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`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`
`
`
`SIRIUS XM RADIO INC.,
`Petitioner,
`
`v.
`
`FRAUNHOFER-GESELLSCHAFT ZUR FÖRDERUNG DER
`ANGEWANDTEN FORSCHUNG E.V.,
`Patent Owner.
`
`
`
`___________________
`
`Case IPR2018-00690
`Patent No. 6,314,289
`___________________
`
`
`PATENT OWNER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`10681442
`
`
`
`
`
`
`
`

`

`Case IPR2018-00690
`Patent No. 6,314,289
`
`
`UPDATED EXHIBIT LIST
`
`Fraunhofer
`Ex. 2001
`Fraunhofer
`Ex. 2002
`Fraunhofer
`Ex. 2003
`
`Fraunhofer
`Ex. 2004
`
`Fraunhofer
`Ex. 2005
`Fraunhofer
`Ex. 2006
`Fraunhofer
`Ex. 2007
`Fraunhofer
`Ex. 2008
`Fraunhofer
`Ex. 2009
`Fraunhofer
`Ex. 2010
`Fraunhofer
`Ex. 2011
`Fraunhofer
`Ex. 2012
`Fraunhofer
`Ex. 2013
`Fraunhofer
`Ex. 2014
`
`Executed Summons to Sirius XM Radio Inc., attaching
`Complaint for Patent Infringement, Dated February 22, 2017
`Fraunhofer Complaint for Patent Infringement against
`Defendant Sirius XM Radio Inc., Filed February 22, 2017
`PTAB E2E Search Result for AIA Review Number: IPR2016-
`00690, https://ptab.uspto.gov/#/login (search “AIA Review #”
`for “IPR2016-00690”) (retrieved June 6, 2018)
`PTAB E2E Search Result for AIA Review Number: IPR2016-
`00690, https://ptab.uspto.gov/#/login (search “AIA Review #”
`for “IPR2016-00690”) (retrieved April 18, 2018)
`Sirius XM Holdings Inc., SEC Form 10-K for the year ended
`December 31, 2017, Filed January 31, 2018
`Sirius XM Holdings Inc., SEC Form 8-K, November 14, 2013
`
`Pandora Media, Inc., SEC Schedule 13D, September 22, 2017
`
`Pandora Media, Inc., SEC Joint Filing Agreement (Exhibit A)
`to Schedule 13D, September 22, 2017
`Sirius XM Holdings Inc., SEC Form 8-K, January 11, 2018
`
`Sirius XM Holdings Inc., Exhibit 10.1 to SEC Form 8-K,
`January 10, 2018 (Meyer Employment Agreement)
`Sirius XM Holdings Inc., SEC Form 8-K, January 14, 2014
`
`Sirius XM Holdings Inc., Exhibit 10.1 to SEC Form 8-K,
`January 10, 2014 (Donnelly Employment Agreement)
`Sirius XM Holdings Inc., SEC Form 10-K for the year ended
`December 31, 2016, Filed February 2, 2017
`Defendant Sirius XM Radio Inc.’s Corporate Disclosure
`Statement Pursuant to Rule 7.1 of the Federal Rules of Civil
`Procedure, April 25, 2017
`
`10681442
`
`
`
`- 1 -
`
`
`
`

