C. 103(a).
`
`Claims 170-199 are rejected under 35 U.S.C. § 103(a) as being unpatentable over
`
`Bartholomaus et al. ("Bartholomaus", US Patent Publication No 2005/0031546) in view of
`
`Wright et al. ("Wright", US Patent Publication No 2003/0068375).
`
`Applicants' instant claims are directed to a method of treating pain by administering a
`
`pharmaceutical tablet comprising an opioid or pharmaceutically acceptable salt thereof with a
`
`high molecular weight polyethylene oxide with a MW from 4,000,000 or 7,000,000, said high
`
`molecular weight polyethylene oxide is at least 79% by weight of the total weight of said
`
`uncoated tablet for 10115/ 20/30 mg oxycodone and at least 65% by weight of the total weight of
`
`said uncoated tablet for 40/60/80 mg oxycodone, these tablets being prepared by compression
`shaped and air cured with temperature at least 62 oc for a duration of at least 5 minutes. Further,
`optional inclusion of additional components are interpreted as compositions that do not contain
`
`that component.
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 5
`
`Bartholomaus teaches opiates are used for treatment of pain (page 1, paragraph [0002])
`
`with a tablet comprising 20 mg (13.3% by wt of the tablet) oxycodone hydrochloride and 110 mg
`
`(73.3% by wt of the tablet) polyethylene oxide of molecular weight 7,000,000 (page 11,
`
`paragraph [0136]). Bartholoamus teaches preparing his tablets by tabletting (shaping) and
`heating at 80 oc under pressure for at least 15 seconds (page 10, paragraph [0117]).
`
`Bartholomaus teaches administration of his compositions (page 1, paragraph [00 14 ]). Although,
`
`Bartholomaus teaches a tablet comprising 20 mg (13.3% by wt of the tablet) oxycodone
`
`hydrochloride and 110 mg (73.3% by wt of the tablet) polyethylene oxide of molecular weight
`
`7,000,000 (page 11, paragraph [0136]), Bartholomaus does not explicitly teach the specific
`
`combination of oxycodone or pharmaceutically acceptable salt thereof with a high molecular
`
`weight polyethylene oxide at least 79% by weight of the total weight of said uncoated tablet for
`
`10115/20/30 mg oxycodone and at least 65% by weight of the total weight of said uncoated
`
`tablet for 40/60/80 mg oxycodone; the specific dose forms or the percentage weight of the
`
`polyethylene oxide; or specific additives (i.e. magnesium stearate, butylated hydroxytoluene,
`
`lactose, microcrystalline cellulose, hydroxypropyl cellulose).
`
`The specific combination of features claimed is disclosed within the broad generic ranges
`
`taught by the reference but such "picking and choosing" within several variables does not
`
`necessarily give rise to anticipation. Corning Glass Works v. Sumitomo Elec., 868 F.2d 1251,
`
`1262 (Fed. Circ. 1989). Where, as here, the reference does teach this specific combination of
`
`oxycodone or pharmaceutically acceptable salt thereof with a high molecular weight
`
`polyethylene oxide with a MW from 4,000,000 to 7,000,000, said high molecular weight
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 6
`
`polyethylene oxide is at least 60% by weight of the total weight of said uncoated tablet, further
`
`comprising a coating, anticipation cannot be found.
`
`That being said, however, it must be remembered that "[ w ]hen a patent simply arranges
`
`old elements with each performing the same function it had been known to perform and yields no
`
`more than one would expect from such an arrangement, the combination is obvious." KSR v.
`
`Teleflex, 127 S.Ct. 1727, 1740 (2007) (quoting Sakraida v. A.G. Pro, 425 U.S. 273, 282 (1976)).
`
`"[W]hen the question is whether a patent claiming the combination of elements of prior art is
`
`obvious," the relevant question is "whether the improvement is more than the predictable use of
`
`prior art elements according to their established functions." (/d.). Addressing the issue of
`
`obviousness, the Supreme Court noted that the analysis under 35 USC 103 "need not seek out
`
`precise teachings directed to the specific subject matter of the challenged claim, for a court can
`
`take account of the inferences and creative steps that a person of ordinary skill in the art would
`
`employ." KSR at 1741. The Court emphasized that "[a] person of ordinary skill is ... a person of
`
`ordinary creativity, not an automaton." !d. at 1742.
