Demonstratives of Petitioner
`Samsung Electronics Co., Ltd.
`
`Inter Partes Review of
`U.S. Patent Nos. 9,113,163, 9,191,673, and 9,197,896
`
`IPR2018-00696
`IPR2018-00697
`IPR2018-00698
`
`Oral Hearing: June 11, 2019
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`1
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`Page 1 of 64
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`SAMSUNG EXHIBIT 1096
`Samsung Electronics Co., Ltd. v. M&K Holdings, Inc.
`IPR2018-00696, -00697, -00698
`
`
`Samsung Electronics Co., Ltd.
`
`Inter Partes Review of
`U.S. Patent Nos. 9,113,163, 9,191,673, and 9,197,896
`
`IPR2018-00696
`IPR2018-00697
`IPR2018-00698
`
`Oral Hearing: June 11, 2019
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`1
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`Page 1 of 64
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`SAMSUNG EXHIBIT 1096
`Samsung Electronics Co., Ltd. v. M&K Holdings, Inc.
`IPR2018-00696, -00697, -00698
`
`
`
`Instituted Grounds
`
`IPR2018-00696
`• Claims 1, 2, 5, and 6 as anticipated by WD4-v3
`• Claim 2 as obvious over WD4-v3 and Park
`• Claims 3 and 4 as obvious over WD4-v3, Park, and Zhou
`
`IPR2018-00697
`• Claims 1-3 as obvious over Budagavi and Sole
`• Claims 4-7 as obvious over Budagavi, Sole, and WD3-v1
`
`IPR2018-00698
`• Claim 1 as obvious over Budagavi and Sole
`• Claims 2-5 as obvious over Budagavi, Sole, and WD3-v1
`
`-00696 Institution Decision (Paper 10) at 48-49; -00697 Institution Decision (Paper 10) at 29-30
`-00698 Institution Decision (Paper 12) at 43-44
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`PRINTED PUBLICATION
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`PRINTED PUBLICATION
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`Printed Publication (IPR2018-00696, -00697, -00698)
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`Joint Collaborative Team on Video Coding (JCT-VC)
`Documents
`
`• IPR2018-00696
`• WD4-v3: JCTVC-F803 (version 3), WD4: Working Draft 4 of
`High-Efficiency Video Coding
`• Park: JCTVC-E059 (version 4), Modifications of temporal mv
`memory compression and temporal mv predictor
`• Zhou: JCTVC-G082 (version 1), Non-CE9: Modified H positions
`for memory bandwidth reduction in TMVP derivation
`• IPR2018-00697, -00698
`• WD3-v1: JCTVC-E603 (version 1), WD3: Working Draft 3 of
`High-Efficiency Video Coding
`• Sole: JCTVC-E335 (version 3), Unified scans for the significance
`map and coefficient level coding in high coding efficiency
`
`-00696 Petition (Paper 1) at 3-4; -00696 Institution Decision (Paper 10) at 10
`-00697 Petition (Paper 1) at 3-4; -00697 Institution Decision (Paper 10) at 7-8
`-00698 Petition (Paper 1) at 3-4; -00698 Institution Decision (Paper 12) at 7-8
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`4
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`Federal Circuit
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`GoPro, Inc. v. Contour IP Holding LLC, 908 F.3d 690, 693 (Fed. Cir. 2018)
`-00696 Pet. Reply (Paper 26) at 9-10; -00697 Pet. Reply (Paper 31) at 24; -00698 Pet. Reply (Paper 33) at 24
`
`-00696 Institution Decision (Paper 10) at 12-30; -00696 Petitioner’s Reply (Paper 26) at 3-19
`-00697 Institution Decision (Paper 10) at 11-13; -00697 Petitioner’s Reply (Paper 31) at 18-25
`-00698 Institution Decision (Paper 12) at 10-28; -00698 Petitioner’s Reply (Paper 33) at 18-25
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`Ibex IPRs
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`Samsung Electronics Co., Ltd. v. Ibex PT Holdings Co., Ltd., IPR2018-00011, FWD (Paper 31) at 30-31
