IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Atty. Dkt. No:
`
`6757-35500
`
`Application No:
`
`09/798511
`
`Patent No:
`
`7,036,207
`
`Filing Date:
`
`03/02/2001
`
`Inventor(s): Griffith D. Neal
`
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`
`Title: STATOR ASSEMBLY MADE
`FROM A PLURALITY OF
`TOROIDAL CORE SEGMENTS
`AND MOTOR USING SAME
`Examiner: Compton, Eric B.
`Group/Art Unit:
`3726
`
`STATEMENT REGARDING CHANGE FROM SMALL ENTITY STATUS
`
`Patentee is no longer entitled to small entity status in the above-referenced patent.
`
`No fees are believed necessary; however if any fees are required,
`
`the
`
`Commissioner is hereby authorized to immediately charge the fees or credit any
`
`overpayment to Meyertons, Hood, Kivlin, Kowert & Goetzel, P.e. Deposit Account No.
`
`501505/6757-35500/DMM.
`
`Date: January 7,2013
`
`Respectfully submitted,
`
`By: /Dean M. Munyon/
`Dean M. Munyon
`Reg. No. 42,914
`
`Meyertons, Hood, Kivlin, Kowert & Goetzel, P.e.
`P. O. Box 398
`Austin, Texas 78767
`(512) 853-8800
`
`NIDEC and HONDA - Ex. 1021
`Nidec Corporation and American Honda
`Motor Co., Inc. - Petitioners
`
`1
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`14628313
`Electronic Acknowledgement Receipt
`
`Application Number:
`
`14628313
`09798511
`
`International Application Number:
`
`Confirmation Number:
`
`9388
`
`Confirmation Number:
`
`
`
`Title of Invention:
`
`T'tle °f Inventm":
`
`STATOR ASSEMBLY MADE FROM A PLURALITY OF TOROIDAL CORE
`STATOR ASSEMBLY MADE FROM A PLURALITY OF TOROIDAL CORE
`SEGMENTS AND MOTOR USING SAME
`SEGMENTS AND MOTOR USING SAME
`
`
`
`First Named Inventor/Applicant Name:
`First Named Inventor/Applicant Name:
`
`Griffith D. Neal
`Griffith D. Neal
`
`Customer Number:
`Customer Number:
`
`35690
`35690
`
`Filer:
`
`Dean M. Munyon/Danielle Kramer
`
`
`Filer Authorized By: Dean M. Munyon
`Filer Authorized By:
`Dean M. Munyon
`
`Attorney Docket Number:
`Attorney Docket Number:
`
`6757—35500
`6757-35500
`
`Receipt Date:
`02-MAR-2001
`Filing Date:
`Filing Date:
`02-MAR-2001
`13:02:22
`Time Stamp:
`
`TimeStamp:
`13:02:22
`
`Application Type: Utility under 35 USC 1 i 1(a)
`
`07-JAN-2013
`
`Application Type:
`Payment information:
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`Document
`Number
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`Document Description
`Miscellaneous Incoming Letter
`
`Utility under 35 USC 111 (a)
`
`I no
`
`FileSize(Bytes)/
`Message Digest
`File Size(Bytes)/
`File Name
`Message Digest
`smalI-entity-change-formpdf (dd275b40baa0573d8c07CSSQSacead5c9l
`2b3d9
`16835
`
`Pages
`Multi
`Part /.zip (ifappl.)
`Multi
`Pages
`(ifappl.)
`Part /.zip
`
`Information:
`
`1
`
`Miscellaneous Incoming Letter
`
`small-entity-change-form.pdf
`
`no
`
`1
`
`cdd275b40baa0573d8c07c5895aceadSc91
`2b3d9
`
`Warnings:
`
`Information:
`
`

`

`Total Files Size (in bytes)
`
`16835
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`Total Files Size (in bytes) 16835
`
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`New Applications Under 35 U.S.c. 111
`Post Card, as described in MPEP 503.
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`New Applications Under 35 U.S.C. 111
`Acknowledgement Receipt will establish the filing date of the application.
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.c. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`National Stage of an International Application under 35 U.S.C. 371
`U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`Ifa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`New International Application Filed with the USPTO as a Receiving Office
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`lfa new international application is being filed and the international application includes the necessary components for
`and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`the application.
