PTO/AIA/15 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number
`I 48101-505C04US
`UTILITY
`I Soo Mi Oh
`PATENT APPLICATION
`TRANSMITTAL
`
`Title
`
`IMAGE ENCODING APPARATUS
`
`Attorney Docket No.
`First Named Inventor
`
`(ONLY FOR NEW NONPROVISIONAL APPL/CATIONS UNDER
`37 CFR 1.53(8))
`
`Express Mail Label No. I
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`1. ~ Fee Transmittal Form
`(PTO/SB/17 or equivalent)
`
`See 37 CFR 1.27
`
`Applicant must attach form PTO/SB/15A or B or equivalent.
`
`2. 0 Applicant asserts small entity status.
`3. D Applicant certifies micro entity status. See 37 CFR 1.29.
`4. 0 Specification
`5. 0 Drawing(s) (35 U.S.C. 113)
`
`30
`
`[Total Sheets
`
`[Total Pages
`Both the claims and abstract must start on a new page.
`(See MPEP § 608.0t{a) for information on the preferred arrangement)
`5
`1
`6. Inventor's Oath or Declaration
`[Total Pages
`(including substitute statements under 37 CFR 1.64 and assignments
`serving as an oath or declaration under 37 CFR 1.63(e))
`
`l
`
`l
`
`l
`
`ADDRESS TO:
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`ACCOMPANYING APPLICATION PAPERS
`10. 0 Assignment Papers
`
`(cover sheet & document(s))
`
`Name of Assianee
`
`M & K HOLDINGS INC.
`
`I
`
`(when there is an assignee)
`
`12.
`
`(PTO/SB/08 or PT0-1449)
`
`I
`11. D 37 CFR 3.73(c) Statement
`0 Power of Attorney
`D English Translation Document (if applicable)
`13. D Information Disclosure Statement
`D Copies of citations attached
`14. D Preliminary Amendment
`15. D Return Receipt Postcard
`16. D Certified Copy of Priority Document(s)
`17. D Nonpublication Request
`
`(MPEP § 503) (Should be specifically itemized)
`
`(if foreign priority is claimed)
`
`Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`or equivalent.
`
`18. Oother:
`
`a. 0 Newly executed (original or copy)
`b. D A copy from a prior application (37 CFR 1.63(d))
`7. 0 Application Data Sheet
`
`* See note below.
`
`See 37 CFR 1.76 (PTO/AIA/14 or equivalent)
`
`8.
`
`CD-ROM or CD-R
`in duplicate, large table, or Computer Program (Appendix)
`
`D Landscape Table on CD
`
`9. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, items a. - c. are required)
`
`a. D Computer Readable Form (CRF)
`b. D Specification Sequence Listing on:
`i. D CD-ROM or CD-R (2 copies); or
`ii. D Paper
`c. D Statements verifying identity of above copies
`
`I
`*Note: (1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicant if the applicant is an
`assignee, person to whom the inventor is under an obligation to assign, or person who otherwise shows sufficient proprietary
`interest in the matter. See 37 CFR 1.46(b).
`
`I
`
`0 The address associated with Customer Number:
`
`19. CORRESPONDENCE ADDRESS
`100807
`
`OR D Correspondence address below
`
`Name
`
`Address
`
`City
`
`Country
`
`Signature
`
`Name
`(Print/Type)
`
`/Kongsik Kim/
`
`Kongsik Kim
`
`State I
`I
`I Telephone I
`
`I Zip Code I
`Email I
`I
`Date
`
`Registration No.
`(Attorney/Agent)
`
`April 15, 2015
`
`63,867
`
`40812077v.1
`
`SAMSUNG EXHIBIT 1004
`
`Page 1 of 154
`
`

