`
`APPLICATION NUMBER
`
`
`
`FILING OR 371(C) DATE
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`!
`OX.
`Address: COMMISSIONER FOR PATENTS
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`11/175,885
`
`07/06/2005
`
`Daniel M. Fischer
`
`TNT 3.0-001 CON
`CONFIRMATION NO. 5606
`
`147655
`Botos Churchill IP Law LLP
`
`(TNT IP LLC)
`430 Mountain Avenue, Suite 401
`New Providence, NJ 07974
`
`POA ACCEPTANCE LETTER
`
`INOUE
`000000092919718
`09
`
`Date Mailed: 07/24/2017
`
`NOTICE OF ACCEPTANCE OF POWEROF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 07/17/2017.
`
`The Power of Attorney in this application is accepted. Correspondencein this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit,at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/dtdinh/
`
`
`page 1 of 1
`
`LGE-1002 / Page 1 of 202
`LGE v. Fundamental
`
`LGE-1002 / Page 1 of 202
`LGE v. Fundamental
`
`LGE-1002 / Page 1 of 202
`LGE v. Fundamental
`
`

`

`
`
`Unrrep Siares Parent’ AND TRADEMARK OFFICE
`
`UNTTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FCR PATENTS
`PQ. Box 1450
`Alexandria, Virginia 22313-1450
`WWw.usrto.gov
`
`APPLICATION NUMBER
`
`FILING OR 371(C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`11/175,885
`
`07/06/2005
`
`141762
`TNT
`
`Lemer David
`
`600 South Avenue West
`Westfield, NJ 07090
`
`Daniel M. Fischer
`
`TNT 3.0-001 CON
`CONFIRMATION NO. 5606
`POWER OF ATTORNEYNOTICE
`
`MONAAA000000092919715
`
`Date Mailed: 07/24/2017
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 07/17/2017.
`
`¢ The Power of Attorney to you in this application has been revoked by the assignee who hasintervened as
`provided by 37 CFR 3.71. Future correspondencewill be mailed to the new addressof record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirementsit sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/dtdinh/
`
`
`
`page 1 of 1
`
`LGE-1002 / Page 2 of 202
`
`LGE-1002 / Page 2 of 202
`
`

`

`
`
`PTOsSB/SO (17-08)
`Approved for use. through 11/80/2011, OMB’0557-0035
`US, Patent and Trademark Of
`US, DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduetian Act of 1995, no persoris are. required te respond to a collection of information u
`H displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`
`
`
`
`i hereby revoke all previous powers of attorney given in the application identified in the attached statement under
`
`ihereby appoint:
`[¥]
`Practitioners associated with the Customer Nurnber:
`oR
`[| Practifioner(s} named below(if more thar ten patent practitioners are to be named, then acustomer number must be used):
`
`147655
`
`Ragistration
`Number
`
`Name
`
`i Registration
`Number
`
`as aticmey(s} or agent(s} ta represent the undersigned befare:the United States: Patent and Trademark Office (|USPTO)|in conmection with
`any and ali patent applications assigned only to the undersigned accoring fo the USPTO assignment records or assiignment Socuments
`attached to this form in accordance with 37 CFR 3.7300).
`
`Please change the correspondance address for the applicationidentified in. the attached statement under
`
`iATESS
`The address. associated with Custemer Number:
`
`OR
`Firm or
`Individual Name
`Address
`
`Cy
`
`ie
`
`e
`
`Assignee Name and Address:
`
`Fundamental innovations Systems international LLC
`2900 Long Prairie Road, Suite B
`Flower Mound, TX 75622
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 GFR S.73{b) may be completed by ane of
`the practHicners appointed in this form if the appointed practitioner is authorized to act cn behalf of the assignee,
`and must identify the application in which this Power of Afforney is te be filed.
`
`SIGNATURE of Assignee of Record
`Theindividual wisias e signgpafe ang title is supplied belowts authorized ta act on behalf of the assigne
`
`eeaTcea
`
`Ozer Teitelbaum
`
`Telephone
`
`Co-Founder and Partner
`y ihe pubic whick is to file (and
`This collection ofinformation is required by 37 CFR 1.34, 1.32 and 1.33. The Information is required to ob{ain cr retain a by
`is estimated to take 3. minutes
`by the USPTO to proaess) an application. Corfideritis
`is governed by 35 U.S.C. 4122 and 37 CPR 4.17 and T.14: This «
`
`to complete. including gathering, preparing, and submilting the completed application form
`USPTO. Time wilivary-cerending upon the individual case, Any
`
`
`coraments on the. amount of time you require ta complete: this form-andiar suggestions for
`redueing this burden, should be sent
`to the Chief information Officer,
`
`
`
`
`U.S. Patent and. Trademart
`#8108, U.S. Department of Commerce. P.O. Box 1456, Alexandria, VA 22313-1450, DO.NOT SEND FEES OR COMPLETED
`FORMS TO THIS-ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1440, Alexandria, VA 22315-1450.
`
`if you need assisfance in completing fhe form, calf 1-800-PTOQ-9799 and select option 2.
`
`LGE-1002 / Page 3 of 202
`
`LGE-1002 / Page 3 of 202
`
`