`

`Case IPR2018-00690
`Patent No. 6,314,289
`
`
`Fraunhofer
`Ex. 2015
`
`Fraunhofer
`Ex. 2016
`Fraunhofer
`Ex. 2017
`
`Fraunhofer
`Ex. 2018
`
`Fraunhofer
`Ex. 2019
`
`Fraunhofer
`Ex. 2020
`
`Fraunhofer
`Ex. 2021
`
`Fraunhofer
`Ex. 2022
`Fraunhofer
`Ex. 2023
`
`Fraunhofer
`Ex. 2024
`
`Fraunhofer
`Ex. 2025
`
`Fraunhofer
`Ex. 2026
`
`10681442
`
`
`
`Erik Knutson v. Sirius XM Radio Inc., No. 12-cv-0418-AJB
`(S.D. Cal.), First Amended Class Action Complaint for
`Damages, Filed May 29, 2015
`Francis W. Hooker v. Sirius XM Radio Inc., No. 4:13-cv-3
`(E.D. Va.), Class Complaint, Filed January 4, 2013
`Yefim Elikman v. Sirius XM Radio Inc. and Career Horizons,
`Inc., No. 1:15-cv-02093 (N.D. Ill.), Second Amended Class
`Action Complaint, Filed April 1, 2015
`Anthony Parker v. Sirius XM Radio Inc., No. 8:15-cv-01710-
`JSM-EAJ (M.D. Fla), Class Action Complaint, Filed July 22,
`2015
`Francis W. Hooker et al. v. Sirius XM Radio Inc., No. 4:13-cv-
`3 (E.D. Va.), Final Order Approving Settlement and Certifying
`the Settlement Class, Filed December 22, 2016
`Corporate Overview for Sirius XM Satellite Radio, retrieved
`from https://www.siriusxm.com/corporate?
`intcmp=GN_FOOTER_NEW_AboutSiriusXM_Corp on June
`29, 2018
`Sirius XM Holdings Inc. Common Stock (SIRI) Real-Time
`Stock Quote, NASDAQ.com, retrieved from
`https://www.nasdaq.com/symbol/siri/real-time on June 29,
`2018
`Sirius XM Holdings Wikipedia Page, retrieved from
`https://en.wikipedia.org/wiki/Sirius_XM_Holdings
`SIRI – Sirius XM Holdings Inc. Company Profile –
`CNNMoney.com, retrieved from https://money.cnn.com/
`quote/profile/profile.html?symb=SIRI on July 2, 2018
`Sirius XM Holdings Inc. (SIRI) Stock is Still Slipping, May 2,
`2017, retrieved from https://investorplace.com
`/2017/05/sirius-xm-siri-stock-slipping/ on July 2, 2018
`Verizon to Buy Gogo? ‘Not so Fast,’ Macquarie Says, August
`27, 2014, retrieved from
`https://finance.yahoo.com/news/verizon-buy-gogo-not-fast-
`151154614.html on July 2, 2018
`Global Interactive Media, Inc. v. Sirius XM Holdings Inc.,
`1:16-cv-06379-JGK (N.D. of Ill.), Complaint Filed June 30,
`2016
`
`- 2 -
`
`
`
`

