SAMSUNG EXHIBIT 1072
`Samsung Electronics Co., Ltd. v. M & K Holdings, Inc.
`IPR2018-00697
`
`Page 1 of 28
`
`

`

`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a US. patent application
`serves as a request for a foreign filing license. The application‘s filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800—786—91 99, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the US. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the US. Government hotline at 1—866—999—HALT (1—866—999—4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`page 2 of 3
`
`Page 2 of 28
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`Page 2 of 28
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`

`

`Security, Department of Commerce (15 CFR parts 730—774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`page 3 of 3
`
`Page 3 of 28
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`Page 3 of 28
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`

`

`‘
`
`TO;
`
`‘
`United States Patent and Trademark Office
`Attn: Filing Receipt Corrections
`Facsimile Number: (571) 273-8300
`
`RECEIVED
`RN. FAX CENTER
`> CENT
`HAY II 6 20“
`
`From:
`
`Deborah DuPree
`
`Texas Instruments Incorporated
`Facsimile: 972—917-4418
`PhOne: 972-917-5352
`
`FACSIMILE COVER SHEET
`
`__
`
`
`
`
`
`
`FACSIMILE COVER SHEET (1 SHEET)
`AMENDMENT ML.—
`i
`__ NEWAPPLICATION
`EDT
`(51 Pages)
`_ DECLARATION
`PEA]. #P
`F
`__ ASSIGNMENT
`— Kggfio AP
`“a :53“)
`__ FORMAL DRAWINGS
`— ISSUE FEE—ML“—
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`RElfLY BRIEF (INTRIPLICATE)
`{
`H DIVISIONAL APP'N
`AssngnmentRecordanon Confirmation
`
`_ ADS
`(3 Pages)
` _L
`
`Filing Receipt CORRECTION
`
`NAME OF INVEN'I'ORIS):
`
`
`_
`,
`RECEII’T D'ATE & SERIIAL N9:
`
`-‘ Minna-a 211-51;
`‘ ‘A'p'pi. No: 61/473,987
`
`
`
`TITLE OF INVENTION:
`
`[Filing-Date: ,3 04/11/2011 ‘
`‘
`’Method for: HighiQuality‘HEV‘crc’ddihg‘
`5‘
`
` pmrr ACCT. N0.:
`
`"‘:with Parallel Motion Estimation
`TIFILENQ:
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`020-06683
`,
`: ITI'-.70703PS*3-~.
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`lFAXED: 5/6001!
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`ATTY/SEC’Y: MIrnaIAb
`ad/D. Duli’ree
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`use offlic'addijess nig'riliatl aha colamslegaliy pfliiilegd and/or- eonfldentiél infonnation. Ifyou at nol
`.‘ . the'intende'd recipient of this 'teIccopy, you are hereby nofifie'fl théi ‘ény 'dissunin'atio'n,‘ distribution, copying or use ofthis commimication is
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`facSiniilcs should be returned to the sender'by' infill if file'hdiire'sé inhibited on “IL; cover sheet.
`
`»
`
`Texas Instruments Incorpormed
`PO Box 655474, WS 3999
`Dallas, TX 75074
`
`-55 :01-13
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`PAGE 1” ' RCVD AT 5512011 11 :18:14 AM [Eastern Daylight Time] BVR.W-PTOFAX-00315 DNIS.2788300 ' CSID.972 91? 4417 DURATIO (mm )
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`“
`
`
`'\
`". UNH'ED Sms PATENT AND TRADEMARK OFFICE
`'
`
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`
`
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` . ~- "
`
`RECEIVED
`CENTRAL FAX CENTER
`
`MAY as 2011
`
`UNITED STATE DEPAR'IW OF COMMERCE
`Uniccd States Patent and Trademark Oman
`Mam comestom me rams
`20.36349) _,
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`61/473,987 W I 1/20“
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`M
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`23494
`TEXAS'INSTRUMENTS INCORPORATED
`P 0 BOX 655474, M/S 3999
`antennae
`
`CONFIRMATION NO. 9166
`FILING RECEIPT
`‘
`“IIIIIIIII
`
`l
`I
`IMIIIWMIII
`
`IIIIIIIIIW
`
`Date Mailed: 04/21/2011
`
`Receipt is acknowledged of this provisional patent application. It will not be examined for patentability and will
`a
`_ become abandoned not later than twelvemonths after its filing date. Any correspondence concerning the application .
`must include the following identification information: th'e'U.SLAPPLICATlON NUMBER, ‘FILING DATE.».NAME OF-
`;,AF.’PLICANT,.and TITLE OF INVENTION. Fees transmitted by check or draft-are subject to collection. Pleasefvjerify‘ ._
`. the accuracy of the data presented on this receiptvlt-an'error Is noted on this Filing Receiptnpiease submit
`‘ ‘a‘wrltt‘en requESt'Ior "a Filing Receipt Correction. Please provide a copy ofthis Filing Receiptflvvlth, the
`changes noted thereon; If you received ‘a "Notice to File Missing Parts“ for. this application; please submit _:_.
`any corrections to’thls Filing Receipt with your reply to the Notice. when the USPTO processes the reply .- _‘
`,
`2.: atqthethlcedheUSPTO wlll‘generate anomerFiringReceIptincorporating‘the rogueStEd corrections: "j
`
`.-.;:Anplloant(s)’e~”
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`_
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`__ Minivazmg-P'enefxr i
`yPowerot'Attorney:
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`5
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`‘
`
`1.1:; .
`
`'
`
`,
`
`If Required. Foreign Filing License Granted: 04/18/2011
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 61/473,987
`
`Projected Publication Date: None. application is not eligible for pregrant publication
`Non-Publication Request: No
`
`Early Publication Request: No
`Title
`
`Method for High Quality HEVC Coding with Parallel Motion Estimation
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a US. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`page 1 of 3
`
`PAGE 214 ' RCVD AT 5I6I2011 11:18:14 AM [Eastern Daylight Time] ‘ SVRZW-PTOFAX-NJSM ‘ DNIS:2738300 ' CSID1972 917 4417 ' DURATION (mm-SS): 01-13
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`Page 5 of 28
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`Page 5 of 28
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`