`Samsung Electronics Co., Ltd. v. Ibex PT Holdings Co., Ltd., IPR2018-00092, FWD (Paper 31) at 30-31
`Samsung Electronics Co., Ltd. v. Ibex PT Holdings Co., Ltd., IPR2018-00093, FWD (Paper 31) at 31-32
`
`-00696 Petition (Paper 1) at 25-26; -00696 Institution Decision (Paper 10) at 28-29
`-00696 Patent Owner’s Response (Paper 24) at 23-25; -00696 Petitioner’s Reply (Paper 26) at 11, 16-18
`-00697 Petition (Paper 1) at 21-22; -00697 Institution Decision (Paper 10) at 12-13
`-00697 Patent Owner’s Response (Paper 26) at 27-29; -00697 Petitioner’s Reply (Paper 31) at 23-25
`-00698 Petition (Paper 1) at 21-22; -00698 Institution Decision (Paper 12) at 23-27
`-00698 Patent Owner’s Response (Paper 28) at 27-29; -00698 Petitioner’s Reply (Paper 33) at 23-25
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`Petitioner’s Declarant (Mr. Bross)
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`-00696 Ex. 1002 at ¶ 184 (annotated); -00696 Petition (Paper 1) at 18
`-00697 Ex. 1002 at ¶ 201; -00697 Petition (Paper 1) at 15-16; -00698 Ex. 1002 at ¶ 177; -00698 Petition (Paper 1) at 15-16
`
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
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`7
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`Petitioner’s Declarant (Mr. Bross)
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`-00696 Ex. 1002 at ¶ 184 (annotated); -00696 Petition (Paper 1) at 18
`-00697 Ex. 1002 at ¶ 201; -00697 Petition (Paper 1) at 15-16; -00698 Ex. 1002 at ¶ 177; -00698 Petition (Paper 1) at 15-16
`
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
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`8
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`Printed Publication (IPR2018-00696, -00697, -00698)
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`Petitioner’s Declarant
`(Mr. Bross)
`
`-00696 Ex. 1002 at ¶ 184 (annotated); -00696 Petition (Paper 1) at 18
`-00697 Ex. 1002 at ¶ 201; -00697 Petition (Paper 1) at 15-16; -00698 Ex. 1002 at ¶ 177; -00698 Petition (Paper 1) at 15-16
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
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`9
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`-00696 Ex. 1080 at 1
`-00697, -00698 Ex. 1070 at 1
`
`-00696 Ex. 1080 at 1661
`-00697, -00698 Ex. 1070 at 1661
`
`-00696 Ex. 1078 at ¶ 12 (annotated)
`-00697, -00698 Ex. 1068 at ¶ 12
`
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
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`10
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`-00696 Ex. 1080 at 1661
`-00697, -00698 Ex. 1070 at 1661
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`-00696 Ex. 1080 at 1
`-00697, -00698 Ex. 1070 at 1
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`-00696 Ex. 1080 at 1661 (annotated); -00696 Ex. 1078 at ¶ 12
`-00697, -00698 Ex. 1070 at 1661; -00697, -00698 Ex. 1068 at ¶ 12
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
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`-00696 Ex. 1080 at 1
`-00697, -00698 Ex. 1070 at 1
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`-00696 Ex. 1080 at 1661
`-00697, -00698 Ex. 1070 at 1661
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`-00696 Ex. 1080 at 1661 (annotated); -00696 Ex. 1078 at ¶ 12
`-00697, -00698 Ex. 1070 at 1661; -00697, -00698 Ex. 1068 at ¶ 12
`
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
`12
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`Petitioner’s Declarant (Mr. Bross)
