UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________
`
`INTEL CORP., CAVIUM, LLC, and DELL, INC.
`Petitioners,
`
`v.
`
`ALACRITECH, INC.,
`Patent Owner.
`______________________
`
`Case IPR2018-002341
`U.S. Patent No. 8,805,948
`
`______________________
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`
`
`
`1 Cavium, LLC (formerly Cavium, Inc.) which filed a Petition in Case IPR2018-
`
`00403, and Dell Inc., which filed a Petition in Case IPR2018-01307, have been
`
`joined as petitioners in this proceeding.
`
`
`
`
`______________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________
`
`INTEL CORP., CAVIUM, LLC, and DELL, INC.
`Petitioners,
`
`v.
`
`ALACRITECH, INC.,
`Patent Owner.
`______________________
`
`Case IPR2018-002341
`U.S. Patent No. 8,805,948
`
`______________________
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`
`
`
`1 Cavium, LLC (formerly Cavium, Inc.) which filed a Petition in Case IPR2018-
`
`00403, and Dell Inc., which filed a Petition in Case IPR2018-01307, have been
`
`joined as petitioners in this proceeding.
`
`
`
`
`
`
`
`Exhibit #
`1001
`
`Description
`U.S. Patent No. 8,805,948 (“948 Patent”)
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`Excerpts from Prosecution File History of U.S. Patent No.
`8,805,948 (“948 File History”)
`
`Declaration of Robert Horst
`
`Curriculum Vitae of Robert Horst
`
`U.S. Patent No. 5,768,618 (“Erickson”)
`
`Tanenbaum, Andrew S., Computer Networks, Prentice-Hall, Inc.,
`New Jersey (1996). (“Tanenbaum96”)
`
`Transmission Control Protocol, “Darpa Internet Protocol
`Specification”, RFC: 793, Sept. 1981. (“RFC 793”)
`
`Stevens, W. Richard, TCP/IP Illustrated Volume 1: The
`Protocols, Addison-Wesley (1994). (“Stevens1”)
`
`Lilinkamp, J., Mandell. R. and Padlipsky, M., “Proposed Host-
`Front End Protocol”, Network Working Group Request for
`Comments: 929, Dec. 1984. (“RFC 929”)
`
`1010
`
`Not Used
`
`1011
`
`Librarian Declaration of Rice Mayors regarding Andrew S.
`Tanenbaum, Computer Networks (3rd ed. 1996) (1006,
`“Tanenbaum96”)
`
`1012
`
`Not Used
`
`1013
`
`Stevens, W. Richard and Gary R. Wright, TCP/IP Illustrated
`Volume 2: The Implementation, Addison-Wesley (1995).
`(“Stevens2”)
`
`1014
`
`Not Used
`
`2
`
`
`
`
`
`Exhibit #
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`Description
`Thia, Y.H., Woodside, C.M., “A Reduced Operation Protocol
`Engine (ROPE) for a Multiple-Layer Bypass Architecture”,
`Protocols for High Speed Networks (Dordrecht), 1995. (“Thia
`and Woodside”)
`
`Biersack, E. W., Rütsche E., “Demultiplexing on the ATM
`Adapter: Experiments with Internet Protocols in
` User Space”, Journal on High Speed Networks, Vol. 5, No. 2,
`May 1996. (“Biersack”)
`
`Rütsche, E., Kaiserswerth, M ., “TCP/IP on the Parallel Protocol
`Engine”, Proceedings, IFIP Conference on High Performance
`Networking, Liege (Belgium), Dec. 1992. (“Rütsche92”)
`
`Rütsche, E., “The Architecture of a Gb/s Multimedia Protocol
`Adapter”, Computer Communication Review, 1993.
`(“Rütsche93”)
`
`Padlipsky, M. A., “A Proposed Protocol for Connecting Host
`Computers to Arpa-Like Networks Via Directly-Connected Front
`End Processors”, Network Working Group RFC #647, Nov.
