PTOISS/ZSO (‘1108)
`Appmved fem9e thrcugh:‘ 'jail-1‘26: t OMB 53551-0035
`
`' U.“0 DEPARTMENT OF"VOMMERCE
`US. Patent and Trad
`tark O:
`
`Under the Paperwork Rem.-mien Act 0“ 1995 no persons are required to respond to e eoiiectHer ofinfom ' n Wises it displays a veiid OMB cemmi number.
`
`POWER OF ATTGRNEY TO PROSECUTE APPLECATiONS BEFGR THE US 0
`
`i hereby revoke at! previous powers of attorney given in the appiication identified in the attached statement under
`37 CFR 3.73 b).
`
`! hereby appoint:
`
`v/ I
`
`Practitmners associated with the Customer Number
`OR
`
`147655
`
`I: Practitinnerr’s) named below (if mere than ten pate ,t practitioners are to be named, then a 0'tother number must be used):
`
`Name
`
`Registration
`Number
`
`.
`
`Name
`
`Registration
`Number
`
`as attcrneyés) er agentrIe) terepreee.the undersigned before the United States Pa-ent and Trademark Otfi0e"‘SPTCQ in connection with
`any arid at! patent appiicetiuns asségned onty to the undersigned according to the USF’TO assignment records car ass:gnrraerit :jeeumehis
`attache; to this form in accordance with 37 CFR 3.7363).
`
`Please change the correspcndence address for the appiication identified in the attached statement under 37 CFR 3.?3(b} to:
`
`The address associated with Custamer Number:
`
`OR
`
`Firm or
`cliviriuai Name
`
`—Z53
`
`
`
`
`
`Assignee Name and Address:
`
`Fundamentai innovations Systems tntematicnai LLC
`2900 Long F’rairie Road. Suite B
`Fiower Matted, TX 75622
`
`A copy of this term, together with a statement meter 37 CFR 31330) (Form PTOISBIQS or equivalent} is required to be
`filed in each apptication in which this form is used. The statement under 37 CFR 3.73(b) may be campieted by one of
`the practitieners appointed in this. form if the appeinted practitioner is authorized for act on behalf of the assignee,
`and must identit
`.
`‘
`'
`'
`‘
`'
`. it: to be filed.
`
`The individuai w‘l
`
`.. sign
`
`SEGNATURE of Assignee of Record
`6 an"? titie is supntied beiow is autherized to act on behalf at th‘ a‘sx
`
`Name _/ Ozer Teiteibaum
`Titre
`(Zn-Founder and Partner
`by the pubtic which is t; fite {and
`e ‘cr. atii'n‘ormaficn'i=3 recuired by 3? CFR 1..3.1 132 and 1.33 The intermatior'tis remained w: obtain or retain a h
`
`n s estimated tr; wire 3 minutes
`by the L PTO :0 umcess) an apptication. Cerifiden
`'is gsverred by35 U...QC. 122 and 37 CPR 1.11 and [14. This
`
`
`drug upon the individuai case. Any
`to ccmp|ete, rnctuding gathering, preparing. and submitting the campieted appiication form to the USPTO. Tin“ wit: vary d»:
`
`
`
`ti to the Chie. niormatian Officer
`comments on the amount of time ym: require to. camp te this farm andlar suggestions for re . .cing this bl.
`,n, shouid be _
`
`
`US. Patent and Trafierr‘»
`.«fi‘ice. 1.1.8. Department (.5 Ccmmerce. PJIJ. Box 1450, Atexandria. VA 2231371450. 00 NOT SEND FEES OR COMPLETED
`FORMS TO THES ADeREss. SEND TO: Commissicuer for Patents, $3.0. Box 1450, Nexaridria. VA 22333—1450.
`
`Teiephone
`
`If you need assistance in competing the form, Gaff 1—800—PTG—9199 and set ‘9? option- 2.
`
`Huawei V. FISI Exhibit No. 1021 - 1/174
`
`

`

`Electronic Acknowledgement Receipt
`
`
`
`EFS ID: 29828892
`
`Application Number:
`
`10087629
`
`Title of Invention:
`
`MULTIFU NCTIONAL CHARGER SYSTEM AND METHOD
`
`
`
`First Named Inventor/Applicant Name: Daniel M. Fischer
`
`Customer Number:
`
`141762
`
`“—
`
`
`
`Filing Date: Oi-MAR—ZOOZ
`
`Time Stamp:
`
`14:35:53
`
`
`
`Application Type:
`
`Utility under 35 USC 1 i 1(a)
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`125818
`
`Pages
`Multi
`Part /.zip (ifappl.)
`
`75da30
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`QEfifii‘M‘Ean‘EdfindarfiSQN fllfidld 1 d7d2
`
`Huawei V. FISI Exhibit No. 1021 - 2/174
`
`