`

`Case IPR2018-00690
`Patent No. 6,314,289
`
`
`Aug. 31, 2016 Letter from Mark A. Baghdassarian to Court in
`Global Interactive Media, Inc. v. Sirius XM Holdings Inc.,
`1:16-cv-06379-JGK (N.D. of Ill.)
`December 8, 2016 Stipulated Dismissal With Prejudice in
`Global Interactive Media, Inc. v. Sirius XM Holdings Inc.,
`1:16-cv-06379-JGK (N.D. of Ill.)
`Written Statement of David J. Frear, Chief Financial Officer,
`Sirius XM Holdings Inc. Before the U.S. House of
`Representatives Committee on the Judiciary Subcommittee on
`Courts, Intellectual Property, and the Internet, Hearing on
`Music Licensing Under Title 17, June 25, 2014
`Patrick Donnelly Emails
`
`Fraunhofer
`Ex. 2027
`
`Fraunhofer
`Ex. 2028
`
`Fraunhofer
`Ex. 2029
`
`Fraunhofer
`Ex. 2030
`Fraunhofer
`Ex. 2031
`
`Fraunhofer
`Ex. 2032
`
`Fraunhofer
`Ex. 2033
`
`Fraunhofer
`Ex. 2034
`Fraunhofer
`Ex. 2035
`
`Fraunhofer
`Ex. 2036
`
`Fraunhofer
`Ex. 2037
`
`10681442
`
`
`
`Sirius XM Holdings Inc. (SIRI) Company Profile, Reuters,
`retrieved from https://www.reuters.com/finance/
`stocks/company-profile/SIRI.OQ on July 5, 2018
`LinkedIn Profile for Sirius XM Holdings Inc., retrieved from
`https://www.linkedin.com/company/sirius-xm-radio-inc./ on
`July 5, 2018
`Revised Joint Claim Construction Chart, Fraunhofer-
`Gesellschaft zur Förderung der Angewandten Forschung E.V.
`v. Sirius XM Radio Inc., Case No. 17-cv-184-JFB-SRF, Dkt.
`112 (D. Del. Feb. 9, 2018)
`Technology License Agreement, July 24, 1998
`
`Email from Caplan to Fraunhofer counsel stating Sirius' intent
`to request permission from Board to file Replies to Patent
`Owner Preliminary Responses in IPR Nos. 2018-00681 and
`2018-00682 (June 14, 2018)
`Email from Hedvat to Fraunhofer counsel stating Sirius' intent
`to request permission from Board to file Reply to Patent Owner
`Preliminary Response in IPR Nos. 2018-00689 and 2018-00690
`(July 13, 2018)
`Email from Caplan to Board requesting conference call to
`address issues in IPR Nos. 2018-00681 and 2018-00682 (June
`20, 2018)
`
`- 3 -
`
`
`
`

`

`Case IPR2018-00690
`Patent No. 6,314,289
`
`
`Email from Hedvat to Board requesting permission to file
`Replies to Patent Owner Preliminary Responses in IPR Nos.
`2018-00689 and 2018-00690 (July 19, 2018)
`Email from Caplan to Board requesting authorization to submit
`a Notice of Supplemental Authority/argument regarding
`Google decision in IPR Nos. 2018-00681, 2018-00682, 2018-
`00689 and 2018-00690 (December 7, 2018)
`Email from Price to Board notifying Panel of Supplemental
`Authority-ZTE decision (February 7, 2019)
`Email from Caplan to Board notifying Panel of Proppant and
`Adello precedential decisions (April 22, 2019)
`
`Fraunhofer
`Ex. 2038
`
`Fraunhofer
`Ex. 2039
`
`Fraunhofer
`Ex. 2040
`Fraunhofer
`Ex. 2031
`
`
`Date: May 16, 2019
`
`
`
`10681442
`
`
`
`Respectfully submitted,
`
`
`
`
` /Ben J. Yorks/
`Ben J. Yorks (Reg. No. 33,609)
`Babak Redjaian (Reg. No. 42,096)
`David McPhie (Reg. No. 56,412)
`Irell & Manella LLP
`1800 Avenue of the Stars, Suite 900
`Los Angeles, CA 90067
`Tel: (310) 277-1010
`Fax: (310) 203-7199
`Email: FraunhoferIPRs@irell.com
`
`
`- 4 -
`
`
`
`

`

`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6, the undersigned certifies that on May 16, 2019,
`
`a copy of the foregoing document PATENT OWNER’S UPDATED EXHIBIT
`
`LIST was served, by electronic mail, as agreed to by the parties, upon the
`
`following:
`
`KRAMER LEVIN NAFTALIS & FRANKEL LLP
`
`Jonathan Caplan (Reg. No. 38,094)
`JCaplan@kramerlevin.com
`
`Mark Baghdassarian (pro hac vice)
`mbaghdassarian@kramelevin.com
`
`Shannon Hedvat (Reg. No. 68,417)
`shedvat@kramerlevin.com
`
`Jeffrey H. Price (Reg. No. 69,141)
`jprice@kramerlevin.com
`
`
`
`
`
`
` /Susan M. Langworthy/
`By:
` Susan M. Langworthy
`
`
`
`10681442
`
`
`
`
`

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