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`-00696 Ex. 1002 at ¶ 185 (annotated)
`-00697 Ex. 1002 at ¶ 201; -00698 Ex. 1002 at ¶ 178
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
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`Petitioner’s Declarant (Mr. Bross)
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`-00696 Ex. 1002 at ¶ 189 (annotated)
`-00697 Ex. 1002 at ¶ 206; -00698 Ex. 1002 at ¶ 182
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`-00696 Ex. 1021 at 1; -00697, -00698 Ex. 1016 at 1
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`-00696 Ex. 1021 at 2 (annotated); -00697, -00698 Ex. 1016 at 2
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`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
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`PRINTED PUBLICATION:
`DISSEMINATION OF WD4-v3 and WD3-v1
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`Petitioner’s Declarant
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`-00696 Ex. 1002 at ¶ 201 (annotated); -00696 Petition (Paper 1) at 25-26
`-00697 Ex. 1002 at ¶ 217; -00697 Petition (Paper 1) at 21-22
`-00698 Ex. 1002 at ¶ 201; -00698 Petition (Paper 1) at 21-22
`-00696 Petition (Paper 1) at 25-26; -00696 Institution Decision (Paper 10) at 28-29
`-00696 Patent Owner’s Response (Paper 24) at 23-25; -00696 Petitioner’s Reply (Paper 26) at 11, 16-18
`-00697 Petition (Paper 1) at 21-22; -00697 Institution Decision (Paper 10) at 12-13
`-00697 Patent Owner’s Response (Paper 26) at 27-29; -00697 Petitioner’s Reply (Paper 31) at 23-25
`-00698 Petition (Paper 1) at 21-22; -00698 Institution Decision (Paper 12) at 23-27
`-00698 Patent Owner’s Response (Paper 28) at 27-29; -00698 Petitioner’s Reply (Paper 33) at 23-25
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`Printed Publication (IPR2018-00696, -00697, -00698)
`JCT-VC Meeting Report
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`-00696 Ex. 1037 at 1 (annotated)
`-00697, -00698 Ex. 1031 at 1
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`-00696 Ex. 1037 at 2 (annotated)
`-00697, -00698 Ex. 1031 at 2
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`-00696 Petition (Paper 1) at 25-26; -00696 Institution Decision (Paper 10) at 28-29
`-00696 Patent Owner’s Response (Paper 24) at 23-25; -00696 Petitioner’s Reply (Paper 26) at 11, 16-18
`-00697 Petition (Paper 1) at 21-22; -00697 Institution Decision (Paper 10) at 12-13
`-00697 Patent Owner’s Response (Paper 26) at 27-29; -00697 Petitioner’s Reply (Paper 31) at 23-25
`-00698 Petition (Paper 1) at 21-22; -00698 Institution Decision (Paper 12) at 23-27
`-00698 Patent Owner’s Response (Paper 28) at 27-29; -00698 Petitioner’s Reply (Paper 33) at 23-25
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`Petitioner’s Declarant (Mr. Bross)
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`-00696 Ex. 1002 at ¶ 201 (annotated)
`-00697 Ex. 1002 at ¶ 217; -00698 Ex. 1002 at ¶ 193
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`-00696 Petition (Paper 1) at 25-26; -00696 Institution Decision (Paper 10) at 28-29
`-00696 Patent Owner’s Response (Paper 24) at 23-25; -00696 Petitioner’s Reply (Paper 26) at 11, 16-18
`-00697 Petition (Paper 1) at 21-22; -00697 Institution Decision (Paper 10) at 12-13
`-00697 Patent Owner’s Response (Paper 26) at 27-29; -00697 Petitioner’s Reply (Paper 31) at 23-25
`-00698 Petition (Paper 1) at 21-22; -00698 Institution Decision (Paper 12) at 23-27
`-00698 Patent Owner’s Response (Paper 28) at 27-29; -00698 Petitioner’s Reply (Paper 33) at 23-25
