`Tel: 571-272-7822
`
`Paper No. 11
`Entered: June 7, 2018
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`COLLECTIVE MINDS GAMING CO. LTD.,
`Petitioner,
`
`v.
`
`IRONBURG INVENTIONS LTD.,
`Patent Owner.
`____________
`
`Case IPR2018-00354
`Patent 8,641,525
`
`
`
`
`
`
`
`
`Before PHILLIP J. KAUFFMAN, MEREDITH C. PETRAVICK, and
`MITCHELL G. WEATHERLY, Administrative Patent Judges.
`
`PETRAVICK, Administrative Patent Judge.
`
`
`
`
`
`
`
`
`DECISION
`Institution of Inter Partes Review
`35 U.S.C. § 314(a)
`
`
`
`
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`IPR2018-00354
`Patent 8,641,525
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`
`I.
`
`INTRODUCTION
`
`A. OVERVIEW
`Collective Minds Gaming Co. LTD. (“Petitioner”) filed a Petition
`(Paper 2, “Pet.”) requesting inter partes review of claims 1–11 and 13–20 of
`U.S. Patent No. 8,641,525 B2 (Ex. 1001, “the ’525 patent”). Pet. 1.
`Ironburg Inventions Ltd. (“Patent Owner”) filed a Preliminary Response
`(Paper 6, “Prelim. Resp.”), to which we authorized and Petitioner filed a
`Reply (Paper 10, “Pet. Reply”).
`
`Section 314(a) of Title 35 of the United States Code provides that an
`inter partes review may not be instituted “unless . . . the information
`presented in the petition . . . shows that there is a reasonable likelihood that
`the petitioner would prevail with respect to at least 1 of the claims
`challenged in the petition.” 35 U.S.C. § 314(a). Upon consideration of the
`Petition, the Preliminary Response, and Petitioner’s Reply, for the reasons
`explained below, Petitioner has demonstrated a reasonable likelihood of
`prevailing with respect to at least one of the challenged claims. We institute
`an inter partes review of the ’525 patent.
`
`
`
`B.
`
`RELATED PROCEEDINGS
`The parties indicate that the ’525 patent is or was at issue in a number
`of district court litigations. Pet. 78–29; Paper 5, 1. In particular, the
`’525 patent is at issue in: Ironburg Inventions Ltd. v. Valve Corp., Case No.
`2:17-cv-01182-TSZ (W.D. Wash.) and Ironburg Inventions Ltd. v. Collective
`Minds Gaming Co. Ltd., Case No. 1:16-cv-04110-TWT (N.D. Ga). Pet. 78–
`79; Paper 5, 1.
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`IPR2018-00354
`Patent 8,641,525
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`
`The ’525 patent was the subject of petitions filed by Valve
`Corporation (“Valve”) in cases IPR2016-00948 (“the ’948 IPR”) and
`IPR2017-00136 (“the ’136 IPR”). Id. On September 22, 2017, we issued a
`final written decision in IPR2016-00948, finding claims 1, 6, 13, 14, 16, 17,
`19, and 20 of the ’525 patent unpatentable. Ex. 3002. On January 25, 2018,
`we issued a decision terminating IPR2017-00136, without issuing a final
`written decision. See Valve Corp. v. Ironburg Inventions LTD., IPR2017-
`00136 (PTAB Jan. 25, 2018) (Paper 43).
`
`
`
`C.
`
`THE ’525 PATENT
`The ’525 patent relates to hand held controllers for video game
`consoles. Ex. 1001, 1:6–7.
`
`As background, the ’525 patent describes that conventional controllers
`were intended to be held and operated by the user using both hands, and the
`plurality of controls were mounted on the front and top edge. Id. at 1:8–17;
`Fig. 1. The drawback of this design was that the user was required to
`remove his or her thumb from one control to operate another control,
`causing loss of control, such as aiming. Id. at 1:33–40. The ’525 patent was
`intended to address this problem. Id. at 1:41–45.
