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`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`
`SIRIUS XM RADIO INC.,
`Petitioner,
`
`v.
`
`FRAUNHOFER-GESELLSCHAFT ZUR FÖRDERUNG DER
`ANGEWANDTEN FORSCHUNG E.V.,
`Patent Owner.
`___________________
`
`Case IPR2018-00682
`Patent No. 6,931,084
`___________________
`
`
`PATENT OWNER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`10681421
`
`
`
`
`
`
`
`
`
`Case IPR2018-00682
`Patent No. 6,931,084
`
`UPDATED EXHIBIT LIST
`
`Sirius XM Holdings Inc., SEC Form 10-K for the year ended
`December 31, 2017, Filed January 31, 2018
`Sirius XM Holdings Inc., SEC Form 8-K, November 14, 2013
`
`Pandora Media, Inc., SEC Schedule 13D, September 22, 2017
`
`Pandora Media, Inc., SEC Joint Filing Agreement (Exhibit A)
`to Schedule 13D, September 22, 2017
`Sirius XM Holdings Inc., SEC Form 8-K, January 10, 2018
`
`Sirius XM Holdings Inc., Exhibit 10.1 to SEC Form 8-K,
`January 10, 2018 (Meyer Employment Agreement)
`Sirius XM Holdings Inc., SEC Form 8-K, January 14, 2014
`
`Sirius XM Holdings Inc., Exhibit 10.1 to SEC Form 8-K,
`January 14, 2014 (Donnelly Employment Agreement)
`Executed Summons to Sirius XM Radio Inc., attaching
`Complaint for Patent Infringement, Dated February 22, 2017
`Fruanhofer Complaint for Patent Infringement against
`Defendant Sirius XM Radio Inc., Filed February 22, 2017
`Sirius XM Holdings Inc., SEC Form 10-K for the year ended
`December 31, 2016, Filed February 2, 2017
`Defendant Sirius XM Radio Inc.’s Corporate Disclosure
`Statement Pursuant to Rule 7.1 of the Federal Rules of Civil
`Procedure, April 25, 2017
`Erik Knutson v. Sirius XM Radio Inc., No. 12-cv-0418-AJB-
`NLS (S.D. Cal.), First Amended Class Action Complaint for
`Damages
`Francis W. Hooker v. Sirius XM Radio Inc., No. 4:13-cv-3
`(E.D. Va.), Class Complaint
`
`- 1 -
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`
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`Fraunhofer
`Ex. 2001
`Fraunhofer
`Ex. 2002
`Fraunhofer
`Ex. 2003
`Fraunhofer
`Ex. 2004
`Fraunhofer
`Ex. 2005
`Fraunhofer
`Ex. 2006
`Fraunhofer
`Ex. 2007
`Fraunhofer
`Ex. 2008
`Fraunhofer
`Ex. 2009
`Fraunhofer
`Ex. 2010
`Fraunhofer
`Ex. 2011
`Fraunhofer
`Ex. 2012
`
`Fraunhofer
`Ex. 2013
`
`Fraunhofer
`Ex. 2014
`
`
`
`
`
`
`
`Case IPR2018-00682
`Patent No. 6,931,084
`
`Yefim Elikman v. Sirius XM Radio Inc. and Career Horizons,
`Inc., No. 1:15-cv-02093 (N.D. Ill.), Second Amended Class
`Action Complaint
`Anthony Parker v. Sirius XM Radio Inc., No. 8:15-cv-01710-
`JSM-EAJ (M.D. Fla), Class Action Complaint
`Francis W. Hooker et al. v. Sirius XM Radio Inc., No. 4:13-cv-
`3 (E.D. Va.), Final Order Approving Settlement and Certifying
`the Settlement Class, December 22, 2016
`File History of U.S. 6,931,084 (excerpted)
`
`Corporate Overview for Sirius XM Satellite Radio, retrieved
`from https://www.siriusxm.com/corporate?
