PTO/SBI16 (10-07)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`PROVISIONAL APPLICATION FOR PATENT COVER SHEET — Page 1 of 2
`This is a request for filing a PROVISIONAL APPLICATION FOR PATENT under 37 CFR 1.53(c).
`
`Express Mail Label No.
`
`Given Name (first and middle [if any])
`
`Family Name or Surname
`
`Residence
`Cit and either State or Foreion Count
`
`Kanghong
`
`Dan
`
`Zhang
`
`Dix
`
`Torrance, California
`
`Irvine, California
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`OR
`
`Firm or
`
`Individual Name
`
`
`Address
`
`
`
`City
`State
`Zip
`
`
`
`ENCLOSED APPLICATION PARTS (check all that apply)
`
`
` I:I Application Data Sheet. See 37 CFR 1.76
`
`
`Drawing(s) Number of Sheets 29
`
`Specification (e.g. description of the invention) Number of Pages
`4
`
`
`Fees Due: Filing Fee of $210 ($105 for small entity).
`If the specification and draw ngs exceed 100 sheets of paper, an application size fee is
`also due, which is $260 ($130 for small entity) for each additional 50 sheets or fraction thereof. See 35 U.S.C. 41(a)(1)(G) and 37 CFR 1.16(s).
`
`
`METHOD OF PAYMENT OF THE FILING FEE AND APPLICATION SIZE FEE FOR THIS PROVISIONAL APPLICATION FOR PATENT
`
`
`
`Applicant claims small entity status. See 37 CFR 1.27.
`I:
`CI A check or money order is enclosed to cover the filing fee and application size fee (if applicable).
`
`
`Payment by credit card. Form PTO-2038 is attached
`TOTAL FEE AMOUNT ($)
`I:I The Director is hereby authorized to charge the filing fee and application size fee (if applicable) or credit any overpayment to Deposit
`
`
`Account Number:
`. A duplicative copy of this form is enclosed for fee processing.
`
`USE ONLY FOR FILING A PROVISIONAL APPLICATION FOR PA TENT
`This collection of information is required by 37 CFR 1.51. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 8 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent
`and Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing the form, call 1-800-PTO—9199 and select option 2.
`
`separately numbered sheets attached hereto
`Additional inventors are being named on the
`TITLE OF THE INVENTION (500 characters max):
`
`LED Lighting Fixture
`
`
`
` Direct all correspondence to:
`CORRESPONDENCE ADDRESS
`The address corresponding to Customer Number:
`
`24201
`
`Country
`
`Telephone
`
`CI CD(s), Number of CDs
`CI Other (specify)
`
`
`
`PETITIONERS, Ex. 1024; PG. 1
`
`PETITIONERS, Ex. 1024; PG. 1
`
`

`

`PROVISIONAL APPLICATION COVER SHEET
`Page 2 of 2
`
`PTO/SB/16 (10-07)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Papenivork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`The invention was made by an agency of the United States Government or under a contract with an agency of the United States Government.
`No.
`
`C] Yes, the name of the US. Government agency and the Government contract number are:
`
`WARNING:
`
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card
`numbers (other than a check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by
`the USPTO to support a petition or an application.
`If this type of personal information is included in documents submitted to
`the USPTO. petitioners/applicants should consider redacting such personal information from the documents before submitting
`them to the USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public after
`publication of the application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the application)
`or issuance of a patent. Furthermore, the record from an abandoned application may also be available to the public if the
`application is referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card
`authorization forms PTO-2038 subm' ed for payment purposes are not retained in the application file and therefore are not
`publicly available.
`
` SIGNATURE
`
`TYPED or PRINTED NAME James JUO
`
`Date
`
`/"0 4 A91 2497
`
`REGISTRATION NO.36177
`(if appropriate)
`
`
`TELEPHONE 310-824-5555
`
`Docket Number: JIMWA—78288
`
`PETITIONERS, Ex. 1024; PG. 2
`
`PETITIONERS, Ex. 1024; PG. 2
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`LED Lighting Fixture
`
`First Named Inventor/Applicant Name:
`
`Kanghong Zhang
`
`James Juo
`
`JIMWA-78288
`
`Attorney Docket Number:
`
`Filed as Small Entity
`
`Provisional Filing Fees
`
`Description
`
`_
`
`Sub-Total in
`
`
`
`Provisional Application filing fee
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Patent-Appeals—and-lnterference:
`
`Post -A| Iowance-and-Post-Issu ance:
`
`Extension-of-Time:
`
`PETITIONERS, Ex. 1024; PG. 3
`
`PETITIONERS, Ex. 1024; PG. 3
`
`

`

`—--m W '" Total in USD ($)
`
`Miscellaneous:
`
`PETITIONERS, Ex. 1024; PG. 4
`
`PETITIONERS, Ex. 1024; PG. 4
`
`