`

`Information:
`
`855803
`
`Power of Attorney
`
`9dldcb1ULaS1853UlSh-7Saa5360dlcda7dfi
`3c99
`
`Information:
`
`Total Files Size (in bytes)
`
`981621
`
`the application.
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C.111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/D0/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`Huawei V. FISI Exhibit No. 1021 - 3/174
`
`

`

`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73m
`
`Applicanflpatent Owner: RESEARCH IN MOTION LIMITED
`
`Application No./Patent No.: 619361936
`Filed/Issue Date: AUQUSt 30, 2005
`Titled:
`
`
`RESEARCH IN MOTION LIMITED
`’ a
`Corporation
`(Name of Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`states that it is:
`
`the assignee of the entire right, title, and interest in;
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`3.
`
`the patent application/patent identified above, by virtue of either:
`
`
`
`OR
`
`A. XI
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel 013155
`‘ Frame 0301
`,orfor which a
`copy therefore is attached.
`
`:I A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`To:
`1. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`2. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`3. From:
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`El
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence ofthe chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/BRYAN C. DINER/
`Signature
`
`October 23, 2010
`Date
`
`Reg. No. 32,409
`BRYAN C. DINER
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce. PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Huawei V. FISI Exhibit No. 1021 - 4/174
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`in the course of
`2. A record from this system of records may be disclosed, as a routine use,
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`to a Member of
`3. A record in this system of records may be disclosed, as a routine use,
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use,
`to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(0)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Huawei V. FISI Exhibit No. 1021 - 5/174
`
`

`

`PTOISS/ZSO (”11708)
`Appmved fer use thrcugh “MISC-i263: OMB 53551-0035
`
`' Us DEPARTMENT OF COMMERCE
`US. Patent and Trad
`tark O:
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a ooiiectior: of informatim Wises it displays a veiid OMB cemmi number.
`
`POWER OF ATTGRNEY TO PROSECUTE APPLECATiONS BEFGRE THE USPTO
`
`
`
`
`
`i hereby revoke a]! previous powers of attorney given in the appiication identified in the attached statement under
`37 CFR 3.73 bi.
`
`i hereby appoint:
`
`v/ I
`
`Practiimners associated with the Customer Number
`OR
`
`147655
`
`I: Practitiener{s) named below (if mere than ten pate ti practitioners are to be named, then a cuttomer number must be used):
`
`Name
`
`Registration
`Number
`
`.
`
`Name
`
`Registration
`Number
`
`as attorneyés) er agentrIs) te represent the undersigned befc
`any arid eii patent appiicatiuns assigned onty to the undersigned according to the USF’TO assignment records car aseignrraerit easements
`attache; to this form in accordance with 37 CFR 3.736)).
`
`T‘ :e address associated with Custemer Number:
`
`7 Firm or
`tndividuai Name
`
`
`
`Assignee Name and Address:
`TM 1? 1.1.8
`2900 Long F’rairie Road. Suite B
`Fiower Matted, TX 75622
`
`A copy of this term, together with a statement meter 37 CFR 31330) (Form PTOISBIQS or equivalent} is required to be
`filed in each appiication in which this form is used. The statement under 37 CFR 3.73(b) may be campieted by one of
`the practitieners appointed in this. form if the appeinted practitioner is authorized for act on behalf of the assignee,
`and must identit
`the ap iication in which thie Power of Attorne . it: to be filed.
`
`The individuat whose Si
`
`SEGNATURE of Assignee of Record
`.
`‘
`,ptied below is autherized to act on behalf 0f the a‘sig
`
`
`
`-
`
`, wr T'eiteibaum
`Name
`(Zn-Founder and Partner
`Titre
`
`
`‘c-n at information is required by 3? OFF! 1..3 a: 1.32 and 1.33. The information is remained t0 obtain or retain a {3
`by the pubiic which is re fite {and
`
`n s estimated tr; wire 3 minutes
`by the L PTO :0 process) an apptication. Corrfiden
`'is gsvemed by 35 U.S.C. 122 and 37 CPR 1.11 and [14. This
`
`to comp|ete, inciuding gathering. preparing, and submitting the campieted appiication form to the USPTO. Tin“ wit: vary d»:
`ding upon the individuai case. Any
`
`
`
`comments on the amount of time ym: require to. camp te this farm andlar suggestions for re . .cing this bl.
`,n. shouid be _
`ti to the Chiet niormatian Officer,
`
`
`US. Patent and Trafierr‘»
`.«fi‘ice. 1.1.8. Department (.5 Ccmmerce. PJIJ. Box 1450, Aiexandria, VA 2231371450. 00 NOT SEND FEES OR COMPLETED
`FORMS TO THES ADEREeS. SEND TO: Commissicner for Patents, $3.0. Box 1450, Nexamiria. VA 22333—1450.
`
`Tetephone
`
`If you need assistance in competing the form, Gaff 1—800—PTG—9199 and set ‘9? option- 2.
`
`Huawei V. FISI Exhibit No. 1021 - 6/174
`
`