`intcmp=GN_FOOTER_NEW_AboutSiriusXM_Corp on June
`29, 2018
`SIRI – Sirius XM Holdings Inc. Company Profile –
`CNNMoney.com, retrieved from https://money.cnn.com/
`quote/profile/profile.html?symb=SIRI on July 2, 2018
`Sirius XM Holdings Inc. (SIRI) Company Profile, Reuters,
`retrieved from https://www.reuters.com/finance/
`stocks/company-profile/SIRI.OQ on July 5, 2018
`LinkedIn Profile for Sirius XM Holdings Inc., retrieved from
`https://www.linkedin.com/company/sirius-xm-radio-inc./ on
`July 5, 2018
`Written Statement of David J. Frear, Chief Financial Officer,
`Sirius XM Holdings Inc. Before the U.S. House of
`Representatives Committee on the Judiciary Subcommittee on
`Courts, Intellectual Property, and the Internet, Hearing on
`Music Licensing Under Title 17, June 25, 2014
`Email from Caplan to Fraunhofer counsel stating Sirius' intent
`to request permission from Board to file Replies to Patent
`Owner Preliminary Responses in IPR Nos. 2018-00681 and
`2018-00682 (June 14, 2018)
`Email from Hedvat to Fraunhofer counsel stating Sirius' intent
`to request permission from Board to file Reply to Patent
`Owner Preliminary Response in IPR Nos. 2018-00689 and
`2018-00690 (July 13, 2018)
`
`- 2 -
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`Fraunhofer
`Ex. 2015
`
`Fraunhofer
`Ex. 2016
`Fraunhofer
`Ex. 2017
`
`Fraunhofer
`Ex. 2018
`Fraunhofer
`Ex. 2019
`
`Fraunhofer
`Ex. 2020
`
`Fraunhofer
`Ex. 2021
`
`Fraunhofer
`Ex. 2022
`
`Fraunhofer
`Ex. 2023
`
`Fraunhofer
`Ex. 2024
`
`Fraunhofer
`Ex. 2025
`
`
`
`
`
`
`
`Case IPR2018-00682
`Patent No. 6,931,084
`
`Email from Caplan to Board requesting conference call to
`address issues in IPR Nos. 2018-00681 and 2018-00682 (June
`20, 2018)
`Email from Hedvat to Board requesting permission to file
`Replies to Patent Owner Preliminary Responses in IPR Nos.
`2018-00689 and 2018-00690 (July 19, 2018)
`Email from Caplan to Board requesting authorization to
`submit a Notice of Supplemental Authority/argument
`regarding Google decision in IPR Nos. 2018-00681, 2018-
`00682, 2018-00689 and 2018-00690 (December 7, 2018)
`Email from Price to Board notifying Panel of Supplemental
`Authority-ZTE decision (February 7, 2019)
`Email from Caplan to Board notifying Panel of Proppant and
`Adello precedential decisions (April 22, 2019)
`
`
`
`Fraunhofer
`Ex. 2026
`
`Fraunhofer
`Ex. 2027
`
`Fraunhofer
`Ex. 2028
`
`Fraunhofer
`Ex. 2029
`Fraunhofer
`Ex. 2030
`
`
`
`
`Date: May 16, 2019
`
`Respectfully submitted,
`
`
`
`
` /Ben J. Yorks/
`Ben J. Yorks (Reg. No. 33,609)
`Babak Redjaian (Reg. No. 42,096)
`David McPhie (Reg. No. 56,412)
`Irell & Manella LLP
`1800 Avenue of the Stars, Suite 900
`Los Angeles, CA 90067
`Tel: (310) 277-1010
`Fax: (310) 203-7199
`Email: FraunhoferIPRs@irell.com
`
`
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`- 3 -
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`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6, the undersigned certifies that on May 16, 2019,
`
`a copy of the foregoing document PATENT OWNER’S UPDATED EXHIBIT
`
`LIST was served, by electronic mail, as agreed to by the parties, upon the
`
`following:
`
`KRAMER LEVIN NAFTALIS & FRANKEL LLP
`
`Jonathan Caplan (Reg. No. 38,094)
`JCaplan@kramerlevin.com
`
`Mark Baghdassarian (pro hac vice)
`mbaghdassarian@kramelevin.com
`
`Jeffrey H. Price (Reg. 69,141)
`jprice@kramerlevin.com
`
`Shannon Hedvat (Reg. No. 68,417)
`shedvat@kramerlevin.com
`
`
`
`
`
`
`
` /Susan M. Langworthy/
`By:
` Susan M. Langworthy
`
`
`
`
`
`10541308
`
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`