`
`Controller 10 of the ’525 patent includes a plurality of controls on the
`front and top edge like a conventional controller, and includes additional
`controls on the back, such as paddles 11, that are operable by fingers other
`than the thumb. Id. at 1:51–58; 3:14–17; Fig. 1 (front of conventional
`controller and controller 10), Fig. 2 (back of controller 10). Figure 2
`follows:
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`3
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`Figure 2 is a schematic illustration of the back of game controller 10.
`Id. at 2:63–64.
`
`D.
`
`ILLUSTRATIVE CLAIMS
`Of the challenged claims, 1 and 20 are independent. Claims 2–11 and
`13–19 depend directly or indirectly from claim 1. Claim 1 follows:
`
`1. A hand held controller for a game console comprising:
`an outer case comprising a front, a back, a top edge, and a bottom
`edge, wherein the back of the controller is opposite the front
`of the controller and the top edge is opposite the bottom edge;
`a front control located on the front of the controller;
`wherein the controller is shaped to be held in the hand of a user
`such that the user’s thumb is positioned to operate the front
`control; and
`a first back control and a second back control, each back control
`being located on the back of the controller and each back
`control
`including an elongate member
`that extends
`substantially the full distance between the top edge and the
`bottom edge and is inherently resilient and flexible.
`Claim 20 differs from claim 1 by, among other ways, not requiring the
`elongate member to be inherently resilient and flexible. Claim 20 follows:
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`20. A hand held controller for a game console comprising:
`an outer case comprising a front, a back, a top edge, and a bottom
`edge, wherein the back of the controller is opposite the front
`of the controller and the top edge is opposite the bottom edge;
`and
`a front control located on the front of the controller, wherein the
`controller is shaped to be held in the hand of a user such that
`the user’s thumb is positioned to operate the front control; and
`a first back control and a second back control, each back control
`being located on the back of the controller and each back
`control
`including an elongate member
`that extends
`substantially the full distance between the top edge and the
`bottom edge.
`
`
`
`E.
`
`EVIDENCE AND ASSERTED GROUNDS OF UNPATENTABILITY
`Petitioner challenges the claims on the following grounds:
`
`Reference(s)
`
`Basis
`Claims Challenged
`§ 103(a) Kotkin1
`1–3, 5–11, 13, 14, 17,18, and 20
`§ 103(a) Willner2, Koji3, and Raymond4
`1–11, 13–17, 19 and 20
`Pet. 6. Petitioner relies upon a Declaration of Mark Benden, Ph.D., CPE
`(Ex. 1008). Patent Owner relies upon a Declaration of Dr. Glen Stevick
`(Ex. 2001).
`
`
`
`
`1 U.S. Patent Application Pub. No. 2010/0298053 A1, published Nov. 23,
`1999 (Ex. 1003).
`2 U.S. Patent Application No. 6,760,013 B2, issued Jul. 6, 2004 (Ex. 1005).
`3 Japanese Patent Application No. JP-A H10-020951, published Jan. 23,
`1998 (Ex. 1011).
`4 U.S. Patent Application No. 5,773,769, issued Jun. 30, 1998 (Ex. 1007).
`
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`II. PRELIMINARY MATTERS
`A. REQUEST FOR DENIAL PURSUANT TO § 325(D)
`Section 325(d) states that “[i]n determining whether to institute . . .
`the Director may take into account whether, and reject the petition . . .
`because, the same or substantially the same prior art or arguments previously
`were presented to the Office.” 35 U.S.C. § 325(d).
`Patent Owner requests that we exercise discretion and dismiss the
`Petition pursuant to § 325(d) because “Petitioner advances the same or
`substantially the same prior art and arguments that were previously
`presented and considered, by the Board and/or the Patent Office during
`prosecution.” Prelim. Resp. 7–18. First, Patent Owner contends that Kotkin
`is cumulative to Ogata5, Goto6, Some7, Komata8, and Takatsuka9, all of
`which were before the Patent Office during prosecution, because “[t]hese
`references all have substantially the same game controllers with front
`controls located on the front of the controller and top controls located on the
`top of the controller.” Prelim. Rep. 10–13. Patent Owner acknowledges that
`Kotkin is different in that it includes flexible cable or line 219 but asserts,
`
`
`5 U.S. Patent Application No. 6,394,906 B1, issued May 28, 2002
` (Ex. 2007).
