`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`APPLE INC.
`Petitioner
`v.
`UNILOC LUXEMBOURG, S.A.
`Patent Owner
`
`
`IPR2018-00282
`PATENT 7,092,671
`
`
`
`
`
`
`
`
`
`
`
`PATENT OWNER’S REQUEST FOR
`REHEARING UNDER 37 C.F.R. § 42.71(D)
`
`
`
`
`IPR2018-00282
`U.S. Patent 7,092,671
`
`In response to the Final Written Decision entered June 4, 2019 (Paper 30) and
`
`pursuant to 37 CFR § 42.71(d), Patent Owner hereby respectfully request a rehearing
`
`and reconsideration of the Board’s Final Written Decision.
`
`I.
`
`APPLICABLE STANDARDS
`
`“A party dissatisfied with a decision may file a request for rehearing, without
`
`prior authorization from the Board.” 37 C.F.R. §42.71(d). “The request must
`
`specifically identify all matters the party believes the Board misapprehended or
`
`overlooked, and the place where each matter was previously addressed in a motion,
`
`an opposition, or a reply.” Id. The Board reviews a decision for an abuse of
`
`discretion. 37 C.F.R. §42.71(c).
`
`II. ARGUMENT
`
`A. The Board appears to have overlooked or misunderstood argument and
`evidence responsive to Petitioner’s incorrect claim construction
`
`It is undisputed that independent claim 9 expressly distinguishes the following
`
`separate and distinct steps: “c) transferring the specific telephone number from the
`
`handheld computer system to the telephone using a wireless communication” (the
`
`“transferring” step) and “d) controlling the telephone using the handheld computer
`
`system to cause the telephone to dial the specific number” (the “controlling” step).
`
`Paper 33 at 12.1 The Board appears to have overlooked or misunderstood, however,
`
`Patent Owner’s explanation of why Petitioner’s claim interpretation would render
`
`the “controlling” step superfluous. Indeed, the word “superfluous” does not appear
`
`in the Final Written Decision.
`
`
`1 The other challenged independent claims recite analogous claim language.
`
`1
`
`
`
`IPR2018-00282
`U.S. Patent 7,092,671
`
`As detailed in Patent Owner’s briefing, a plain reading of the claim language
`
`reveals that it is the claimed “controlling” that must “cause the telephone to dial the
`
`specific telephone number.” Paper 11 at 4-10. To be clear, the separately-claimed
`
`“transferring” of the telephone number does not provide the claimed control by the
`
`handheld computer. To conclude otherwise would impermissibly attribute a causal
`
`relationship to the “transferring” step that the claim language expressly attributes to
`
`the separate and distinct “controlling” step. Such an interpretation would
`
`impermissibly render the “controlling” step superfluous. Id. at 6 (citing Digital-
`
`Vending Services Int’l, LLC v. Univ. of Phoenix, Inc., 672 F.3d 1270, 1275 (Fed. Cir.
`
`2012)).
`
`The Board appears to have based its interpretation, in part, on the
`
`understanding that “the claim language does not reference ‘commands’ at all and
`
`does not preclude the same command from accomplishing the two distinct steps.”
`
`Paper 30 at 10. The determinative issue here is not whether the claim language
`
`expressly references these two separate and distinct steps in the context of respective
`
`commands. Rather, Patent Owner’s Response explained why the recitation of two
`
`separate and distinct “transferring” and “controlling” steps precludes reliance upon
`
`the mere transfer of a telephone number to provide the requisite control of the
`
`handheld computer that must “cause the telephone to dial the specific telephone
`
`number.” Paper 11 at 4-10.
`
`Keeping in mind that Petitioner has the burden of proof, Patent Owner could
`
`have simply relied on a plain reading of the claim language itself to rebut Petitioner’s
`
`erroneous claim construction. Nevertheless, as further support of its position, Patent
`
`2
`
`
`
`IPR2018-00282
`U.S. Patent 7,092,671
`
`Owner demonstrated how the remainder of the intrinsic evidence supported the
`
`construction that the recitation of two separate and distinct “transferring” and
`
`“controlling” steps precludes reliance upon the mere transfer of a telephone number
`
`to provide the requisite control that must “cause the telephone to dial the specific
`
`telephone number.” Id.
