`
`
`
`nlr
`
`UVTTED STATES DEPARTMEVT 0F COVHVIERCF
`United States Patent and Trademark Office
`Addie» COMMISSIONER FOR PATENTS
`PO Box 14150
`Alexandna7\7nginla 22111-1450
`Wmvpsptogov
`A'1"1Y. DOCKET N0./1’1’1’LE
`FILING 0R 371(C) DATE
`APPLICATION NUMBER
`1"1RS'1' NAMED APPLlCAlVl'
`
`13/018,321
`01/31/2011
`Philippe Kahn
`
`119523
`HIPLegaI LLP/DPT
`20195 Stevens Creek Boulevard
`Suite 250
`Cupertino, CA 95014
`
`CONFIRMATION NO. 8340
`POA ACCEPTANCE LETTER
`
`|||||||||||||iiil|||i|||iii|i||||||||||||i||||i||Ilijilliilllfllilii||i|i|||||||i||||ii|||
`000000069 677 7
`
`Date Mailed: 07/09/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/18/2014.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/1mtu1‘ner myles/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888—786-0101
`
`page 1 of 1
`
`Apple V. Uniloc 2017 LLC
`
`Page 1 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 1 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`Wmvpsptogov
`
`UVTTFIT) STATES DEPARTMEVT 0F COVHVIERCF
`United States Patent and Trademark Office
`Klllr>> COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandna7\711ginia 22111-1450
`
`MRST NAMLLD APPLICAlVl'
`A’1"1Y. DOCKET N0./1'1’1'Li_£
`
`13/018,321
`01/31/2011
`Philippe Kahn
`8689P027C2
`CONFIRMATION NO. 8340
`POWER OF ATTORNEY NOTICE
`
`8791
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`1279 Oakmead Parkway
`Sunnyvale, CA 94085—4040
`
`|||||||||||||i|i||||i|||flfl||||||||||lli||lli||Ililillfllllllillillilllllllllllilliill
`Date Mailed: 07/09/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/18/2014.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/1mtu1‘ner myles/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Apple V. Uniloc 2017 LLC
`
`Page 2 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 2 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`U.b. Parent and Iraoemark urrice: up. UEFAKI IVIIZNI ur bUIVIIVIEKbI:
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(b|
`
`Applicant/Patent Owner:
`
`Philippe Kahn
`
`Application No./Patent No.: 13/018,321
`Filed/Issue Date: January 31, 2011
`Titled:
`
`HUMAN ACTIVITY MONITORING DEVICE
`
`
`DP TECHNOLOGIES, INC.
`’ a
`corporation
`(Name of Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`states that it is:
`
`XI
`
`the assignee of the entire right, title, and interest in;
`
`:|
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one ofthe joint inventors was made)
`:I
`3.
`the patent application/patent identified above, by virtue of either:
`
`OR
`
`
`
`A.
`
`:I
`
`XI
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`,orfor which a
`copy therefore is attached.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`Inventors To: FULLPOWER, INC.
`1_ From:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 019124
`
`,
`
`Frame 0195
`
`,
`
`or for which a copy thereof is attached.
`
`2. From:
`
`FULLPOWER, INC.
`
`To: DP TECHNOLOGIES, INC.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 021965
`
`,
`
`Frame 0710
`
`,
`
`or for which a copy thereof is attached.
`
`3. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`El
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`I: As required by 37 CFR 3.73(b)(1)(i), the documentary evidence ofthe chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Judith Szepesi/
`Signature
`
`June 18, 2014
`Date
`
`Judith A. Szepesi, Reg. No. 39,393
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`nEEAJMEEA ,c nENMEHE n n n». 4 AEn Itl,,,,,,:42 \llt
`Ian/14') 4 AEA nn MAT m—nn r-l-r-o nn nnum r-n-n l—nnnno TI'\ TI no Annnl—oo oeun 7n. n-__.__:_2__
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`
`Apple V. Uniloc 2017 LLC
`
`Page 3 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 3 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`PTOISBIBO (11-08)
`Approved tor use ”trough 11I30I2011. OMB 0651-0035
`u.s. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act oi 1595, no persons are required to respond to a cottection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY T0 PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`I hereby revoke all previous powers of attorney given in the application identified in the attached statement under
`37 CFR 3.73 b .
`I hereby appoint:
`Practitioners associated with the Customer Number:
`OR
`
`1 19523
`
`[I Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`Number
`
`;
`
`Number
`
`as attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO)'In connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.73(b) to:
`
`The address associated with Customer Number:
`
`119523
`
`
`
`
`Telephone
`
`Assigneo Name and Address:
`DPTechnologies, Inc.
`245-M Mt. Hermon Road, #363
`Scotts Valley, CA 95066
`
`A copy of this form, together with a statement under 31 CFR 3.73(b) (Form PTO/$3196 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form If the appointed practitioner is authorized to act on behalf of the assignee.
`and must identi
`the a- - llcatlon in which this Power of Attorne is to be filed.
`
`SIGNATURE of Assignee of Record
`atur and title is SUy- '
`2 below is authorized to act on behalfofthe assignee
`The individual EA 5
`-—r/|_ . 2 u
`-———_l
`
`.
`
`This coiiection of information is required by 37 CFR 1.31. 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden. should be sent to the Chief Information Officer,
`US. Patent and Trademark Office, U.S. Department of Commerce. PO. Box 1450. Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS To THts ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450. Alexandria. VA 22313-1450.
`
`Ifyou need assistance in completing the form, cat] 1-800—PTO-9199 and select option 2.
`
`Apple V. Uniloc 2017 LLC
`
`Page 4 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 4 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`Electronic Acknowledgement Receipt
`
`
`
`EFS ID: 19346454
`
`
`
`Application Number: 13018321
`
`
`
`International Application Number:
`
`Confirmation Number:
`
`8340
`
`Title of Invention:
`
`HUMAN ACTIVITY MONITORING DEVICE
`
`
`
`
`
`
`
`First Named Inventor/Applicant Name: Philippe Kahn
`
`
`
`Customer Number: 8791
`
`Filer:
`
`Judith A. Szepesi
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`8689P027C2
`
`Receipt Date:
`
`18-JUN-2014
`
`31-JAN-2011
`Filing Date:
`
`
`
`
`Time Stamp: 19:09:07
`
`Utility under 35 USC111(a)
`
`Application Type:
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`.
`.
`Document Descrlptlon
`
`.
`Flle Name
`
`1
`
`Application Data Sheet
`
`8689P027C2_ADS.pdf
`
`File Size(Bytes)/
`Message Digest
`1561458
`
`Pages
`Multi
`Part /.zip (ifapp|.)
`
`7399e4ab83465233d307bbe175a3455ci(a
`Sada;
`
`no
`
`8
`
`Warnings:
`Information:
`
`Apple V. Uniloc 2017 LLC
`
`Page 5 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 5 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`Power of Attorney
`
`8689P027C27P0Apdf
`
`276104
`
`5726b5dl579L851UlLllSBlJUllEllllbl1982
`7584b3
`
`Warn Ings:
`
`the application.
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`Ifa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/D0/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/1 05) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`Apple V. Uniloc 2017 LLC
`
`Page 6 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 6 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`PTO/AlA/14 (12—13)
`Approved for use through 01/31/2014. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`_
`_
`Attorney Docket Number
`Application Data Sheet 37 CFR 1.76
`
` 8689P02702
`
`13/018,321
`Application Number
`
`
`HUMAN ACTIVITY MONITORING DEVICE
`Title of Invention
`
`
`
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`
`
`Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`Inventor
`
`Legal Name
`
`Prefix Given Name
`
`Philippe
`
`Middle Name
`
`Richard
`
`Family Name
`
`Kahn
`
`Suffix
`
`1
`
`
`
`
`
`Residence Information (Select One)
`(9 US Residency 0 Non US Residency 0 Active US Military Service
`
`
`City I US Santa Cruz State/Province CA Country of Residence I
`
`
`
`
`
`
`Mailing Address of Inventor:
`
`122 Fairview Place
`Address 1
`
`Address 2
`
`City
`Santa Cruz
`StatelProvince
`CA
`Postal Code
`us
`
`95062
`
`Inventor
`
`2
`
`Legal Name
`
`
`Prefix Given Name
`Middle Name
`Family Name
`Suffix
`
`Arthur
`Kinsolving
`
`Residence Information (Select One) @ US Residency 0 Non US Residency 0 Active US Military Service
`
`
`
`
`
`
`
`
`
`
`
`Santa CrUZ State/Province CA Country of Residence ICity US
`
`
`Mailing Address of Inventor:
`
`Address 1
`1034 N Branciforte Ave
`
`Address 2
`
`
`
`City Santa Cruz I StatelProvince CA
`
`
`
`Postal Code
`95062
`Country i
`US
`
`Inventor
`Legal Name
`
`
`3
`
`Prefix Given Name
`Middle Name
`Family Name
`Suffix
`
`Mark
`Andrew
`Christensen
`
`Residence Information (Select One) @ US Residency 0 Non US Residency 0 Active US Military Service
`
`EFS Web 2.2.11
`
`Apple V. Uniloc 2017 LLC
`
`Page 7 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 7 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`PTO/AIN14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the PapenNork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`Attorney Docket Number
`8689P027C2
`_
`_
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`
`HUMAN ACTIVITY MONITORING D-VIC-
`
`Title of Invention
`
`
`
`City I Santa CrUZ I Country of ResidenceII US I StatelProvince I CA
`
`
`
`Mailing Address of Inventor:
`
`Address 1
`
`107 Brookwood Drive
`
`Address 2
`
`City Santa Cruz I StatelProvince CA
`
`
`
`Postal Code
`95065
`Country i
`US
`
`
`
`
`
`
`
`
`
`
`Inventor
`4
`Legal Name
`
`
`
`Prefix Given Name
`Middle Name
`Family Name
`Suffix
`Brian
`Y
`Lee
`
`(9 US Residency 0 Non US Residency 0 Active US Military Service
`Residence Information (Select One)
`City US Aptos State/Province CA Country of Residence i
`
`
`
`
`
`
`
`Mailing Address of Inventor:
`Address 1
`777 Hudson Lane
`
`Address 2
`
`
`
`City Aptos I StatelProvince CA
`
`
`
`
`Postal Code 95003 I Country i US
`
`
`
`
`
`Inventor
`5
`Legal Name
`
`
`
`Prefix Given Name
`Middle Name
`Family Name
`Suffix
`
`David
`
`Vogel
`
`Residence Information (Select One) @ US Residency 0 Non US Residency 0 Active US Military Service
`
`City
`
`StatelProvince
`
`Country of Residencei
`
`US
`
`Mailing Address of Inventor:
`Address 1
`600 Beel Drive
`
`Address 2
`
`
`
`City
`Santa Cruz
`StatelProvince
`CA
`
`
`Postal Code
`95060
`Country i
`US
`All
`Inventors Must Be Listed - Additional
`Inventor Information blocks may be
`
`generated within this form by selecting the Add button.
`Add
`
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`
`D An Address is being provided for the correspondence Information of this application.
`EFS Web 2.2.11
`
`Apple V. Uniloc 2017 LLC
`
`Page 8 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 8 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`PTO/AIN14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the PapenNork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Attorney Docket Number 8689P027C2
`
`Application Data Sheet 37 CFR 1.76
`_
`_
`Application Number
`
`
`
`
`HUMAN ACTIVITY MONITORING D-VIC-
`
`
`
`Title of Invention
`
`
`
`
`
`Customer Number
`119523
`
`
`Email Address
`uspto@hiplegal.com
`
`
`Application Information:
`Title of the Invention
`HUMAN ACTIVITY MONITORING DEVICE
`
`
`
`Attorney Docket Number 8689P027C2
`Small Entity Status Claimed D
`
`Nonprovisional
`Application Type
`
`Subject Matter Utility
`
`Total Number of Drawing Sheets (if any)
`9
`Suggested Figure for Publication (if any)
`
`
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. I 11(c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application number of the previously
`
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country i
`
`
`
`Publication Information:
`
`
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`
`
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`119523
`
`0 US Patent Practitioner
`
`O Limited Recognition (37 CFR 11.9)
`
`Please Select One:
`Customer Number
`
`6) Customer Number
`
`EFS Web 2.2.11
`
`Apple V. Uniloc 2017 LLC
`
`Page 9 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 9 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`
`
`
`_
`Access Codei (if applicable)
`
`Application Number
`
`Country I
`
`Filing Date (YYYY-MM-DD)
`
`
`
`
`
`
`
`PTO/AlA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the PapenNork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number
`8689P027C2
`
`_
`_
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`
`Title of Invention
`HUMAN ACTIVITY MONITORING D-VIC-
`
`
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required
`by 35 U.S.C. 1 19(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the application number blank.
`
`Prior Application Status
`Patented
`
`Application
`.
`.
`Prior Application
`Filing Date
`ISSUE Date
`Number
`ContInUIty Type
`Number
`(YYYY—MM—DD)
`(YYYY—MM—DD)
`13018321
`Continuation of
`12694135
`2010—01—26
`2011—02—01
`
`Prior Application Status
`
`Patented
`
`
`
`
`Patent Number
`7881902
`
`Remove
`
`
`
`ISSUE Date
`Filing Date
`Prior Application
`.
