`
`UNITED STATES ParENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and ‘l'rademark Office
`Address: COMMTSSIONER FOR PATENTS
`Alexandria, Virznia 22313-1450
`Wwww.uspto.gov
`
`
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAMED APPLICANT ATTY. DOCKET NO/TTILE
`13/018,321
`01/31/2011
`Philippe Kahn
`
`
`
`119523
`HIPLegal LLP/DPT
`
`20195 Stevens Creek Boulevard
`Suite 250
`Cupertino, CA 95014
`
`CONFIRMATION NO. 8340
`POA ACCEPTANCE LETTER
`
`MTA
`000000069467717
`
`Date Mailed: 07/09/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 06/18/2014.
`
`The Power of Attorneyin this application is accepted. Correspondencein this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/rmturner myles/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`APPLEv. UNILOC
`
`Page 1 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 1 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and ‘Trademark Office
`Address: COMMTSSIONER, FOR PATENTS
`PC. Bo:
`Alexandria, Virznia 22313-1450
`Wwww.uspto.gov
`
`FIRST NAMED APPLICANT
`ATTY. DOCKET NO/TTILE
`
`Philippe Kahn
`
`8689P027C2
`CONFIRMATION NO. 8340
`POWER OF ATTORNEYNOTICE
`
`HONg.9.0080
`
`Date Mailed: 07/09/2014
`
`
`
`APPLICATION NUMBER
`
`FILING OR 371(C) DATE
`
`13/018,321
`
`01/31/2011
`
`8791
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`
`1279 Oakmead Parkway
`
`Sunnyvale, CA 94085-4040
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 06/18/2014.
`
`«The Power of Attorney to youin this application has been revoked by the assignee whohasintervened as
`provided by 37 CFR 3.71. Future correspondencewill be mailed to the new addressof record(37 CFR 1.33).
`
`/rmturner myles/
`
`
`Office of Data Management, Application Assistance Unit (671) 272-4000, or (671) 272-4200, or 1-883-786-0101
`
`page 1 of 1
`
`APPLEv. UNILOC
`
`Page 2 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 2 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`U2. valent and |ragemark UTlice; U.o. UEFAKIMENT OF COMMERULE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond ta a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CER 3.73(b)
`
`Philippe Kahn
`Applicant/Patent Owner:
`Application No./Patent No.: 13/018,321
`Tiled:
`HUMAN ACTIVITY MONITORING DEVICE
`
`Filed/Issue Date: January 31, 2011
`
`DP TECHNOLOGIES, INC. ,a__corporation
`
`(Nameof Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.
`
`states thatit is:
`
`1.
`
`the assignee of the entire right, title, and interest in;
`
`
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interestis
`
`%); or
`
`the assignee of an undivided interest in the entirety of (a complete assignment from oneof the joint inventors was made)
`3. [|
`the patent application/patent identified above, by virtue of either:
`
`A. [|
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recordedin
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`4. From:
`
`Inventors
`
`To: FULLPOWER, INC.
`
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel 019124
`
`,
`
`Frame 0195
`
`,
`
`or for which a copythereofis attached.
`
`2. From:
`
`FULLPOWER, INC.
`
`To: DP TECHNOLOGIES, INC.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 021965
`
`,
`
`Frame 0710
`
`,
`
`or for which a copy thereof is attached.
`
`3. From:
`
`To:
`
`The document wasrecorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereofis attached.
`
`[|
`
`Additional documentsin the chain oftitle are listed on a supplemental sheet(s).
`
`[| As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain oftitle from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whosetitle is supplied below) is authorized to act on behalf of the assignee.
`
`/Judith Szepesi/
`Signature
`
`Judith A. Szepesi, Reg. No. 39,393
`
`June 18, 2014
`Date
`
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time
`Da naeten nt Af RoneAR AAEN AlandVIA 904A AACN AN RIAT OPRIN OOO AN AARNE PION PANO TA TIO ARR GRAIN FAL AL!
`you require to complete this form and/ar suggestions for reducing this burden, should be sentta the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`
`APPLEv. UNILOC
`
`Page 3 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 3 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`PTO/SB/80 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035.
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`37 CFR 3.73(b).
