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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`___________________
`
`SIRIUS XM RADIO INC.,
`Petitioner,
`
`v.
`FRAUNHOFER-GESELLSCHAFT ZUR
`FÖRDERUNG DER ANGEWANDTEN
`FORSCHUNG E.V.,
`Patent Owner.
`____________________
`Case IPR2018-00690
`Patent No. 6,314,289
`__________________________________________________________
`
`PETITIONER’S UPDATED EXHIBIT LIST
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`IPR2018-00690
`U.S. Patent No. 6,314,289
`
`
`UPDATED EXHIBIT LIST
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`
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`DESCRIPTION
`EXHIBIT NO.
`Exhibit-1001 U.S. Patent No. 6,314,289 (the “’289 Patent”) titled, Apparatus
`and Method for Transmitting Information and Apparatus and
`Method for Receiving Information, issued on November 6, 2001.
`Exhibit-1002 Declaration of David Lyon, Ph.D., in support of Petition for Inter
`Partes Review of U.S. Patent No. 6,314,289, dated February 20,
`2018 (“Lyon Dec.”).
`Exhibit-1003 U.S. Patent No. 6,247,158 (“Smallcomb”) titled, Digital
`Broadcasting System and Method, issued on June 12, 2001.
`Exhibit-1004 U.S. Patent No. 6,347,122 (“Chen”) titled, Optimal Complement
`Punctured Convolutional Codes for Use in Digital Audio
`Broadcasting and Other Applications, issued on February 12,
`2002.
`Exhibit-1005 U.S. Patent No. 6,944,139 (“Campanella”) titled, Digital
`Broadcast System Using Satellite Direct Broadcast and Terrestrial
`Repeater, issued on September 13, 2005.
`Exhibit-1006 U.S. Patent No. 5,907,582 (“Yi”) titled, System for Turbo-Coded
`Satellite Digital Audio Broadcasting, issued on May 25,1999.
`Exhibit-1007 S. Kallel, Complementary Punctured Convolutional (CPC) Codes
`and Their Applications, IEEE Transactions on Communications,
`Vol. 43, No. 6, June 1995 (“Kallel”).
`Exhibit-1008 J. G. Proakis, Digital Communications, McGraw Hill, Inc., 3rd
`Ed., 1995 (excerpts).
`Exhibit-1009 B.W. Kroeger and D. Cammarata, Robust Modem and Coding
`Techniques for FM Hybrid IBOC DAB, IEEE Transactions on
`Broadcasting, vol. 43, No. 4, December 1997 (“Kroeger”).
`
`Exhibit-1010
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`IEEE Standard Dictionary of Electrical and Electronics Terms,
`Sixth Ed., 1996.
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`IPR2018-00690
`U.S. Patent No. 6,314,289
`
`
`DESCRIPTION
`EXHIBIT NO.
`Exhibit-1011 Prosecution History of U.S. Patent No. 6,314,289 (excerpts).
`
`Exhibit-1012 B. Sklar, Digital Communications – Fundamentals and
`Applications, P T R Prentice Hall, 1988 (excerpts).
`Exhibit-1013 Declaration of Jonathan S. Caplan.
`
`Exhibit-1014 Screenshot of IPR Petition documents filed in AIA Review
`IPR2018-00690 from June 14, 2018.
`Exhibit-1015 Screenshot of Documents for AIA Review IPR2018-00690.
`Exhibit-1016 Docket for AIA Review IPR2018-00690 and payment
`information from June 15, 2018.
`Exhibit-1017 Inter Partes Review for Patent No. 6,314,289 mailing receipts to
`Counsel, postmarked February 22, 2018 .
`Exhibit-1018 February 23, 2018 E-mail from Jonathan Caplan to
`Trials@uspto.gov regarding filing fees for IPR2018-00690.
`Exhibit-1019 Proposed Protective Order.
`Exhibit-1020 Declaration of Patrick Donnelly.
`Exhibit-1021 December 7, 2018 E-mail Correspondence Among Counsel for
`the Parties and the Board.
`Exhibit-1022 January 2019 E-mail Correspondence Among Counsel for the
`Parties and the Board.
`Exhibit-1023 February 2019 E-mail Correspondence Among Counsel for the
`Parties and the Board.
`Exhibit-1024 April 2019 E-mail Correspondence Among Counsel for the
`Parties and the Board.
`Exhibit-1025 Declaration on David Lyon in Support of Petitioner’s Reply.
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`IPR2018-00690
`U.S. Patent No. 6,314,289
`
`
`DESCRIPTION
`EXHIBIT NO.
`Exhibit-1026 Provisional Application Number 60/079591 (excerpts).
`Exhibit-1027 Provisional Application Number 60/110258 (excerpts).
`Exhibit-1028 Patent Publication (PCT) WO 99/49602.
`Exhibit-1029 Deposition Transcript of Wayne E. Stark, Ph.D., dated February
`7, 2020.
`Exhibit-1030 WIPO - PCT Notification No. 21 – Patent Cooperation Treaty
`(PCT). Declaration by the United States of America under
`Article 64(4)(a).
`Exhibit-1031 J. G. Proakis, Digital Communications, McGraw Hill, Inc., 3rd
`Ed., 1995 (excerpts).
`Exhibit-1032 Harry Newton, Newton’s Telecom Dictionary, 11th Edition,
`Flatiron Publishing Inc, 1996 (excerpts).
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`IPR2018-00690
`U.S. Patent No. 6,314,289
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that a true and
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`correct copy of the foregoing Petitioner’s Exhibit List was served on February 18,
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`2020, by filing this document through the PTAB E2E System as well as delivering
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`via electronic mail upon the following counsel of record for Patent Owner:
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`Ben J. Yorks (byorks@irell.com)
`Babak Redjaian (bredjaian@irell.com)
`David McPhie (dmcphie@irell.com)
`Irell & Manella LLP
`1800 Avenue of the Stars, Suite 900
`Los Angeles, CA 90067
`FraunhoferIPRs@irell.com
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`/Jonathan S. Caplan/
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`Jonathan S. Caplan (Reg. No. 38,094)
`Kramer Levin Naftalis & Frankel LLP
`1177 Avenue of the Americas
`New York, NY 10036
`Tel: 212.715.9488
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`- 4 -
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