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`Ul\TfE]) STI\TES ])EPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill",. COMMISSIO'JER FOR PATENTS
`UVITET‘I STATES DEPARTWF‘NT 0F COM'MERCF}
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`United States Patent and Trademark Office
`\VVi\V.uspto.gOY
`Addless. COMMISSIONER FOR PATENTS
`PO Box1450
`FIRST NAMED APPLICANT
`ATTY. DOCKET NO.lTITLE
`FILING OR 371 (C) DATE
`APPLICATION NUMBER
`Alexandria) Yngnia 22313-1450
`wwwuspto.gov
`8864/20
`03/0212001
`Griffith D. Neal
`09/798,511
`
`FIRST NAVED APPLICANT
`ATTY. DOCKET No./TITLE
`FILING OR 371(C) DATE
`APPLICATION NUMBER
`CONFIRMATION NO. 9388
`
`8864/20
`Griffith D. Neal
`09/798,511
`03/02/2001
`POA ACCEPTANCE LETTER
`CON FIRMATION NO. 9388
`POA ACCEPTANCE LETTER
`
`35690
`MEYERTONS, HOOD, KIVLlN, KOWERT & GOETZEL, P.C.
`35690
`P.O. BOX 398
`MEYERTONS, HOOD, KIVLIN, KOWERT & GOETZEL, P.C.
`AUSTIN, TX 78767-0398
`PO. BOX 398
`AUSTIN, TX 78767-0398
`
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~I~~I~~UI ~1~~1~~1111111111111111111111111
`l|||l|||||||||||||||||Illllllllllllllllllll|||||||l||l|||||||ll||l||||l|||l|||||||||||l|||
`Date Mailed: 12/24/2012
`0000000583 2978
`Date Mailed: 12/24/2012
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`This is in response to the Power of Attorney filed 12/03/2012.
`This is in response to the Power of Attorney filed 12/03/2012.
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`above address as provided by 37 CFR 1.33.
`
`Ishanis/
`Isharrisl
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888—786-01 01
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`page 1 of 1
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`Ul\TfE]) STI\TES ])EPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill",. COMMISSIO'JER FOR PATENTS
`UVTTET‘I STATES DEPARTVIF‘N'I‘ 0F COM'MFIRCFI
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`United States Patent and Trademark Office
`\VVi\V.uspto.gOY
`Addless. COMMISSTOVFR FOR PATENTS
`PO Box 1450
`FIRST NAMED APPLICANT
`ATTY. DOCKET NO.lTITLE
`FILING OR 371 (C) DATE
`APPLICATION NUMBER
`Alexandriay‘hjgnia 22313-1450
`wwwusptogov
`8864/20
`03/0212001
`Griffith D. Neal
`09/798,511
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAVED APPLICANT ATTY. DOCKET No./TITLE
`
`
`CONFIRMATION NO. 9388
`8864/20
`Griffith D. Neal
`09/798,511
`03/02/2001
`POWER OF ATTORNEY NOTICE
`CONFIRMATION NO. 9388
`POWER OF ATTORNEY NOTICE
`
`757
`BRINKS HOFER GILSON & LlONE
`757
`P.O. BOX 10395
`BRINKS HOFER GILSON & LIONE
`CHICAGO, IL 60610
`PO. BOX 10395
`CHICAGO, IL 60610
`
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~I~~I~~UI ~1~~U1111111111111111111111111
`IIIIIIIIIIIIIIIIIIIIIIIIILIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII
`0000000583 2955
`Date Mailed: 12/24/2012
`Date Mailed: 12/24/2012
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`This is in response to the Power of Attorney filed 12/03/2012 .
`This is in response to the Power of Attorney filed 12/03/2012.
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`lsharris/
`Isharrisl
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`page 1 of 1
`
`

`

`U ,So P~:.~~:i,:. ~n~i :';~I:;~~::~ ~~11~;:~ ~;:~~t~~~~r:/:'~~1j~~~~~\: {~~~~~~,:~~5:~~~\~~~~;~
`
`mi T353353:
`-r» ofin emu.