`| hereby appoint:
`Practitioners associated with the Customer Number:
`
`OR
`
`
`
`nection with
`as attomey(s) or agent(s) to represent the undersigned before the United Sta
`any and all patent applications assigned only to the undersigned according to the USPTO assignmentrecords or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondence addressfor the application identified in the attached statement under 37 CFR 3.73(b) to:
`
`The address associated with Customer Number:
`
`119523
`
`OR
`aIndividual Name
`Address
`
`aa
`Country
`
`Assignee Name and Address:
`DPTechnologies,Inc.
`245-M Mt. Hermon Road, #363
`Scotts Valley, CA 95066
`
`A copyofthis form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner Is authorized to act on behalf of the assignee,
`the application in which this Power of Attorney is to befiled.
`
`,
`SIGNATUREof Assignee of Record
`ie ature andtitle is supplied below is authorized to act on behalfofthe assignee
`The individual re +
`semMSSSdntn2lp
`[Name|Philippe Kahn
`President, CEO, Chairman and Co-founder
`This coltection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is raquired to obtain or retain a benefit by the public which is to file (and
`by the USPTOto process) an application. Confidentiatity is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection Is estimated to take 3 minutes
`to complete,including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1460. DO NOT SEND FEES OR COMPLETEO
`FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`APPLEv. UNILOC
`
`Page 4 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 4 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`Electronic Acknowledgement Receipt
`
`19346454
`
`Confirmation Number:
`
`
`
`Title of Invention:
`
`HUMAN ACTIVITY MONITORING DEVICE
`
`
`
`First Named Inventor/Applicant Name:
`
`Philippe Kahn
`
`ee
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`8689P027C2
`
`19:09:07
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`1561458
`
`Application Data Sheet
`
`8689P027C2_ADS.pdf
`
`7399edab8a465233d307bbel 75a3455c1cal
`Saaas
`
`Information:
`
`APPLEv. UNILOC
`
`Page 5 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 5 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`Power of Attorney
`
`8689P027C2_POA.pdf
`
`276104
`
`5776b5a1579¢e5b1d 18f3bdde1b?2982
`
`Information:
`
`the application.
`
`
`
`Total Files Size (in bytes) 1837562
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`APPLE v. UNILOC
`
`Page 6 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 6 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`icati
`Application Data Sheet 37 CFR 1.76
`Application Number 13/018,321
`
`
`
`Title of Invention|HUMAN ACTIVITY MONITORING DEVICE
`
`The application data sheetis part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arrangedin a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`
`Oo Portionsorall of the application associated with this Application Data Sheet mayfall under a Secrecy Order pursuantto
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may notbefiled electronically.}
`
`Inventor Information:
`
`
`Inventor
`1
`Legal Name
`
`
`Prefix) Given Name
`
`Middle Name
`
`Family Name
`
`Residence Information (Select One)
`(@) US Residency
`©) NonUS Residency
`() Active US Military Service
`
`
`
`Santa Cruz | US State/Province Country of Residence |
`
`Mailing Addressof Inventor:
`
`122 Fairview Place
`Address 1
`
`Address 2
`
`Postal Code
`
`95062
`
`US
`
`Inventor
`Legal Name
`
`2
`
`
`
`Kinsolving
`Arthur
`©) NonUS Residency
`Residence Information (Select One) () US Residency
`(©) Active US Military Service
`
`
`City|Santa Cruz State/Province|CA Country of Residence i|US
`
`
`
`
`Mailing Addressof Inventor:
`
`1034 N Branciforte Ave
`Address1
`
`Address 2
`
`
`Santa Cruz
`
`City
`| State/Province
`
`Postal Code
`| 95062
`| Country i
`| US
`
`
`Inventor
`3
`Legal Name
`
`| CA
`
`
`
`Given Name
`Mark
`
`Middle Name
`Andrew
`
`Family Name
`Christensen
`
`
`Residence Information (Select One)
`(@) US Residency
`©) NonUS Residency
`(©) Active US Military Service
`
`EFS Web 2.2.11
`
`APPLEv. UNILOC
`
`Page 7 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 7 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number|8689P027C2
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|HUMAN ACTIVITY MONITORING DEVICE
`
`
`
`
`
`City|Santa Cruz | Country of Residencei|US State/Province | CA
`
`
`
`Mailing Addressof Inventor:
`
`Address1
`107 BrookwoodDrive
`
`Address 2
`
`
`
`
`| CA
`| State/Province
`| Santa Cruz
`City
`
`
`Postal Code | US | 95065 | Country i
`
`
`
`Inventor
`4
`Legal Name
`
`
`
`
`Prefix} Given Name
`Middle Name
`Family Name
`Suffix
`Y
`Lee
`
`Residence Information (Select One)
`(@) US Residency
`(©) NonUS Residency
`() Active US Military Service
`State/Province
`Country of Residencei
`
`
`
`Mailing Addressof Inventor:
`
`Address 1
`
`777 Hudson Lane
`
`
`Inventor
`5
`Legal Name
`
`
`
`
`Given Name Family Name Middle Name
`
`
`
`
`
`Vogel
`David
`
`Residence Information (Select One)
`(@) US Residency
`(©) NonUS Residency
`(©) Active US Military Service
`
`
`City | Santa Cruz State/Province|CA | Country of Residence i|US
`
`
`
`
`Mailing Addressof Inventor:
`
`Address 1
`
`Address 2
`
`600 Beel Drive
`
`City
`
`Santa Cruz
`
`State/Province
`
`CA
`
`Inventor Information blocks may be
`Inventors Must Be Listed - Additional
`All
`generated within this form by selecting the Add button.