`

`Electronic Acknowledgement Receipt
`
`
`
`EFS ID: 29727344
`
`Application Number:
`
`10087629
`
`Title of Invention:
`
`MULTIFU NCTIONAL CHARGER SYSTEM AND METHOD
`
`
`
`First Named Inventor/Applicant Name: Daniel M. Fischer
`
`Customer Number:
`
`141762
`
`“—
`
`
`
`Filing Date: 01-MAR—2002
`
`Time Stamp:
`
`11:00:07
`
`
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`125819
`
`Pages
`Multi
`Part /.zip (ifappl.)
`
`43m:
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`37_CFR_373c.pdf
`
`fiFNhhd 339d h16157mf1r31d5926956hr8
`
`Huawei V. FISI Exhibit No. 1021 - 7/174
`
`

`

`Information:
`
`848759
`
`Power of Attorney
`
`7157755b18153875887d3784L11da37490
`6b7b5’l
`
`Information:
`
`Total Files Size (in bytes)
`
`974578
`
`the application.
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C.111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/D0/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`Huawei V. FISI Exhibit No. 1021 - 8/174
`
`

`

`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73m
`
`Applicanflpatent Owner: RESEARCH IN MOTION LIMITED
`
`Application No./Patent No.: 619361936
`Filed/Issue Date: AUQUSt 30, 2005
`Titled:
`
`
`RESEARCH IN MOTION LIMITED
`’ a
`Corporation
`(Name of Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`states that it is:
`
`the assignee of the entire right, title, and interest in;
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`3.
`
`the patent application/patent identified above, by virtue of either:
`
`
`
`OR
`
`A. XI
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel 013155
`‘ Frame 0301
`,orfor which a
`copy therefore is attached.
`
`:I A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`To:
`1. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`2. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`3. From:
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`El
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence ofthe chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/BRYAN C. DINER/
`Signature
`
`October 23, 2010
`Date
`
`Reg. No. 32,409
`BRYAN C. DINER
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce. PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Huawei V. FISI Exhibit No. 1021 - 9/174
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`in the course of
`2. A record from this system of records may be disclosed, as a routine use,
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`to a Member of
`3. A record in this system of records may be disclosed, as a routine use,
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use,
`to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(0)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Huawei V. FISI Exhibit No. 1021 - 10/174
`
`

`

`Case 2:17-cv—00145 Document 4-1 Filed 02/21/17 Page 1 of 1 PagelD #: 161
`' ev‘ 08/10
`
`TRADEMARK
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.STC. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Eastern District of Texas, Marshall Division
`on the following
`[I Trademarks or
`E] Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:17-cv-145
`PLAINTIFF
`
`2/21/2017
`
`us. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
` Fundamental Innovation Systems International LLC
`
`Samsung Electronics Co., Ltd. and Samsung Electronics
`America, Inc.
`
`——_
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT 0R
`TRADEMARK N0.
`
`[:I Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`[:1 Cross Bill
`,
`HOLDER OF PA TENT OR TRADEMARK
`
`I] Other Pleading
`
`
`
`
`_——
`
`———
`
`DECISION/JUDGEMENT
`
`
`__
`
`
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy Z—Upon filing document adding patcnt(s), mail this copy to Director Copy 4——-Case file copy
`
`Huawei V. FISI Exhibit No. 1021 - 11/174
`
`