`6 U.S. Patent Application No. 5,551,693, issued Sep. 3, 1996 (Ex. 2008).
`7 U.S. Patent Application No. 6,342,009 B1, issued Jan. 29, 2002 (Ex. 2009).
`8 U.S. Patent Application No. 6,524,187 B2, issued Feb. 25, 2003
` (Ex. 2010).
`9 U.S. Patent Application No. 6,524,186 B2, issued Feb. 25, 2003
` (Ex. 2011).
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`“this does not raise a meaningful new art meriting a re-review because cable
`line 219 is not inherently resilient.” Id. at 12.
`
`Patent Owner’s argument is unpersuasive because Kotkin
`substantively differs from Ogata, Goto, Some, Komata, and Takatsuka. As
`Patent Owner acknowledges, Kotkin describes flexible cable or line 219.
`Pet. 12; Ex. 1003 ¶ 33. Whether Kotkin’s flexible cable or line 219 meets
`the claimed inherently resilient and flexible elongate member is the crux of
`the dispute between Petitioner and Patent Owner. E.g., see Prelim. Resp. 34.
`We, thus, are not persuaded by Patent Owner that Kotkin is substantially the
`same prior art as Ogata, Goto, Some, Komata, and Takatsuka. See Becton,
`Dickinson & Co. v. B. Braun Melsungen AG, Case IPR2017–01587, 2017
`WL 6459935, *6–7 (PTAB Dec. 15, 2017) (Paper 8) (informative)
`((discussing non-exclusive factors for evaluating whether to exercise our
`discretion under § 325(d), including considering the differences between the
`asserted art and the prior art involved during examination).
`
`Second, Patent Owner contends that Willner was considered during
`prosecution and Willner is cumulative to Park10, which was expressly
`considered during prosecution, and is cumulative to Enright11, which
`expressly was considered during the ’948 IPR and the ’136 IPR. Prelim.
`Resp. 13–14.
`
`
`10 U.S. Patent Application No. 7,859,514 B1, issued Dec. 28, 2010 (Ex.
`2012).
`11 U.S. Patent Application Pub. No. 2010/0073283 A1, Mar. 25, 2010
` (Ex. 2013).
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`Patent Owner’s argument is unpersuasive. Petitioner relies upon
`Willner to teach a specific configuration of controls on the back on a
`controller, and when combined with Koji and Raymond, to teach an
`inherently resilient and flexible elongate member. Pet. 15–27. The
`combination of Willner, Koji, and Raymond was not considered during
`prosecution or during the ’948 IPR or the ’136 IPR. See generally Ex. 1002.
`The Petition, thus, relies upon Willner in a different manner than Park and
`Enright were relied upon during examination, the ’948 IPR, and the
`’136 IPR. See Pet. 44–60; Ex. 3001, 17; Ex. 3002, 28; Ex. 3003, 11–12.
`We, thus, are not persuaded by Patent Owner that Willner is substantially the
`same as Park and Enright. See Becton at *9 (considering the extent of the
`overlap between the arguments made during examination and the manner in
`which Petitioner relies upon the prior art).
`
`Although Willner was listed on a Notice of References Cited during
`prosecution, it was not otherwise discussed during prosecution. See
`Ex. 1002, 47; Pet. 44. The Examiner did not rely upon Willner to reject the
`claims or otherwise substantively discuss Willner. See generally Ex. 1002.
`Because Willner was not substantively considered during prosecution, we
`decline to exercise discretion to deny the Petition. See Becton at *8
`(considering the extent to which the asserted art was evaluated during
`examination, including whether the prior art was the basis for examination).
`
`Finally, Patent Owner argues that the Board previously considered
`
`substantially the same arguments during the ’948 IPR and the ’136 IPR.