`
`Correspondence Information:
`
`
`Enter either Customer Numberor complete the CorrespondenceInformation section below.
`For further information see 37 CFR 1.33(a).
`
`
`[_] An Addressis being provided for the correspondenceInformation of this application.
`EFS Web 2.2.11
`
`APPLE v. UNILOC
`
`Page 8 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 8 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number|8689P027C2
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|HUMAN ACTIVITY MONITORING DEVICE
`
`119523
`Customer Number
`
`
`uspto@hiplegal.com
`Email Address
`
`
`Application Information:
`
`filed application
`
`HUMAN ACTIVITY MONITORING DEVICE
`Title of the Invention
`
`
`Attorney Docket Number] 8689P027C2
`Small Entity Status Claimed
`[_|
`
`Application Type
`Nonprovisional
`
`Subject Matter
`
`Utility
`
`
`
`Total Number of Drawing Sheets(if any) Suggested Figure for Publication (if any)
`
`Filing By Reference:
`Only complete this section whenfiling an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., “Domestic Benefit/National Stage Information” and “Foreign Priority Information’).
`
`For the purposesofa filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`Application numberof the previously
`Filing date (YYYY-MM-DD)
`Intellectual Property Authority or Country i
`
`Publication Information:
`
`[-] Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`
`Req uest Not to Publish. | hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months afterfiling.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a powerof attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Numberwill be used for the Representative Information during processing.
`
`119523 Please Select One:
`
`Customer Number
`
`(#) Customer Number
`
`©) US PatentPractitioner
`
`©) Limited Recognition (37 CFR 11.9)
`
`EFS Web 2.2.11
`
`APPLEv. UNILOC
`
`Page 9 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 9 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number|8689P027C2
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|HUMAN ACTIVITY MONITORING DEVICE
`
`Domestic Benefit/National Stage Information:
`
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required
`by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the application number blank.
`
`Remove
`Prior Application Status|Patented
`Patent Number
`Issue Date
`(YYYY-MM-DD)
`Continuation of 12694135 2010-01-26 788190213018321 2011-02-01
`
`
`
`Prior Application Status | Patented Remove
`
`Application
`
`a
`
`Prior Application
`
`Filing Date
`
`
`
`
`
`
`
`
`
`Issue Date
`Filing Date
`Prior Application
`Application
`Patent Number
`Continuity Type
`Number
`Number
`{YYYY-MM-DD)
`(YYYY-MM-DD)
`2006-12-22
`12694135
`Continuation of
`11644455
`7653508
`2010-01-26
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Foreign Priority Information:
`
`Aas
`
`
`Add button.
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55{d). When priority is claimed to a foreign application
`that is eligible for retrieval uncer the priority document exchange program (PDX) ithe information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55({h)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g){1).
`
`
`Access Codel (if applicable)
`
`Filing Date (YYYY-MM-DD)
`
`Application Number
`
`Country i
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`
`EFS Web 2.2.11
`
`APPLE v. UNILOC
`
`Page 10 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 10 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number|8689P027C2
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|HUMAN ACTIVITY MONITORING DEVICE
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`
`
`
`
`
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effectivefiling date on or after March
`16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined underthefirst inventorto file provisions of the AIA.