`.
`Application
`Number
`ContInUIty Type
`Number
`(YYYY—MM—DD)
`Patent Number
`(YYYY—MM—DD)
`
`12694135
`Continuation of
`11644455
`2006—12—22
`7653508
`2010—01—26
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Add
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55_(d)_ When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX) 'the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(h)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add
`Add button.
`
`
`EFS Web 2.2.11
`
`Apple V. Uniloc 2017 LLC
`
`Page 10 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 10 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`PTO/AIN14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the PapenNork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`Attorney Docket Number
`8689P027C2
`_
`_
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`
`HUMAN ACTIVITY MONITORING D-VIC-
`
`
`
`Title of Invention
`
`
`
`
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`
`
`
`
`
`
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time. a claim to a claimed invention that has an effective filing date on or after March
`16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`Authorization to Permit Access:
`
`|:| Authorization to Permit Access to the Instant Application by the Participating Offices
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`and any other intellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1.14(c) and (h). This box should not be checked ifthe applicant
`does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming priority
`to the instant patent application is filed to have access to the instant patent application.
`
`
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application—as—filed; 2) any foreign application to which the instant patent application
`claims priority under 35 U.S.C. 119(a)—(d) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the instant patent application; and 3) any US. application-as-filed from which benefit is
`sought in the instant patent application.
`
`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date of filing this Authorization.
`
`
`
`Applicant Information:
`
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`EFS Web 2.2.11
`
`Apple V. Uniloc 2017 LLC
`
`Page 11 of 454
`
`Apple Ex. 1012
`IPR201 8-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 11 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`
`
`
`Attorney Docket Number
`8689P027CZ
`_
`_
`Application Number
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`Title of Invention
`
`HUMAN ACTIVITY MONITORING DEVICE
`
`
`Applicant
`1
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`
`
`
`0 Assignee
`0 Legal Representative under 35 U.S.C. 117
`0 Joint Inventor
`
`0 Person to whom the inventor is obligated to assign. |O Person who shows sufficient proprietary interest
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`l I
`
`—y—
`Name of the Deceased or Legally lncapacitated Inventor :
`f the Applicant is an Organization check here.
`D
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`
`
`Mailing Address Information:
`Address 1
`
`
`Address 2
`
`
`
`City
`StatelProvince
`
`Country i
`Phone Number
`
`Email Address
`
`Postal Code
`Fax Number
`
`
`
`
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Add
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not subsitute for compliance with any requirement of part 3 of Title 37 of CFR to
`have an assignment recorded by the Office.
`
`
`
`
`
`Assignee 1
`
`Complete this section if assignee information, including non—applicant assignee information, is desired to be included on the patent
`application publication . An assignee—applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`
`Remove
`
`patent application publication.
`
`EFS Web 2.2.11
`
`Apple V. Uniloc 2017 LLC
`
`Page 12 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 12 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`PTO/AIN14 (12—13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the PapenNork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`Attorney Docket Number
`8689P027C2
`_
`_
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`
`HUMAN ACTIVITY MONITORING D-VIC-
`
`Title of Invention
`
`
`
`
`
`
`
`
`
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`
` Prefix
`Given Name
`Middle Name
`Suffix
`
`Family Name
`
`
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`Address 1
`
`
`Address 2
`
`
`
`
`
`Postal Code
`Country i
`
`Phone Number
`I
`Fax Number
`
`Email Address
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`
`I
`
`Add
`
`
`Signature:
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`certifications
`
`
`Signature
`
`[Judith Szepesil
`
`Date (YYYY-MM-DD)
`
`2014—06—18
`
`
`
`
`First Name
`Judith A.
`Last Name
`Szepesi
`Registration Number
`39393
`Additional Signature may be generated within this form by selecting the Add button.
`Add
`
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313—1450. DO NOT SEND FEES OR
`
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patentsl P.0. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.11
`
`Apple V. Uniloc 2017 LLC
`
`Page 13 of 454
`
`Apple Ex. 1012
`IPR2018-003 87
`
`Apple v. Uniloc 2017 LLC
`
`Page 13 of 454
`
`Apple Ex. 1012
`IPR2018-00387
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (PL 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`(1) the general authority forthe collection
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is
`used by the US. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the US. Patent and Trademark Office may not be able to process andlor examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration ofthe patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`The information on this form will be treated confidentially to the extent allowed underthe Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of
`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 21B(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Ser