`Prelim. Resp. 16–17. Patent Owner argues that because all the arguments
`relate to whether the prior art teaches an inherently resilient and flexible
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`elongate member, the arguments are substantially the same. Id. Patent
`Owner’s argument is unpersuasive. Because the prior art considered in the
`’948 IPR and the ’136 IPR substantially differs from the prior art presented
`by Petitioner, See Ex. 3001, 17; Ex. 3003, 11–12, we conclude that
`Petitioner does not present substantially the same arguments as those
`presented in the ’948 IPR and ’136 IPR.
`
`The Petition does not present the same or substantially the same prior
`
`art and arguments that were previously presented to the Office. We decline
`to exercise discretion under 35 U.S.C. § 325(d) to deny institution of an inter
`partes review.
`
`B.
`
`REQUEST FOR DENIAL PURSUANT TO § 314(A)
`The Director has discretion to institute an inter partes review under
`35 U.S.C. § 314(a). Patent Owner requests that we exercise discretion under
`35 U.S.C. § 314(a) to deny institution of an inter partes review, because the
`’525 patent was the subject of the ’948 IPR and the ’136 IPR. Prelim. Resp.
`18–27. Patent Owner argues that the factors of General Plastic Industrial
`Co. v. Canon Kabushiki Kaisha, Case IPR2016-01357, 2017 WL 3917706
`(PTAB Sept. 6, 2017) (Paper 19) (precedential-in-part12) “weigh against
`institution and the totality of the factors compel denial of institution.” Id. at
`20. Petitioner disagrees. Pet. Reply, 1–5.
`
`General Plastic sets forth a list of factors that may be considered in
`determining whether to exercise discretion under § 314(a).
`
`
`12 The Board designated Section II.B.4.i of General Plastic precedential on
`October 18, 2017.
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`1. whether the same petitioner previously filed a petition directed to
`the same claims of the same patent;
`2. whether at the time of filing of the first petition the petitioner knew
`of the prior art asserted in the second petition or should have known
`of it;
`3. whether at the time of filing of the second petition the petitioner
`already received the patent owner’s preliminary response to the first
`petition or received the Board’s decision on whether to institute
`review in the first petition;
`4. the length of time that elapsed between the time the petitioner
`learned of the prior art asserted in the second petition and the filing
`of the second petition;
`5. whether the petitioner provides adequate explanation for the time
`elapsed between the filings of multiple petitions directed to the
`same claims of the same patent;
`6. the finite resources of the Board; and
`7. the requirement under 35 U.S.C. § 316(a)(11) to issue a final
`determination not later than 1 year after the date on which the
`Director notices institution of review.
`General Plastic at *7. The factors are “a non-exhaustive list” and
`“additional factors may arise in other cases for consideration, where
`appropriate.” Id. at *7, *8.
`
`Patent Owner sued Valve for infringement of the ’525 patent on
`December 3, 2015. Ex. 1014. Valve filed a petition in the ’948 IPR on April
`22, 2016, and in the ’136 IPR on October 25, 2016. No evidence of record
`sufficiently shows that Valve and Petitioner are related. Patent Owner sued
`Petitioner on November 2, 2016, and served Petitioner with the complaint on
`January 4, 2017. Ex. 1015; Ex. 1016, 2. Valve’s petitions, thus, were filed
`prior to Petitioner being sued or served with a complaint for infringement of
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`the ’525 patent. We weigh this fact heavily in our analysis of the factors
`below.
`
`Factor One
`1.
`Factor one asks whether the same petitioner previously filed a petition
`directed to the same claims of the same patent. Petitioner has not previously
`filed any petition challenging any claims of the ’525 patent. See Prelim.
`Resp. 20–21; Pet. Reply, 4. Petitions in the ’948 IPR and the ’136 IPR were
`filed by Valve, not Petitioner. See Prelim. Resp. 21. Factor one, thus,
`weighs in favor of institution.
`
`Patent Owner argues that the Board’s discretion under § 314(a) “is not
`limited to situations where the same party files multiple petitions.” Prelim.