`

`qw'm'mu
`
`7
`50‘"
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UVTTFIT) STATES DEPARTMEVT 0F COVHVIERCF
`United States Patent and Trademark Office
`«1hr» COMMISSIONER FOR PATIENTS
`PO Box 14150
`AIEXarldflfl7\;IIglfllfi 22111-1450
`Wmvnsptogov
`IIIRS’I' NAMLLD APPLICAlVl'
`A’1"1Y. DOCKET N0./1'1’1'Ll_£
`
`10/087,629
`03/01/2002
`Daniel M. Fischer
`TNT 3.0-001
`CONFIRMATION NO. 3767
`POA ACCEPTANCE LETTER
`
`141762
`TNT
`eeee Deere
`600 South Avenue West
`Westfield, NJ 07090
`
`llllllll|lllllllllllllllIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII
`
`Date Mailed: 06/27/2016
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/17/2016.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/r1nturner lnyles/
`
`page 1 of 1
`
`Huawei V. FISI Exhibit No. 1021 - 12/174
`
`

`

`Wmvnsptogov
`
`UVTTFID STATES DEPARTMEVT 0F COVIIVIERCF
`United States Patent and Trademark Office
`KII r» COMMISSIONER FOR PATENTS
`PO Box 14150
`Alexandnn7\7ivginia EMU-IMO
`
`MRs'r NAMLLD APPLICANT
`A’1"1 Y. DOCKET NOft'l’l'LLL
`
`10/087,629
`03/01/2002
`Daniel M. Fischer
`TNT 3 .0-001
`CONFIRMATION NO. 3767
`POWER OF ATTORNEY NOTICE
`
`93377
`BlackBerry Limited (Finnegan)
`2200 University Avenue East
`Waterloo, ON N2K 0A7
`CANADA
`
`|||||||||||||I|I||||I|||IIIIIIIIILIIIIIIIIIIIIIIIIIIIIIIIIIJIIIIIIIIIIIIIIIIIIIIIIIIIII
`000000839307
`
`Date Mailed: 06/27/2016
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/17/2016.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of reoord(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/rmturncr myles/
`
`
`page 1 of 1
`
`Huawei V. FISI Exhibit No. 1021 - 13/174
`
`

`

`
`
`Doc Code: PA..
`Document Description: Power of Attorney
`
`PTO/AW82 B (07-‘ 3)
`Approved for use through 1118012014. OMB 055170051
`U S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a coilection of intormetion unless it displays a vat id OMB control number
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`
`REGISTERED PRACTITEONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTOI'AIAISZBJ to identify the application to which the
`Power ofAttornoy is directed. in accordance with 37 CFR1.5, unless the application number and filing date are identified in the Power of
`Attorney by Applicant form.
`If neither form PTO/AINBZA ncr form PTO/AIABZB identifies the application to which the Power of Attorney is
`directed, the Power of Attorney will not be recognized in the application.
`
`Application Number
`
`101087.629
`
`
`
`Filing Date March 1, 2002
`
`First Named inventor
`
`Daniel M. Fischer
`
`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`2838
`
`Examiner Name
`
`E. H. Tso
`
`TNT 3.0—001
`Attorney Docket Number
`
`SlGNATURE of Applicant or Patent Practitioner
`
`Signature
`
`[Richard J. Botos/
`
`Name
`
`Title l[iprpilcant is
`a jurietic entity)
`
`,
`Richard J. Botos
`
`
`
`Registration
`Number
`
`
`
`
`
`June 17, 2016
`
`32,016
`
`Applicant Name (if Applicant is a juristic entity}
`
`NOTE: This form must be signed in accordance with 37‘ CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications. Ifrnore than
`
`one applicant, use multiple forms.
`
`
`
`
`forms are submitted.
`
`‘Total of
`
`458481371 .docx
`
`4584813_1.docx
`
`Huawei V. FISI Exhibit No. 1021 - 14/174
`
`

`

`
`
`Doc Code: PA.
`Document Description: Power of Attorney
`
`PTOMiNUED (07“13)
`Approved for use through 11I'301'2014. 0MB 0651—0051
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`POWER OF ATTORNEY BY APPLICANT
`
`| hereby revoke all previous powers of attorney given in the application identified in either the attached transmittal letter
`or the boxes below.
`
`Application Number
`
`Filing Date
`
`(Note: The boxes above may be left blank if informationIs provided on form PTO/AiA/BZA.)
`I hereby appoint the Patent Practtticner(si associated with the toiicwtng Customer Number as my/our attorney(s) or agentis),
`and to transact all business in the United States Patent and Trademark Office connected therewith forthe a- -iication
`
`referenced in the attached transmittal letter (form PTOiAWB2A) or identified above:
`OR
`
`141762
`
`| hereby appoint Praclilioner(s) named in the attached list (form PTO/AlA/BzC) as Inyr'cur attorney(5) or agentts), and to transact
`all business in