`
`The Board appears to have misunderstood the explanation for why cited
`
`intrinsic evidence supports Patent Owner’s position and refutes the construction
`
`applied in the Petition. First, the Board acknowledges the teaching in the ’671 patent
`
`that “[t]he wireless link 20 enables an application executing on PID 12 to access
`
`telephone 14, communicate the desired telephone number, and control telephone 14
`
`to dial the number.” Paper 30 at 10 (quoting Ex. 1001, 8:17-21). This passage
`
`confirms that merely communicating the desired telephone number does not itself
`
`provide the control to dial the number. Paper 11 at 6-7. Patent Owner further
`
`supported this interpretation with reference to another passage in the ’671 patent
`
`specification (describing the negotiation of a control protocol). Id. (citing Ex. 1001,
`
`9:7-21). This additional passage is not mentioned in the Final Written Decision.
`
`Second, the Board acknowledges the “prosecution history passage asserting
`
`that ‘the mere exchange of data as described in [a prior art reference] is separate and
`
`distinct from the claim limitation of one wireless station controlling another.’” Paper
`
`30 at 10 (quoting Ex. 1002 at 243). This is not the only passage Patent Owner had
`
`cited from the prosecution history.
`
`The Board opted to not address the addition statement in the prosecution
`
`history explaining how the ’671 patent teaches that “the phone number to be dialed
`
`3
`
`
`
`IPR2018-00282
`U.S. Patent 7,092,671
`
`is transferred before the receiving wireless telephone is controlled or instructed to
`
`dial the telephone number.” Paper 11 at 9 (quoting Ex. 1002 at 243). The applicant
`
`further explained this requirement is made explicit by reciting the “data exchange
`
`and control elements as separate limitations” in the claims that ultimately issued. Id.
`
`The Board also appears to have overlooked a cited passage from the
`
`prosecution history distinguishing certain art as teaching away from the claimed
`
`“controlling” step. Paper 11 at 8 (citing Ex. 1002 at 243-44). Specifically, the
`
`applicant successfully argued that the transmitting station in a cited reference cannot
`
`“unilaterally control a receiving wireless station” and “force” it to receive
`
`information and dial a telephone number accordingly. Id.
`
`As explained in Patent Owner’s Response, a holistic view of these example
`
`passages from the prosecution history confirm, consistent with the remainder of the
`
`intrinsic evidence, that there is a meaningful distinction between merely exchanging
`
`data (e.g., a telephone number) and the separate and distinct “controlling” claim
`
`language. The Board appears to have overlooked or misunderstood the intrinsic
`
`evidence cited in the briefing and Patent Owner’s positions addressing the same.
`
`B. The Board appears to have overlooked or misunderstood argument and
`evidence responsive to the waived and erroneous application of Yun
`
`In finding that Yun renders obvious the “transferring” and “controlling” steps,
`
`the Board bases its finding on an argument not raised in the petition. Borrowing from
`
`its analysis in related case IPR2018-00199, the Board credits an argument raised,
`
`instead, by Unified Patents concerning Yun’s passing reference of a so-called “dial
`
`4
`
`
`
`IPR2018-00282
`U.S. Patent 7,092,671
`
`request”. In doing so, the Board cites to no corresponding argument in the instant
`
`Petition.
`
`The Board’s Final Written Decision also overlooks Uniloc’s argument that
`
`Apple had waived any reliance on Yun’s “dial request” by failing to raise such an
`
`argument in the Petition itself. Paper 11 at 14-15; see also 35 U.S.C. § 312(a)(3)
`
`(requiring petitions to identify “with particularity … the grounds on which the
`
`challenge to each claim is based”); Wasica Finance GmbH v. Continental
`
`Automotive Systems, Inc., 853 F.3d 1272, 1286-87 (Fed. Cir. 2017) (“It is of the
`
`utmost importance that petitioners in the IPR proceedings adhere to the requirement
`
`that the initial petition identify with particularity the evidence that supports the
`
`grounds for the challenge to each claim.”) (quoting Intelligent Bio-Sys., Inc. v.
`
`Illumina Cambridge Ltd., 821 F.3d 1359, 1369 (Fed. Cir. 2016), which quotes, in
`
`part, 35 U.S.C. § 312(a)(3)); In re NuVasive, Inc., 841 F.3d 966, 971-73 (vacating,
`
`and remanding, a final written decision in an inter partes review where the Board
`
`relied on different disclosure in a primary reference other than what the petition had
`
`cited).
