`WASHINGTON DC
`
`Before the Honorable Thomas B. Pender
`Administrative Law Judge
`
`
`In the Matter of
`
`CERTAIN THERMOPLASTIC-
`ENCAPSULATED ELECTRIC MOTORS,
`COMPONENTS THEREOF, AND
`PRODUCTS AND VEHICLES
`CONTAINING SAME II
`
`
`
`Investigation No. 337-TA-1073
`
`COMPLAINANT INTELLECTUAL VENTURES II LLC’S
`DISCLOSURE OF PRIORITY DATES AND DATES OF CONCEPTION/REDUCTION
`TO PRACTICE UNDER GROUND RULE 7.1
`
`
`
`Pursuant to the Procedural Schedule (Order No. 6) and Ground Rule 7.1, Complainant
`
`Intellectual Ventures II LLC (“Intellectual Ventures”) respectfully provides the following
`
`disclosure regarding the priority dates for the asserted claims of U.S. Patent Nos. 7,154,200 (“the
`
`’200 Patent”), 7,928,348 (“the ’348 Patent”), 7,683,509 (“the ’509 Patent”), 7,067,944 (“the ’944
`
`Patent”), and 7,067,952 (“the ’952 Patent”). As discovery is still ongoing, Intellectual Ventures
`
`reserves the right to amend this disclosure should new information or knowledge regarding the
`
`conception and reduction to practice and/or priority dates of the claims of the asserted patents
`
`come to light during discovery.
`
`U.S. Patent No.
`
`Claim(s)
`
`Priority Date
`
`7,154,200
`
`7,067,944
`
`7,928,348
`
`1, 2, 4–7
`
`December 22, 1999
`
`3, 9, 11
`
`December 21, 1999
`
`24–27
`
`July 19, 2006
`
`
`Investigation No. 337-TA-1073
`COMPLAINANT’S DISCLOSURE OF PRIORITY DATES AND DATES OF CONCEPTION/REDUCTION TO PRACTICE PURSUANT
`TO GROUND RULE 7.1
`1
`
`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0001
`
`
`
`U.S. Patent No.
`
`Claim(s)
`
`Priority Date
`
`7.683,509
`
`1, 2, 14, 15
`
`July 19, 2006
`
`7,067,952
`
`10, 12
`
`March 5, 2003
`
`Pursuant to G.R. 7.1.2, Intellectual Ventures identifies the following production
`
`documents that relate to (1) priority to an earlier application, (2) conception, reduction to
`
`practice, design and development of the claimed inventions, (3) disclosure to a third party, or
`
`sale of or offer to sell, or any public use of, the inventions embodied in the asserted claims, (4)
`
`the file histories for each asserted patent, and (5) documents evidencing ownership of the
`
`asserted patents.
`
`U.S. Patent No.
`
`Relevant Documents
`
`7,154,200
`
`G.R. 7.1.2(4): IVITC1073-0002319-IVITC1073-0002495
`
`G.R. 7.1.2(5): IVITC1073-0000113-IVITC1073-0000128; IVITC1073-
`0000129-IVITC1073-0000136; IVITC1073-0000137-IVITC1073-0000145;
`IVITC1073-0000146-IVITC1073-0000158; IVITC1073-0000201-
`IVITC1073-0000209; IVITC1073-0000220-IVITC1073-0000232;
`IVITC1073-0000274-IVITC1073-0000282; IVITC1073-0000293-
`IVITC1073-0000305; IVITC1073-0000330-IVITC1073-0000346;
`IVITC1073-0000347-IVITC1073-0000354; IVITC1073-0000355-
`IVITC1073-0000377; IVITC1073-0000378-IVITC1073-0000391;
`IVITC1073-0000416-IVITC1073-0000432; IVITC1073-0000433-
`IVITC1073-0000440; IVITC1073-0000441-IVITC1073-0000463;
`IVITC1073-0000464-IVITC1073-0000477; IVITC1073-0002066-
`IVITC1073-0002114; IVITC1073-0002306-IVITC1073-0002318
`
`7,067,944
`
`G.R. 7.1.2(4): IVITC1073-0005066-IVITC1073-0005218
`
`
`Investigation No. 337-TA-1073
`COMPLAINANT’S DISCLOSURE OF PRIORITY DATES AND DATES OF CONCEPTION/REDUCTION TO PRACTICE PURSUANT
`TO GROUND RULE 7.1
`2
`
`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0002
`
`
`
`U.S. Patent No.