`
`Wright teaches controlled release oral dosage forms (synonymous with extended release)
`
`an effective amount of a drug susceptible to abuse ( opioid analgesic) with a gelling agent
`
`(Abstract). Wright teaches opioid analgesics such as oxycodone (page 5, paragraph [0057],
`
`[0062]) and gelling agents such as polyethylene oxide (page 4, paragraph [0049]). Wright
`
`teaches the ratio of ratio of gelling agent to opioid agonist of from about 1 : 40 to about 40: 1 by
`
`weight, preferably from about 1 : 1 to about 30: 1 by weight, and more preferably from about 2:1
`
`to about 10: 1 by weight of the opioid agonist (page 4, paragraph [0050]). Wright teaches that
`
`the preferred embodiment of his oral dosage form is a tablet (page 7, paragraph [007 6]) and
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 7
`
`tablet are solid. Wright also teaches molecular weights of polyethylene oxides to (Examiner
`
`added emphasis):
`
`(page
`
`13,
`
`paragraph [0150]). Wright teaches that the amount of opioid in the claimed composition may be
`
`about 75 ng to about 750 mg (page 5, paragraph [0056]),which overlap with the recited amount.
`
`Wright also teaches embodiments in which the opioid analgesic embodiments in which the
`
`opioid analgesic comprises oxycodone, the dosage form may include from about 2.5 mg to about
`
`320 mg oxycodone hydrochloride (page 5, paragraph [0058], specifically dosage of 10 mg, 20,
`
`mg, 40 mg or 80 mg oxycodone hydrochloride (page 5, paragraph [0063]). Wright teaches the
`
`ratio of gelling agent to opioid agonist of from about 1 : 40 to about 40: 1 by weight, preferably
`
`from about 1 : 1 to about 30: 1 by weight, and more preferably from about 2:1 to about 10: 1 by
`
`weight of the opioid agonist (page 4, paragraph [0050]), which overlaps with the recited amount.
`
`Therefore, it would have been obvious to one having ordinary skill in the art at the time
`
`of the instant invention to have prepared the Bartholomaus oxycodone hydrochloride and
`
`polyethylene oxide (MW 4,000,000 or 7,000,000) cured shaped tablets in the dosage amounts
`
`and percentage of polyethylene oxide as taught by Wright with a reasonable expectation of
`
`success. One having ordinary skill in the art would have been motivated to combine the teaching
`
`of Bartholomaus and Wright because Wright teaches formulations comprising the dosages are
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 8
`
`typical in oxycodone tablets and that adding a gelling agent such as polyethylene oxide in the
`
`amounts recited imparts a gel-like quality to the tampered dosage form (page 4, paragraph
`
`[0050]).
`
`Regarding the heating temperature of 62 C and duration of at least 5 minutes,
`Bartholoamus teaches preparing his tablets by tabletting (shaping) and heating at 80 oc under
`pressure for at least 15 seconds (page 10, paragraph [0117]). Bartholomaus also discloses that
`
`the tablet demonstrates extended release ([0138]). Note that "at least 15 seconds" includes all the
`
`claimed curing time periods and that in the case where the claimed ranges "overlap or lie inside
`
`ranges disclosed by the prior art" a prima facie case of obviousness exists (See MPEP 2144.05 I).
`
`Though Bartholomaus does not teach the claimed temperature and amount of time for
`
`curing the tablet, the workable amounts are readily determined by routine experimentation.
`
`"[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to
`
`discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454,
`
`456, 105 USPQ 233,235 (CCPA 1955)
`
`The instant claims are using the same composition as Bartholomaus and Wright to
`
`perform the method as instantly claimed. Therefore, the treatment of pain by administering the
`
`same composition is inherent to the composition. Under the principles of inherency, if a prior art
`
`composition, in its normal and usual operation, would necessarily perform the method claimed,
`
`then the method claimed will be considered to be anticipated by the prior art composition. When
`
`the prior art device (composition) is the same as a device (composition) described in the
`
`specification for carrying out the claimed method, it can be assumed the device (composition)
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 9
`
`will inherently pelform the claimed process. In re King, 801 F.2d 1324, 231 USPQ 136 (Fed.
`
`Cir. 1986). MPEP 2ll2.02.