`

`International Application Number: —
`
`Title of Invention:
`
`LED Lighting Fixture
`
`
`
`First Named Inventor/Applicant Name:
`
`Payment information:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 and 1.17
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`File Listing:
`
`PETITIONERS, Ex. 1024; PG. 5
`
`PETITIONERS, Ex. 1024; PG. 5
`
`

`

`Document
`
`.
`
`.
`
`FiIeSize(B(ytes)
`2192319
`
`Multi
`
`Pages
`
`Specification
`
`SFX63.pdf
`
`368733075b0d7d906b5687b780d9803
`318b9aa9a
`
`Warnings:
`
`Information:
`
`Warnings:
`
`Information:
`
`Warnings:
`
`Information:
`
`Transmittal of New Application
`
`SFX66cover.pdf
`
`23a14ba1cca2860370e7eb80a323abd16
`d6d500b
`
`Fee Worksheet (PTO-06)
`
`fee-info.pdf
`
`101802090633878d1b7345fl7220497ca
`1a01 eel
`
`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.
`It serves as evidence of receipt
`similar to a Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see
`37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shown on this Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary
`components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/RO/105) will be issued in due
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`Receipt will establish the international filing date of the application.
`
`PETITIONERS, Ex. 1024; PG. 6
`
`PETITIONERS, Ex. 1024; PG. 6
`
`

`

`PROVISIONAL APPLICATION
`
`JIMWA-78288
`
`DISCLOSURE
`
`The LED lighting fixture is preferably includes a low profile heat sink integrated with
`
`baffle of the trim. The Heat Sink is part of the baffle, and draws heat out of the Recessed Can.
`
`In one embodiment, the Baffle also includes the Ring as one part. Together they work to release
`
`heat into the room below and Out of the Can. In the Gimbal Trim version the Ring is not part of
`
`the Baffle. Even so the heat is drawn out of the Can into the room below.
`
`Features of this LED Recessed Trim include:
`
`1.
`
`The LED Trim is grounded to the Recessed Can using a Spring Clip, where the
`
`Clip can be attached to any metal edge inside the Recessed Can.
`
`2.
`
`The function of achieving metal to metal contact, by assembling the Cone shaped
`
`LED Cup to the Cone shaped Baffle to effect heat transfer from the LED Cup to the Baffle,
`
`drawing heat away from the LED Cup and into the Heat Sink of the Baffle, and in turn emitting
`
`this heat into the atmosphere of the room.
`
`3.
`
`To incorporate a Heat Sink on the rear of the Baffle to effect heat transfer out of
`
`the Recessed Can, and into the atmosphere of the room.
`
`As shown in the Exploded view of the Non-Gimbal embodiment, a transparent plate 3 is
`
`placed within an alcove formed in baffle for receiving the light emitting diodes (LEDs). Heat
`
`produced by the LEDs can be removed from the alcove by the low profile heat sink integrally
`
`formed as part of the baffle. The spring clips 8 are attached to the sides of the fixture. The
`
`baffle trim 1 may include pillars to hold a gasket in place on the ring of the trim.
`
`The LEDs are attached to an printed circuit board 6 (PCB). An LED lens 7 may be
`
`placed over the LEDs on the PCB. The LED leads may be soldered to the PCB such that the
`
`LED slugs are flush against the PCB surface. The PCB may be secured to the housing using
`
`mounting screws fed through the holes provided on the PCB. The driver 5 may be mounted on
`
`the fixture and electrically connected to the PCB to drive the LEDs. The driver 5 may be
`
`powered by a light socket adaptor. A separate grounding wire may also be included.
`
`As shown in the Exploded View of the Gimbal embodiment, the baffle can pivot along an
`
`axis of rotation, and it can also be swiveled 360 degrees. Tabs may be included as stoppers to
`
`prevent the baffle from rotating more than 360 degrees in each direction.
`
`Inventors: Kanghong Zhang and Dan Dix.
`
`PETITIONERS, Ex. 1024; PG. 7
`
`PETITIONERS, Ex. 1024; PG. 7
`
`

`

`PROVISIONAL APPLICATION
`
`JIMWA-78288
`
`
`
`REVISED 3AFFiE 312%
`
`No Gimbal Embodiment
`
`EXPLODED VIEW
`
`PETITIONERS, Ex. 1024; PG. 8
`
`PETITIONERS, Ex. 1024; PG. 8
`
`

`

`PROVISIONAL APPLICATION
`
`JIMWA-78288
`
`
`
`No Gimbal Embodiment
`
`PETITIONERS, Ex. 1024; PG. 9
`
`PETITIONERS, Ex. 1024; PG. 9
`
`