`-
`E? CC- :33 numéer,m
`
`
`3
`
`453:3 Nammev {xix-m: 3:3 {:39 £33,513::3
`
`%“~ »
`
`~
`
`. :1 aka-8mg31:15 “-138:
`
`PT(::j~H3/eo ~": ~ "D~~)
`
`
`
`mris) Ham-3d {iv-5M,
`
`‘
`
`‘
`
`
`
`
`
`
`; Re:
`
`'5':Si$efi
`
`\
`
`~
`
`I. ‘1 1' 1 1' 1
`
`~
`
`__ .1:T~1sPhor.e ~
`
`~ En~aH l
`
`,.. .... _______ ,.".".. .......... ~,-..x""«
`
`iE 3
`
`5
`E
`
`
`
`
`
`“~
`
`I !
`n ~ .... .J
`I !
`------------------+-------............... 1 ..... ------........ .
`~ !
`1::~~~;;il;:,~";::;:~;~;;~~b~f~J~i;~~;\:~~:~i~~~~~~i:~~;~;;~;i;~:;~~~j
`C .:~I."." ... .I \
`'Cwcc·· i·~ ·'~N·'·'a"·· ""i" .,-, ,'·F'o,', ····"tl
`!&tt'·-c.c .. ·' '0")"
`~ •• ~ .... ,) •. ,~\" ....... ,\_, ,.L~ .'.' i, ,,-.,'
`'_,'
`" .... ~ 1',-"\ '1
`r.J~fr:~;7;:;(;;~';;.nc:e Bddres~ for lb~ ;~ppliGBt:on j:jer::jfj~3d jn th~~"'att;~;;(i-·~tat~rr:ent una;-; 3·ic.f:R"372~(b) to~
`P:e~Sr: change th€:
`~
`~
`! !
`~_.o ......... "_. ----------_. --_., .. ".".',." '1
`.... ..:-.......... _'"
`-( "'"" ( .... l~.' , ... ~~" ~ ~."
`-----1, .. _::-, ,- . .:
`'",.:.,
`.. :.
`,-
`~ I ! I
`
`”my4w»;nan-wuunyuquunamummuu
`~,t' 1 ~:~,:. C~i .• a .. ,:·s.s ;-:';~-:"I ..... ,-... :~te\) ~v~t~\ ......... ~::>~(h.! ...... ! Nun.::;6~,
`~
`35690
`......
`l
`_,~i
`I
`I ')R
`I !
`.nnnnnnnnnnn.n .......................................... n.nnn.nnnnn ... n .............................. ____ .. _n_ .. ~~.n~._nnnnn_1 I
`r·~··--···--·----·------·-~-T·--............ · .... ,·,.-,
`!
`~
`~
`“##3##,i
`F~rr~~ or
`~
`3a. a E : :,
`nnnnnnnnn .... 1
`~
`!nd:vt:j\.t~i~ NaH:~i ~
`1··············
`... ,""" ...... , \ - - , - - - - - - - - .......................... -....................... --...................... ---
`!
`4",...”7‘.’
`}
`~A·:jdress
`1c:;;;::--t=====::::=::::Jli;;;;;;:[--~--==::::::;~~===---=:
`~\U!1t(y ,.. ...... ~~~, __ ~~.,
`~/<,ssigrlee i'km-;e and !\ddn"ss:
`mmat-muxttmnmmt
`~ ,
`e:v‘éasadEm:
`'
`\
`
`lnteli~lctu:':li Ventures Hoiding 88 LLG
`~
`i 715 '1 W Lake Mead Blvd
`~ Ste 300
`W- .mm \Vm\mm\\\w\\“\“\\m\\\\\\n
`mmmkam\wwm
`~ Las \iegas~ Ne\/sda 89128
`I
`!