`

`u d
`h p
`n ert e aperwor k R d e uct1on A ct o 1995 no persons are require
`d
`
`FEE TRANSMITTAL
`G Applicant asserts small entity status. See 37 CFR 1.27.
`D Form PTO/SB/15A or B or equivalent must either be enclosed
`I ($)
`
`Applicant certifies micro entity status. See 37 CFR 1.29.
`
`or have been submitted previously.
`
`TOTAL AMOUNT OF PAYMENT
`
`730.00
`
`PTO/SB/17 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`II
`f. f
`I
`. d'
`I
`I'd OMB
`I
`b
`d
`contra num er
`to respon
`to a co ect1on o 1n ormat1on un ess 1t 1sp avs a va 1
`Complete if known
`Not Yet Assigned
`Concurrently Herewith
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Soo Mi Oh
`
`Examiner Name
`
`Art Unit
`
`Practitioner Docket No.
`
`Not Yet Assigned
`
`N/A
`48101-505C04US
`
`METHOD OF PAYMENT (check all that apply)
`
`D Money Order DNone
`50-0311
`
`Deposit Account Number:
`
`D
`
`Other (please identify):
`
`Deposit Account Name: Mintz Levin Cohn Ferris Glovsk~ and PoQeo,
`
`For the above-identified deposit account, the Director is hereby authorized to (check all that apply):
`
`Ocheck 0 Credit Card
`D Deposit Account
`D Charge fee(s) indicated below
`0 Charge any additional fee(s) or underpayment of
`
`D Charge fee(s) indicated below, except for the filing fee
`0 Credit any overpayment of fee(s)
`
`fee(s) under 37 CFR 1.16 and 1.17
`WARNING: Information on this form may become public. Credit card information should not be included on this form. Provide credit card
`information and authorization on PT0-2038.
`FEE CALCULATION
`1. BASIC FILING, SEARCH, AND EXAMINATION FEES {U = undiscounted fee; S =small entity fee; M =micro entity fee)
`FILING FEES
`SEARCH FEES
`EXAMINATION FEES
`!!ID ~ M..rn
`!!ID ~ M..rn
`!!ID ~ M..rn
`A1mlication Ty11e
`140*
`Utility
`280
`70
`600
`300
`150
`720
`360
`180
`Design
`115
`180
`90
`45
`120
`60
`30
`460
`230
`Plant
`45
`380
`190
`95
`580
`290
`145
`180
`90
`Reissue
`280
`140
`70
`600
`300
`150
`2,160
`1,080
`540
`Provisional
`260
`130
`65
`0
`0
`0
`0
`0
`0
`•The $140 small entity status filing fee for a utility application is further reduced to $70 for a small entity status applicant who files the application via EFS-Web.
`2. EXCESS CLAIM FEES
`Undiscounted Fee {:l!l
`Fee DescriE!tion
`80
`Each claim over 20 (including Reissues)
`Each independent claim over 3 (including Reissues)
`420
`780
`Multiple dependent claims
`Extra Claims ~ Fee Paid{:!!)
`Total Claims
`7
`- 20 or HP=
`x
`=
`HP= highest number of total claims paid for, if greater than 20.
`lnde11. Claims
`Extra Claims ~ Fee Paid{:!!)
`1
`x
`=
`-3orHP=
`HP= highest number of independent claims paid for, if greater than 3.
`3. APPLICATION SIZE FEE
`If the specification and drawings exceed 100 sheets of paper (excluding electronically filed sequence or computer listings under 37 CFR 1.52(e)), the application size
`fee due is $400 ($200 for small entity) ($100 for micro entity) for each additional 50 sheets or fraction thereof. See 35 U.S.C. 41 (a)(1 )(G) and 37 CFR 1.16(s).
`Number of each additional 50 or fraction thereof ~ Fee Paid{:!!)