`
`Relevant Documents
`
`G.R. 7.1.2(5): IVITC1073-0000113-IVITC1073-0000128; IVITC1073-
`0000129-IVITC1073-0000136; IVITC1073-0000137-IVITC1073-0000145;
`IVITC1073-0000146-IVITC1073-0000158; IVITC1073-0000201-
`IVITC1073-0000209; IVITC1073-0000220-IVITC1073-0000232;
`IVITC1073-0000274-IVITC1073-0000282; IVITC1073-0000293-
`IVITC1073-0000305; IVITC1073-0000330-IVITC1073-0000346;
`IVITC1073-0000347-IVITC1073-0000354; IVITC1073-0000355-
`IVITC1073-0000377; IVITC1073-0000378-IVITC1073-0000391;
`IVITC1073-0000416-IVITC1073-0000432; IVITC1073-0000433-
`IVITC1073-0000440; IVITC1073-0000441-IVITC1073-0000463;
`IVITC1073-0000464-IVITC1073-0000477; IVITC1073-0002066-
`IVITC1073-0002114; IVITC1073-0002306-IVITC1073-0002318
`
`G.R. 7.1.2(4): IVITC1073-0004478-IVITC1073-0004683
`
`7,928,348
`
`G.R. 7.1.2(5): IVITC1073-0000137-IVITC1073-0000145; IVITC1073-
`0000146-IVITC1073-0000158; IVITC1073-0000189-IVITC1073-0000195;
`IVITC1073-0000196-IVITC1073-0000200; IVITC1073-0000201-
`IVITC1073-0000209; IVITC1073-0000210-IVITC1073-0000219;
`IVITC1073-0000220-IVITC1073-0000232; IVITC1073-0000274-
`IVITC1073-0000282; IVITC1073-0000293-IVITC1073-0000305;
`IVITC1073-0000355-IVITC1073-0000377; IVITC1073-0000378-
`IVITC1073-0000391; IVITC1073-0000441-IVITC1073-0000463;
`IVITC1073-0000464-IVITC1073-0000477; IVITC1073-0002066-
`IVITC1073-0002114; IVITC1073-0002306-IVITC1073-0002318
`
`G.R. 7.1.2(4): IVITC1073-0004783-IVITC1073-0004976
`
`7,683,509
`
`G.R. 7.1.2(5): IVITC1073-0000137-IVITC1073-0000145; IVITC1073-
`0000146-IVITC1073-0000158; IVITC1073-0000201-IVITC1073-0000209;
`IVITC1073-0000220-IVITC1073-0000232; IVITC1073-0000262-
`IVITC1073-0000268; IVITC1073-0000269-IVITC1073-0000273;
`IVITC1073-0000274-IVITC1073-0000282; IVITC1073-0000283-
`IVITC1073-0000292; IVITC1073-0000293-IVITC1073-0000305;
`IVITC1073-0000355-IVITC1073-0000377; IVITC1073-0000378-
`IVITC1073-0000391; IVITC1073-0000441-IVITC1073-0000463;
`IVITC1073-0000464-IVITC1073-0000477; IVITC1073-0002066-
`IVITC1073-0002114; IVITC1073-0002306-IVITC1073-0002318
`
`
`Investigation No. 337-TA-1073
`COMPLAINANT’S DISCLOSURE OF PRIORITY DATES AND DATES OF CONCEPTION/REDUCTION TO PRACTICE PURSUANT
`TO GROUND RULE 7.1
`3
`
`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0003
`
`
`
`U.S. Patent No.