`Resp. 21 (quoting NetApp Inc. v. Realtime Data LLC, IPR2017-01195, 2017
`WL 4574549, *4 (P.T.A.B. Oct. 12, 2017) (Paper 9, 10)). Patent Owner
`alleges that Petitioner entered into a joint defense agreement with Valve and,
`thus, Petitioner’s and Valve’s relationship is sufficiently close such that
`Petitioner is responsible for Valve’s previously filed petitions. See Prelim.
`Rep. 21. Petitioner denies that it and Valve have a joint defense agreement
`and states that Valve is “an unrelated petitioner.” Pet. Reply, 1–3.
`
`Patent Owner’s argument is unpersuasive. Patent Owner’s evidence is
`insufficient to show that Petitioner and Valve are related in any meaningful
`way, other that they are both accused of infringing the ’525 patent in district
`court litigations. See Prelim. Resp. 21–22; Pet. Reply, 2–3. In any event,
`Patent Owner’s citation to NetApp does not support its argument. NetApp is
`a routine decision in an unrelated inter partes review in which the petitioners
`were joint defendants in consolidated district court litigation at the time of
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`the filing of the first petition.13 Nevertheless, the NetApp panel weighed
`factor one in favor of institution because the petitioner there had not
`previously filed a petition challenging the patent at issue. See NetApp at *4.
`
`Factor Two
`2.
`Factor two asks whether at the time of filing of the first petition the
`
`petitioner knew of the prior art asserted in the second petition or should have
`known of it and, thus, is directed to situations in which the same petitioner
`files two separate petitions at different times. Petitioner has not previously
`filed any petition challenging the ’525 patent. See Prelim. Resp. 20–21; Pet.
`Reply, 4. Factor two, thus, favors neither institution nor denial.
`
`Patent Owner argues, “Petitioner knew or should have known” of
`
`Willner, Kotkin, Koji, and Raymond and there is no evidence “to show there
`was any barrier to it presenting argument based on these prior art references
`during the pendency of the [’948 IPR and ’136 IPR].” Prelim. Resp. 23.
`
`Patent Owner’s argument is unpersuasive. Factor two is directed to
`Petitioner’s knowledge at the time of filing of the first petition. In the
`’948 IPR, Valve filed the petition on April 22, 2016, and in the ’136 IPR,
`Valve filed the petition on October 25, 2016. Patent Owner provides no
`evidence or argument sufficient to show that Petitioner knew or should have
`known of Willner, Kotkin, Koji, and Raymond on April 22, 2016 or October
`25, 2016. Indeed, Patent Owner sued Petitioner on November 2, 2016 and
`served Petitioner with the complaint on January 4, 2017. Valve’s petitions,
`
`
`13 See Standard Operating Procedure 2, ¶ III.E (Revision 9) (in contrast to a
`routine opinion, a precedential opinion “is binding authority in subsequent
`matters involving similar facts or issues”).
`
`12
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`thus, were filed prior to Petitioner being sued or served with a complaint for
`infringement of the ’525 patent. Patent Owner provides no evidence or
`argument sufficient to show that Petitioner knew or should have known of
`Wilner, Kotkin, Koji, or Raymond when it has not yet been sued for
`infringement of the ’525 patent.
`
`Factor Three
`3.
`Factor three asks whether at the time of filing of the second petition
`the petitioner already received the patent owner’s preliminary response to
`the first petition or received the Board’s decision on whether to institute
`review in the first petition. “The absence of any restrictions on follow-on
`petitions would allow petitioners the opportunity to strategically stage their
`prior art and arguments in multiple petitions, using our decision as a
`roadmap, until a ground is found that results in the grant of review.”
`General Plastic at *7.
`
`Patent Owner argues that this factor weighs heavily against institution
`and alleges that Petitioner relied upon the substantive papers in the ’948 IPR
`and the ’136 IPRs as a roadmap to remedy Valve’s failed challenges.
`Prelim. Resp. 23–25.