`Total Sheets
`Extra Sheets
`35
`(round up to a whole number) x
`- 100 =
`=
`4. OTHER FEE{S)
`Non-English specification, $130 fee (no small or micro entity discount)
`Non-electronic filing fee under 37 CFR 1.16(t) for a utility application, $400 fee ($200 small or micro entity)
`Other (e.g., late filing surcharge):
`
`Fees Paid {:l!l
`730.00
`
`Micro Entity Fee {:l!l
`Small Entity Fee {:l!l
`20
`40
`105
`210
`390
`195
`Multi11le De11endent Claims
`~ Fee Paid{:!!)
`
`/50 =
`
`Fees Paid {:l!l
`
`SUBMITTED BY
`
`Signature
`
`/Kongsik Kim/
`Name (Print/Type) Kongsik Kim
`
`Registration No.
`(Attorney/Agent)
`
`63,867
`
`Telephone
`
`Date
`
`(617) 348-3087
`April 15, 2015
`
`40812076v.1
`
`Page 2 of 154
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`IMAGE ENCODING APPARATUS
`
`First Named Inventor/Applicant Name:
`
`Soo Mi Oh
`
`Filer:
`
`Kongsik Kim/Sandy Richards
`
`Attorney Docket Number:
`
`48101-505C04US
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Utility filing Fee (Electronic filing)
`
`Utility Search Fee
`
`Utility Examination Fee
`
`4011
`
`2111
`
`2311
`
`1
`
`1
`
`1
`
`70
`
`300
`
`360
`
`70
`
`300
`
`360
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Page 3 of 154
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`730
`
`Page 4 of 154
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`22072496
`
`14687482
`
`International Application Number:
`
`Confirmation Number:
`
`7826
`
`Title of Invention:
`
`IMAGE ENCODING APPARATUS
`
`First Named Inventor/Applicant Name:
`
`Soo Mi Oh
`
`Customer Number:
`
`100807
`
`Filer:
`
`Kongsik Kim/Sandy Richards
`
`Filer Authorized By:
`
`Kongsik Kim
`
`Attorney Docket Number:
`
`48101-505C04US
`
`Receipt Date:
`
`15-APR-2015
`
`Filing Date:
`
`Time Stamp:
`
`16:30:16
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Credit Card
`
`$730
`
`2910
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Page 5 of 154
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`19107
`
`1
`
`Oath or Declaration filed
`
`Signed_DEC.pdf
`
`no
`
`1
`
`5 6e44bcc 73 c3 d 97 3 c8ebe 5ae4ce2148a80f(
`18da
`
`Warnings:
`
`Information:
`
`2
`
`Application Data Sheet
`
`Application_Data_Sheet_Fillabl
`e_PDF.PDF
`
`1894834
`
`b3 b0591 505 fe6be9 3 dbc67 6e63280f3df85
`1d84a
`
`no
`
`7
`
`Warnings:
`
`Information:
`
`3
`
`Warnings:
`
`Information:
`
`Application.pdf
`
`yes
`
`35
`
`209676
`
`156ab 16d776cfc77c3a64c7d 199d8eb359e
`3adfb
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Start
`
`End
`
`Specification
`
`Claims
`
`Abstract
`
`Drawings-only black and white line drawings
`
`1
`
`28
`
`30
`
`31
`
`27
`
`29
`
`30
`
`35
`
`4
`
`Power of Attorney
`
`Signed_POA_MK_Holdings.
`pdf
`
`20281
`
`no
`
`1
`
`d Of4ead 04-d 2ad84a03 b640 7214 7fdfc83 5 et
`5654
`
`Warnings:
`
`Information:
`
`5
`
`Transmittal of New Application
`
`Transmittal_--
`_Utility_Patent_Application_PT
`O_AIA-15.pdf
`
`33344
`
`8db1173f37adaa271f96cc13dab46ed4515
`31fef
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`Page 6 of 154
`
`