`
`Relevant Documents
`
`7,067,952
`
`G.R. 7.1.2(4): IVITC1073-0006922-IVITC1073-0007361
`
`G.R. 7.1.2(5): IVITC1073-0000113-IVITC1073-0000128; IVITC1073-
`0000129-IVITC1073-0000136; IVITC1073-0000137-IVITC1073-0000145;
`IVITC1073-0000146-IVITC1073-0000158; IVITC1073-0000201-
`IVITC1073-0000209; IVITC1073-0000220-IVITC1073-0000232;
`IVITC1073-0000274-IVITC1073-0000282; IVITC1073-0000293-
`IVITC1073-0000305; IVITC1073-0000330-IVITC1073-0000346;
`IVITC1073-0000347-IVITC1073-0000354; IVITC1073-0000355-
`IVITC1073-0000377; IVITC1073-0000378-IVITC1073-0000391;
`IVITC1073-0000410-IVITC1073-0000415; IVITC1073-0000416-
`IVITC1073-0000432; IVITC1073-0000433-IVITC1073-0000440;
`IVITC1073-0000441-IVITC1073-0000463; IVITC1073-0000464-
`IVITC1073-0000477; IVITC1073-0002066-IVITC1073-0002114;
`IVITC1073-0002306-IVITC1073-0002318
`
`These disclosures are made subject to and without waiving, but instead expressly
`
`reserving, all rights to add, supplement, and/or amend the information herein in the event new or
`
`different information is identified, discovered, and/or disclosed by third parties, including
`
`through compliance with subpoenas that have been issued in this Investigation.
`
`
`
`
`
`
`Investigation No. 337-TA-1073
`COMPLAINANT’S DISCLOSURE OF PRIORITY DATES AND DATES OF CONCEPTION/REDUCTION TO PRACTICE PURSUANT
`TO GROUND RULE 7.1
`4
`
`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0004
`
`
`
`Date: December 22, 2017
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`James M. Wodarski
`James M. Wodarski
`Michael T. Renaud
`Andrew H. DeVoogd
`Nicholas W. Armington
`Serge Subach
`MINTZ LEVIN COHN FERRIS
` GLOVSKY AND POPEO P.C.
`Boston, MA 02111
`Tel: 617-542-6000
`Fax: 617-542-2241
`www.mintz.com
`
`Brad M. Scheller
`MINTZ LEVIN COHN FERRIS
` GLOVSKY AND POPEO P.C.
`666 Third Avenue
`New York, NY 10017
`Tel: 212-935-3000
`Fax: 212-983-3115
`www.mintz.com
`
`Aarti Shah
`MINTZ LEVIN COHN FERRIS
` GLOVSKY AND POPEO P.C.
`701 Pennsylvania Avenue NW
`Suite 900
`Washington, DC 20004
`Tel: 202-434-7300
`Fax: 202-434-7400
`www.mintz.com
`
`Counsel for Complainant
`Intellectual Ventures II LLC
`
`
`
`
`Investigation No. 337-TA-1073
`COMPLAINANT’S DISCLOSURE OF PRIORITY DATES AND DATES OF CONCEPTION/REDUCTION TO PRACTICE PURSUANT
`TO GROUND RULE 7.1
`5
`
`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0005
`
`
`
`United States International Trade Commission
`Docket No. 337-TA-1073
`Certain Thermoplastic-Encapsulated Electric Motors, Components Thereof, and Products and
`Vehicles Containing Same II
`
`
`CERTIFICATE OF SERVICE
`
`I, Svetlana Santos, hereby certify that on December 22, 2017, true and correct copies of the
`foregoing were served on the following listed below:
`
` Via Federal Express Overnight Delivery
` Via Hand Delivery
` Via Electronic Mail
`Andrew.Beverina@usitc.gov
`
`
`
` Via Federal Express Overnight Delivery
` Via Hand Delivery
`Via Electronic Mail
`IV_AisinITC@oblon.com
`
`
`Mr. Andrew Beverina
`Investigative Attorneys
`Office of Unfair Import Investigations
`U.S. International Trade Commission
`500 E Street, S.W., Suite 401
`Washington, D.C. 20436
`
`Counsel for Respondents Aisin Seiki Co., Ltd., Aisin
`Holdings of America, Inc., Aisin Technical Center of
`America, Inc., Aisin World Corporation of America
`
`Eric W. Schweibenz
`Robert C. Mattson
`John S. Kern
`Alexander B. ENglehart
`OBLON, McCELLAND, MAIER &
`NEUSTADT, L.L.P.