`

`
`
`a A
`
`Electronic AcknowledgementReceipt
`
`29828854
`EFS ID:
`
`
`Application Number:
`
`11175885
`
`Title of Invention:
`
`A UNIVERSAL SERIAL BUS ADAPTER FOR A MOBILE DEVICE
`
`
`
`ttorney Docket Number: TNT3.0-001 CON
`
`Receipt Date:
`
`19-JUL-2017
`
`Application Type:
`
`Utility under 35 USC 111{a)
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`eab41
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`212236
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`a096b003bf86632afeBbdel 43178cc397ab
`
`LGE-1002 / Page 4 of 202
`
`LGE-1002 / Page 4 of 202
`
`

`

`Information:
`
`Power of Attorney
`
`855803
`
`9d2dcb1 0ca818530f8e78aa5360dfcda7dc5}
`3c9e
`
`Information:
`
`Warnings:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`Acknowledgement Receiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`NewInternational Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`andof the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`
`
`LGE-1002 / Page 5 of 202
`
`LGE-1002 / Page 5 of 202
`
`

`

`PTO/AIA/96 (08-12)
`Approvedfor use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`Applicant/Patent Owner; FUNDAMENTAL INNOVATION SYSTEMS INTERNATIONALLLC
`
`Application No./Patent No.: 11/175,885
`Filed/Issue Date:
`_07-06-2005
`
`Titlea:
`A UNIVERSAL SERIAL BUS ADAPTER FOR A MOBILE DEVICE
`
`FUNDAMENTAL INNOVATION SYSTEMS INTERNATIONAL LLG a corporation
`(Nameof Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose oneof options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee ofthe entire right, title, and interest.
`
`2. [| An assignee ofless than the entire right, title, and interest (check applicable box):
`
`L_|The extent (by percentage) of its ownershipinterestis %. Additional Statement(s) by the owners
`holding the balanceof the interest must be submitted to account for 100% of the ownershipinterest.
`LJ There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balanceof the interest must be submitted to account for the entire
`right, title, and interest.
`3. L] The assigneeof an undivided interest in the entirety (a complete assignmentfrom one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. LJ The recipient, via a court proceeding orthelike (e.g., bankruptcy, probate), of an undividedinterestin the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced byeither (choose one of options A or B below):
`
`A. [| An assignmentfrom the inventor(s) of the patent application/patentidentified above. The assignment was recordedin
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee asfollows:
`FISCHER, DANIEL M RESEARCH IN MOTION LIMITED To:
`
`1.From:
`
`The document wasrecorded in the United States Patent and Trademark Office at
`Reel 991533
`. Frame 0304
`, or for which a copy thereofis attached.
`
`2. From: RADUT, DANG To: RESEARCH IN MOTION LIMITED
`The document wasrecordedin the United States Patent and TrademarkOffice at
`
`Ree! 931533
`
`, Frame 0304
`
`, of for which a copy thereofis attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO.Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option2.
`
`LGE-1002 / Page 6 of 202
`
`LGE-1002 / Page 6 of 202
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`HABICHER, MICHAEL F To: RESEARCH IN MOTION LIMITED
`
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel 031533
`, Frame 0304
`, of for which a copy thereofis attached.
`LUONG, QUANG A
`To: RESEARCHIN MOTION LIMITED
`
`The document was recordedin the United States Patent and Trademark Office at
`
`Ree! 031533
`, Frame 0304
`, or for which a copy thereofis attached.
`MALTON, JONATHAN T
`To: RESEARCHIN MOTION LIMITED
`
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel 931533 , or for which a copy thereofis attached. , Frame 0304
`
`
`RESEARCHIN MOTION LIMITED To, BLACKBERRYLIMITED
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel 031558 , of for which a copy thereofis attached. , Frame 0922
`
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s}) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Richard J. Botos/
`TA2/N7
`
`Signature
`Date
`Richard J. Botos
`32,016
`Printed or Typed Name
`Title or Registration Number
`
`[Page 2 of 2]
`
`LGE-1002 / Page 7 of 202
`
`LGE-1002 / Page 7 of 202
`
`