`

`PROVISIONAL APPLICATION
`JIMWA-78288
`
`
`
`
`
`
`
`—REV?SED TRIM cup 552
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`
`EXPLODED VIEW
`
`PETITIONERS, Ex. 1024; PG. 10
`
`PETITIONERS, Ex. 1024; PG. 10
`
`

`

`PROVISIONAL APPLICATION
`JIMWA—78288
`
`
`
`Gimbal Embodiment
`
`PETITIONERS, Ex. 1024; PG. 11
`
`PETITIONERS, Ex. 1024; PG. 11
`
`

`

`
`
`
`
`
`
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`PETITIONERS, Ex. 1024; PG. 12
`
`PETITIONERS, Ex. 1024; PG. 12
`
`
`
`
`
`
`
`

`

`
`
`
`PART NUMBER
`.
`_—
`
`
`
`
`
`—__-
`
`_—
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`
`
`
`
`
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`
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`
`
`LOCATION TRIM
`EXPLODED VIEWS
`
`
`
`
`
`CORDELIA LIGHTING
`
`““5
`
`PETITIONERS, Ex. 1024; PG. 13
`
`PETITIONERS, Ex. 1024; PG. 13
`
`

`

`
`
`
`
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`PETITIONERS, Ex. 1024; PG. 14
`
`PETITIONERS, Ex. 1024; PG. 14
`
`
`
`
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`
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`

`
`
`
`
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`
`PART NUMBER
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`
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`TITLE:
`
`
`
`
`
`: 6" LED GIMBAL TRIM
`'
`EXPLODED VIEWS
`
`
`
`
`
`PETITIONERS, Ex. 1024; PG. 15
`
`PETITIONERS, Ex. 1024; PG. 15
`
`

`

`
`
`
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`
`PETITIONERS, Ex. 1024; PG. 16
`
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`

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`
`PETITIONERS, Ex. 1024; PG. 17
`
`
`
`
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`
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`
`

`

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`PETITIONERS, Ex. 1024; PG. 18
`
`PETITIONERS, Ex. 1024; PG. 18
`
`

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`
`PETITIONERS, Ex. 1024; PG. 19
`
`
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`PETITIONERS, Ex. 1024; PG. 20
`
`PETITIONERS, Ex. 1024; PG. 20
`
`
`
`

`

`
`
`
`
`6”GIMBALTRIM
`
`PETITIONERS, Ex. 1024; PG. 21
`
`PETITIONERS, Ex. 1024; PG. 21
`
`

`

`
`
`PETITIONERS, Ex. 1024; PG. 22
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`PETITIONERS, Ex. 1024; PG. 22
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`

`

`
`
`PETITIONERS, Ex. 1024; PG. 23
`
`PETITIONERS, Ex. 1024; PG. 23
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`

`

`
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`PETITIONERS, Ex. 1024; PG. 24
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`PETITIONERS, Ex. 1024; PG. 24
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`

`

`
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`PETITIONERS, Ex. 1024; PG. 25
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`PETITIONERS, Ex. 1024; PG. 25
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`

`

`
`
`PETITIONERS, Ex. 1024; PG. 26
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`PETITIONERS, Ex. 1024; PG. 26
`
`

`

`
`
`PETITIONERS, Ex. 1024; PG. 27
`
`PETITIONERS, Ex. 1024; PG. 27
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`

`

`
`
`warm-fl
`
`PETITIONERS, Ex. 1024; PG. 28
`
`PETITIONERS, Ex. 1024; PG. 28
`
`

`

`
`
`PETITIONERS, Ex. 1024; PG. 29
`
`PETITIONERS, Ex. 1024; PG. 29
`
`

`

`RECESSED BAFFLE TRIM
`
`SPECIFICATION
`
`Kanghong Zhang and Dan Dix, have invented a new, original, and ornamental
`
`design for a RECESSED BAFFLE TRIM, as set forth in the following specification,
`
`with reference being made to the accompanying drawings forming a part thereof,
`
`wherein:
`
`FIG. 1 is a bottom perspective View of one embodiment of a RECESSED
`
`BAFFLE TRIM showing the new design;
`
`FIG. 2 is a top perspective view of FIG. 1;
`
`FIG. 3 is a side view of FIG. 1;
`
`FIG. 4 is another side View of FIG. 1;
`
`FIG. 5 is a bottom view of FIG. 1;
`
`FIG. 6 is a top view of FIG. 1;
`
`FIG. 7 is a bottom perspective view of a second embodiment of a RECESSED
`
`BAFFLE TRIM showing the new design;
`
`FIG. 8 is a top perspective view of FIG. 7;
`
`FIG. 9 is a side View ofFIG. 7;
`
`FIG. 10 is another side view of FIG. 7;
`
`FIG. 11 is a bottom view of FIG. 7;
`
`PETITIONERS, Ex. 1024; PG. 30
`
`PETITIONERS, Ex. 1024; PG. 30
`
`