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`Petitioner’s Declarant (Mr. Bross)
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`-00696 Ex. 1002 at ¶ 202 (annotated); -00696 Petition (Paper 1) at 25-26
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`-00696 Petition (Paper 1) at 25-26; -00696 Institution Decision (Paper 10) at 28-29
`-00696 Patent Owner’s Response (Paper 24) at 23-25; -00696 Petitioner’s Reply (Paper 26) at 11, 16-18
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`Printed Publication (IPR2018-00696)
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`Announcement regarding WD4-v3
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`-00696 Ex. 1057 at 1 (annotated) ; -00696 Petition (Paper 1) at 25-26
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`-00696 Petition (Paper 1) at 25-26; -00696 Institution Decision (Paper 10) at 28-29
`-00696 Patent Owner’s Response (Paper 24) at 23-25; -00696 Petitioner’s Reply (Paper 26) at 11, 16-18
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`Petitioner’s Declarant (Mr. Bross)
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`-00697 Ex. 1002 at ¶ 218 (annotated); -00697 Petition (Paper 1) at 21-22
`-00698 Ex. 1002 at ¶ 194 (annotated); -00698 Petition (Paper 1) at 21-22
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`-00697 Petition (Paper 1) at 21-22; -00697 Institution Decision (Paper 10) at 12-13
`-00697 Patent Owner’s Response (Paper 26) at 27-29; -00697 Petitioner’s Reply (Paper 31) at 23-25
`-00698 Petition (Paper 1) at 21-22; -00698 Institution Decision (Paper 12) at 23-27
`-00698 Patent Owner’s Response (Paper 28) at 27-29; -00698 Petitioner’s Reply (Paper 33) at 23-25
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`Announcement regarding WD3-v1
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`-00697 Ex. 1049 at 1 (annotated); -00697 Petition (Paper 1) at 21-22
`-00698 Ex. 1049 at 1 (annotated); -00698 Petition (Paper 1) at 21-22
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`-00697 Petition (Paper 1) at 21-22; -00697 Institution Decision (Paper 10) at 12-13
`-00697 Patent Owner’s Response (Paper 26) at 27-29; -00697 Petitioner’s Reply (Paper 31) at 23-25
`-00698 Petition (Paper 1) at 21-22; -00698 Institution Decision (Paper 12) at 23-27
`-00698 Patent Owner’s Response (Paper 28) at 27-29; -00698 Petitioner’s Reply (Paper 33) at 23-25
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`PRINTED PUBLICATION:
`PUBLIC ACCESSIBILITY OF
`WD4-v3, WD3-v1, Park, Zhou, and Sole
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`23
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`Petitioner’s Declarant (Mr. Bross)
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`-00696 Ex. 1002 at ¶ 189 (annotated)
`-00697 Ex. 1002 at ¶ 206; -00698 Ex. 1002 at ¶ 182
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
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`Petitioner’s Declarant (Mr. Bross)
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`-00696 Ex. 1002 at ¶ 191 (annotated)
`-00697 Ex. 1002 at ¶ 208; -00698 Ex. 1002 at ¶ 184
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`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
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`25
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`Petitioner’s Declarant (Mr. Bross)
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`-00696 Ex. 1078 at ¶ 8 (annotated)
`-00697, -00698 Ex. 1068 at ¶ 8
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`-00696 Ex. 1002 at ¶ 193 (annotated)