`

`Privacy Act Statement
`
`The Privacy Actof 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent.
`If you do not furnish the requested information, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which mayresult in termination of proceedings
`or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these recordsis
`required by the Freedom of Information Act.
`2. Arecord from this system of records may be disclosed, as a routine use, in the course of presenting
`evidenceto a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`3. Arecord in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`4. Arecord in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuantto 5 U.S.C. 552a(m).
`5. Arecord related to an International Application filed under the Patent Cooperation Treaty in this system of
`records maybe disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. Arecord in this system of records may be disclosed, as a routine use, to another federal agencyfor
`purposes of National Security review (85 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`7. Arecord from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSAaspart of that agency's
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (1.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`8. Arecord from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record wasfiled in an application which became abandonedor in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`9. Arecord from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`LGE-1002 / Page 8 of 202
`
`LGE-1002 / Page 8 of 202
`
`

`

`PTGJAASB (08-13)
`Aporoved for use through 1/91/2013. OME OGS4-OS4
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`SEERARNNRNARRNIAN
`cn
`Underthe Paseework Reduction Act af 1986. feSOTEONSare fenuined te tesgond i a collection of information unless t dis:days 2valedOMBcontrolmurber,
`STATEMENTUNDER 37 CFR S.72e3
`
`Fray
`
`Fr
`
`eee
`
`. Te:
`
`
`Fe: PUNE MENTALHNOVATION SYSTEMSINTERNAT!ONALLLhLG
`7. From:BLACKBERRYLIMITED
`The dasument was recordediinntheUnitedSiaias Patent and Trademark Office at
`ReelOS7224frameOS7B_ oF for which a capy theract is attached,
`& From: ..BLACKBERRYLIMITEDoe __ Ta: FUNDAMENTALINNOVATIONSYSTEMSINTERNATIONALLLC
`The document was recomied in the United States Patent and Trademark Office at
`Regi _40792 Frame 0483_ . or for which a copy thereof is altashed,
`Te:
`aand TrademarkOfficeaat
`Thedocumentwwas recorded in the United StatesPatent
`Rest
`, Frame
`oF for which @ copy thereot is atlached.
`
`
`AOCCPRIILOEPEPELELPELELEEODPELLSLCLOELLLESSDAPEPEIOIPLPEELLPEELLPSITALIEALLDISEOOELSAPLPIIPIDLSSPRPLEIPPELISISASSDIITSTPIELESSIISSIDSESSIDEAEESIIIOEISE
`
`:ae
`
`]
`
`iPage
`
`LGE-1002 / Page 9 of 202
`
`LGE-1002 / Page 9 of 202
`
`

