`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`___________________
`
`SIRIUS XM RADIO INC.,
`Petitioner,
`
`v.
`
`FRAUNHOFER-GESELLSCHAFT ZUR
`FÖRDERUNG DER ANGEWANDTEN
`FORSCHUNG E.V.,
`Patent Owner.
`
`____________________
`
`Case IPR2018-00681
`Patent No. 7,061,997
`__________________________________________________________
`
`PETITIONER’S EXHIBIT LIST
`
`
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`
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`
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`
`
`
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`
`
`
`EXHIBIT NO.
`
`
`
`PETITIONER’S EXHIBIT LIST
`
`DESCRIPTION
`
`Exhibit-1001 Declaration of David Lyon, Ph.D., in support of Petition for Inter
`Partes Review of U.S. Patent 7,061,997, dated February 21, 2018
`
`Exhibit-1002 U.S. Patent No. 6,341,123 to Tsujishita (“Tsujishita”) titled,
`Digital Audio Broadcasting Receiver, issued on January 22, 2002
`
`Exhibit-1003 Classen et al., Frequency Synchronization Algorithms for OFDM
`Systems Suitable for Communication over Frequency Selective
`Fading Channels, IEEE 44th Conf. (Vehicular Technology
`Conference), June 8-10, 1994 (“Classen”)
`
`Exhibit-1004 U.S. Patent No. 5,345,440 (“Gledhill”) titled, Reception of
`Orthogonal Frequency Division Multiplexed Signals, issued on
`September 6, 1994
`
`Exhibit-1005 Prosecution History of U.S. Patent No. 7,061,997 (excerpts)
`
`Exhibit-1006 Moose, Differential Modulation And Demodulation Of Multi-
`Frequency Digital Communications Signals, IEEE, 1990 (“Moose
`1990”)
`
`Exhibit-1007 U.S. Patent No. 7,061,997 (the “’997 Patent”) titled, Method and
`Apparatus for Fine Frequency Synchronization in Multi-Carrier
`Demodulation Systems, issued on June 13, 2006
`
`Exhibit-1008
`
`Exhibit-1009
`
`IEEE Xplore web archive denoting, P. H. Moose, Differential
`Modulation and Demodulation of Multi-Frequency Digital
`Communications Signals, IEEE, 1990 (“Moose 1990”), available
`at http://ieeexplore.ieee.org/document/117428/
`
`IEEE Xplore web archive denoting, Classen et al., Frequency
`Synchronization Algorithms for OFDM Systems Suitable for
`Communication over Frequency Selective Fading Channels,
`IEEE 44th Conf. (Vehicular Technology Conference), June 8-10,
`1994 (“Classen”), available at
`http://ieeexplore.ieee.org/document/345377/
`
`
`
`- 1 -
`
`
`
`EXHIBIT NO.
`
`DESCRIPTION
`
`Exhibit-1021 J. G. Proakis, Digital Communications, McGraw Hill, Inc., 2nd
`Ed. 1989 (“Proakis”) (excerpts)
`
`Exhibit-1022 B. P. Lathi, Modern Digital and Analog Communication
`Systems,The Dryden Press, Saunders College Publishing, 2nd Ed.,
`1989 (“Lathi”) (excerpts)
`
`Exhibit-1023 W. Zou and Y. Wu, COFDM: An Overview, IEEE Transactions
`on Broadcasting, Vol. 41, No. 1, March 1995 (“Zou”)
`
`Exhibit-1024 Declaration of Patrick L. Donnelly, dated June 28, 2018
`
`
`
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`
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`- 2 -
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`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that a true and
`
`correct copy of the foregoing Petitioner’s Exhibit List was served on June 28,
`
`2018, by filing this document through the PTAB E2E System as well as delivering
`
`via electronic mail upon the following counsel of record for Patent Owner:
`
`
`
`
`
`
`
`Ben J. Yorks (byorks@irell.com)
`Babak Redjaian (bredjaian@irell.com)
`David McPhie (dmcphie@irell.com)
`Irell & Manella LLP
`1800 Avenue of the Stars, Suite 900
`Los Angeles, CA 90067
`FraunhoferIPRs@irell.com
`
`
`
`
`
`/Jonathan S. Caplan/
`
`Jonathan S. Caplan (Reg. No. 38,094)
`Kramer Levin Naftalis & Frankel LLP
`1177 Avenue of the Americas
`New York, NY 10036
`Tel: 212.715.9488
`
`
`
`- 3 -
`
`
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