`
`Regarding claims 176-183, the instant claims recite various percentages of polyethylene
`
`oxide ("at least ... 79% or 65% or 80% or 85% or 90%"). Wright teaches the ratio of gelling
`
`agent to opioid agonist of from about 1 : 40 to about 40: 1 by weight, preferably from about 1 : 1
`
`to about 30: 1 by weight, and more preferably from about 2:1 to about 10: 1 by weight of the
`
`opioid agonist (page 4, paragraph [0050]), which overlaps with the recited amount.
`
`Wright and Bartholomaus do not explicitly teach the claimed amounts of the active
`
`ingredients with the percentage of polyethylene oxide in the dosage form, however, these
`
`workable amounts are readily determined by routine experimentation. "[W]here the general
`
`conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or
`
`workable ranges by routine experimentation." In re Aller, 220 F.2d 454, 456, 105 USPQ 233,
`
`235 (CCPA 1955)
`
`Thereby meeting the limitations of claims 176-183.
`
`Bartholomaus teaches his tablets are prepared accordingly to the procedure described in
`
`his Example 1, which teaches that the tablets were prepared by heating the mixture (80 °C) under
`
`pressure for at least 15 seconds of opioid with the polyethylene oxide, therefore reading upon
`
`instant claims 172-173.
`
`Further, it should be noted that claims 172-17 4 and 197 are directed to a method by
`
`administering a composition which is produced by a certain process, product-by-process. Claims
`
`170 and 171 also, i.e. "compression shaped and air cured" Please note that in product-by-process
`
`claims, "once a product appearing to be substantially identical is found and a 35 U.S.C. 102/103
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 10
`
`rejection [is] made, the burden shifts to the applicant to show an unobvious difference." MPEP
`
`2113. This rejection under 35 U.S. C. 102/103 is proper because the "patentability of a product
`
`does not depend on its method of production." In re Thorpe, 227 USPQ 964, 966 (Fed. Cir.
`
`1985). As a practical matter, the Patent Office is not equipped to manufacture products by the
`
`myriad number of processes put before it and then obtain prior art products and make physical
`
`comparisons therewith." In re Brown, 459 F.2d 531,535, 173 USPQ 685,688 (CCPA 1972).
`
`Please note that the Patent and Trademark Office is not equipped to conduct experimentation in
`
`order to determine whether Applicants' cured shaped tablets differs and, if so, to what extent,
`
`from that of the discussed reference. Therefore, with the showing of the reference, the burden of
`
`establishing non-obviousness by objective evidence is shifted to the Applicants. Thereby meeting
`
`the limitations of claims 170-17 4 and 197.
`
`Further Bartholomaus teaches coating the tablet (page 9, paragraph [0107]). Meeting the
`
`limitations of claim 175.
`
`Regarding claims 184, Bartholomaus teaches compositions comprising magnesium
`
`stearate (page 9, paragraph [0099]).
`
`Regarding claim 185, Wright teaches butylated hydroxytoluene (page 14, paragraph
`
`[0153])
`
`Regarding claim 186, Bartholomaus teaches a dosage form comprising microcrystalline
`
`cellulose (page 5, paragraph [0047], claim 17)
`
`With regard to claims 187-189, 196 and 198-199, which recite cracking force, flattened
`
`thickness ability, stability properties and density, these are considered physical properties
`
`inherent to the chemical composition.
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 11
`
`"Products of identical chemical composition cannot have mutually exclusive properties."
`
`A chemical composition and its properties are inseparable. Therefore, if the prior art teaches the
`
`identical chemical structure, the properties applicant discloses and/or claims are necessarily
`
`present. In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990).
`
`MPEP § 2ll2.01 states, "Where the claimed and prior art products are identical or
`
`substantially identical in structure or composition, or are produced by identical or substantially
`
`identical processes, a prima facie case of either anticipation or obviousness has been established.
`
`In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977). "When the PTO shows a
`
`sound basis for believing that the products of the applicant and the prior art are the same, the
`
`applicant has the burden of showing that they are not." In re Spada, 911 F.2d 705, 709, 15
`
`USPQ2d 1655, 1658 (Fed. Cir. 1990). Therefore, the prima facie case can be rebutted by
`
`evidence showing that the prior art products do not necessarily possess the characteristics of the
`
`claimed product. In re Best, 562 F.2d at 1255, 195 USPQ at 433. See also Titanium Metals Corp.