`1974. (“RFC 647”)
`
`U.S. Patent No. 5,619,650 (“Bach”)
`
`U.S. Patent No. 5,915,124 (“Morris”)
`
`Cooper, E.C., et al., “Protocol Implementation on the Nectar
`Communication Processor”, School of Computer Science,
`Carnegie Mellon University, Sept. 1990. (“Cooper”)
`
`Kung, H.T., et al., “A Host Interface Architecture for High-Speed
`Networks”, School of Computer Science, Carnegie Mellon
`University and Network Systems Corporation. (“Kung”)
`
`Exhibit D to Declaration of Dr. Gregory L. Chesson in Support of
`Microsoft’s Opposition to Alacritech’s Motion for Preliminary
`Injunction: “Protocol Engine Handbook”, Protocol Engines
`Incorporated, Oct. 1990. (“Chesson”)
`3
`
`
`
`
`
`Exhibit #
`
`1025
`
`1026
`
`1027
`
`1028
`
`1029
`
`1030
`
`1031
`
`1032
`
`1033
`
`1034
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`Description
`Kanakia, H., Cheriton, D.R., “The VMP Network Adapter Board
`(NAB): High-Performance Network Communication for
`Multiprocessors”, Communications Architectures & Protocols,
`Stanford University, Aug. 1988. (“Kanakia”)
`
`Kung, H.T., Cooper, E.C., et al., “Network-Based
`Multicomputers: An Emerging Parallel Architectures”, School of
`Computer Science, Carnegie Mellon University. (“Kung and
`Cooper”)
`
`Dalton, C., et al., “Afterburner: Architectural Support for High-
`Performance Protocols”, Networks & Communications
`Laboratories, HP Laboratories Bristol, July 1993. (“Dalton”)
`
`Murphy, E., Hayes, S., Enders, M., TCP/IP Tutorial and
`Technical Overview Fifth Edition, Prentice-Hall, Inc. New Jersey,
`(1995). (“Murphy”)
`
`MacLean, A.R., Barvick, S. E., “An Outboard Processor for High
`Performance Implementation of Transport Layer Protocols”,
`IEEE Globecom ’91, Phoenix, AZ, Dec. 1991. (“MacLean”)
`
`Clark, D.D., et al., “An Analysis of TCP Processing Overhead”,
`IEEE Communications Magazine, June 1989. (“Clark”)
`
`Provisional Application 60-061,809 (“Alacritech 1997
`Provisional Application”)
`
`Culler, E.C., et al., “Parallel Computing on the Berkeley NOW”,
`Computer Science Division, University of California, Berkeley.
`(“Culler”)
`
`“Gigabit Ethernet Technical Brief: Achieving End-to-End
`Performance”, Alteon Networks, Inc. First Edition, Sept. 1996.
`(“Alteon”)
`
`Smith, J.A., Primmer, M., “Tachyon: A Gigabit Fibre Channel
`Protocol Chip”, Hewlett-Packard Journal, Article 12, Oc. 1996.
`(“Smith”)
`
`4
`
`
`
`
`
`Exhibit #
`
`1035
`
`1036
`
`1037
`
`1038
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`Description
`Patterson, D.A., Hennessy, J.L., Computer Architecture: A
`Quantitative Approach, Morgan Kaufmann Publishers, Inc., San
`Mateo, CA (1990). (“Patterson”)
`
`Internet Protocol, “Darpa Internet Protocol Specification”, RFC:
`791, Sept. 1981. (“RFC 791”)
`
`Not Used
`
`Woodside, C. M., K. Ravindran, and R. G. Franks. “The protocol
`bypass concept for high speed OSI data transfer.” IFIP Workshop
`on Protocols for High Speed Networks. 1990. (“Woodside”)
`
`Exs.1039-
`1062
`
`Not Used
`
`1063
`
`1064
`
`Librarian Declaration of Pamela Stansbury regarding Gary R.
`Wright & W. Richard Stevens, TCP/IP Illustrated: The
`Implementation (1995) (1013, “Stevens2”).
`
`Librarian Declaration of Lisa Rowlison de Ortiz re Y.H. Thia &
`C.M. Woodside, A Reduced Operation Protocol Engine (ROPE)
`for a Multiple-layer Bypass Architecture (1995) (1015, “Thia”)
`
` 1065-1094 Not Used
`
` 1095
`
` 1096
`
` 1097
`
` 1098
`
` 1099
`
` 1100
`
`Stevens, W. Richard and Gary R. Wright, TCP/IP Illustrated
`Volume 2: The Implementation, Addison-Wesley (1995) (With
`1995 Copyright Page) (“Stevens2”)
`
`U.S. Pat. No. 6,011,795
`
`Not used
`
`Not used
`
`Not used
`
`Increasing TCP Throughput By Using an Extended
`Acknowledgement Interval (1995)
`
`5
`
`
`
`
`
`Exhibit #
` 1101
`
` 1102
`
` 1103
`
` 1104
`
` 1105
`
` 1106
`
` 1107
`
` 1108
`
` 1109
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`Description
`
`Not used
`
`Internetworking over ATM: Experiences with IP/IPng and RSVP
`Alexander Schill, Sabine Kühn, Frank Breiter Computer
`Networks and ISDN Systems Volume 28, Issue 14, November
`1996, Pages 1915-1927
`
`Thesis: Multimedia Realtime Transport Protocol Over ATM
`Network (Dec. 1996)
`
`Network Security Via Reverse Engineering of TCP Code:
`Vulnerability Analysis and Proposed Solutions (Nov. 7, 1995)
`
`PROLAC: A LANGUAGE FOR PROTOCOL COMPILATION
`(Sep. 1997)
`
`Protocols for Adaptive Wireless and Mobile Networking (1996)
`
`RFC 2001 (Jan. 1997)
`
`The Performance of TCP/IP for networks with high bandwidth-
`delay products and random loss (??)