`
`Patent Owner’s argument is unpersuasive. The Petition was filed on
`January 3, 2018, which is after entry of the Final Written Decision in the
`’948 IPR on September 22, 2017, and after the filing of the Patent Owner’s
`Response in the ’136 IPR on July 25, 2018. Petitioner, thus, had the benefit
`of seeing all of Patent Owner’s substantive papers and evidence and our
`Decisions on Institution in those inter parte reviews and the Final Written
`Decision in the ’948 IPR. As Petitioner points out, however, “the timing is
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`Ironburg’s own doing.” Pet. Reply, 5. Patent Owner sued Petitioner on
`November 2, 2016, and served Petitioner with the complaint on January 4,
`2017, after institution of the ’948 IPR and the filing of the petition in the
`’136 IPR. Petitioner asserts, “Collective Minds diligently investigated the
`validity of the asserted claims, developed its own invalidity theories, and
`filed a unique IPR petition within its own statutory window.” Pet. Reply, 2.
`Patent Owner provides no evidence sufficient to rebut Petitioner’s assertion.
`As discussed above with respect to § 325(d), the grounds here are not the
`same or substantially the same as the grounds in the ’948 IPR or the ’136
`IPR. We, thus, are not persuaded that Petitioner is strategically staging the
`timing of its petition to use our decisions or in the ’948 IPR or ’136 IPR as a
`roadmap.
`
`
`
`Factor three, thus, weighs in favor of institution.
`
`Factor Four
`4.
`Factor four considers the length of time that elapsed between the time
`the petitioner learned of the prior art asserted in the second petition and the
`filing of the second petition.
`
`Patent Owner argues that Petitioner should have known of Willner as
`of February 4, 2014, the issue date of the ’525 patent, and should have
`known of Kotkin, Koji, and Raymond at least by July 10, 2017, the date
`Petitioner served its invalidity contentions in the related district court
`proceeding. Prelim. Resp. 25. According to Patent Owner,
`
`Petitioner waited at least 6 months after it served its invalidity
`contentions to file the current Petition. Equally important,
`Petitioner waited for an entire year to file the current Petition
`despite the fact that it was on notice of Willner as early as the
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`date the Complaint was served on Petitioner. Notably, Petitioner
`offers no explanation for this delay.
`
`Id.
`
`Patent Owner’s argument is unpersuasive. Six months between
`learning of Willner, Kotkin, Koji, and Raymond and filing the Petition is a
`reasonable amount of time given the circumstances here. Further, Petitioner
`filed the Petition within the one-year period from which it was served with a
`complaint alleging infringement of the ’525 patent. See 35 U.S.C. § 315(b)
`(“An inter partes review may not be instituted if the petition requesting the
`proceeding is filed more than 1 year after the date on which the petition . . .
`is served with a complaint alleging infringement of the patent.”). We, thus,
`are not persuaded that Petitioner unreasonably “delayed” filing the Petition.
`
`
`
`Factor four, thus, weighs in favor of institution.
`
`Factor Five
`5.
`Factor five asks whether the petitioner provides adequate explanation
`
`for the time elapsed between the filings of multiple petitions directed to the
`same claims of the same patent. The petitions in the ’948 IPR and the
`’136 IPR were filed prior to Petitioner being sued or served with a complaint
`for infringement of the ’525 patent. This is an adequate explanation for the
`time elapsed between the filing of the Petition here and the petitions in the
`’948 IPR and the ’136 IPR. Factor five, thus, weighs in favor of institution.
`
`Patent Owner argues that “[i]t took Petitioner an entire-year to file its
`follow-on Petition” and “offers no explanation for the delay.” Prelim. Resp.
`25–26. Patent Owner contends, “[t]here is no evidence that Petitioner was
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`unable to file its Petition during pendency of [the ’948 IPR] and [the ’136
`IPR].” Id. at 26.