`
`v. Banner, 778 F.2d 775,227 USPQ 773 (Fed. Cir. 1985)."
`
`Regarding claims 190-195, as a practical matter, the Patent Office is not equipped to
`
`manufacture products by the myriad number of processes put before it and then obtain prior art
`
`products and make physical comparisons therewith." In re Brown, 459 F.2d 531, 535, 173 USPQ
`
`685, 688 (CCPA 1972). Please note that the Patent and Trademark Office is not equipped to
`
`conduct experimentation in order to determine whether Applicants' extended release matrix
`
`formulation in tablet form differs and, if so, to what extent, from that of the discussed
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 12
`
`reference. Therefore, with the showing of the reference, the burden of establishing non-
`
`obviousness by objective evidence is shifted to the Applicants.
`
`Further, it should be noted that claims 190-195 are directed to a method by administering
`
`a composition which is produced by a certain process, product-by-process. Please note that in
`
`product-by-process claims, "once a product appearing to be substantially identical is found and a
`
`35 U.S.C. 1021103 rejection [is] made, the burden shifts to the applicant to show an unobvious
`
`difference." MPEP 2113. This rejection under 35 U.S.C. 102/103 is proper because the
`
`"patentability of a product does not depend on its method of production." In re Thorpe, 227
`
`USPQ 964, 966 (Fed. Cir. 1985). As a practical matter, the Patent Office is not equipped to
`
`manufacture products by the myriad number of processes put before it and then obtain prior art
`
`products and make physical comparisons therewith." In re Brown, 459 F.2d 531,535, 173 USPQ
`
`685, 688 (CCPA 1972). Please note that the Patent and Trademark Office is not equipped to
`
`conduct experimentation in order to determine whether Applicants' cured shaped tablets differs
`
`and, if so, to what extent, from that of the discussed reference. Therefore, with the showing of
`
`the reference, the burden of establishing non-obviousness by objective evidence is shifted to the
`
`Applicants. Therefore the limitations of claims 190-196 are met.
`
`Therefore, selecting any of these amounts to little more than the selection of art-
`
`recognized components each according to their established functions under circumstances where
`
`the art expressly advocates their incorporation. All the claimed elements were known in the prior
`
`art and one skilled in the art could have combined the elements as claimed by known methods
`
`with no change in their respective functions, and the combination would have yielded predictable
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 13
`
`results to one of ordinary skill in the art at the time of the invention. (See KSR International Co.
`
`v. Teleflex, Inc., 82 USPQ2d 1385 (U.S. 2007)).
`
`Thus, given the teachings of the prior art and level of a person of ordinary skill in the art
`
`at the time of Applicant's invention one would have had a reasonable expectation of success in
`
`practicing the claimed invention. Therefore, the invention as a whole was prima facie obvious to
`
`one of ordinary skill in the art at the time the invention was made, as evidenced by the
`
`references.
`
`In the absence of any factual showing or unexpected results the presently claimed
`
`compositions are considered prima facie obvious over the prior art for the reasons stated above.
`
`In light of the forgoing discussion, the subject matter defined by the claims would have been
`
`obvious within the meaning of 35 USC§ 103(a).
`
`Response to Arguments:
`
`Applicant's arguments, filed 12111/2015 have been fully considered but they are not
`
`deemed to be persuasive.
`
`Applicants argue unexpected density decrease when tablets are compression shaped then
`
`air cured. Whereas, Applicants assert that a tablet formed under heat and pressure, the density is
`
`increased.
`
`As discussed above, Bartholomaus teaches preparing his tablets by tabletting (shaping)
`and heating at 80 oc where the powder mixture is pressed with a heated tool and pressure was
`maintained for at least 15 seconds (page 10, paragraph [0117]). Bartholomaus also discloses that
`
`the tablet demonstrates extended release ([0138]). Note that "at least 15 seconds" includes all the
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 14
`
`claimed curing time periods and that in the case where the claimed ranges "overlap or lie inside
`
`ranges disclosed by the prior art" a prima facie case of obviousness exists (See MPEP 2144.05 I).
`
`Though Bartholomaus does not teach the claimed temperature and amount of time for
`
`curing the tablet, the workable amounts are readily determined by routine experimentation.