`1940 Duke Street
`Alexandria, Virginia 22314
`Telephone: 703-413-3000
`Facsimile: 703-413-2220
`
`
`
`
`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0006
`
`
`
`United States International Trade Commission
`Docket No. 337-TA-1073
`Certain Thermoplastic-Encapsulated Electric Motors, Components Thereof, and Products and
`Vehicles Containing Same II
`
`
` Via Federal Express Overnight Delivery
` Via Hand Delivery
`Via Electronic Mail
`BMW-IV-ITC@dlapiper.com
`
`
` Via Federal Express Overnight Delivery
` Via Hand Delivery
`Via Electronic Mail
`Denso-IV-DLA-Team@dlapiper.com
`denso-itc-1052@adduci.com
`
`Counsel for Respondents Bayerische Motoren Werke Ag,
`BMW of North America, LLC, and BMW Manufacturing
`Co. LLC
`
`Joseph P. Lavelle
`Andrew N. Stein
`DLA PIPER LLP (US)
`500 Eighth Street, NW
`Washington, DC 20004
`Telephone: 202-799-4000
`
`Erin P. Gibson
`DLA PIPER LLP (US)
`401 B Street, Suite 1700
`San Diego, CA 92101
`Telephone: 619-699-2700
`
`Erin McLaughlin
`DLA PIPER LLP (US)
`2000 University Avenue
`East Palo Alto, CA 94303
`Telephone: 650-833-2000
`
`Counsel for Respondents Denso Corporation and Denso
`International America, Inc.
`
`
`Paul R. Steadman
`Matthew D. Stachwell
`Ferlillia V. Roberson
`Shuzo Maruyama
`DLA PIPER LLP (US)
`444 West Lake Street, Suite 900
`Chicago, IL 60606
`Telephone: 312-368-2135
`
`Louis S. Mastriani, Esq.
`Michael R. Doman, Jr., Esq.
`ADDUCI, MASTRIANI & SCHAUMBERG, LLP
`1133 Connecticut Avenue, N.W., 12th Floor
`Washington, DC 20036
`Telephone: 202-467-6300
`
`
`
`
`
`
`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0007
`
`
`
`United States International Trade Commission
`Docket No. 337-TA-1073
`Certain Thermoplastic-Encapsulated Electric Motors, Components Thereof, and Products and
`Vehicles Containing Same II
`
`
` Via Federal Express Overnight Delivery
` Via Hand Delivery
` Via Electronic Mail
`hondaivitc.lwteam@lw.com
`Honda-IV337-1073FRTeam@fr.com
`
`
`
`Counsel for Respondents Honda Motor Co., Ltd., Honda
`North America, Inc., American Honda Motor Co., Inc.,
`Honda of America Mfg., Inc., Honda Manufacturing of
`Alabama, LLC and Honda R&D Americas, Inc.
`
`Matthew J. Moore
`Bert C. Reiser
`Adam M. Greenfield
`LATHAM & WATKINS LLP
`555 Eleventh Street, NW, Suite 1000
`Washington, DC 20004
`Telephone: 202-637-2200
`
`Bob Steinberg
`LATHAM & WATKINS LLP
`355 South Grand Avenue, Suite 100
`Los Angeles, CA 90071
`Telephone: 213-485-1234
`
`Michael A. David
`LATHAM & WATKINS LLP
`885 Third Avenue
`New York, NY 10022
`Telephone: 212-906-2968
`
`Ahmed J. Davis
`Thomas S. Fusco
`Michael J. Ballanco
`FISH & RICHARDSON PC
`901 Fifteenth Street, NW, Suite 700
`Washington, DC 20005
`Telephone: 202-783-5070
`
`John T. Johnson
`Michael F. Autuoro
`Jeffrey Mok
`FISH & RICHARDSON PC
`601 Lexington Avenue, 52nd Floor
`New York, New York 10022
`Telephone: 212-765-5070
`
`
`
`
`
`
`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0008
`
`
`
`United States International Trade Commission
`Docket No. 337-TA-1073
`Certain Thermoplastic-Encapsulated Electric Motors, Components Thereof, and Products and
`Vehicles Containing Same II
`
`
`Respondents Mitsuba Corporation, American Mitsuba
`Corporation
`
`William A. Streff, Jr., P.C.