` 33%} {Form PH)":3323‘:3 c: muivaiam} is; mazasimd:3::35
`. mpg n: :33: S 10:33: tnggathe: 334333 a 9:33:333333332 under 3" (:3R3
`tA !~(>P'! of tl1is fon;:tn~leu~~r with a ;T~t~;;~;;.;t"t;;mFR 3J'::l{b} (Form PTO!SS~ ~iwi\(<llm,t} is ~'Klllif!&tJ't; h:3 ~
`g;33-3333‘ac:%:i:33393':23333:}am}is;:M:3::3firm 5:3:3919:35:35:manta}:31::is3::immune:sacinnnehafi‘o::33::sssigme. E
`Sim::n 935:: amt-33:16:}as: 353 which ihafis fem: is usafi. 3338 3:33:23th under“3* CW: 3?3{b336:32:: is: zomfleta"?3:3: 0:3: :33”
`
`I film:! in m~dl app~k~"taon in which this form is used, The statem!}!1t >.mder J·7 CFR :t7J(b) may be completed by on;~ ~~f
`
`
`
`“\Mvwsvkvnwm‘wm“
`and 333338: Ham?3}";:‘e apgkiéCafit);'5 in 93%:
`! ti'\'S practitioners appoh,ted ~n this form if Hm ap.~oifltf;d pmct!tjoner is at,trwfi::?0tl to act on behalf of the assignee,
`:
`
`{aflmwfiz :33 its:gmfi 33: 333mm
`~~~!:~~5 i~~:.!!y t~le ap~!!;;~~~~~:~,~~~ ,this Power of Attm'B~Y is to b~ mao,
`,_" mmmmm ~
`SiGNATURE d Assignoo of Rec,xtJ
`!
`Th£; indi,,' duaf \V;K~')!; :\ig"!'l;:~tUf',:' fmJ ;jHc ~s ~!JppHc·d b,-:!o\,:' is 3ulhorht:d !n a°..:,:- nr: bc.h:.::H\,~ th," :~ ,;:.~gl;1n,:·
`~
`
`."m~~~~~:t~lr=+~',~~:''''::::.,~.::::::::::::::::::::~~::.:::::::::::::::;;;~::::::""""'~".:~~~;;~:::::::::::::::::::L~~.t~mm:'~:::~~~m'~?_;;.::t:<~n::~:~~;~.·~~~:>"mnnJ
`I
`L~~~~~~~:~:::::I~~~~2:;:;·z~~y~i:~rs~~~'1:Q'rT:;t8ITectui:lIVentures Holding 88 'L_i:~: ,. "
`_,_~ __ ,,--=~n-]
`
`Nanl!',
`
`1 l(-'anr"" Sq"(1'Yjokkj
`
`venture: Hairs;
`
`i Te!e0h(~'1'"
`
`.MmLMZ-vfiu.
`
`Arm
`"q":i~ .:;·~~!:~·,_:t:{!r: ~.I~ sn1onr;;.~t")f; is req\'Hr~(l hy ~~"r CF~~ -:.3 ~. ~ ,12 and ; .~1~l T;--~~ ir:fcml·:3ti:):': i:;:· roq~!~~~'$':;' te· t,}~x3in l)r f·:::t~!:~ -3 t(>::r:1:~t:~ t:'~; the putln:..~ ;'olihic:--', !~ to f~I1:~ (~1.:xi
`:":y :'i;~ Ut:PTO lt~ p:n:";\::1~; a~~ ::1p~:~;,ca\;fj:l. C.;}~·~:ti~nn~~:i:.); :~ ~:);\:,er(!t:\.1 ~,1:.' :):~, U,S.C. '~22 ~~:'!d 3.?' GFR i, 1 : {::n;:,~ ":, -: <~, 'f:~:~ tCf:l'5t~ki:~; fS ~:~t~:~~,~\'S .. ~ :;f;' ~f~k~: 8 f~~n~!!\?'S t::)
`t::,);',:~pl·::tt:·, i;~(:;~~l:'n:~g ~t~H:i:::: i:1Y.. pr(::p_:~::-~fl~~. and :>~:bm::.~$:"lq th~' \.:r.)mpii::~!::\"'3 ;:':pp:;'.7~:t:on ~\:n:: K~ tI;~~ U~,PTO. T:n':fs wi!: ',I;:'i~~ :-:it-:p~:~m:":D up':"~;: l'b~~ i;K:~\f~tiU~: (~~$;:: A:~\j
`t::o:~~rr:-3rit~ 0:1 tr:-:s :.:,~·Y:::xmt of tim!;! yot: r\3q<J;~'~ to ccr<i::'~;:xe t;--~:s. fcrm !3r~tih)r s:.:g~:!s\:Gn:; ~-or (.:::dlt·:j!~.g t~~;s ~x.:r(ksn, s!1,x:~d i'!f! SGn: t:t~ the: O~~:0f 1(f~~-.'f(:~a1k)n 0flkx::r,
`U_S. P&~e:~~ an.::.j T~~~;:!·:f}·::;xk Off:t::.i::1. U,S. r:.·ep~~tm·:::(:t:): C~')m:~~ei(:·:::. P.::::~. 8~:'K ':450. )\:~~xBn~~r;«, .... /~. ~;~:~~·1~:-··;4.s0. DO NOT 3END ~t:ES OR C-C:j"l)1PLETED ~()Rl\~::~
`~r<) THlS AD::;~~::::SS. SENt) TCc Gon'l~"TIl$)~km~r fo~' ?3t:.'}nt.:;, ?,(), So): 145(:,,: A:~~p.:~n(i~ia ..... lA.123.'~S··,'l450,
`
`

`

`DE.CL/'.JZ;\TION REGARDING /\UTHORITYTO SKr]'-)
`ON BEH.i\LF OF /\ LEG/\L ENTITY-
`
`
`
`mm 3‘13foLuLskiixhm éiiie
`.0 that L3L11Lamina;3;;32L
`LL
`
`
`LLLRL‘ELL19:9 ULi" {isLiv:LLELL <3?3LL:imam} \I’Lumwg i‘ggisi‘
`
`
`Jealltl(~ S uchodolskj
`
`
`
`Date
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`14373018
`Electronic Acknowledgement Receipt
`
`Application Number:
`
`14373018
`09798511
`
`International Application Number:
`
`Confirmation Number:
`
`9388
`
`Confirmation Number:
`
`
`
`Title of Invention:
`
`T'tle °f Inventm":
`
`STATOR ASSEMBLY MADE FROM A PLURALITY OF TOROIDAL CORE
`STATOR ASSEMBLY MADE FROM A PLURALITY OF TOROIDAL CORE
`SEGMENTS AND MOTOR USING SAME
`SEGMENTS AND MOTOR USING SAME
`
`
`
`First Named Inventor/Applicant Name:
`First Named Inventor/Applicant Name:
`
`Griffith D. Neal
`Griffith D. Neal
`
`Customer Number:
`
`757
`
`Filer:
`
`Dean M. Munyon/Dawn Deluca
`
`
`Filer Authorized By: Dean M. Munyon
`Filer Authorized By:
`Dean M. Munyon
`
`Attorney Docket Number:
`Attorney Docket Number:
`
`8864/20
`8864/20
`
`Receipt Date:
`02-MAR-2001
`Filing Date:
`Filing Date:
`02-MAR-2001
`20:35:31
`Time Stamp:
`
`TimeStamp:
`20:35:31
`
`Application Type: Utility under 35 USC 1 i 1(a)
`
`03-DEC-2012
`
`Utility under 35 USC 111 (a)
`
`Application Type:
`Payment information:
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`Document
`Number
`Document
`Number
`
`I no
`
`Document Descri
`
`tion
`
`p
`
`Document Description
`Assignee showing of ownership per 37
`CFR 3.73.
`
`File Name
`373b.pdf
`
`Information:
`
`FileSize(Bytes)/
`Message Digest
`File Size(Bytes)/
`Message Digest
`ce6548d0e93bd1(081aca3l6cdd2l7e6l367
`6464
`39702
`
`Pages
`Multi
`Part /.zip (ifappl.)
`Multi
`Pages
`(ifappl.)
`Part /.zip
`
`373b.pdf
`
`no
`
`3
`
`cee548dOe93bd 1 c081 aca3f6cdd2f7 e6f367
`64e4
`
`1
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`Warnings:
`
`Information:
`
`

`

`2
`
`Power of Attorney
`
`POA.pdf
`
`no
`
`2
`
`967342
`
`875449c23 023 d 37 eS d a46803aaS 5 a6ac615
`967342
`df8c8
`
`Power of Attorney
`
`87544903073d37P5da4680§aa§Eafimfil 5
`decS
`
`Warnings:
`
`Information:
`
`Information:
`
`the application.
`
`Total Files Size (in bytes)
`
`1007044
`
`Total Files Size (in bytes) 1007044
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`New A~~lications Under 35 U.S.c. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`New Applications Under 35 U.S.C. 111
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`Acknowledgement Receipt will establish the filing date of the application.