`
`Authorization to Permit Access:
`
`[_] Authorization to Permit Access to the Instant Application by the Participating Offices
`
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`and any otherintellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1.14(c) and (h). This box should not be checkedif the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or otherintellectual property office in which a foreign application claiming priority
`to the instant patent applicationis filed to have accessto the instant patent application.
`
`In accordance with 37 CFR 1.14{c), access may be provided to information concerning the date offiling this Authorization.
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application-as-filed; 2) any foreign application to which the instant patent application
`claims priority under 35 U.S.C. 119(a)-(d) if a copy of the foreign application that satisfies the certified copy requirementof
`37 CFR 1.55 has beenfiled in the instant patent application; and 3) any U.S. application-as-filed from which benefit is
`soughtin the instant patent application.
`
`Applicant Information:
`
`
`Providing assignmentinformation in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`EFS Web 2.2.11
`
`APPLEv. UNILOC
`
`Page 11 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 11 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number|8689P027C2
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|HUMAN ACTIVITY MONITORING DEVICE
`
`1
`Applicant
`If the applicantis the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be providedin this section is the name and addressof the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom theinventoris under an obligation to assign the invention, or person
`who otherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant uncer 37 CFR 1.46 (assignee, person to whom the inventoris obligated to assign, or person whootherwise showssufficient
`proprietary interest) together with one or morejoint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`
`
`©) Legal Representative under 35 U.S.C. 117
`
`©)
`
`Joint Inventor
`
`Person who showssufficient proprietary interest
`QO
`OQ Person to whom theinventoris obligated to assign.
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`
`
`Nameof the Deceased or Legally Incapacitated Inventor :
`
`If the Applicant is an Organization check here.
`
`Family Name
`Middle Name
`
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Mailing Address Information:
`Address 1
`
`Address 2
`
`City
`State/Province
`
`Country |
`Postal Code
`Phone Number
`Fax Number
`
`
`
`Email Address
`
`AssigneeInformation including Non-Applicant Assignee Information:
`
`
`Providing assignment information in this section does not subsitute for compliance with any requirementof part 3 of Title 37 of CFR to
`have an assignment recorded by the Office.
`
`Remove
`
`1 C
`
`omplete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication . An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assigneeis also desired on the
`patent application publication.
`
`
`Assignee
`
`EFS Web 2.2.11
`
`APPLEv. UNILOC
`
`Page 12 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 12 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number|8689P027C2
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|HUMAN ACTIVITY MONITORING DEVICE
`
`
`
`If the Assignee or Non-Applicant Assignee is an Organization check here. LC]
`
`Prefix
`
`Given Name
`
`
`
`a)
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`
`Address 1
`
`
`
`selecting the Add button.
`
`City State/Province
`Postal Code
`Fax Number
`
`Country ji
`
`Phone Number
`
`
`
`Email Address
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`
`Signature:
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`
`certifications
`
`
`
`Signature=|/Judith Szepesi/ Date (YYYY-MM-DD)| 2014-06-18
`
`
`
`
`
`
`
`First Name|Judith A. Registration Number Last Name Szepesi
`
`
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTG. Time will vary depending uponthe individual case. Any comments on the amountof time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.11
`
`APPLEv. UNILOC
`
`Page 13 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 13 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`Privacy Act Statement
`
`
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`(1) the general authority for the collection
`of this information is 35 U.S.C. 2(b)(2}; (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom ofInformation Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Departmentof Justice to determine
`whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence te a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negctiations.
`
`A recordin this system of records may be disclosed, as a routine use, to a Memberof Congress submitting a request involving an
`individual, to whom the record pertains, whenthe individual has requested assistance from the Memberwith respect to the subject matter of
`the record.
`
`A recordin this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records maybe disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A recordin this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA aspart of that agency's responsibility to recommend improvementsin records
`managementpractices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any otherrelevant (i.e., GSA or Commerce)directive. Such
`disclosure shall not be used to make determinations aboutindividuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuan
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency,if the
`USPTO becomes aware of a violation or potential violation of law or regulation.
`
`
`EFS Web 2.2.11
`
`APPLEv. UNILOC
`
`Page 14 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`APPLE v. UNILOC
`
`Page 14 of 454
`
`Apple Ex. 1012
`IPR2018-00424
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent an