throbber
UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTJ\但王NTOFCOMJ\但王RCE
`United States Patent and Trademark Office
`Addr它ss: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313 1450
`www.uspto.gov
`
`APPLICATION NO
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO. I CONFIRMATION NO
`
`12/694 135
`
`01/26/2010
`
`Philippe k汕n
`
`8689P027C
`
`5414
`
`01/12 2011
`7590
`8791
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN LLP
`1279 OAKMEAD PARKWAY
`SUNNYVALE, CA 94085-4040
`
`EXAMINER
`
`COSIMANO, EDWARD R
`
`ART UNIT
`
`PAPER NU孔1BER
`
`2863
`
`MAIL DATE
`
`DELIVERY MODE
`
`01112/2011
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL 90A (Rev. 04/07)
`
`Apple v. Uniloc
`
`Page 1 of 184
`
`Apple Ex. 1002
`
`

`

`SUPPLEMENTAL
`Notice of Allowability
`
`Application N。.
`
`12/694, 135
`Examiner
`
`Applicant(s)
`
`KAHN ET AL.
`Art Unit
`
`Edward R. Cosimano
`
`I 2857
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-(cid:173)
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1 囚 This communication is responsive to the arr翩翩entfiled 19 October 2010.
`
`2 囚 The allowed claim(s) is/are 左王1
`
`3 口 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`of the:
`a)口 All
`b)口 Some*
`c)口 None
`1. 口 Certified copies of the priority documents have been received.
`2. 口 Certified copies of the priority documents have been received in Application No. 一一-
`3. 口 Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`* Certified copies not received :一-一·
`
`Applicant has THREE MONTHS FROM THE “ MAILING DATE” of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`4 口 A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER’S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PT0-152) which gives reason(s) why the oath or declaration is deficient.
`
`5. 口 CORRECTED DRAWINGS (as “即lacement sheets”) must be submitted.
`(a)口 including changes 陪quired by the Notice of Draftsperson’s Patent Drawing Review ( PT0-948) attached
`1 )口 hereto or 2)口 to Paper No川ail Date 一一一·
`(b)口 including changes 陪quired by the attached Examiner’s Amendment I Comment or in the Office action of
`Paper No./Mail Date 一一一一·
`Identifying indicia such as the application number {see 37 CFR 1.84{c)) should be written on the drawings in the front {not the back) of
`each sheet. Replacement sheet{s) should be labeled as such in the header according to 37 CFR 1.121{d).
`
`6 口 DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. 口 Notice of References Cited (PT0-892)
`2. 口 Notice of Draftperson’s Patent Drawing Review (PT0-948)
`
`3. 口 Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date 一一一一
`4. 口 Examiner’S Comment Regarding Requirement for Deposit
`of Biological Material
`
`5. 口 Notice of Informal Patent Application
`6. 口 Interview Summary (PT0-413),
`Paper No./Mail Date ---一
`7. 囚 Examiner’s Amendment/Comment
`
`8. 囚 Examiner’s Statement of Reasons for Allowance
`
`9 ‘囚 Other Aooroved Drawina Correction.
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-06)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20110110
`
`Apple v. Uniloc
`
`Page 2 of 184
`
`Apple Ex. 1002
`
`

`

`Application/Control Number: 12/694, 135
`Art Unit: 2857
`
`EXAMil叫ER’ s COMMENT
`
`Page 2
`
`1.1 When preparing this Office action the Examiner considers the instant application to
`
`include:
`
`A) the Oath/Declaration which was filed on 26 January 2010 and that is acceptable to the
`
`Exar丑iner;
`
`B) the content of the Abstract which was filed on 26 January 2010 and that is acceptable
`
`to the Examiner;
`
`C)且gures 1, 2, 3, 4, 5, 6, 7, 8 & 9 of the set of drawings containing 9 sheets of 9 日gures
`
`comprising figure 2 as presented in the set of drawings filed on 26 January 2010 and figures 1, 3,
`
`4, 5, 6, 7, 8 & 9 as presented in the set of drawings filed on 19 October 2010 where the content
`
`of figures 1, 2, 3, 4, 5, 6, 7, 8 & 9 of the above set of drawings is acceptable to the Examiner;
`
`D) the written description as filed on 26 January 2010 and amended on 26 January 2010
`
`and by the Examiner’s amendment of24 September 2010; and
`
`E) the set of amended claims as filed on 26 January 2010; and
`
`F) the NON-Publication request filed on 26 January 2010.
`
`BENEFIT OF AN EARLIER FILING DATE
`
`Applicant’s claim for the benefit of an earlier filing date pursuant to 35 U.S.C. 120 is
`
`2.
`
`2.1
`
`acknowledged.
`
`3.
`
`3.1
`
`PRIOR ART FROM EARLIER APPLICATIONS
`
`The Examiner has considered the prior art cited in the applications for which Applicant
`
`has claimed the benefit of an earlier filing date pursuant to 35 U.S.C. 120.
`
`3.1.1
`
`If Applicant wishes any of the prior art that was cited in each of the base applications but
`
`that has not been cited during the prosecution of the instant application to appear on any Patent
`
`grated on the instant application, then Applicant must provide a proper! y completed PT0-1449
`
`containing proper citations of the prior art that Applicant wishes to appear on any Patent that
`
`may be granted on the instant application.
`
`3.
`
`3.1
`
`REASONS FOR ALLO矶TANCE
`
`The following is a statement of reasons for the indication of allowable subject matter:
`
`A) the prior art, for example:
`
`Apple v. Uniloc
`
`Page 3 of 184
`
`Apple Ex. 1002
`
`

`

`Application/Control Number: 12/694, 135
`Art Unit: 2857
`
`Page 3
`
`(1) either Richardson et al (5,976,083 or 6,135,951) or Ebeling et al (6,145,389)
`
`or Tsuji (2005/0232388 or 2005/0238132 or 7,169,084 or 7,297,088) or Darley
`
`(6,611,789 or 2007/0061105 or 2007/0208531 or 2010/0057398) or Park et al
`
`(2007 /0067094) disclose a machine/process that provides the useful and beneficial
`
`function of monitoring the physical fitness activities of an user. To monitor the physical
`
`fitness activities of the user, an accelerometer is used in order to monitor the acceleration
`
`of the user during a physical fitness activity of the user. The measured acceleration of the
`
`user during a physical fitness activity is then suitably processed by being analyzed or
`
`evaluated in order to: (la) detect any variation in the measured acceleration that would
`
`represent a particular physical fitness activity of the user; and (1 b) to make a more
`
`accurate determination of the user’s steps or strides in order to determine an accurate
`
`measurement of the user’s step or stride distance for a particular physical fitness activity.
`
`In this 1丑anner the total distance that has been traveled by the user during a particular
`
`physical fitness activity may more accurately be determined based on the user’s step or
`
`stride and the total distance traveled by the user during a step or stride. 引There in either
`
`Darley 币,611,789 or 2007 /0061105 or 2007 /0208531 or 2010/0057398) when a step is
`
`not detected with in a predetermined period/interval of time and then wakes the
`
`pedometer up when a step is detected.
`
`(2) either Sakuria et al (6,369,794) or Kubo et al (2002/0089425 or 6,700,499) or
`
`Ladetto et al (2003/0018430 or 6,826,477) disclose a machine/process that provides the
`
`useful and beneficial function of determining an user’s action or motion in which the time
`
`variation of a measured acceleration, representing the user’s action or motion, is
`
`evaluated or analyzed in order to determine the user’s action or motion.
`
`(3) either Seo et al (2006/0020177 or 7,334,472) disclose a machine/process that
`
`provides the useful and beneficial function of placing an acceleration based pedometer
`
`machine/process into a sleep or low power mode in which the sampling 仕equency is
`
`changed, when a step is not detected with in a predeterrηined period/interval of time and
`
`then wakes the pedometer up when a step is detected.
`
`Apple v. Uniloc
`
`Page 4 of 184
`
`Apple Ex. 1002
`
`

`

`Application/Control Number: 12/694, 135
`Art Unit: 2857
`
`Page 4
`
`B) however, the prior art does not fairly teach or suggest in regard to claim 21 a process
`
`in claim 21 that provides the useful and beneficial function of placing a mobile device in a sleep
`
`or low activity mode by providing actions in claim 21 that perform at least the functions of:
`
`(1) using an inertial sensor within the mobile device in order to detect motion of
`
`the mobile device;
`
`(2) using the mobile device in order to determine if the motion that has been
`
`detected by the inertial sensor has a signature that is indicative of an user activity that the
`
`mobile device is configured to monitor; and
`
`(3) entering the mobile device into a sleep mode when the motion that has been
`
`detected by the inertial sensor does not has a signature that is indicative of an user
`
`activity that the mobile device is configured to monitor.
`
`Claims 22-24, which depend from claim 21, are allowable over the prior art for the same reason.
`
`C) however飞 the prior art does not fairly teach or suggest in regard to claim 25 a process
`
`in claim 25 that provides the useful and beneficial function of setting an appropriate step cadence
`
`window for a mobile device by providing actions in claim 25 that perform at least the functions
`
`of:
`
`(1) receiving from an accelerometer within the mobile device acceleration
`
`data/information that meets a stepping criteria;
`
`(2) incrementing a step count by using the acceleration data/information that
`
`meets a stepping criteria; and
`
`(3) setting a step cadence window in order for the mobile device to monitor the
`
`next step to be:
`
`(3a) a default step cadence window when the step count is below a step count
`
`threshold; or
`
`(3b) a default step cadence window when the step cadence of the current user
`
`does not match the step cadence profile of an user profile; and
`
`(3c) a dynamic step cadence window when the step count is at or above the step
`
`count threshold.
`
`Claims 26-31, which depend from claim 25, are allowable over the prior art for the same reason.
`
`4.
`
`RELEVANT ART OF INTEREST
`
`Apple v. Uniloc
`
`Page 5 of 184
`
`Apple Ex. 1002
`
`

`

`Application/Control Number: 12/694, 135
`Art Unit: 2857
`
`Page 5
`
`4.1
`
`The Examiner has cited prior art of interest, for example:
`
`A) either Kahn et al (2009/0043531 or 2009/0234614 or 2009/0319221 or 7,647,196 or
`
`2010/0056872 or 7,753,861) are publication of a related application with at least one common
`
`inventor and a latter effective date.
`
`5.
`
`5.1
`
`CONCLUSION
`
`Any inquiry concerning this communication or earlier communications from the
`
`Examiner should be directed to Edward R. Cosimano whose telephone number is 571-272-0571.
`
`The Examiner can normally be reached on 571-272-0571 from 7:30am to 4:00pm.
`
`5.2
`
`If attempts to reach the Examiner by telephone are unsuccessful, the Examiner’s
`
`supervisor, Andrew Schechter, can be reached on 571-272-2302. The fax phone number for the
`
`organization where this application or proceeding is assigned is 571-273-8300.
`
`5.3
`
`Information regarding the status of an application may be obtained from the Patent
`
`Application Information Retrieval (PAIR) system. Status information for published applications
`
`may be obtained from either Private PAIR or Public PAIR. Status information for unpublished
`
`applications is available through Private PAIR only. For more information about the PAIR
`
`system, see http://portal.uspto.gov/extemal/portal. Should you have questions on access to the
`
`Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free).
`
`ERC
`012/10/2011
`
`/Edward Cosimano/
`Primary Examiner Unit 2857
`
`Apple v. Uniloc
`
`Page 6 of 184
`
`Apple Ex. 1002
`
`

`

`Page 1 of 1
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia22313 1450
`www.uspto.gov
`
`CONFIRMATION NO. 5414
`
`CLASS
`
`~
`
`GROUP ART UNIT ATTORNEY DOCKET
`NO.
`8689P027C
`
`BIB DATA SHEET
`
`SERIAL NUMBER
`12/694,135
`
`FILING 。r 371(c)
`DATE
`01/26/2010
`RULE
`
`APPLICANTS
`Philippe Kahn, Aptos, CA;
`Arthur Kinsolving, Santa Cruz, CA;
`Mark Andrew Christensen, Santa Cruz, CA;
`Brian Y. Lee, Aptos, CA;
`David Vogel, Santa Cruz, CA;
`**CONTINUING DATA *柑柑柑柑柑忖柑柑柑柑忖柑
`This application is a CON of 11/644,455 12/22/2006 PAT 7,653,508 IYES /ERC!I
`** FOREIGN APPLICATIONS 柑柑忖柑柑柑柑忖柑柑柑柑* INONE /ERC/I
`
`STATE OR
`COUNTRY
`CA
`
`SHEETS
`DRAWINGS
`
`9
`
`TOTAL
`CLAIMS
`11
`
`INDEPENDENT
`CLAIMS
`2
`
`O Metafter
`All口wance
`
`节丽iS
`
`** IF REQUIRED, FOREIGN FILING LICENSE GRANTED **
`02/05/2010
`Foreign Priority claimed
`Oves ~No
`35 USC 119(a d) conditions met 0 Yes 国 No
`Verified and
`/EDWARD R
`COS I MANO/
`Examiner's Signature
`Acknowledged
`ADDRESS
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN LLP
`1279 OAKMEAD PARKWAY
`SUNNYVALE, CA 94085-4040
`UNITED STATES
`TITLE
`Human Activity Monitoring Device
`
`FEES: Authority has been given in Paper
`FILING FEE
`to charge/credit DEPOSIT ACCOUNT
`RECEIVED No.
`No.
`for following:
`1090
`
`D All Fees
`D 1.16 Fees (Filing)
`D 1.17 Fees (Processing Ext. of time)
`D 1.18 Fees (Issue)
`D Other
`D Credit
`
`日旧( Rev. 05/0η
`
`Apple v. Uniloc
`
`Page 7 of 184
`
`Apple Ex. 1002
`
`

`

`Receipt date: 10/19/201 O
`
`12694135 - GAU: 2857
`
`APPROVED
`/ERC/
`21 December 2010
`
`Dominant Axis Logic 1主Z
`Dominant LI Rolling Average
`Axis Setting 11
`Logic 血
`Logic
`AU a c
`140
`e
`--
`
`nHA
`
`qu O EL eq
`c
`-
`
`户UFA胃」-
`
`Filter
`120
`
`Acceleration
`Measuring
`Logic
`105
`
`Timer
`170
`
`Measurement
`Selection
`Logic 1豆豆
`
`Window
`1QQ
`
`Measurement
`Comparator
`155
`
`Threshold
`Comparator
`160
`
`Final Step
`Count
`175
`
`Step Count
`Buffer
`165
`
`Mode
`Logic
`190
`
`Step Counting Logic 1主Q
`
`Electronic Device 100
`
`Figure 1
`
`Apple v. Uniloc
`
`Page 8 of 184
`
`Apple Ex. 1002
`
`

`

`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTJ\但~NTOFCOJ\画1ERCE
`United States Patent and Trademark Office
`Addre'8: COJ\岱1ISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia22313 1450
`www .uspto.gov
`
`APPLICATION NO
`
`12/694 135
`
`ISSUE DATE
`
`02/01/2011
`
`PATENT NO
`
`ATTORNEY DOCKET NO
`
`CONFIRMATION NO
`
`7881902
`
`8689P027C
`
`5414
`
`7590
`8791
`。 1/12/2011
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN LLP
`1279 OAKMEAD PARKWAY
`SUNNYVALE, CA 94085-4040
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR)矶1EB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Philippe Kahn, Aptos, CA;
`Arthur Kinsolving, Santa Cruz, CA;
`Mark Andrew Christensen, Santa Cruz, CA;
`Brian Y. Lee, Aptos, CA;
`David Vogel, Santa Cruz, CA;
`
`IR103 (Rev. 10/09)
`
`Apple v. Uniloc
`
`Page 9 of 184
`
`Apple Ex. 1002
`
`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTJ\但王NTOFCOMJ\但王RCE
`United States Patent and Trademark Office
`Addr它ss: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313 1450
`www.uspto.gov
`
`APPLICATION NO
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO. I CONFIRMATION NO
`
`12/694 135
`
`01/26/2010
`
`Philippe k汕n
`
`8689P027C
`
`5414
`
`12/23/2010
`7590
`8791
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN LLP
`1279 OAKMEAD PARKWAY
`SUNNYVALE, CA 94085-4040
`
`EXAMINER
`
`COSIMANO, EDWARD R
`
`ART UNIT
`
`PAPER NU孔1BER
`
`2863
`
`MAIL DATE
`
`DELIVERY MODE
`
`12/23/2010
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL 90A (Rev. 04/07)
`
`Apple v. Uniloc
`
`Page 10 of 184
`
`Apple Ex. 1002
`
`

`

`Response to Rule 312 Communication
`
`Application N。.
`
`12/694, 135
`
`Examiner
`
`Edward R. Cosimano
`
`Applicant(s)
`
`KAHN ET AL.
`
`Art Unit
`
`2857
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address -
`
`1. 囚 The amendment filed on 19 October 201 O under 37 CFR 1.312 h 臼 been considered, and h臼 been:
`
`a)口 entered.
`
`b )囚 entered as directed to matters of form not affecting the scope of the invention.
`
`c)口 disapproved because the amendment was filed after the payment of the issue fee.
`
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`d )口 disapproved. See explanation below.
`
`e )口 entered in part. See explanation below.
`
`U.S. Patent and Trademark Office
`PTOL-271 (Rev. 04-01)
`
`Reponse to Rule 312 Communication
`
`Part of Paper No. 20101221
`
`/Edward R. Cosimano/
`Primary Examiner
`Art Unit: 2857
`
`Apple v. Uniloc
`
`Page 11 of 184
`
`Apple Ex. 1002
`
`

`

`Receipt date: 10/19/201 O
`
`12694135 - GAU: 2857
`
`Attorney's Docket No.: 8689P027C
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`
`Philippe Kahn, et al.
`
`Examiner: Cosimano, Edward R.
`
`Application No.: 12/694,135
`
`Art Unit: 2863
`
`Filed:
`
`January 26, 2010
`
`Confirmation No.: 5414
`
`For: HUMAN ACTIVITY MONITORING
`DEVICE
`
`II Date of NOA: September 24, 2010
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`OK TO ENTER RULE 312
`/ERC/
`21 December 2010
`
`Sir:
`
`AMENDMENT UNDER 37 C.F.R. § 1.312
`(Amendment After Allowance)
`
`In Response to the Notice of Allowance mailed on September 24, 2010, the Applicant
`
`respectfully requests the Examiner to enter the following amendment.
`
`Amendments to the Drawings begin on page 2 of this paper.
`
`Remarks begin on page 3 of this paper.
`
`CERTIFICATE OF ELECTRONIC FILING
`I hereby c巳rtify that this correspondenc巳 is being deposited with th巳 Unit巳d Stat巳s Pat巳nt and Trad巳mark Offic巳 via
`d巳ctronic filing through th巳 Unit巳d Stat巳s Pat巳 nt and Trad巳mark El巳ctronic Filing System on:
`October 19. 2010
`
`Dat巳 of D巳posit
`
`B巳ttv Seal巳tta
`
`Nam巳 of Person Filing Corr巳 spond巳nc巳
`
`IE巳ttv Seal巳tta/
`
`Signature
`
`10 19 2010
`
`Dat巳
`
`Serial No.: 12/694,135
`
`Attorney Docket: 8689P027C
`
`-1-
`
`Apple v. Uniloc
`
`Page 12 of 184
`
`Apple Ex. 1002
`
`

`

`PART B 唰 FEE(S) TRANSMITTAL
`Complete and send this form, together wi‘ M applicable fee(:吟, to :阻延l 民fail Sto~ ISSU:l ~ ti:E
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`or E且
`?啊击导;1~~飞忍f 启白s~g~~!~币:ei~ci晶ιE亏豆2吨J注」:号品r~~~l~~t即豆~c~l邸品;~i飞♂飞~ilft
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`CURRENTCOR阳SPONDENCE ADDRESS 阴阳: Use Block I foranychangeofaddress)
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`BLAKELY SOKOLOFF TAYLOR & ZAF岛fANLLP
`1279 OAKMEAD PARKWAY
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`Jud 工 th A. Szepe s 工
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`(Signature)
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`(Date)
`
`APPLICATION NO.
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`FIL孙IGDATE
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`FIRST NA如IBDINVENTOR
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`ATTORNEY DOCKET NO. I CONFIRMATION NO.
`
`01/26/2010
`12/694,135
`TITLE OF INVENTION: HUMAN ACTIVITY MONITORING DEVICE
`
`Philippe Kalm
`
`8689P027C
`
`5414
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`APPLN. TYPE
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`SMALLEN羽TY
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`ISSUE FEE DUE
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`I PUBLICAηON FEE DUE I PREY. PAID ISSUE FEE I TOTAL FEE(S) DUE
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`nonprovisional
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`NO
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`EXAMINER
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`COSIMANO, EDWARD R
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`2863
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`702-160000
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`12127/2010
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`l. Change of correspondence address or indication of ” Fee Address" (37
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`2. For printin哩。n the patent front page, list
`{I) the names of up to 3 registered pate哑I attorneys
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`(2) the name of a single firm (having as a member a
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`J Blakely, Sokoloff,
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`2 Taylor & Zafman, LLP
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`3 Jud 工 th A. Szepe s 工
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`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEAS~ NOTE: Unle~s an ass!gnee is identifie~ below, no as咆nee data will_ appe町 o~ the patei:it. If an assignee is identified below, the document has been filed for
`recordation as set fo民h in 3 7 CFR: 3. 11. Completion of this form 1s NOT a substitute for filing an assignm巳nt.
`(A) NAME OF ASSIGNEE
`阴阳SIDENCE: (CITY and STATE OR COUNTRY)
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`DP Technologies, Inc.
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`Scotts Valley, California
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`Please check the appropriate assignee category or categories (will not be printed on the patent):口 Individual 国 Corporation or other private group entity 口 Government
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`口 a. Applic削 claims SMALL ENTITY status. See 37 CFR 1.27.
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`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered a杭omey or agent; or the assignee or other party in
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`/Jud 工 th Szepesi/
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`Date
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`December 21, 2010
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`Typed or prin臼d name
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`Jud 工 th A. Szepe s 工
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`Registration No. 3 9 , 3 9 3
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`This collection ofinformaci~n i~ required by 37 CFR 1.311. The information is re9J.!ired to obtain or retain a benefit by th~ public whichis to file (a~d by the USPTO to process
`au application. Confidentiality,1s 11ovemed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to talce 12 mmutes to comple旬, includmg ga也ering, prcpanng, and
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`~hi~?o~~~~o~~~Ti:乱;她旦出CI~目:缸~~~~~~~~:~~~v t咒E它~riA挂o;~~~~ed眼:~~uV节;'ie~fKnd0~路应Z晶宫搜出骂邵阳~~e~~~号悲
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`Box 1450, Alexan也a, Vii:£inia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Connruss1oner for Patents, P.O. Box 1450,
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection ofinformation unless it displays a valid O:IY岱 control number.
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`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF cm.仙fERCE
`
`Apple v. Uniloc
`
`Page 13 of 184
`
`Apple Ex. 1002
`
`

`

`Electronic Patent Applicati。n Fee Transmittal
`
`Application Number:
`
`Filing Date:
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`12694135
`
`26-Jan-201 O
`
`Title of Invention:
`
`HUMAN ACTIVITY MONITORING DEVICE
`
`First Named Inventor/Applicant Name:
`
`Philippe Kahn
`
`Filer:
`
`Judith A. Szepesi/Joan Abriam
`
`Attorney Docket Number:
`
`8689P027C
`
`Filed as Large Entity
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`Utility under 35 USC 111 (a) Filing Fees
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`Description
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`Fee Code
`
`Quantity
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`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl issue fee
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`1501
`
`1510
`
`1510
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`Extension-of-Time:
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`Apple v. Uniloc
`
`Page 14 of 184
`
`Apple Ex. 1002
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Miscellaneous:
`
`T。tal in USO($)
`
`1510
`
`Apple v. Uniloc
`
`Page 15 of 184
`
`Apple Ex. 1002
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`9091841
`
`12694135
`
`International Application Number:
`
`Confirmation Number:
`
`5414
`
`Title of Invention:
`
`HUMAN ACTIVITY MONITORING DEVICE
`
`First Named Inventor/Applicant Name:
`
`Philippe Kahn
`
`Customer Number:
`
`08791
`
`Filer:
`
`Judith A. Szepesi
`
`Filer Authorized By:
`
`Attorney Docket Number:
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`8689P027C
`
`Receipt Date:
`
`Filing Date:
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`21-DEC-2010
`
`26-JAN-2010
`
`Time Stamp:
`
`21:02:14
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`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
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`Submitted with Payment
`
`Payment Type
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`Payment was successfully received in RAM
`
`RAM confirmation Number
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`Deposit Account
`
`Authorized User
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`File Listing:
`
`Number
`
`yes
`
`Deposit Account
`
`$1510
`
`9100
`
`022666
`
`Document Description
`
`File Name
`
`File Size(B!.tes)/ : Multi p: Pages
`Message Digest
`Part /.zi
`(if appl.)
`
`Apple v. Uniloc
`
`Page 16 of 184
`
`Apple Ex. 1002
`
`

`

`Issue Fee Payment (PT0-85B)
`
`8689P027C Issue Fee Paymen
`t.pdf
`
`122982
`
`no
`
`8404459001f45516cd197029663b621 b34d
`155仔
`
`Warnings:
`
`Information:
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`2
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`Fee Worksheet (PT0-875)
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`fee-info.pdf
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`no
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`30399
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New AQQlications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International AQQlication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International AQQlication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Apple v. Uniloc
`
`Page 17 of 184
`
`Apple Ex. 1002
`
`