`
`Thesis: Measurements and Analysis of End-to-End Internet
`Dynamics (Apr. 1997)
`
` 1110
`
`Transcript of Telephonic Hearing (October 2, 2018)
`
` 1111-1223 Not used
`
` 1224
`
`Deposition of Kevin C. Almeroth, Ph.D., Volume 1 (May 03,
`2018)
`
` 1225-1226 Not used
`
`1227
`
`New ASIC drives Alacritech into storage by R. Merritt, EE Times
`(January 11, 2011)
`
`1228
`
`Internet page from Alacritech.com downloaded on May 6, 2018
`
`6
`
`
`
`
`
`Exhibit #
`1229
`
`1230
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`Description
`
`Not used
`
`Why Are We Deprecating Network Performance Features? By B.
`Wilson downloaded on May 2, 2018
`
`1231
`
`1232
`
`1252
`
`1300
`
`1301
`
`Not used
`Alacritech’s First Amended and Supplemental Patent Initial
`Disclosures for Intel from Alacritech v. CenturyLink, et al.,
`16cv693, Eastern District of Texas (February 24, 2017)
`1233-1251 Not used
`McClain, Handbook of Networking and Connectivity, Chapter
`Three (1994)
`1253-1299 Not used
`Aug. 23, 2018 Email from Melissa Hotze to Sean Li regarding
`Alacritech IPR Schedule
`Declaration of Chris Kyriacou In Support of Petitioner’s
`Opposition To Patent Owner’s Motion For Additional Discovery
`Declaration of Garland Stephens In Support of Petitioner’s
`Opposition To Patent Owner’s Motion For Additional Discovery
`ECF Filing Notice for Intel’s Sealed Reply in Support of its
`Motions to Intervene in Alacritech v. Wistron Corp., Case No.
`2:16-cv-692 and Alacritech v. CenturyLink, Inc., et al., Case No.
`2:16-cv-693 [D.I. 188]
`ECF Filing Notice for Intel’s Sealed Opposition to Alacritech’s
`Motion to Compel Discovery in Alacritech v. Wistron Corp.,
`Case No. 2:16-cv-692 and Alacritech v. CenturyLink, Inc., et al.,
`Case No. 2:16-cv-693 [D.I. 414]
`1305-1398 Not used
`
`1302
`
`1303
`
`1304
`
`1399
`
`1400
`
`1401
`
`Declaration of Robert Horst, Ph.D. in Support of Petitioner’s
`Reply to Patent Owner’s Response to Petition for Inter Partes
`Review of U.S. Patent No. 8,805,948
`
`Revised Protective Order
`Redline of the Revised Protective Order to the existing Protective
`
`7
`
`
`
`
`
`Exhibit #
`
`1402
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`Description
`
`Order
`Redline of the Revised Protective Order to the Board’s default
`Protective Order
`
`1403-1410 Not used
`
`1411
`
`1412
`
`1413
`
`1414
`
`1415
`
`1416
`
`1417
`
`1418
`
`1419
`
`Order Granting Intel Corporation’s Motion to Intervene from
`Alacritech Inc. v. CenturyLink Communications LLC, et al., Case
`No. 2:16-cv-00693-JRG-RSP (November 21, 2016)
`
`Alacritech’s Answer and Counterclaims to Intel Corporation’s
`Complaint in Intervention from Alacritech Inc. v. CenturyLink
`Communications LLC, et al., Case No. 2:16-cv-00693-JRG-RSP
`(December 13, 2016)
`
`Stipulation and Joint Motion to Stay Litigation Pending IPR
`Proceedings from Alacritech Inc. v. CenturyLink Communications
`LLC, et al., Case No. 2:16-cv-00693-JRG-RSP (December 4,
`2017)
`Declaration of Garland T. Stephens
`(Petitioner’s Restricted – Attorneys’ Eyes Only)
`Intel Corporation’s Motion to Intervene from Alacritech Inc. v.