`
`Uniloc’s Response further observed that Apple’s waiver appeared to be an
`
`intentional strategic decision. This is because Apple’s selective quotation of Yun in
`
`its Petition uses ellipses in place of the passing reference to a “dial request” in that
`
`passage. Id. (citing Pet. 28). In addition, Apple opted to not cite to and rely upon
`
`paragraph 41 of its declarant’s testimony, which is the only paragraph cited in the
`
`Board’s Institution Decision in advancing the “dial request” argument on behalf of
`
`Apple. Id. at 15; see also Fidelity Nat’l Info. Serv., Inc. v. Datatreasury Corp.,
`
`5
`
`
`
`IPR2018-00282
`U.S. Patent 7,092,671
`
`IPR2014-00491, Paper 9 (August 13, 2014) (declining to consider information
`
`presented in the supporting declaration which was not directly discussed sufficiently
`
`in the Petition). Uniloc specifically requests reconsideration and rehearing of its
`
`waiver argument not addressed in the Final Written Decision.
`
`The Board also appears to have overlooked argument and evidence rebutting
`
`the merits of the waived “dial request” argument set forth in the Institution Decision.
`
`Paper 11 at 15-18. Patent Owner explained why Yun’s “dial request” is
`
`distinguishable from the claim language for the same reasons articulated during
`
`prosecution when successfully distinguishing certain art of record. During
`
`prosecution, “the applicant successfully argued certain art not only fails to disclose,
`
`but also teaches away from the ‘controlling’ claim language because that art
`
`discloses the transmitting station could not ‘force’ the receiving station to dial; and,
`
`instead, the receiving station applies its own process to unilaterally determine
`
`whether or not it will receive and act upon communications from the transmitting
`
`station.” Id. (citing Ex. 1002 at 243-44) (emphasis original).
`
`Patent Owner further explained that Yun is deficient and teaches away from
`
`the claim language for analogous reasons: “Yun similarly states the telephone can
`
`and will ignore a ‘dial request’ received from the electronic pocketbook while the
`
`telephone is not in an off-hook state; and the telephone itself unliterally applies its
`
`own process to determine and control whether it is in an off-hook state.” Id. The
`
`Board acknowledges this teaching of Yun in its Final Written Decision. See Paper
`
`30 at 14-15. The Board neglected, however, to address the fact that this teaching in
`
`Yun is analogous to what the patentee had unambiguously distinguished during
`
`6
`
`
`
`IPR2018-00282
`U.S. Patent 7,092,671
`
`prosecution as teaching away from the “controlling” claim language. Id. The Board’s
`
`finding that this cumulative teaching of Yun is “irrelevant” cannot be squared with
`
`the cited prosecution history that the Board appears to have overlooked. Id.
`
`C. The Board appears to have overlooked or misunderstood argument and
`evidence responsive to Petitioner’s erroneous Harris mapping
`
`Regarding Harris, the Board summarizes the argument it adopted as follows:
`
`“[f]or the transfer and control limitations, Petitioner relies on Harris’s disclosure that
`
`when a user selects an icon, the telephone phone number information associated with
`
`that contact information is sent wirelessly to a telephone, which then automatically
`
`dials the number.” Paper 30 at 19-20 (citations omitted). For the reasons explained
`
`in Patent Owner’s Response (Paper 11 at 4-10), and summarized above (§II.A,
`
`supra), this mapping renders certain claim language superfluous and impermissibly
`
`attributes a causal relationship to the “transferring” step that the claim language
`
`expressly attributes to the separate and distinct “controlling” step. The Board appears
`
`to have misunderstood or overlooked at least this argument and evidence.
`
`II. CONCLUSION
`
`In view of the foregoing, Patent Owner respectfully requests that the Board
`
`grant a rehearing and reconsider its Final Written Decision.
`
`Date: June 26, 2019
`
`
`
`
`
`Respectfully submitted,
`
`By: /s/ Brett A. Mangrum
`Brett A. Mangrum; Reg. No. 64,783
`Attorney for Patent Owner
`
`7
`
`
`
`IPR2018-00282
`U.S. Patent 7,092,671
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that the foregoing was served electronically on
`
`counsel of record for Petitioner.
`
`Date: June 26, 2019
`
`
`
`
`
`Respectfully submitted,
`
`
`
`By: /s/ Brett A. Mangrum
`Brett A. Mangrum; Reg. No. 64,783
`Attorney for Patent Owner
`
`i
`
`