`-00697 Ex. 1002 at ¶ 210; -00698 Ex. 1002 at ¶ 186
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
`
`26
`
`Page 26 of 64
`
`
`
`Printed Publication (IPR2018-00696, -00697, -00698)
`Sample Search Results from JCT-VC Site
`
`-00696 Ex. 1054
`-00697, -00698 Ex. 1046
`
`-00696 Ex. 1055
`-00697, -00698 Ex. 1047
`
`-00696 Ex. 1056
`-00697, -00698 Ex. 1048
`
`-696 Petition (Paper 1) at 16-26; -696 Patent Owner’s Response (Paper 24) at 6-32; -696 Petitioner’s Reply (Paper 26) at 3-19
`-697 Petition (Paper 1) at 14-22; -697 Patent Owner’s Response (Paper 26) at 5-29; -697 Petitioner’s Reply (Paper 31) at 18-25
`-698 Petition (Paper 1) at 14-22; -698 Patent Owner’s Response (Paper 28) at 5-29; -698 Petitioner’s Reply (Paper 33) at 18-25
`
`27
`
`Page 27 of 64
`
`
`
`Printed Publication (IPR2018-00696)
`
`Working Draft 4 Cited By Others
`
`-00696 Ex. 1081 at 81
`Pet. Reply (Paper 26) at 13-15
`
`-00696 Ex. 1081 at 356
`
`-00696 Ex. 1081 at 580
`
`-00696 Ex. 1081 at 801
`
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`
`28
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`Page 28 of 64
`
`
`
`Printed Publication (IPR2018-00696)
`
`Working Draft 4 Cited By Others
`
`-00696 Ex. 1082 at 73
`
`-00696 Ex. 1082 at 72
`Pet. Reply (Paper 26) at 13-15
`
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`
`29
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`Page 29 of 64
`
`
`
`Printed Publication (IPR2018-00697, -00698)
`
`Working Draft 3 Cited By Others
`
`-00697, -00698 Ex. 1071 at 1 (annotated)
`-00697 Pet. Reply (Paper 31) at 22-23; -00698 Pet. Reply (Paper 33) at 22-23
`
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
`
`30
`
`-00697, -00698 Ex. 1071 at 11 (annotated)
`
`Page 30 of 64
`
`
`
`Printed Publication (IPR2018-00697, -00698)
`
`Working Draft 3 Cited By Others
`
`-00697, -00698 Ex. 1072 at 1 (annotated)
`-00697 Pet. Reply (Paper 31) at 22-23; -00698 Pet. Reply (Paper 33) at 22-23
`
`-00697, -00698 Ex. 1072 at 22 (annotated)
`
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
`
`31
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`Page 31 of 64
`
`
`
`Printed Publication (IPR2018-00696)
`
`Park Cited By Others
`
`-00696 Ex. 1087 at 2
`Pet. Reply (Paper 26) at 13-15
`
`-00696 Ex. 1087 at 26
`
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`
`32
`
`Page 32 of 64
`
`
`
`Printed Publication (IPR2018-00696, -00697, -00698)
`
`Petitioner’s Declarant (Dr. Vetro)
`
`-00092 Ex. 1058 at ¶ 21 (emphasis added)
`-00697, -00698 Ex. 1050 at ¶ 21
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
`
`33
`
`Page 33 of 64
`
`
`
`Printed Publication (IPR2018-00696, -00697, -00698)
`
`PRINTED PUBLICATION:
`DISSEMINATION OF Park, Zhou, and Sole
`
`34
`
`Page 34 of 64
`
`
`
`Printed Publication (IPR2018-00696, -00697, -00698)
`Dissemination of JCT-VC Input Documents
`
`-00696 Ex. 1078 at ¶¶ 14-15 (annotated); -00696 Pet. Reply (Paper 26) at 16-18
`-00697 1068 at ¶¶ 14-15; -00697 Pet. Reply (Paper 31) at 24-25
`-00698 1068 at ¶¶ 14-15; -00698 Pet. Reply (Paper 33) at 23-25
`
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
`35
`
`Page 35 of 64
`
`
`
`Printed Publication (IPR2018-00696, -00697, -00698)
`Dissemination of JCT-VC Input Documents
`
`-00696 Ex. 1036 at 3 (annotated)
`-00697 Ex. 1031 at 3
`
`-00696 Ex. 1036 at 5 (annotated)
`-00697 Ex. 1031 at 5
`
`-00696 Ex. 2026 at 100:20-101:25 (annotated)
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
`36
`
`Page 36 of 64
`
`
`
`Printed Publication (IPR2018-00696)
`Dissemination of Park (JCTVC-E059)
`
`-00696 Ex. 1036 at 1 (annotated)
`
`-00696 Ex. 1078 at ¶ 20 (annotated)