`Eric D. Hayes
`Adam M. Kaufmann
`KIRKLAND & ELLIS LLP
`300 North LaSalle
`Chicago, IL 60654
`Telephone: 312-862-2000
`
`Helena D. Kiepura
`KIRKLAND & ELLIS LLP
`655 Fifteenth Street, N.W.
`Washington, D.C. 20005
`Telephone: 202- 879-5000
`
`Counsel for Respondents Nidec Corporation and Nidec
`Automotive Motor Americas, LLC
`
`John Flock
`ANDREWS KURTH KENYON LLP
`One Broadway
`New York, NY 10004
`Telephone: 212-425-7200
`
` Via Federal Express Overnight Delivery
` Via Hand Delivery
` Via Electronic Mail
`Mitsuba_ITC@kirkland.com
`
`
` Via Federal Express Overnight Delivery
` Via Hand Delivery
` Via Electronic Mail
`NidecIVITC@andrewskurthkenyon.com
`
`
`
`
`
`
`
`
`
`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0009
`
`
`
`United States International Trade Commission
`Docket No. 337-TA-1073
`Certain Thermoplastic-Encapsulated Electric Motors, Components Thereof, and Products and
`Vehicles Containing Same II
`
`
`Counsel for Respondents Toyota Motor Corporation,
`Toyota Motor North America, Inc., Toyota Motor Sales,
`U.S.A., Inc., Toyota Motor Engineering & Manufacturing
`North America, Inc., Toyota Motor Manufacturing,
`Indiana, Inc., Toyota Motor Manufacturing, Kentucky,
`Inc.
`
`Via Federal Express Overnight Delivery
` Via Hand Delivery
` Via Electronic Mail
`1073-ToyotaITC@finnegan.com
`Toyota-IV-ITC-GDC@gibsondunn.com
`
`James R. Barney
`Thomas W. Winland
`Smith R. Brittingham IV
`William H. Pratt
`Mareesa A. Frederick
`Anthony D. Del Monaco
`Jose M. Recio
`David C. Reese
`Alyssa J. Holtslander
`Kelly S. Horn
`FINNEGAN, HENDERSON, FARABOW,
`Garrett & Dunner L.L.P.
`901 New York Avenue, NW
`Washington, DC 20004
`Telephone: 202- 408-4000
`
`Mark N. Reiter
`Veronica S. Lewis
`GIBSON, DUNN & CRUTCHER, LLP
`2100 McKinney Avenue, Suite 1100
`Dallas, TX 75201
`Telephone: 214- 698-3100
`
`Eric T. Syu
`GIBSON, DUNN & CRUTCHER, LLP
`3161 Michelson Drive
`Irvine, CA 92612-4412
`Telephone: 949- 451-4190
`
`Alison Watkins
`GIBSON, DUNN & CRUTCHER, LLP
`1881 Page Mill Road
`Palo Alto, CA 94304
`Telephone: (650) 849-5300
`
`Beatrice Hahn
`Gibson, Dunn & Crutcher, LLP
`New York, NY 10166-0193
`Telephone: (212) 351-4000
`
`
`
`
`
`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0010
`
`
`
`United States International Trade Commission
`Docket No. 337-TA-1073
`Certain Thermoplastic-Encapsulated Electric Motors, Components Thereof, and Products and
`Vehicles Containing Same II
`
`
`
`
`
`
`
`/s/ Svetlana Santos
`Svetlana Santos
`Legal Assistant
`MINTZ, LEVIN, COHN, FERRIS,
` GLOVSKY AND POPEO, P.C.
`One Financial Center
`Boston, MA 02111
`Telephone: 617-348-1864
`sasantos@mintz.com
`
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`Am. Honda v. IV II - IPR2018-00619
`PET_HONDA_1016-0011
`
`