`CenturyLink Communications LLC, et al., Case No. 2:16-cv-
`00693-JRG-RSP (October 31, 2016)
`Alacritech’s Complaint for Patent Infringement against Dell Inc.
`from Alacritech Inc. v. Dell Inc., Case No. 2:16-cv-00695 (June
`30, 2016)
`Alacritech’s Response to Intel Corporation’s Motion to Intervene
`from Alacritech Inc. v. CenturyLink Communications LLC, et al.,
`Case No. 2:16-cv-00695-JRG-RSP (November 17, 2016)
`
`Alacritech’s Response to Intel Corporation’s Motion to Intervene
`from Alacritech Inc. v. CenturyLink Communications LLC, et al.,
`Case No. 2:16-cv-00695-JRG-RSP (March 3, 2017)
`
`Declaration of Karineh Khachatourian in Support of Cavium
`LLC’s Opposition to Alacritech, Inc.’s Motion for Additional
`8
`
`
`
`
`
`Exhibit #
`
`1420
`
`1421
`
`1422
`
`1423
`
`1424
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`Description
`Discovery from Case No. IPR2018-00401
`
`Article: Fragmentation Considered Harmful by C. Kent and J.
`Mogul (October, 1987)
`
`Not Used
`Agreement between Intel Corporation and Dell Computer
`(88819DOC000001- 88819DOC000003)
`
`(Petitioner’s Restricted – Attorneys’ Eyes Only)
`Amendment to Agreement between Intel Corporation and Dell
`Computer (88819DOC000004-88819DOC000006)
`(Petitioner’s Restricted – Attorneys’ Eyes Only)
`Intel Terms and Conditions of Sale
`(88819DOC000007-88819DOC000012)
`(Petitioner’s Restricted – Attorneys’ Eyes Only)
`
`1425-1439 Not Used
`
`1440
`
`1441
`
`1442
`
`1443
`
`1444
`
`Deposition of Robert Horst in Case No. IPR2018-00234 (August
`28, 2018)
`
`Email from counsel for Intel to counsel for Alacritech regarding
`Intel’s document production (January 4, 2019)
`
`Alacritech Inc.’s Patent Initial Disclosures for Dell for U.S.
`Patent 7,124,205 from case Alacritech Inc. v. Dell Inc., Case No.
`2:16-cv-00695-JRG-RSP
`
`Alacritech Inc.’s Patent Initial Disclosures for Dell for U.S.
`Patent 8,805,948 from case Alacritech Inc. v. Dell Inc.,Case No.
`2:16-cv-00695-JRG-RSP
`
`Alacritech’s Complaint for Patent Infringement against Wistron
`Corporation, et al. Alacritech Inc. v. Wistron Corporation, et al.,
`Case No. 2:16-cv-00692 (June 30, 2016)
`
`1445
`
`Alacritech Inc.’s Patent Initial Disclosures for Wistron for U.S.
`
`9
`
`
`
`
`
`Exhibit #
`
`1446
`
`1447
`
`1448
`
`1449
`
`1450
`
`1451
`
`1452
`
`1453
`
`1454
`
`1455
`
`1456
`
`1457
`
`1458
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`Description
`Patent 7,124,205 from case Alacritech Inc. v. Wistron
`Corporation, Case No. 2:16-cv-00692-JRG-RSP
`
`Alacritech Inc.’s Patent Initial Disclosures for Wistron for U.S.