`

`6
`
`Fee Worksheet (SB06)
`
`Fee_Transmittal_PTO_SB-17.
`pdf
`
`31214
`
`22124b7 c6781 b97ff33ffeb26415684f559d
`eel
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`7
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`no
`
`2
`
`34870
`
`78605fab 13571 Ob314ee6a0c55497ca0a5c
`7fb33
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`2243326
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 7 of 154
`
`

`

`Attorney Docket No. 48101-505C04US
`Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
`
`DECLARATION FOR UTILITY OR DESIGN APPLICATION
`USING AN APPLICATION DATA SHEET (37 CFR 1.76)
`
`Title of Invention
`
`IMAGE ENCODING APPARATUS
`
`As the below named inventor, I hereby declare that:
`
`1 .
`
`2.
`
`3.
`
`4.
`
`This declaration is directed to:
`[X] the specification attached hereto.
`[ ] the specification in U.S. Application No.
`
`filed
`
`The above-identified application was made or authorized to be made by me.
`
`I believe that I am the original inventor or an original joint inventor of a claimed invention in the
`application.
`
`I hereby acknowledge that any willful false statement made in this declaration is punishable
`under 18 U.S.C. 1001 by fine or imprisonment of not more than five (5) years, or both.
`
`Date
`
`4/13/15
`
`4/13/15
`
`Name of Inventors
`
`Signature
`
`.;,-...
`.!"
`
`-~-
`
`·'•"' "/t#·
`:~~'t-~·~'··-··
`
`Soo Mi OH
`
`Moonock YANG
`
`40809306v.l
`
`Page 8 of 154
`
`

`

`PTO/AIN14 (12-13)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`48101-505C04US
`
`Application Number
`
`Title of Invention
`
`IMAGE ENCODING APPARATUS
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`D Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`1
`Inventor
`Legal Name
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Oh
`SooMi
`Ms.
`Residence Information (Select One) 0 US Residency
`(!) Non US Residency O Active US Military Service
`Seongnam, Gyeonggi-Do
`City
`!country of Residence i
`
`I KR
`
`Mailing Address of Inventor:
`
`Address 1
`
`707-1102, Baekhyeonmaeul
`
`Address 2
`
`Baekhyeon-dong, Bundang-gu
`I Seongnam, Gyeonggi-Do
`Postal Code
`1 463-887
`
`City
`
`2
`Inventor
`Legal Name
`
`I State/Province
`I KR
`I Country i
`
`I
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Yang
`Moonock
`Mr.
`Residence Information (Select One) 0 US Residency
`(!) Non US Residency O Active US Military Service
`Singapore
`!country of Residence i
`City
`
`1sG
`
`Mailing Address of Inventor:
`
`Address 1
`
`405 Bedok North Avenue
`
`3#16-199
`
`Address 2
`City
`
`I Singapore
`Postal Code
`
`I State/Province
`I 450405
`I SG
`I Country i
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`I
`
`I
`
`Add
`
`I
`
`Correspondence Information:
`
`EFS Web 2.2.11
`
`Page 9 of 154
`
`

`

`PTO/AIN14 (12-13)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`48101-505C04US
`
`Application Number
`
`Title of Invention
`
`IMAGE ENCODING APPARATUS
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`D An Address is being provided for the correspondence Information of this application.
`100807
`
`Customer Number
`
`Email Address
`
`Email Address
`
`IPDocketingBOS@mintz.com
`
`kkim@mintz.com
`
`Application Information:
`
`Title of the Invention
`
`IMAGE ENCODING APPARATUS
`
`Attorney Docket Number 48101-505C04US
`
`Application Type
`
`Nonprovisional
`
`Subject Matter
`
`Utility
`
`I Add Email I
`I Add Email I
`
`!Remove Emaill
`
`!Remove Emaill
`
`I Small Entity Status Claimed ~
`
`Total Number of Drawing Sheets (if any)
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111 (c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`I Suggested Figure for Publication (if any) I
`
`I 5
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country i-
`
`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`D 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`I C!l Customer Number
`
`I 0 US Patent Practitioner 10 Limited Recognition (37 CFR 11.9)
`
`EFS Web 2.2.11
`
`Page 10 of 154
`
`