`
`Patent Owner’s argument is unpersuasive. Factor five is directed to
`the time between the filing of the petitions. In the ’948 IPR, Valve filed the
`petition on April 22, 2016, and in the ’136 IPR, Valve filed the petition on
`October 25, 2016. Patent Owner filed suit against Petitioner on November
`2, 2016, and served Petitioner with the complaint on January 4, 2017. The
`Petition was filed on January 3, 2018, within the one-year time period set
`forth in § 315(b). Thus, any alleged “delay” in filing of the Petition is
`“Ironburg’s own doing.” Pet. Reply, 5.
`
`Factors Six and Seven
`6.
`Factor six considers the finite resources of the Board, and factor seven
`
`considers the requirement under 35 U.S.C. § 316(a)(11) to issue a final
`determination not later than 1 year after the date on which the Director
`notices institution of review. We discern no inappropriate impact on the
`finite resources of the Board or our ability to issue a final written decision by
`the one-year statutory deadline set forth in 35 U.S.C. § 316(A)(11). Factors
`six and seven, thus, weigh in favor of institution.
`
`Patent Owner makes similar arguments for factors six and seven.
`
`Prelim. Resp. 26–27. Patent Owner argues
`
`Petitioner waited for an entire year to file its follow-on Petition
`after it was served on January [4], 2017. . . . This 12 month delay
`precluded timely and efficient consolidation with IPR2016–
`00948 and/or IPR2017-00136. Further, Petitioner could have
`moved to join IPR2016-00948 and/or IPR2017-00136, but
`instead strategically chose to increase the Board’s workload by
`filing a separate Petition with overlapping grounds.
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`Id. at 26.
`
`Patent Owner’s argument is unpersuasive. As discussed above with
`
`regard to factor three, we are not persuaded that Petitioner unreasonably
`“delayed” filing the Petition under the circumstances here. The petitions in
`the ’948 IPR and the ’136 IPR were filed prior to Petitioner being sued or
`served with a complaint for infringement of the ’525 patent. The Petition
`was filed on January 3, 2018, within one-year of Petitioner being served the
`complaint alleging infringement of the ’525 patent, as permitted by § 315(b).
`Further, as also discussed above with respect § 325(d), the grounds here are
`not the same or substantially the same as the grounds in the ’948 IPR or the
`’136 IPR and are not “overlapping grounds.” Given the timing of the
`service of the complaint and the non-overlapping grounds, we are not
`persuaded that the Petitioner “strategically chose to increase the Board’s
`workload” by not moving to join the ’948 IPR or the ’136 IPR. Indeed, we
`denied Valve’s motion to join the ’136 IPR to the ’948 IPR because of non-
`overlapping grounds. See the Ex. 3003, 16–17.
`
`Conclusion
`7.
`Our analysis of the factors weighs heavily the facts that Petitioner did
`
`not file the petitions in the ’948 IPR and the ’136 IPR and that Patent Owner
`did not serve Petitioner with a complaint for infringement of the ’525 patent
`until after the filing of the petitions in the ’948 IPR and the ’136 IPR. We
`will not exercise discretion to deny the Petition because an unrelated
`petitioner filed petitions for inter partes review on substantially different
`grounds prior to Petitioner being sued for alleged infringement of the ’525
`patent. Upon consideration of factors one through seven of General Plastic,
`
`17
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`we decline to exercise discretion to deny the Petition under 35 U.S.C.
`§ 314(a).
`
`
`
`III. ANALYSIS
`A. CLAIM INTERPRETATION
`In an inter partes review, the Board interprets claim terms in an
`unexpired patent according to the broadest reasonable interpretation in light
`of the specification of the patent in which they appear. 37 C.F.R.
`§ 42.100(b); Cuozzo Speed Techs., LLC v. Lee, 136 S. Ct. 2131, 2144–46
`(2016) (upholding the use of the broadest reasonable interpretation
`approach). For the purposes of this decision, and on this record, we
`determine that only the following claim element need explicit interpretation.
`See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir.
`1999) (only those terms which are in controversy need to be construed, and
`only to the extent necessary to resolve the controversy).
`
`Inherently Resilient and Flexible (claims 1–19)
`Claim 1 recites that the elongate member is “inherently resilient and
`flexible.” Claims 2–11 and 13–19 include this limitation by virtue of
`dependence from claim 1. Claim 20 does not recite this limitation.