`Patent 8,805,948 from case Alacritech Inc. v. Wistron
`Corporation, Case No. 2:16-cv-00692-JRG-RSP
`
`Cover pages for Expert Reports served by Intel and Defendants
`from Alacritech Inc. v. CenturyLink Communications LLC, et al.,
`Case No. 2:16-cv-00693-JWS-RSP
`
`Email from counsel for Alacritech to counsel for Intel regarding
`dates for potential depositions (January 15, 2019)
`
`Email from counsel for Intel to counsel for Alacritech regarding
`Intel’s document production (February 8, 2019)
`(Petitioner’s Restricted – Attorneys’ Eyes Only)
`
`Not Used
`
`Deposition of Bill Lin from Case No. IPR2018-00226 (August
`24, 2018)
`
`Declaration of Thomas Herrgott
`(Petitioner’s Restricted – Attorneys’ Eyes Only)
`
`Petitioner’s Responses to Patent Owner’s Requests for Additional
`Discovery (January 4. 2019)
`
`Cavium’s Privilege Log
`
`Deposition of Robert Horst (January 25, 2018)
`
`Deposition of Bill Lin (February 9, 2018)
`
`Defendant Dell, Inc.’s Motion to Dismiss for Improper Venue
`from Alacritech v. Centurylink, et al., Case No. 2:16-cv-693-
`RSW-RSP (D.I. 275) (June 13, 2017)
`
`Joint Status Report Regarding Plaintiff Alacritech, Inc.’s Motion
`10
`
`
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`Exhibit #
`
`1459
`
`1460
`
`Description
`to Compel Production and Interrogatory Responses from
`Defendant Dell, Inc. (Dkt. 125) and Plaintiff’s Alacritech, Inc.’s
`Motion to Strike Defendants’ Invalidity Contentions (Dkt. 124) as
`to Dell from Alacritech v. Centurylink, et al., Case No. 2:16-cv-
`693-RSW-RSP (D.I. 178) (April 4, 2017)
`
`Joint Motion Regarding use of Accused Instrumentalities by Dell
`Inc. from Alacritech v. Centurylink, et al., Case No. 2:16-cv-693-
`RSW-RSP (D.I. 424) (November 7, 2017)
`
`Notice Regarding Resolution of Dell’s Joinder to Intel’s Motion
`to Strike Alacritech’s Infringement Contentions from Alacritech
`v. Centurylink, et al., Case No. 2:16-cv-693-RSW-RSP (D.I. 319)
`(August 4, 2017)
`
`
`
`
`
`
`
`
`11
`
`
`
`
`
`Dated: February 26, 2019
`
`
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`
`
`Respectfully submitted,
`
`/s/ Garland T. Stephens
`Garland T. Stephens, Reg. No. 37,242
`Melissa Hotze, Reg. No. 55,279
`Justin L. Constant, Reg. No. 66,883
`Weil, Gotshal & Manges LLP
`700 Louisiana, Suite 1700
`Houston, TX 77002
`Tel: (713) 546-5000
`Fax: (713) 224-9511
`garland.stephens@weil.com
`melissa.hotze@weil.com
`justin.constant@weil.com
`
`Anne M. Cappella, Reg. No. 43,217
`Adrian Percer, Reg. No. 46,986
`Weil, Gotshal & Manges LLP
`201 Redwood Shores Parkway
`Redwood Shores, CA 94065
`Tel: (650) 802-3000
`Fax: (650) 802-3100
`anne.cappella@weil.com
`adrian.percer@weil.com
`
`William S. Ansley, Reg. No. 67,828
`Weil, Gotshal & Manges LLP
`2001 M Street, N.W, Suite 600
`Washington, DC 20036
`Tel: (202) 682-7000
`Fax: (202) 857-0940
`sutton.ansley@weil.com
`
`Attorneys for Petitioner Intel Corporation
`
`12
`
`
`
`
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`CERTIFICATE OF SERVICE
`I hereby certify that on February 26, 2019, a copy of PETITIONER’S
`
`UPDATED EXHIBIT LIST was served by filing this document through the
`
`PTAB’s E2E Filing System as well as delivering a copy via electronic mail upon
`
`the following:
`
`James M. Glass
`Registration No. 46,729
`Quinn Emanuel Urquhart & Sullivan LLP
`51 Madison Ave., 22nd Fl.
`New York, NY 10010
`Tel.: (212) 849-7000
`Email: jimglass@quinnemanuel.com
`Joseph M. Paunovich
`Registration No. 59,033
`Quinn Emanuel Urquhart & Sullivan LLP
`865 S. Figueroa Street, 10th Fl.
`Los Angeles, CA 90017
`Tel.: (213) 443-3000
`Email: joepaunovich@quinnemanuel.com
`Brian E. Mack
`Registration No. 57,189
`Quinn Emanuel Urquhart & Sullivan LLP
`50 California Street, 22nd Fl.
`San Francisco, CA 94111
`Tel.: (415) 875-6600
`Email: brianmack@quinnemanuel.com
`
`
`
`
`13
`
`
`
`
`
`
`
`Dated: February 26, 2019
`
`
`
`Case IPR2018-00234
`U.S. Patent No. 8,805,948
`
`/s/ Garland T. Stephens
`
`Garland T. Stephens
`Reg. No. 37,242
`
`
`
`
`14
`
`
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