`-00696 Pet. Reply (Paper 26) at 16-18
`
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`37
`
`-00696 Ex. 1036 at 118 (annotated)
`
`Page 37 of 64
`
`
`
`Printed Publication (IPR2018-00696)
`Dissemination of Zhou (JCTVC-G082)
`
`-00696 Ex. 1038 at 1 (annotated)
`
`-00696 Ex. 1078 at ¶ 21 (annotated)
`-00696 Pet. Reply (Paper 26) at 16-18
`
`-00696 Ex. 1038 at 127 (annotated)
`
`-00696 Petition (Paper 1) at 16-26; -00696 Institution Decision (Paper 10) at 12-30; -00696 Paper 16 at 1-5; -00696 Paper 22 at 2-7
`-00696 Patent Owner’s Response (Paper 24) at 6-32; -00696 Petitioner’s Reply (Paper 26) at 3-19; -00696 Paper 30 at 1-24
`
`38
`
`Page 38 of 64
`
`
`
`Printed Publication (IPR2018-00697, -00698)
`Dissemination of Sole (JCTVC-E335)
`
`-00697, -00698 Ex. 1031 at 1 (annotated)
`
`-00697, -00698 Ex. 1068 at ¶ 21 (annotated)
`-00697 Pet. Reply (Paper 31) at 23-25
`-00698 Pet. Reply (Paper 33) at 23-25
`
`-00697, -00698 Ex. 1031 at 147-148 (annotated)
`
`-00697 Petition (Paper 1) at 14-22; -00697 Institution Decision (Paper 10) at 11-13; -00697 Paper 16 at 1-5; -00697 Paper 22 at 2-7
`-00697 Patent Owner’s Response (Paper 26) at 5-29; -00697 Petitioner’s Reply (Paper 31) at 18-25; -00697 Paper 37 at 1-14
`-00698 Petition (Paper 1) at 14-22; -00698 Institution Decision (Paper 12) at 10-28; -00698 Paper 18 at 1-5; -00698 Paper 24 at 2-7
`-00698 Patent Owner’s Response (Paper 28) at 5-29; -00698 Petitioner’s Reply (Paper 33) at 18-25; -00698 Paper 39 at 1-14
`
`39
`
`Page 39 of 64
`
`
`
`Printed Publication (IPR2018-00696, -00697, -00698)
`
`Recent Ibex Final Written Decisions Are Distinguishable
`•
`Ibex IPRs (IPR Nos. 2018-00012, -00094, -00095):
`• Different JCT-VC input document at issue.
`• The Board did not consider evidence of the input document’s
`dissemination at the JCT-VC meeting.
`
`• Present IPRs (IPR Nos. 2018-00696, -00697, -00698):
`• Evidence in the record regarding dissemination by Mr. Bross.
`• See -696 IPR, Ex. 1078, ¶¶14-21; -697 IPR, Ex. 1068, ¶¶14-20,
`-698 IPR, Ex. 1068 at ¶¶14-20.
`• Patent Owner cross-examined Mr. Bross on his testimony regarding
`discussions of the input documents at the JCT-VC meetings.
`
`• See e.g., -696/-697/-698 Ex. 2026 at 97:7-125:4.
`
`40
`
`Page 40 of 64
`
`
`
`Printed Publication (IPR2018-00696, -00697, -00698)
`
`Recent Ibex Final Written Decisions Are Distinguishable
`• Present petitions contain evidence concerning discussions of JCT-
`VC input documents at the JCT-VC meetings.
`• See, e.g., -696 IPR, Petition (Paper 1) at 19; -697 IPR, Petition
`(Paper 1) at 16; -698 IPR, Petition (Paper 1) at 14.
`• Patent Owner admitted JCT-VC input documents were discussed at
`the JCT-VC meetings.
`• See, e.g., -696 IPR, PO Response (Paper 24) at 3 (n.5); -697 IPR, PO
`Response (Paper 26) at 2 (n.2); -698 IPR, PO Response (Paper 28) at 2
`(n.2).
`
`41
`
`Page 41 of 64
`
`
`
`Printed Publication (IPR2018-00696, -00697, -00698)
`
`Recent Ibex Final Written Decisions Are Distinguishable
`• Petitioner’s motions to submit supplemental information identified
`the evidence as “relating to the public availability of the references
`relied upon in the instituted grounds.”
`• See e.g., -696 IPR, Paper 16 at 1-2 (Ex. 1078 at ¶¶14-21); -697 IPR,
`Paper 16 at 2-3 (Ex. 1068 at ¶¶14-22); -698 IPR, Paper 18 at 2-3
`(Ex. 1068 at ¶¶14-22).
`• Patent Owner’s oppositions did not dispute Petitioner’s description
`of the supplemental information.
`• See, e.g., -696 IPR, Paper 18 generally at 1-5; -697 IPR, Paper 18
`generally at 1-5; -698 IPR, Paper 20 generally at 1-5.