`

`- 2 -
`
`DESIGN PATENT
`JIMWA—78287
`
`FIG. 12 is a top View of FIG. 7;
`
`FIG. 13 is a side View of FIG. 7 with the baffle trim portion in a rotated
`
`position; and
`
`FIG. 14 is a top perspective View of FIG. 7 with the baffle trim portion in a
`
`rotated position.
`
`Structure such as the socket and wires shown in broken lines are for illustrative
`
`purposes only and form no part of the claimed design.
`
`PETITIONERS, Ex. 1024; PG. 31
`
`PETITIONERS, Ex. 1024; PG. 31
`
`

`

`- 3 -
`
`DESIGN PATENT
`JIMWA-78287
`
`
`CLAIM:
`
`The ornamental design for a RECESSED BAFFLE TRIM, as shown and
`
`described.
`
`199581.]
`
`PETITIONERS, Ex. 1024; PG. 32
`
`PETITIONERS, Ex. 1024; PG. 32
`
`

`

`Sheet 1 out of 7
`
`FIG. 1
`
`FIG. 2
`
`PETITIONERS, Ex. 1024; PG. 33
`
`PETITIONERS, Ex. 1024; PG. 33
`
`

`

`Sheet 2 out of 7
`
`
`
`
`FIG. 3
`
`FIG. 4
`
`PETITIONERS, Ex. 1024; PG. 34
`
`PETITIONERS, Ex. 1024; PG. 34
`
`

`

`Sheet 3 out of 7
`
`FIG. 5
`
`FIG. 6
`
`PETITIONERS, Ex. 1024; PG. 35
`
`PETITIONERS, Ex. 1024; PG. 35
`
`

`

`Sheet 4 out of 7
`
`
`
`
`FIG. 7
`
`FIG. 8
`
`PETITIONERS, Ex. 1024; PG. 36
`
`PETITIONERS, Ex. 1024; PG. 36
`
`

`

`Sheet 5 out of 7
`
`
`
`
`FIG. 9
`
`FIG. 10
`
`PETITIONERS, Ex. 1024; PG. 37
`
`PETITIONERS, Ex. 1024; PG. 37
`
`

`

`Sheet 6 out of 7
`
`FIG. 11
`
`FIG. 12
`
`PETITIONERS, Ex. 1024; PG. 38
`
`PETITIONERS, Ex. 1024; PG. 38
`
`

`

`Sheet 7 out of 7
`
`FIG. 13
`
`FIG. 14
`
`PETITIONERS, Ex. 1024; PG. 39
`
`PETITIONERS, Ex. 1024; PG. 39
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`WvWimspf/Jgov
`
`APPLICATION
`NUMBER
`
`FILING or
`371(c) DATE
`
`GRP ART
`UNIT
`
`
`
`
`
`F
`
`60/979,068
`
`10/10/2007
`
`FEE REC'D
`
`105
`
`ATTY.DOCKET.NO
`
`JIMWA-78288
`
`TOT CLAIIVIS IND CLAIMS
`
`24201
`FULWIDER PATTON LLP
`HOWARD HUGHES CENTER
`6060 CENTER DRIVE, TENTH FLOOR
`LOS ANGELES, CA 90045
`
`CONFIRMATION NO. 4843
`
`FILING RECEIPT
`
`llllllllllllllllllllllllllflllllllllllllllllllllllflllllllllllllllllllllllllllllll
`
`Date Mailed: 10/19/2007
`
`It will not be examined for patentability and will
`Receipt is acknowledged of this provisional patent application.
`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
`must include the following identification information: the US. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please write to the
`Office of Initial Patent Examination's Filing Receipt Corrections. Please provide a copy of this Filing Receipt
`with the changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please
`submit any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the
`reply to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Applicant(s)
`
`Kanghong Zhang, Torrance, CA;
`Dan Dix, Irvine, CA;
`
`Power of Attorney:
`James Juo--36177
`
`If Required, Foreign Filing License Granted: 10/17/2007
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 60/979,068
`Projected Publication Date: None, application is not eligible for pre-grant publication
`Non-Publication Request: No
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`LED Lighting Fixture
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a US. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`page 1 of 3
`
`PETITIONERS, Ex. 1024; PG. 40
`
`PETITIONERS, Ex. 1024; PG. 40
`
`

`

`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a US. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the US. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the US. Government hotline at 1-866-999-HALT (1-866-999-4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`page 2 of 3
`
`PETITIONERS, Ex. 1024; PG. 41
`
`PETITIONERS, Ex. 1024; PG. 41
`
`

`

`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`page 3 of 3
`
`PETITIONERS, Ex. 1024; PG. 42
`
`PETITIONERS, Ex. 1024; PG. 42
`
`