`

`
`
`ie
`
`e
`
`Assignee Name and Address:
`
`TAT IP LLS
`2900 Long Prairie Road, Suite B
`Flower Mound, TX 75022
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 GFR S.73{b) may be completed by ane of
`the practHicners appointed in this form if the appointed practitioner is authorized to act cn behalf of the assignee,
`and must identify the application in which this Power of Afforney is te be filed.
`
`SIGNATURE of Assignee of Record
`iS
`Sp
`The individual whose sig
`SSsig
`. fos
`aaa
`signee|pri 29, 2017
`Name
`Chr Teitelbaum
`Telephone
`Title
`Co-Founder and Partner
`y ihe pubic whick is to file (and
`This collection ofinformation is required by 37 CFR 1.34, 1.32 and 1.33. The Information is required to ob{ain cr retain a by
`
`is estimated to take 3. minutes
`by the USPTO to process) an application. Corfidentiality is governed by 25 UWS.C, 122 and 37 CFR 4:17 and T.14. This a
`to complete. incduding gathering, preparing, and submitting the completed application form
`USPTO. Time wilivary-cerending upon the individual case, Any
`
`
`
`coraments on the. amount of time you require ta complete: this form-andiar suggestions for
`redueing this burden, should be sent
`to the Chief information Officer,
`
`
`US. Patent and Trademark
`Office, U.S. Department of Commerce. P.O. Box 1450, Alexandria. VA 22313-1450, DO.NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1440, Alexandria, VA 22313-1450.
`
`if you need assisfance in completing fhe form, calf 1-800-PTOQ-9799 and select option 2.
`
`LGE-1002 / Page 10 of 202
`
`PTOsSB/SO (17-08)
`Aporeved for use. through 11/80/2644. OMB 0557-0035
`US, DEPARTMENT OF COMMERCE
`US, Patent and Trademark Of
`
`
`Under the Paperwork Reduetian Act of 1995, no persoris are. required te respond to a collection of information u
`H displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`
`
`
`
`i hereby revoke all previous powers of attorney given in the application identified in the attached statement under
`
`ihereby appoint:
`[¥]
`Practitioners associated with the Customer Nurnber:
`oR
`[| Practitioner(s) named below (if more than ten patent practitioners are to be named, then a-customer number must be used):
`
`147655
`
`i Registration
`Name
`Ragistration
`Name
`
`|_Number Number
`
`as aticmney(s} or agent(s} ta represent the undersigned befare:the United States: Patent and Trademark Office {USPTO} in conmection with
`any and all patent applications assigned only to the undersigned according fo the USPTO assignment records or assignment dacumenis
`attached to this form in accordance with 37 CFR 3.7300).
`
`Please change the corespondance address for the application identified in the afttachad statement under 37 CFR 3.73¢b)to:
`
`The address. associated with Custemer Number:
`
`oe
`4
`iATESS
`
`OR
`
`Firm or
`Individual Name
`Address
`
`Cy
`
`LGE-1002 / Page 10 of 202
`
`

`

`
`
`a A
`
`Electronic AcknowledgementReceipt
`
`29795906
`EFS ID:
`
`
`Application Number:
`
`11175885
`
`Title of Invention:
`
`A UNIVERSAL SERIAL BUS ADAPTER FOR A MOBILE DEVICE
`
`
`
`ttorney Docket Number: TNT3.0-001 CON
`
`Receipt Date:
`
`17-JUL-2017
`
`Application Type:
`
`Utility under 35 USC 111{a)
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`ead
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`124810
`
`Transmittal Letter
`
`Trans.pdf
`
`17710671 86f1804ad8d{285bfcaSa8Idd:
`
`LGE-1002 / Page 11 of 202
`
`LGE-1002 / Page 11 of 202
`
`