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`National Stage of an International A~~lication under 35 U.S.c. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`National Stage of an International Application under 35 U.S.C. 371
`U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`Ifa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International A~~lication Filed with the USPTO as a Receiving Office
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`

`

`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`STATEMENT UNDER 37 CFR 3.73(b)
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`ApplicanUPatent Owner: Intellectual Ventures Holding 88 LLC
`STATEMENT UNDER 37 CFR 3.73(b)
`Filed/lssue Date: 05/02/2006
`Application No./Patent No.: 7036207
`-------------------------------
`------------------------------
`Applicant/Patent Owner:
`Intellectual Ventures Holding 88 LLC
`STATOR ASSEMBLY MADE FROM A PLURALITY OF TOROIDAL CORE SEGMENTS AND MOTOR USING
`Application No./Patent No.: 7035207
`Filed/Issue Date: 05/02/2005
`SAME
`Titled:
`STATOR ASSEMBLY MADE FROM A PLURALITY OF TOROIDAL CORE SEGMENTS AND MOTOR USING
`Intellectual Ventures Holding 88 LLC
`LIMITED LIABILITY COMPANY
`SAME
`__________________________________________ ,a
`
`Titled:
`
`’ a
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`LIMITED LIABILITY COMPANY
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`(Name of Assignee)
`Intellectual Ventures Holding 88 LLC
`(Name of Assignee)
`states that it is:
`states that it is:
`1. ~ the assignee of the entire right, title, and interest in;
`1.
`the assignee of the entire right, title, and interest in;
`
`2. D
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`%); or
`2. D an assignee of less than the entire right, title, and interest in
`-------
`(The extent (by percentage) of its ownership interest is
`%); or
`3. D
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`3. D the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`the patent application/patent identified above, by virtue of either:
`the patent application/patent identified above, by virtue of either:
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`A. I:
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`copy therefore is attached.
`OR
`
`OR
`B. ~ A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`B.
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`To: Encap Motor Corporation
`1. From: Griffith D. Neal
`1_ From: Griffith D. Neal
`To: Encap Motor Corporation
`The document was recorded in the United States Patent and Trademark Office at
`The document was recorded in the United States Patent and Trademark Office at
`Reel 012135
`,
`Frame 0350
`,
`or for which a copy thereof is attached.
`Reel 012135
`Frame 0350
`or for which a copy thereof is attached.
`
`To: Encap Merger Co., Inc.
`2. From: Encap Motor Corporation
`To: Encap Merger Co., Inc.
`2. From: Encap Motor Corporation
`The document was recorded in the United States Patent and Trademark Office at
`The document was recorded in the United States Patent and Trademark Office at
`Reel 018524
`,
`Frame 0001
`,
`or for which a copy thereof is attached.
`Reel 018524
`Frame 0001
`or for which a copy thereof is attached.
`3_ From: Encap Merger Co, Inc.
`To: Encap Technologies, Inc.
`To: Encap Technologies, Inc.
`3. From: Encap Merger Co., Inc.
`The document was recorded in the United States Patent and Trademark Office at
`
`
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 018524
`,
`Frame 0039
`,
`or for which a copy thereof is attached.
`Reel 018524
`Frame 0039
`or for which a copy thereof is attached.
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`~ Additional documents in the chain of title are listed on a supplemental sheet(s).
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`~ As required by 37 CFR 3.73(b)(1 )(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`[NOTE: A separate copy (Le, a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`/Dean M. Munyon/
`12/3/2012
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`Date
`Signature
`IDean M. Munyonl
`12/3/2012
`Reg. No. 42,914
`Dean M. Munyon
`Date
`Signature
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and bythe USPTO to
`Dean M. Munyon
`Reg. No. 42,914
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`Printed or Typed Name
`Title
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, US.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`10
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`Privacy Act Statement
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`collection of this information is 35 U.s.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`with your submission of the attached form related to a patent application or patent. Accordingly,
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`process and/or examine your submission, which may result in termination of proceedings or
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`abandonment of the application or expiration of the patent.
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`The information provided by you in this form will be subject to the following routine uses:
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the
`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.s.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`disclosure of these records is required by the Freedom of Information Act.
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`A record from this system of records may be disclosed, as a routine use,
`in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`A record in this system of records may be disclosed, as a routine use,
`to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`amended, pursuant to 5 U.s.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`5. A record related to an International Application filed under