`
`"[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to
`
`discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454,
`
`456, 105 USPQ 233,235 (CCPA 1955)
`
`Applicants cite to Examples 13 and 22. Example 13 (page 38, paragraphs [0570-0573])
`prepares the tablets by compressing the blend (shaping) then heated and cured at 75 oc for 90
`minutes. Example 22 prepares the tablets by compressing the blend, molding under a
`temperature controlled press heated to 120 oc for 3 min under pressure. However, Bartholomaus
`blends are treated to pressing with heated tool (which had been previously heated to 80 °C) for at
`
`least 15 seconds under pressure. The claims do not exclude maintaining pressure during curing.
`
`Further, the data provided in the affidavit filed 12111/2015 is not commensurate in scope
`
`to that instantly claimed. The tablets for which the data is presented both have PEO of 80% or
`
`96% and no data was presented for 65-79% and did not compare the claimed subject matter with
`
`the closest prior art, i.e. Bartholomaus et al. ("Bartholomaus", US Patent Publication No
`
`2005/0031546). See MPEP 716.02(e).
`
`Applicant's arguments, filed 02/16/2016, have been fully considered but they are not
`
`deemed to be persuasive. Although applicants amended the claims to recite "said high molecular
`
`weight polyethylene oxide is at least 79% by weight of the total weight of said uncoated tablet
`
`for 10115/20/30 mg oxycodone and at least 65% by weight of the total weight of said uncoated
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 15
`
`tablet for 40/60/80 mg oxycodone," the limitations are met by Bartholomaus teaching that
`
`opiates are used for treatment of pain (page 1, paragraph [0002]) with a tablet comprising 20 mg
`
`(13.3% by wt of the tablet) oxycodone hydrochloride and 110 mg (73.3% by wt of the tablet)
`
`polyethylene oxide of molecular weight 7,000,000 (page 11, paragraph [0136]).
`
`Further, Wright also teaches embodiments in which the opioid analgesic embodiments in
`
`which the opioid analgesic comprises oxycodone, the dosage form may include from about 2.5
`
`mg to about 320 mg oxycodone hydrochloride (page 5, paragraph [0058], particularly dosages of
`
`10 mg, 20, mg, 40 mg or 80 mg oxycodone hydrochloride (page 5, paragraph [0063]). Wright
`
`also teaches the ratio of gelling agent to opioid agonist of from about 1 : 40 to about 40: 1 by
`
`weight, preferably from about 1 : 1 to about 30: 1 by weight, and more preferably from about 2:1
`
`to about 10: 1 by weight of the opioid agonist (page 4, paragraph [0050]), which overlaps with
`
`the recited amount.
`
`The rejections are maintained.
`
`Non-Statutory Double Patenting
`
`The nonstatutory double patenting rejection is based on a judicially created doctrine
`
`grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or
`
`improper timewise extension of the "right to exclude" granted by a patent and to prevent possible
`
`harassment by multiple assignees. A nonstatutory obviousness-type double patenting rejection
`
`is appropriate where the conflicting claims are not identical, but at least one examined
`
`application claim is not patentably distinct from the reference claim(s) because the examined
`
`application claim is either anticipated by, or would have been obvious over, the reference
`
`claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re
`
`KASHIV1038
`IPR of Patent No. 9,492,393
`
`

`

`Application/Control Number: 141729,660
`Art Unit: 1642
`
`Page 16
`
`Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225
`
`USPQ 645 (Fed. Cir. 1985); In re VanOrnum, 686 F.2d 937,214 USPQ 761 (CCPA 1982); In re
`
`Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163
`
`USPQ 644 (CCPA 1969).
`
`A timely filed terminal disclaimer in compliance with 37 CPR 1.32l(c) or 1.32l(d) may
`
`be used to overcome an actual or provisional rejection based on a nonstatutory double patenting
`
`ground provided the conflicting application or patent either is shown to be commonly owned
`
`with this application, or claims an invention made as a result of activities undertaken within the
`
`scope of a joint research agreement.
`
`Effective January 1, 1994, a registered attorney or agent of record may sign a terminal
`
`disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CPR
`
`3.73(b).
`
`Application Nos.
`
`Due to the prolific nature o

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket