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UNITED STATES DEPARTJ\但~NTOFCOJ\画1ERCE
`United States Patent and Trademark Office
`Addre'8: COJ\岱1ISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia22313 1450
`www .uspto.gov
`
`BLAKELY SOKOLOFF TAYLOR &
`1279 OAKMEAD PARKWAY
`SUNNYVALE, CA 94085-4040
`
`ZAFMAN
`
`LLP
`
`Mail
`
`Date:
`
`04/21/2010
`
`Philippe Kahn
`7653508
`01/26/2010
`11/644,455
`12/22/2006
`
`DECISION ON REQUEST FOR
`RECALCULATION of PATENT
`TERM ADJUSTMENT IN VIEW
`OF WYETH AND NOTICE OF INTENT TO
`ISSUE CERTIFICATE OF CORRECTION
`
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`The
`
`Request
`
`for
`
`Recalculati o 口
`
`工 S
`
`GRANTED
`
`to
`
`the
`
`extent
`
`indicated.
`
`The pate 口t term adjustment has been determined to be 556 days. The USPTO will sua
`sponte
`issue a certificate of correctio 口 reflect i 口q the amount of PTA days
`determined by the recalculati o 口.
`
`Prior to the issua 口 ce of the certificate of correcti o 口, the USPTO will afford
`patentee a口 opportu 口 i ty to be heard and request re co 口 s ideration. Accordi 口 gly,
`pate 口 tee has 。ne m。nth 。r thirty
`(30) days, whichever is longer,
`to file a
`request for reconsideration of this pate 口t term adjustment calculation. See 35
`U.S.C. 154 (b) (3) (B) (ii) and 37 CFR 1.322 (a) (4). No extensions of time will be
`gra 口t ed under 37 CFR 1.136.
`
`Pat e 口 tee should use document code PET. OP if electronically fil i 口q a request for
`reconsideration of this pate 口t
`term adjustment calculation. The pate 口tee must
`also include the information required by 37 CFR 1. 705 (b) (2) and the fee required
`by 37 CFR 1.18 (e) . If pate 口t ee doe s 口 ot file a timely request for reco 口 s ideration
`of this pate 口t term adjustment calculation including the information required by
`37 CFR 1. 705 (b) (2) and the fee required by 37 CFR 1.18 (e), the USPTO will issue a
`certificate of correcti o 口 reflecting the PTA determination 口 oted above.
`
`Pat e 口 tee should be aware that in order to preserve the right to review i 口 the
`United States District Court for the District of Columbia of the USP TO pat e 口t
`term adjustment determinatio 口, pate 口tee must e 口 sure that he or she also take the
`steps required under 35 U.S.C. 154 (b) (4) (A) i 口 a
`timely ma 口口 er. Nothing in the
`request for recalculati o 口 should be construed as providi 口q a 口 alternative time
`frame for commencing a civil action u 口 der 35 U.S.C. 154 (b) (4) (A).
`
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`PTOL 549G (04/10)
`
`Apple v. Uniloc USA
`
`Page 1 of 251
`
`Apple Ex. 1002
`
`

`

`Doc Code: PET.PTA.RCAL
`PTO/SB/131 (02-10)
`Document Description: Request for Recalculation in view of Wyeth
`Approved for use through 02/28/2011. OMB 0651-0020
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`REQUEST FOR RECALCULATION OF PATENT TERM ADJUSTMENT
`IN VIEW OF WYETH*
`
`~~~~=~: Docket 86 89 PQ 27
`
`~~~i~=~ion 11 /644,455
`Patent Number: ? 653 508
`, ,
`K h
`First Named Phil"
`Inventor:
`I 1ppe
`a n
`
`b
`D
`iling Date
`(or371(b)or(f)Date): 8C8m er 22, 2006
`Issue Date: January 26, 2010
`
`Title: Human Activity Monitoring Device
`
`PATENTEE HEREBY REQUESTS RECALCULATION OF THE PATENT TERM ADJUSTMENT (PTA)
`UNDER 35 USC 154(b) INDICATED ON THE ABOVE-IDENTIFIED PATENT. THE PATENTEE'S
`SOLE BASIS FOR REQUESTING THE RECALCULATION IS THE USPTO'S PRE-WγETH
`INTERPRETATION OF 35 U.S.C. 154(b)(2)(A).
`
`Note: This form is only for requesting a recalculation of PTA for patents issued before
`March 2, 2010, if the sole basis for requesting the recalculation is the US PTO’s pre-Wyeth
`interpretation of 35 U.S.C. 154(b)(2)(A). See Instruction Sheet on page 2 for more
`information.
`
`Patentees are reminded that to preserve the right to review in the United States District Cou 「t
`for the District of Columbia of the US PTO’s patent term adjustment determination, a patentee
`must ensure that he or she also takes the steps required under 35 U.S.C. 154(b)(3) and (b)(4)
`and 37 CFR 1.705 in a timely manner.
`
`*Wye 的 v. Kappas, No. 2009-1120 (Fed. Cir., Jan. 7, 2010).
`
`signature /Judith Szepesi/
`
`出口Typ叫 Judith A. Szepesi
`
`oate February 19, 2010
`
`Reg厄tration Number 39,393
`
`旦旦!!!: Signa归res of all the inventors or assignees of record of the entire interest or their represen的tive(s) are required in accordance with 37
`CFR 1. 33 and 11. 18. Please see 37 CFR 1.4(d) for the form of the signature. If necessary, submit multiple forms for more than one signature,
`see below*
`
`日 *Total of 1
`
`forms are submitted
`
`The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an applicati旧n Con刊 dentiality is governed by
`35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This c。llection is estimated to take 12 hours to complete, including gathering, preparing, and submitting the completed
`applicati旧n form to the US PTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or
`suggesti旧ns for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box
`1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P. 。-
`Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`Apple v. Uniloc USA
`
`Page 2 of 251
`
`Apple Ex. 1002
`
`

`

`PTO/SB/131 (02-10)
`Approved for use through 02/28/2011. OMB 0651-0020
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`lnstructi 。n Sheet f。r:
`REQUEST FOR RECALCULATION OF PATENT TERM ADJUSTMENT
`IN VIEW OF WYETH*
`(Not to be Submitted to the USPTO)
`
`This form is only for requesting a recalculation of PTA for patents issued
`before March 2, 2010, if the sole basis for requesting the recalculation is the USPTO’s
`pre-Wyeth interpretation of 35 U.S.C. 154(b)(2)(A).
`
`This form must be filed within 180 days of the day the patent was granted, with the
`following exception:
`
`Patentees who 「eceived a decision from the USPTO unde 「 the USPTO's P「e-旦旦旦
`interp 「etation of 35 U.S.C. 154(b)(2)(A) may file a 「equest fo「「econ side 「ation of that decision if
`such a 「equest fo「「econ side 「ation is filed within two months of the date of the decision (37
`CFR 1.181 (f)). If the patentee's sole basis fo 「「equesting 「econ side 「ation of the decision is the
`USPTO's p「e-旦旦旦 interp 「etation of 35 U.S.C. 154(b)(2)(A), the 「equest fo「「econside 「ation
`need only state that 「econ side 「ation is being 「equested in view of 旦x且且(this form may be
`used fo「 this pu 「pose if it is filed within two months of the date of the decision f「om the
`USPTO).
`
`Do not use this form if the application has been allowed, but not yet issued as a
`patent.
`
`1. For patents issued before March 2, 2010: A 「equest fo「「econ side 「ation unde 「 37 CFR
`1.705(d) and the fee set fo 「th in 37CFR1.18(e) a 「e not 「equi 「ed, p 「ovided that the patentee's
`sole basis fo 「「equesting 「ecalculation of the PTA in the patent is the USPTO's P「e-Wye的
`interp 「etation of 35 U.S.C. 154(b)(2)(A) and this form is filed within 180 days of the day the patent
`was g 「anted.
`
`2. For patents issued on or after March 2, 2010 (do not use this form): Patentees seeking a
`「evised PTA in a patent issued on O「 afte 「 Ma 「ch 2, 2010, must file a 「equest fo「「econside 「ation
`unde 「 37 CFR 1.705(d) that complies with the 「equi 「ements of 37 CFR 1.705(b)(1) and (b)(2)
`within two months of the day the patent issued.
`
`For more information, see “ Notice Concerning Calculation of the Patent Term Adjustment
`叭/ith Respect to the Overlapping Delay Provision of 35 U.S.C. 154(b)(2)(A)” available on the
`US PTO Web site at http://www.uspto.gov/patents/law/notices/201 O.jsp.
`
`*Wyeth v. Kappos, No. 2009-1120 (Fed. Cir., Jan. 7, 2010).
`
`Page2
`
`Apple v. Uniloc USA
`
`Page 3 of 251
`
`Apple Ex. 1002
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579)「equi 「es that you be given ce 「tain info「mation in connection
`with you 「 submission of the attached fo「m related to a patent application O「 patent. Acco「dingly,
`pursuant to the requirements of the Act, please be advised that: (1) the gene 「al autho「ity fo「 the
`collection of this info「mation is 35 U.S.C. 2(b)(2); (2) furnishing of the info「mation solicited is volunta 「y;
`and (3) the p「incipal pu 「pose fo「 which the info「mation is used by the U.S. Patent and T「ademark
`Office is to p「ocess and/o「 examine you 「 submission related to a patent application O「 patent. If you do
`not furnish the requested info「mation, the U.S. Patent and T「ademark Office may not be able to
`P「ocess and/o「 examine you 「 submission, which may result in te 「mination of p「oceedings O「
`abandonment of the application O「 ex pi 「ation of the patent.
`
`The info「mation p「ovided by you in this fo「m will be subject to the following 「outine uses:
`
`1. The info「mation on this fo「m will be treated confidentially to the extent allowed unde 「 the
`F「eedom of Info「mation Act (5 U.S.C. 552) and the P「ivacy Act (5 U.S.C 552a). Reco「ds f「om
`this system of reco「ds may be disclosed to the Depa 「tment of Justice to dete 「mine whethe 「
`disclosu 「e of these reco「ds is requi 「ed by the Freedom of Info「mation Act.
`2. A 「eco「d f「om this system of reco「ds may be disclosed, as a 「outine use, in the course of
`P「esenting evidence to a cou 叫, magist「ate, o「 administrative t「ibunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A 「eco「d in this system of 「eco「ds may be disclosed, as a 「outine use, to a Membe 「 of
`Congress submitting a request involving an individual, to whom the reco「d pe 「tains, when the
`individual has requested assistance f「om the Membe 「 with respect to the subject matte 「 of the
`「eco「d.
`4. A 「eco「d in this system of 「eco「ds may be disclosed, as a 「outine use, to a cont「acto「 of the
`Agency having need fo「 the info「mation in O「de 「 to pe 「fo「m a cont「act. Recipients of
`info「mation shall be required to comply with the requirements of the P「ivacy Act of 197 4, as
`amended, pu 「suant to 5 U.S.C. 552a(m).
`5. A 「eco「d 「elated to an International Application filed unde 「 the Patent Coope 「ati on T「eaty in
`this system of reco「ds may be disclosed, as a 「outine use, to the lnte 「national Bureau of the
`Wo「Id Intellectual P「ope 「ty O「ganization, pu 「suant to the Patent Cooperation Treaty.
`6. A 「eco「d in this system of reco「ds may be disclosed, as a 「outine use, to anothe 「 fede 「al
`agency fo「 pu 「poses of National Security review (35 U.S.C. 181) and fo「「eview pu 「suant to
`the Atomic Ene 「gy Act (42 U.S.C. 218(c)).
`7. A 「eco「d f「om this system of reco「ds may be disclosed, as a 「outine use, to the Administ「ato「,
`Gene 「al Services, o「 his/he 「 designee, du 「ing an inspection of reco「ds conducted by GSA as
`pa 「t of that agency’s responsibility to recommend imp 「ovements in reco「ds management
`P「actices and p「og 「ams, unde 「 au tho「ity of 44 U.S.C. 2904 and 2906. Such disclosu 「e shall
`be made in acco「dance with the GSA regulations governing inspection of reco「ds fo「 this
`pu 「pose, and any othe 「「elevant (i.e., GSA O「 Com me 「ce) directive. Such disclosu 「e shall not
`be used to 门iake dete 「门iinations about individuals.
`8. A 「eco「d f「om this system of reco「ds may be disclosed, as a 「outine use, to the public afte 「
`eithe 「 publication of the application pu 「suant to 35 U.S.C. 122(b) o「 issuance of a patent
`pursuant to 35 U .S.C. 151. Fu 同he 「, a 「eco「d may be disclosed, subject to the limitations of 37
`CFR 1.14, as a 「outine use, to the public if the reco「d was filed in an application which
`became abandoned O「 in which the p「oceedings were te 「minated and which application is
`「efe 「enced by eithe 「 a published application, an application open to public inspection O「 an
`issued patent.
`9. A 「eco「d f「om this system of reco「ds may be disclosed, as a 「outine use, to a Federal, State,
`0「 local law enfo「cement agency, if the USPTO becomes aware of a violation O「 potential
`violation of law O「「egulation.
`
`Apple v. Uniloc USA
`
`Page 4 of 251
`
`Apple Ex. 1002
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`7051773
`
`11644455
`
`International Application Number:
`
`Confirmation Number:
`
`5415
`
`Title of Invention:
`
`HUMAN ACTIVITY MONITORING DEVICE
`
`First Named Inventor/Applicant Name:
`
`Philippe Kahn
`
`Customer Number:
`
`08791
`
`Filer:
`
`Judith A. Szepesi
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`8689P027
`
`Receipt Date:
`
`Filing Date:
`
`19-FEB-2010
`
`22-DEC-2006
`
`Time Stamp:
`
`19:40:06
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`Request for PTA recalculation in view of 8689P027 Request for Recalc
`Wyeth
`ulation.pdf
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`128819
`
`e3f51 08b94308c9o7 c40b9503ebd2b3e6e2
`a9ac1
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`Apple v. Uniloc USA
`
`Page 5 of 251
`
`Apple Ex. 1002
`
`

`

`Total Files Size (in bytes)
`
`128819
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Aoolications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Staae of an International Aoolication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Aoolication Filed with the USPTO as a Receivina Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Apple v. Uniloc USA
`
`Page 6 of 251
`
`Apple Ex. 1002
`
`

`

`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTJ\但~NTOFCOJ\画1ERCE
`United States Patent and Trademark Office
`Addre'8: COJ\岱1ISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia22313 1450
`www .uspto.gov
`
`APPLICATION NO
`
`11/644,455
`
`ISSUE DATE
`
`01/26/2010
`
`PATENT NO
`
`ATTORNEY DOCKET NO
`
`CONFIRMATION NO
`
`7653508
`
`8689P027
`
`5415
`
`7590
`8791
`。 1/06/2010
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN LLP
`1279 OAKMEAD PARKWAY
`SUNNYVALE, CA 94085-4040
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 556 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR)矶1EB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Philippe Kahn, Aptos, CA;
`Arthur Kinsolving, Santa Cruz, CA;
`Mark Andrew Christensen, Santa Cruz, CA;
`Brian Y. Lee, Aptos, CA;
`David Vogel, Santa Cruz, CA;
`
`IR103 (Rev. 10/09)
`
`Apple v. Uniloc USA
`
`Page 7 of 251
`
`Apple Ex. 1002
`
`