`As Petitioner and Patent Owner acknowledge, we determined that
`“[a]n elongate member is inherently resilient and flexible in that it may be
`bent or flexible by a load, such as that from a user’s finger, and will then
`return to its unbiased position when not under load,” in the ’948 IPR and the
`’136 IPR. See Pet. 25; Prelim. Resp. 30–31; Pet. Reply 6; Ex. 3001, 14; see
`
`18
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`Ex. 3002, 15; Ex. 3003, 8. Neither Petitioner nor Patent Owner disputes our
`interpretation. See Pet. 25; Prelim. Resp. 30–31; Pet. Reply 6.
`
`
`IV. PATENTABILITY
`A. OBVIOUSNESS OVER KOTKIN
`Petitioner contends that claims 1–3, 5–11, 13, 14, 17–18, and 20 are
`unpatentable under 35 U.S.C. § 103(a) over Kotkin (Ex. 1003). Pet. 7–44.
`
`Section 103(a) forbids issuance of a patent when “the
`differences between the subject matter sought to be patented and
`the prior art are such that the subject matter as a whole would
`have been obvious at the time the invention was made to a person
`having ordinary skill in the art to which said subject matter
`pertains.
`KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). The ultimate
`determination of obviousness under § 103 is a question of law based on
`underlying factual findings. In re Baxter Int’l, Inc., 678 F.3d 1357, 1362
`(Fed. Cir. 2012) (citing Graham v. John Deere Co., 383 U.S. 1, 17–18
`(1996)). These underlying factual considerations consist of: (1) the “level of
`ordinary skill in the pertinent art,”14 (2) the “scope and content of the prior
`art,” (3) the “differences between the prior art and the claims at issue,” and
`(4) “secondary considerations” of non-obviousness such as “commercial
`success, long-felt but unsolved needs, failure of others, etc.”15 KSR, 550
`U.S. at 406 (quoting Graham, 383 U.S. at 17–18).
`
`
`14 We do not need to determine the level of ordinary skill in the art to resolve
`the issues before us. The level of skill is reflected in the prior art of record.
`See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).
`15 The record contains no evidence of secondary considerations.
`
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`
`Overview of Kotkin
`1.
`Kotkin is U.S. Patent Application Publication No. US 2010/029853
`A1, which published on November 25, 2010 and claims priority to
`Provisional Application No. 61/179,551 (“the ’551 application”) filed on
`May 19, 2009. Ex. 1003, (10), (43), (60). Petitioner contends that Kotkin is
`available as prior art under pre-AIA 35 U.S.C. § 102(e)(1). Pet. 9.
`
`Kotkin’s invention is skin or shell 210, which fits over an existing
`controller, such as the controller for the PLAYSTATION 3. Ex. 1003 ¶¶ 27,
`29. Skin 210 includes actuators, such as levers 212, 214, 216. Id. ¶ 30. The
`actuators allow a user to control video game functions with parts of their
`hand other than the thumb. See id. ¶¶ 5, 28, 30. This “permits the user to
`control many more features of a game than would normally be possible
`while using the fingers on one hand.” Id. ¶ 8.
`
`A version of Kotkin’s Figure 2 annotated by Petitioner is reproduced
`below:
`
`
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`20
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`Annotated Figure 2 depicts skin 210 having levers 212, 214, and 216 and
`overlaying a PLAYSTATION 3 controller. Id. ¶¶ 29–30; Pet. 10.
`Petitioner’s annotations show a top edge opposite a bottom edge. Pet. 14.
`The controller has buttons, such as right-side thumb stick 112, “X”, “Y”, and
`“B”, on the front. Ex. 1003 ¶ 28. A user can use their index finger to actuate
`levers 212, 214, and 216 to control buttons “X”, “Y”, and “B” instead of
`using their thumb. See id. ¶ 30.
`
`
`
`Kotkin states:
`It is important to note that more or less levers than shown can be
`integrated with the skin 210 of the present invention. For
`example, for certain applications, i