`

`PTO/AIN14 (12-13)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`48101-505C04US
`
`Application Number
`
`Title of Invention
`
`IMAGE ENCODING APPARATUS
`
`Customer Number
`
`100807
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required
`by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the application number blank.
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`Prior Application Status Pending
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`Application Number
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`Continuity Type
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`Prior Application Number
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`Continuation of
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`13624753
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`Prior Application Status Pending
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`Application Number
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`Continuity Type
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`Prior Application Number
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`I Remove I
`Filing Date (YYYY-MM-DD)
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`2012-09-21
`I Remove I
`Filing Date (YYYY-MM-DD)
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`13624753
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`Continuation of
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`PCT/KR2011/002972
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`by selecting the Add button.
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`2011-04-22
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`Foreign Priority Information:
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`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55(d). When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (POX) ithe information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(h)(1) and (2). Under the POX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the lime period specified in 37 CFR 1.55(g)(1 ).
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`Application Number
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`Country i
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`Filing Date (YYYY-MM-DD)
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`Access Codei (if applicable)
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`10-2010-0038158
`2010-04-23
`KR
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`PTO/AIN14 (12-13)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`48101-505C04US
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`Application Number
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`Title of Invention
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`IMAGE ENCODING APPARATUS
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`Statement under 37 CFR 1.55 or 1. 78 for AIA (First Inventor to File) Transition
`Applications
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`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`D 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
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`Authorization to Permit Access:
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`~ Authorization to Permit Access to the Instant Application by the Participating Offices
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`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`and any other intellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1.14(c) and (h). This box should not be checked if the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming priority
`to the instant patent application is filed to have access to the instant patent application.
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`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application-as-filed; 2) any foreign application to which the instant patent application
`claims priority under 35 U.S.C. 119(a)-(d) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the instant patent application; and 3) any U.S. application-as-filed from which benefit is
`sought in the instant patent application.
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`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date of filing this Authorization.
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`Applicant Information:
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`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
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`PTO/AIN14 (12-13)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`48101-505C04US
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`Application Number
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`Title of Invention
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`IMAGE ENCODING APPARATUS
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`I Remove I
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`Applicant 1
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`Clear
`
`I
`lo Joint Inventor
`
`I
`
`lo Legal Representative under 35 U.S.C. 117
`® Assignee
`lo
`0 Person to whom the inventor is obligated to assign.
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
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`Person who shows sufficient proprietary interest
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`Name of the Deceased or Legally Incapacitated Inventor : I
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`If the Applicant is an Organization check here.
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`~
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`Organization Name
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`I M & K HOLDINGS INC.
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`Mailing Address Information For Applicant:
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`I
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`Address 1
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`Address 2
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`City
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`Country ii KR
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`Phone Number
`
`Email Address
`
`#704 Geumsong Officetel
`
`170 Daebangcheon-ro, Yeongdeungpo-gu
`
`Seoul
`
`State/Province
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`Postal Code
`
`150-860
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`Fax Number
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`Additional Applicant Data may be generated within this form by selecting the Add button.
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`I Add I
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`Assignee Information including Non-Applicant Assignee Information:
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`Providing assignment information in this section does not subsitute for compliance with any requirement of part 3 of Tille 37 of CFR to
`have an assignment recorded by the Office.
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`Assignee 1
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`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication . An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
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`PTO/AIN14 (12-13)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`48101-505C04US
`
`Application Number
`
`Title of Invention
`
`IMAGE ENCODING APPARATUS
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`Address 1
`
`Address 2
`
`City
`
`Country i
`
`I
`Phone Number
`
`Email Address
`
`I
`
`State/Province
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`Postal Code
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`Fax Number
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`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`I Add
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`I
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`Signature:
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`certifications.
`
`Remove
`
`Signature
`
`/Kongsik Kim/
`
`Date (YYYY-MM-DD) 2015-04-15
`
`First Name
`
`Kongsik
`
`I Last Name I Kim
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`63867
`Registration Number
`I Add I
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`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
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`Privacy Act Statement
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`The Privacy Act of 1974 (P .L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
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`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not
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`The information provided by you in this form will be subject to the following routine uses:
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`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
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`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
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`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
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`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuan
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