`

`iuml川loht川阳
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`
`<
`
`Substitute for Form 1449/PTO
`INFORMATION DISCLOSURE
`S丁ATEMENT BY APPLICANT
`(use as many sheets as necessary)
`
`11644455 - GAU: 2863
`
`Comolete if Known
`I l刷4,455
`Application Number
`
`Filing Date
`
`December 22. 2006
`
`First Nam.ed Inventor:
`
`Philiooe Kahn
`
`A同 Unit
`
`2856
`
`眨xaminer Name
`
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`
`2
`
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`
`3
`
`Attorney Docket Numbe『
`
`7538.P027
`
`Examiner
`Initials•
`
`Cite No.
`
`U.S. PATENT DOCUMENTS
`Publication Date
`MM揄 00-VYYY
`
`Document Numbe『
`
`Nam白。f Patentee or
`Applicant of Cited Document
`
`Number-Kind Code2(tt known)
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`2006/0136173
`
`1/30/2007 Vock, et al.
`4/3/2007 Darley, et al.
`5/1/2007 Aoshima, et al.
`5/22/2007 Stubbs, et al.
`8/15/2002 Mault, James R.; et al.
`10/17/2002 Wong, Philip Um-Kong; et al.
`10/27/2005 Suaai, Yoshinori
`11/10/2005 Howell, Thomas A., et al.
`JR.; et al.
`6/22/2006
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`Foreian Patent Document
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`FOREIGN PA TENT DOCUMENTS
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`Pages, Columns,
`Lines, Where 肉串levant ’
`Passages or Relevant
`Figures Appear
`
`Examiner
`Siimature
`
`/Edward Cosimanoi
`
`Date Considered
`
`08/22/2009
`
`•EXAMINER: Initial if 『ele『ence considered, whether or not citation is in confo『mance with MPEP 609; Draw line through citation if not in .conformance and not
`considered. Include copy of this form w愉 next communication to ap例icant. ‘Applicant's unique citation designation number (optional). 'See Kinds ~es c>f
`USPTO Patent Documents at www.usoto.aov or MP巨p 901.04. 3巴nter Office that issued the docume川. by the 阳o-le阳r code (WIPO Standard ST.3). •For
`Jap币mesa patent documents, the indication of the year of reign of Iha Emperor must pr四ede the serial number of the patent document. 5Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if 阴阳ible. 6Applicant is to place a check ma『k here if English lang旧ua
`translation is attached.
`This col 陆创Ion of information is r叫ulr创 by 37 CFR 1.97 and 1.98. The information is 『叫uir,回 to ob饲in or retain a benefit by the public which is to file (and by
`1he USPTO to process) an application. Confidentiality is governed by 35υ.S.C. 122 and 37 CFR 1.14. This coll阴阳n is estimated to take 2 hours to comi:lete
`including gathe川吨, preparing, and su阳nitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on th晴 amount of time you require to complete 伽is fonn and/or suggestions for reducing this bu『den, should bes阳t to 伽日 Chief lnfonnation 0何i仰r,
`υS. Patent and Trademark O付ice, P.O. Box 1450, Alexand『恼, VA 22313-1450. DO NOTS巨NTF宦ES OR COMPLETED FORMS TO THIS ADDA巴SS.
`SEND TO: Commls剑。ner for Patents, P.O. Box 1450,刷exand川风 Virginia 22313斗450.
`”归u need assistance In compl创Ing the fonn, call 1-800-问。9199 (1-800』786-9199) and 刷刷 option 2.
`
`Based on 萨orm PTO/SB/088 (08-03) as modified by BLAK筐LY, SOKOLOF萨, TAYLOR & ZAFMAN LLP on 09/10/03.
`
`Apple v. Uniloc USA
`
`Page 8 of 251
`
`Apple Ex. 1002
`
`

`

`h阀i、民r、hB‘,‘dn
`
`vkw
`
`Receipt date: 12/03/2008
`
`|……INr;~叩RM~TION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(use as many sheets as ne臼ssary)
`
`11644455 - GAU: 2863
`
`Comolete if Known
`Application Number
`11/644.455
`
`Filing Date
`
`December 22. 2006
`
`First Named Inventor:
`
`Philiooe Kahn. et al.
`
`Art Unit
`
`Examiner Name
`
`2856
`Kwok啕 Helen C.
`
`Sheet
`
`。f
`
`2
`
`Attorney Docket Number
`
`8689P027
`
`Examiner
`Initials'
`
`Cite No.
`
`Document Number
`
`U.S. PATENT DOCUMENTS
`Publication Date
`MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Number-Kind Code2(11 known)
`
`Pages, Columns, Lines,
`Where Relevant
`Passages or Relevant
`Figures Appear
`
`IE CI
`!♀巳 i
`l /E.C./
`J~主
`
`US-
`us
`us-
`us-
`
`US-
`
`US·
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`7可'J.x{,,J/
`
`『『崎同』』
`
`『哩,.. ”·.』
`
`US-
`us
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`US-
`us-
`us-
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`6 ‘ 836.744 Bl
`6,941,239 82
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`2007 /0063850 A I
`
`12/28/2004 Asphahani. et al.
`91612005 Unuma. et al.
`2/12/2008 Klees, et al.
`3/22/2007 Devaul; Richard W.; et al.
`
`」-----
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`
`『『--』
`
`『唱-..._』
`
`FOREIGN PATENT DOCUMENTS
`Publication
`Name of Patentee or
`Date
`Applicant of Cited Document
`MM-DD-YYYY
`
`Pages, Colum 『1s,
`1 Ts
`Lines, Where Relevant ·
`Passages or Relevant
`Figures Appear
`
`Examiner
`Initials'
`
`I Cite I
`I No.1