`If
`
`‘5
`
`.
`
`;.
`
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.»
`
`Almost every country has its own patent law. and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`isSue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet. "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents”) for more inlonnation on timefrarnes and deadlines for filing foreign
`patent applications. The guide is available either by'
`ntacting the USPTO Contact Center at 800-786-91.9§i;‘or.it ..
`can be viewed entire USPTO website at httptllwvvw';usptogovnlveb/offices/pac/dcc/generalfindexhtml. ‘
`..
`43.,
`
`; _
`
`For information on preventingitheft of yourinteliectual propertimatents, trademarks and copyrights), you 'niaylwish
`to consultthe" U S. GovernmenttWebsite, http'ztwwwstopfakesgovh Part of a Department-ofACommercéinitiatiye.« .
`4. this website includes self-‘rtelp‘ ito'o'lkltsf' giving innovators (guidance on how to protect intellectual property in specific;
`., countriess'uch'asChineLKorea and Metrics. for
`Que§iidns regarding patent enforcement issues, applicants may
`9a"the.UtS-.Gpverrineethiztlineat iaaGB-im-HA
`”Stacie-9994158).-
`»
`.
`.-
`_
`l,
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`
`- LICENSEFOR FOFIEIth FILING UNDER
`3,4 Title 35, UnitedVIStates'Gode, Section 184
`- Title 37, code or. FederalRegulations, 5.11 & 5.15
`
`_
`
`_
`
`H
`
`TED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED” followed by a date appears on this form. Such licenses are issued In all applications where
`the conrfitions for issuance of a license have been met. regardless of whether or not a license may be required as
`set forth in 37 CFFI 5.15. The scope and limitations of this license are set forth in 37 CFR 515(8) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license. unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries. of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`page 2 of 3
`
`PAGE 314 ‘ RCVD AT {#512011 11:18:14 AM [Eastern Dayllght Tlme) " SVR:W-PTOFAX-003l5 " DNIS:2738300 ' CSID:972 917 4417 " DURATION (mm-ss):o1-1:l
`
`Page 6 of 28
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`Page 6 of 28
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`