`
`42
`
`Page 42 of 64
`
`
`
`Printed Publication (IPR2018-00696, -00697, -00698)
`
`Recent Ibex Final Written Decisions Are Distinguishable
`• Petitioner’s replies
`• Build on the noted dissemination argument.
`• Cite Mr. Bross’ supplemental declaration testimony that provides
`express evidentiary support for the dissemination argument.
`• See -696 IPR, Paper 26 at 17-18 (Ex. 1078, ¶¶14-21); -697 IPR,
`Paper 31 at 25 (Ex. 1068, ¶¶14-20), -698 IPR, Paper 33 at 24-25
`(Ex. 1068 at ¶¶14-20).
`
`43
`
`Page 43 of 64
`
`
`
`Printed Publication (IPR2018-00696, -00697, -00698)
`Recent Ibex Final Written Decisions Are Distinguishable
`• No prejudice as Patent Owner had sufficient notice and opportunity
`to respond
`• Petitioner’s argument and evidence regarding dissemination of JCT-
`VC input documents was in record prior to Patent Owner’s response.
`• The Board may consider arguments and evidence introduced in the
`course of IPR trials, where patent owner has sufficient notice and
`opportunity to respond.
`• Genzyme Therapeutic Prods. Ltd. Pship. v. Biomarin Pharm. Inc.,
`825 F.3d 1360, 1366-69 (Fed. Cir. 2016)
`• Belden Inc. v. Berk-Tek LLC, 805 F.3d 1064, 1080-82 (Fed. Cir.
`2015)
`• Patent Owner cross-examined Mr. Bross on the dissemination theory
`and responded to it.
`•
`-696/-697/-698 IPRs, Ex. 2026 at 97:7-125:4.
`• See -696 IPR, Paper 30 at 21-22; -697 IPR, Paper 37 at 9-10, -
`698 IPR, Paper 39 at 9-10.
`
`44
`
`Page 44 of 64
`
`
`
` —/
`
`UNPATENTABILITY
`
`UNPATENTABILITY
`
`45
`
`Page 45 of 64
`
`
`
`Instituted Grounds
`
`IPR2018-00696
`• Claims 1, 2, 5, and 6 as anticipated by WD4-v3
`• Claim 2 as obvious over WD4-v3 and Park
`• Claims 3 and 4 as obvious over WD4-v3, Park, and Zhou
`
`IPR2018-00697
`• Claims 1-3 as obvious over Budagavi and Sole
`• Claims 4-7 as obvious over Budagavi, Sole, and WD3-v1
`
`IPR2018-00698
`• Claim 1 as obvious over Budagavi and Sole
`• Claims 2-5 as obvious over Budagavi, Sole, and WD3-v1
`
`-00696 Institution Decision (Paper 10) at 48-49
`-00697 Institution Decision (Paper 10) at 29-30
`-00698 Institution Decision (Paper 12) at 43-44
`
`46
`
`Page 46 of 64
`
`
`
`Instituted Grounds
`
`IPR2018-00696
`• Claims 1, 2, 5, and 6 as anticipated by WD4-v3
`• Claim 2 as obvious over WD4-v3 and Park
`• Claims 3 and 4 as obvious over WD4-v3, Park, and Zhou
`
`IPR2018-00697
`• Claims 1-3 as obvious over Budagavi and Sole
`• Claims 4-7 as obvious over Budagavi, Sole, and WD3-v1
`
`IPR2018-00698
`• Claim 1 as obvious over Budagavi and Sole
`• Claims 2-5 as obvious over Budagavi, Sole, and WD3-v1
`
`-00696 Institution Decision (Paper 10) at 48-49
`-00697 Institution Decision (Paper 10) at 29-30
`-00698 Institution Decision (Paper 12) at 43-44
`
`47
`
`Page 47 of 64
`
`
`
`The ’673/’896 Patents: Claim 1
`
`’673 Patent, Claim 1
`
`’ 896 Patent, Claim 1
`
`-00697 Ex. 1001, Claim 1 (annotated)
`
`-00698 Ex. 1001, Claim 1 (annotated)
`
`48
`
`Page 48 of 64
`
`
`
`Unpatentability (IPR
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