`
`Foreign Patent Document
`
`- I Vh
`JU
`
`r
`
`nu u k
`-hu
`
`ρ、
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`C
`r 、山。
`
`JU G C
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`dC
`
`LFm川
`山脚
`cω
`
`Ex<1rniner
`Si1mature
`
`iEdward Cosimano/
`
`Date Considered
`
`08/22/2009
`
`守EXAMINER: Initial if reference considered, whether or not citation is in c( nfom1ance with MPEP 609; Draw line through citation if not in conformance and not
`considered. Include copy of this form with ne刘 communication to applicant. 'Applicant’s unique citation designation number (optional). 2See Kinds Codes ot
`USPTO Patent Documents at www.usoto.tJov or MPEP 901.04. 3Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4For
`Japanese patent documer邸, the indication of the year of reign of the Em 阴阳 must p阳ede the serial number of the patent document. 5Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if 阳ssible. 6Applicant is to p阳ce a check mark he陪 if English languag•~
`translation is anached.
`「his collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and :Jy
`lhe USPTO to process) an application. Confidentiality is governed by 35 U.S. C。 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete
`including gatheri吨,阴阳ing, and submining the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief I 「1formation Officer,
`U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SENT FEES OR COMPLETED FORMS TO THIS ADDRESS.
`SEND TO: Commissioner for Patents~ P.。. Box 1450, Alexandria, Virginia 22313-1450
`If you need assistance in completing the form, call 1-800-PT0-9199 (1-800-786-9199) and select option 2.
`
`Based on Form PTO/SB/08A (08-03) as modified by BLAKELY, SOKOLOFF, TAYLOR & ZAFMAN LLP on 09/10/03.
`
`Apple v. Uniloc USA
`
`Page 9 of 251
`
`Apple Ex. 1002
`
`

`

`C创n
`
`te and 叫 thi
`
`PART B- FEE(S) TRANSMITTAL
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313唰 1450
`or.Ell豆(571)-273“2885
`
`INSTR{/CTIONS: This form should be used for transmitting the ISSUE FEE and .~UBLICATION FEE (if requi~ed). Blo9ks I thro吨h 5 should be completed where
`apP,r priate. All further C。rrespondenee including the Patent, advance orders and notification of maintenance fees will be mailed to the cuπent co付cs_I>ondence address as
`indicated unless coπecte? below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a se阴阳te "FEE ADDRESS” for
`maintenance fee notifications.
`CURRENTι:ORRESPONDENCE ADDRESS (Note: Use Block I for a町 change of address)
`
`11/30/2009
`8791
`7590
`BLAKELY SOKOLOFF TAYLOR & ZAF岛1ANLLP
`1279 OAKMEAD PARKWAY
`SUNNYVALE, CA 94085-4040
`
`Note: A cert1ticate ot maih'!~ can only be used for domestic ma1lm也s of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`严pers. Each additional pape~., such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`
`Certificate of Transmission
`I hereby certify that this Fcc(s) Transmittal is being submitted
`electronically via EFS Web on the date shown below.
`
`Jud 工 th A. Szepesi
`
`/Jud 工 th Szepe s 工/
`
`December 9, 2009
`
`(Depositor’s nan冗)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO. I CONFIRM A TJON NO
`
`11/644,455
`12/22/200岳
`TITLE OF INVENTION: HUMAN ACTIVITY MONITORING DEVICE
`
`Philippe Kahn
`
`8689P027
`
`5415
`
`APPLN 、 TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`I PUBLICATION FEE DUE I PREY. PAID ISSUE FEE I TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`NO
`
`EXAMINER
`
`COSIMANO, EDWARD R
`
`$1510
`
`ART UNIT
`
`2863
`
`$而
`C叫-S古古「丁
`
`$0
`
`$1510
`
`03/01/2010
`
`1. Change of correspondence address or indication of "Fee Address”(37
`CFR l.363).
`可 Change of correspondence address (or Change of Correspondence
`Address form PTO/ B/122) attached.
`0 "Fee Address” indication (or ”Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`( 1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listca, no name will be printed.
`
`J Blakely, Sokoloff,
`
`2 Taylor & Zafman, LLP
`
`3 Jud 工 th A. Szepesi
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an ass也nee is identified below, no ass!伊ee data will appear on the pate口t If an assignee is identified below, the document i阳 been filed for
`recordation as set forth in 37 CF[ 3.1 I. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`DP TECHNOLOGIES,
`
`INC.
`
`Scotts Valley, California
`
`Please check the appropriate assignee C耐gory or categories (will not be printed on the patent) : 0 Individual 国 Co叩oration or other private group entity 0 Government
`
`4a. The following fcc(s) are submitted:
`129 lsst
`巳J Publication Fee (No small entity discount permitted)
`0 Advance Order - #of Copies
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`口 A check is enclosed.
`0 Payment by credit card. Form PT0-2038 is at肌h此
`句::g;~~~~.i~ohlf:~6sftu~i~~~~~ ~u~~~~c tge2 r~~照叫:讯:扭扭~·o~yc~¥1~1i:?brm).
`
`5. Change in Entity Status (from status indicated above)
`口 a. Applicant claims SMALL ENTITY statuιSee 37 CFR 1 刀.
`口 b Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(匀,
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Offic巳.
`
`Authorized Signature
`
`/Judith Szepesi/
`
`Date
`
`December 9, 2009
`
`Typed or printed name
`
`Jud 工 th A. Szepe s 工
`
`Registration No.
`
`3 9, 3 9 3
`
`r~~p提出2 民泊;2;拖出:ci~注目旨在t~s\?1i12l~~j节r&1tU0I' f ~.r辑:l~~~1\~~~o~j?s0:srf:~~e~ ~;~:c: ~~ ~rlu~~~i~o w:c,~li~剖~J~f:gbfa~~:rfn~~~~;碍了捕
`;即;'~~;苦。;~~:i~~~fo~~~~~~~~~c.~~~1M:岛主~:;h~~~i~s~~l t~a:fie专~r~fl~ro~c;i~~e d器;:~~~UJ~s~8t!ie~frn<l~在在~~a~k品m~~u~t. r5:;:!1~J~~t ~fqc~~~e~~:,盼
`Box 1450, Alexan na, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 2231:f-I450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OMB 0651 ”。033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Apple v. Uniloc USA
`
`Page 10 of 251
`
`Apple Ex. 1002
`
`