`

`Receipt date: 01 /26/20'1 O
`
`12694135 - GAU: 2863
`
`Substitute for Form 1449/PTO
`INFORMA丁 ION DISCLOSURE
`S丁A丁 EMEN丁巴Y APPLICAN丁
`(use as many sheets as necessary)
`
`Complete if Known j立 ld'IJ 弓.5"
`Application Number
`
`‘
`
`‘
`"
`Herewith
`
`Fili 『19 Date
`
`First Named Inventor:
`
`Philippe Kahn
`
`Art Unit
`
`眨xaminer Name
`
`Not yet assi.1wed
`
`Not yd assiJ.:m:d
`
`Sheet
`
`?
`
`of
`
`4
`
`Attorney Docket Number
`
`8689P027C
`
`Examiner
`Initials'
`
`Cite No
`
`U.S. PATENT DOCUMENTS
`Publication Date
`MM·DD·YYYY
`
`Document Number
`
`Ap~~:S~~ cft1ci:~~~ or ument
`
`IF 巳!
`IF c i
`/l: 'c ./
`'t.C.!
`/E.C !
`t: .. C.i
`!c.C.1
`!F 伫 j
`/E.C.i
`1t.G.i
`/匕 l;./
`
`'E.( i
`!t.C.1
`/仨伫/
`/E.C./
`I t二. v.:
`'E.C I
`'E ( 肉、 II
`尼俨/
`十If= 」f'. I 巳CJ
`
`萨。
`
`Number-Kind Code2(11 Known)
`
`us
`us‘
`
`US·
`us
`
`US·
`
`US·
`
`US-
`us
`
`us岱
`
`US-
`
`US-
`
`US-
`us
`us
`
`US-
`us‘
`US-
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`us在
`us
`us
`us
`us‘
`us
`us-
`
`US·
`
`US-
`
`US-
`
`us牛
`
`3/25/2003
`6,539,336
`3/2/2004
`6,700,499
`9/14/2004
`6,790,178
`11/2/2004
`6,813,582
`11/23/2004
`6,823,036
`11/30/2004
`6,826,477
`12/28/2004
`6,836,744
`4/19/2005
`6,881,191
`4/26/2005
`6,885,971
`5/24/2005
`6,898,550
`8/9/2005
`6,928,382
`9/6/2005
`6,941,239
`10/25/2005
`6,959,259
`317/2006
`7,010,332
`7,072,789
`7/4/2006
`8/15/2006
`7,092,846
`7,148,797
`12/12/2006
`7, 158,912
`1/20/2007
`7,169,084
`1/30/2007
`7,171,331
`1/30/2007
`7,200,517
`4/3/2007
`7,212,943
`5/1/2007
`7,220,220
`5/22/2007
`7,297,088
`11/20/2007
`7,334,472
`2/26/2008
`在,as窍,6 斗斗 ?写 "] J! ι // 2/12/2008
`7,387,611
`6/17/2008
`7,457,719
`11/25/2008
`
`Vock, et al.
`Kubo et al
`Mault, et al.
`Levi et al
`Chen
`Ladetto et al
`Asphahani, et al
`Oakley, et al
`Vock, et al.
`Blackadar, et al.
`Honq et al
`U 「1uma, et al
`Vock, et al.
`lrvi 门 et al
`Vock, et al.
`Vock, et al.
`Albert
`Vock, et al
`Tsuii, Tomoharu
`Vock ,。t al.
`Darley, et al
`Aoshima, et 创.
`Stubbs, et al
`Tsuji ,丁omoharu
`Seo et al
`Klees et al.
`Inoue et al.
`Kahn et al
`
`Pag~h~~,~~,~~a~tnes,
`Pas:i~~es or R自levant
`gures Ap阳ar
`
`”’
`
`Exηminer
`Sign 日 tu re
`
`Date Considered
`
`09/11/2010
`
`iEdward Cosimanoi
`'EXAM IN 眨肉’ Initial if reference considered, whether or not citation is in conformance with MPEP 609; Draw line through citation if not 1n
`conformance and n9t considered. Include copy of this form with next com『nunicatio『1 to applicant. 'A刚icant’s unique citation designation
`numb自「(optional). 'See Kinds Codes of USPTO Patent Documents at 旦旦Y:L旦旦旦旦jJQ卫 or MP巴p 901.04. 3筐『1ter Office that issued the document,
`by the two·letler code (WIPO Standard ST.3). 'For Japanese patent documents, the indication of the year of reign of the Em阳ror must precede
`the serial number of the 阳tent document. 5Kind of document by the appropriate symbols as indi阳ted on the document under WIPO Standard
`ST. 16 if 阳ssible. "Applicant is to place a check mark here if English language translation is attached.
`This collection of information is required by 37 CF问 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is
`to ~le (and by the USPTO to process) an application. Confide附ality is gov日med by 35 U.S.C. 122 and 37 CFR 1.14. This collection is
`estimated to take 2 hours to complete including gathering, preparing ,街id submitting the completed application form to the USPTO. Time will
`vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for
`reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA· 22313·
`1450. 。O NOT S眨 NT 问 m OR COMPL眨TED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P翩。” Box 1450,
`Alexandria, Virginia 22313-1450.
`If you need assistance in completing the form, call t 心。胁PTO唰9199 (1 嗣800-786-9199) and select option 2.
`
`Page 4 of 6
`
`8689P027C
`
`Apple v. Uniloc
`
`Page 18 of 184
`
`Apple Ex. 1002
`
`

`

`Receipt date: 01 /26/201 o
`
`12694135 ” GAU: 2863
`
`Comρle阳 M Known /J,~91.//?Jo
`Application Number
`
`-
`
`<
`
`,、
`4’飞I
`
`Substitute for Form 1449/PTO
`INFORMATION DISCLOSURE
`S丁ATEMENT BY APPLICAN丁
`(use as many sheets as necessary)
`
`问 ing Date
`
`Hen: with
`
`First Nam

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