`

`Power of Attorney
`
`Pre.PDF
`
`848759
`
`7257765.918159875887d3784cl 1da37490
`67654
`
`Warnings:
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Information:
`
`Transmittal Letter
`
`Trans2.pdf
`
`fd48ab421465c1 3a02664cb4cdc439b86e8}
`e7hed
`
`Warnings:
`Information:
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`LGE-1002 / Page 12 of 202
`
`LGE-1002 / Page 12 of 202
`
`

`

`PTO/AIA/96 (08-12)
`Approvedfor use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`Applicant/Patent Owner; FUNDAMENTAL INNOVATION SYSTEMS INTERNATIONALLLC
`
`Application No./Patent No.: 11/175,885
`Filed/Issue Date:
`_07-06-2005
`
`Titlea:
`A UNIVERSAL SERIAL BUS ADAPTER FOR A MOBILE DEVICE
`
`FUNDAMENTAL INNOVATION SYSTEMS INTERNATIONAL LLG a corporation
`(Nameof Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose oneof options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee ofthe entire right, title, and interest.
`
`2. [| An assignee ofless than the entire right, title, and interest (check applicable box):
`
`L_|The extent (by percentage) of its ownershipinterestis %. Additional Statement(s) by the owners
`holding the balanceof the interest must be submitted to account for 100% of the ownershipinterest.
`LJ There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balanceof the interest must be submitted to account for the entire
`right, title, and interest.
`3. L] The assigneeof an undivided interest in the entirety (a complete assignmentfrom one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. LJ The recipient, via a court proceeding orthelike (e.g., bankruptcy, probate), of an undividedinterestin the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced byeither (choose one of options A or B below):
`
`A. [| An assignmentfrom the inventor(s) of the patent application/patentidentified above. The assignment was recordedin
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee asfollows:
`FISCHER, DANIEL M RESEARCH IN MOTION LIMITED To:
`
`1.From:
`
`The document wasrecorded in the United States Patent and Trademark Office at
`Reel 991533
`. Frame 0304
`, or for which a copy thereofis attached.
`
`2. From: RADUT, DANG To: RESEARCH IN MOTION LIMITED
`The document wasrecordedin the United States Patent and TrademarkOffice at
`
`Ree! 931533
`
`, Frame 0304
`
`, of for which a copy thereofis attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO.Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option2.
`
`LGE-1002 / Page 13 of 202
`
`LGE-1002 / Page 13 of 202
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`HABICHER, MICHAEL F To: RESEARCH IN MOTION LIMITED
`
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel 031533
`, Frame 0304
`, of for which a copy thereofis attached.
`LUONG, QUANG A
`To: RESEARCHIN MOTION LIMITED
`
`The document was recordedin the United States Patent and Trademark Office at
`
`Ree! 031533
`, Frame 0304
`, or for which a copy thereofis attached.
`MALTON, JONATHAN T
`To: RESEARCHIN MOTION LIMITED
`
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel 931533 , or for which a copy thereofis attached. , Frame 0304
`
`
`RESEARCHIN MOTION LIMITED To, BLACKBERRYLIMITED
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel 031558 , of for which a copy thereofis attached. , Frame 0922
`
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s}) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Richard J. Botos/
`TA2/N7
`
`Signature
`Date
`Richard J. Botos
`32,016
`Printed or Typed Name
`Title or Registration Number
`
`[Page 2 of 2]
`
`LGE-1002 / Page 14 of 202
`
`LGE-1002 / Page 14 of 202
`
`

`

`Privacy Act Statement
`
`The Privacy Actof 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent.
`If you do not furnish the requested information, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which mayresult in termination of proceedings
`or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these recordsis
`required by the Freedom of Information Act.
`2. Arecord from this system of records may be disclosed, as a routine use, in the course of presenting
`evidenceto a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`3. Arecord in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`4. Arecord in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuantto 5 U.S.C. 552a(m).
`5. Arecord related to an International Application filed under the Patent Cooperation Treaty in this system of
`records maybe disc