`

`Electronic Patent Applicati。n Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`11644455
`
`22-Dec-2006
`
`Title of Invention:
`
`HUMAN ACTIVITY MONITORING DEVICE
`
`First Named Inventor/Applicant Name:
`
`Philippe Kahn
`
`Filer:
`
`Judith A. Szepesi/Joan Abriam
`
`Attorney Docket Number:
`
`8689P027
`
`Filed as Large Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl issue fee
`
`1501
`
`1510
`
`1510
`
`Extension-of-Time:
`
`Apple v. Uniloc USA
`
`Page 11 of 251
`
`Apple Ex. 1002
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Miscellaneous:
`
`T。tal in USO($)
`
`1510
`
`Apple v. Uniloc USA
`
`Page 12 of 251
`
`Apple Ex. 1002
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`6607065
`
`11644455
`
`International Application Number:
`
`Confirmation Number:
`
`5415
`
`Title of Invention:
`
`HUMAN ACTIVITY MONITORING DEVICE
`
`First Named Inventor/Applicant Name:
`
`Philippe Kahn
`
`Customer Number:
`
`08791
`
`Filer:
`
`Judith A. Szepesi
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`8689P027
`
`Receipt Date:
`
`Filing Date:
`
`09-DEC-2009
`
`22-DEC-2006
`
`Time Stamp:
`
`22:26:20
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Warnings:
`
`Information:
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`211575
`
`Issue Fee Payment (PT0-85B)
`
`8689P027 Issue Fee.pdf
`
`no
`
`obbd 78d c4 9054e34 24 7 e34 7906803 cffb3 0
`时785
`
`Apple v. Uniloc USA
`
`Page 13 of 251
`
`Apple Ex. 1002
`
`

`

`2
`
`Fee Worksheet (PT0-875)
`
`fee-info.pdf
`
`no
`
`2
`
`30374
`
`Oc8974e0bc560db03576dd44518584e6日E
`176dd
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`241949
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New AQQlications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International AQQlication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International AQQlication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to pre

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