`

`ol~ ‘)
`
`‘6
`
`Security, Department of Commerce (15 CFFI parts 730474); the Office of Foreign AssetsControl. Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRAN IED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANIED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12.
`it a license is desired before the expiration of 6 months from the filing dateof the application. It 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFFi 5r 15(b).
`
`
`
`
`
`
`
`
`
`pageants
`
`'
`'
`PAGE 4/4 ' RCVD AT 5I612011 11:18:14AM [Eastern Daylight Time] " SVRZW-PTOFAX-BO3I5 ‘ DNIS.2738300 " CSID.972 917 4417 ' DURATION (mm-SS)
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`:01-13
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`
`
`UNITED STATES DEPARTIWENT 0F COIVIVIERCE
`United States Patent and Trademark Office
`Adm:s COMMISSICNER FCR PATENTS
`PO Box1450
`Alcxrmdn'a Vil'gmial23131450
`WWWusgtogm
`
`GRPAR
`FILING or
`APPLICATION
`
`1‘”01 CLAIIVIS 1N1) CLAIMS
`A'"’113.DOC1§E".1NO
`I‘ILI‘EI: RECD
`UNI'TI
`371(C)DA111
`NUMBER
`61/473.987
`04/11/2011
`TI-7070'3PS
`CONFIRMATION NO. 9166
`
`23494
`TEXAS INSTRUMENTS INCORPORATED
`P 0 BOX 655474, M/S 3999
`DALLAS, TX 75265
`
`FILING RECEIPT
`
`|I||||||||||I||||||||||IIIIIIIIOIIOIIOIII00IIIIIIIIII20IIIIIIIIIIIIIII|||||||||||||
`
`Date Mailed: 04/21/2011
`
`It will not be examined for patentability and will
`Receipt is acknowledged of this provisional patent application.
`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
`must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please submit
`a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Applicant(s)
`
`Minhua Zhou, Plano, TX;
`
`Power of Attorney:
`James Lennon-66815
`
`If Required, Foreign Filing License Granted: 04/18/2011
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 61/473,987
`
`Projected Publication Date: None, application is not eligible for pre-grant publication
`
`Non-Publication Request: No
`
`Early Publication Request: No
`Title
`
`Method for High Quality HEVC Coding with Parallel Motion Estimation
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`page 1 of 3
`
`Page 8 of 28
`
`Page 8 of 28
`
`

`

`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a US. patent application
`serves as a request for a foreign filing license. The application‘s filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800—786—91 99, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the US. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the US. Government hotline at 1—866—999—HALT (1—866—999—4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`page 2 of 3
`
`Page 9 of 28
`
`Page 9 of 28
`
`

`

`Security, Department of Commerce (15 CFR parts 730—774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`page 3 of 3
`
`Page 10 of 28
`
`Page 10 of 28
`
`

`

`PTOISBI14 (11-08)
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`Application Number
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`TI-70703PS
`
`
`
`Method for High Quality HEVC Coding with Parallel Motion Estimation
`Title of Invention
`
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
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`Minhua
`Zhou
`
`
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`
`
`
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`StateIProvince
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`US
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`US
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`Mailing Address of Applicant:
`Address 1
`4428 Lone Tree Dr.
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`Address 2
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`Email Address
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`mabyad@ti.com
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`Application Information:
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`Title of the Invention
`Method for High Quality HEVC Coding with Parallel Motion Estimation
`
`Attorney Docket Number TI—70703PS
`
`Small Entity Status Claimed
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`|:|
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`Application Type
`
`Provisional
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`Utility
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`Attorney Docket Number TI-70703PS
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`Application Number
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`Application Data Sheet 37 CFR 1.76
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`Method for High Quality HEVC Coding with Parallel Motion Estimation
`Title of Invention
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`|:| Request Early Publication (Fee required at time of Request 37 CFR 1.219)
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` Email Address
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`StatelProvince
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`75251
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`Country l
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`972-917-4365
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`9729174418
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`mabyad@ti.com
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`PTOISBI14(11-OB)
`Approved for use through 0913012010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the PapenNork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`_
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
`TI-70703PS
`
`Application Number
`
`Method for High Quality HEVC Coding with Parallel Motion Estimation
`Title of Invention
`
`
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`Texas Instruments Incorporated
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`7839 Churchill Way
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`MS 3999
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`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37
`CFR 1.4(d) for the form of the signature.
`
`Date (YYYY-MM-DD)IMIRNAABYAD/Signature 2011—04—11
`
`
`
`First Name
`Mirna
`Last Name
`Abyad
`Registration Number
`56815
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