throbber

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`COALITION FOR AFFORDABLE DRUGS X LLC,
`Petitioner,
`
`v.
`
`ANACOR PHARMACEUTICALS, INC.,
`Patent Owner.
`____________
`
`Case IPR2015-01776
`Patent 7,582,621 B2
`____________
`
`
`Before GRACE KARAFFA OBERMANN and MICHAEL P. TIERNEY,
`Vice Chief Administrative Patent Judges, and TINA E. HULSE,
`Administrative Patent Judge.
`
`
`
`HULSE, Administrative Patent Judge.
`
`
`
`FINAL WRITTEN DECISION
`35 U.S.C. § 318(a) and 37 C.F.R. § 42.73
`
`
`
`
`FlatWing Ex. 1014, p. 1
`
`

`

`
`INTRODUCTION
`
`Coalition for Affordable Drugs X LLC (“Petitioner”) filed a Petition
`requesting an inter partes review of claims 1–12 of U.S. Patent No.
`7,582,621 B2 (Ex. 1001, “the ’621 patent”). Paper 1 (“Pet.”). Anacor
`Pharmaceuticals, Inc. (“Patent Owner”) filed a Preliminary Response to the
`Petition. Paper 17 (“Prelim. Resp.”).
`On February 23, 2016, we instituted an inter partes review of claims
`1–12 of the ’621 patent on two grounds of obviousness. Paper 24 (“Dec.
`Inst.”), 15. Patent Owner filed a Response to the Petition. Paper 32 (“PO
`Resp.”). Petitioner filed a Reply to Patent Owner’s Response. Paper 47
`(“Pet. Reply”).
`Patent Owner filed a motion to exclude certain exhibits. Paper 57.
`Petitioner filed an opposition (Paper 63) and Patent Owner filed a reply
`(Paper 65). Pursuant to authorization from the Board, Patent Owner also
`filed an Identification of New Arguments and Evidence in Petitioner’s Reply
`(Paper 53) and Petitioner filed a response (Paper 60).1
`Patent Owner filed observations on the cross-examinations of
`Petitioner’s declarants, Stephen B. Kahl, Ph.D. (Paper 55) and S. Narasimha
`Murthy, Ph.D. (Paper 56). Petitioner filed responses to Patent Owner’s
`observations. Paper 61 (Kahl); Paper 62 (Murthy).
`
`1 We do not find the arguments identified by Patent Owner to be
`impermissible new arguments and evidence in the Reply. Rather, we
`determine that the arguments were each in response to those set forth by
`Patent Owner in its Response, for the reasons stated by Petitioner. Paper 60,
`1–3; 37 C.F.R. § 42.23(b) (“A reply may only respond to arguments raised
`in the corresponding opposition or patent owner response.”).
`
`FlatWing Ex. 1014, p. 2
`
`

`

`An oral hearing was held on November 3, 2016, a transcript of which
`has been entered in the record. Paper 69 (“Tr.”).
`We have jurisdiction under 35 U.S.C. § 6(c). This Final Written
`Decision is issued pursuant to 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73.
`For the reasons that follow, we determine that Petitioner has shown by
`a preponderance of the evidence that claims 1–12 of the ’521 patent are
`unpatentable.
`
`Related Proceedings
`A.
`Petitioner has filed concurrently two other petitions for inter partes
`review of the claims of related U.S. Patent No. 7,767,657 B2 in IPR2015-
`01780 and IPR2015-01785. Pet. 5.
`The ’621 Patent
`B.
`The ’621 patent relates to boron-containing compounds useful for
`treating fungal infections, including infections of the nail and hoof known as
`ungual and/or periungual infections. Ex. 1001, Abstract, 1:12–13. One type
`of ungual and/or periungual fungal infection is onychomycosis. Id. at 1:15–
`17. According to the Specification, current treatment for ungual and/or
`periungual infections generally falls into three categories: systemic
`administration of medicine; surgical removal of the nail or hoof followed by
`topical treatment of the exposed tissue; or topical application of medicine
`with bandages to keep the medication in place on the nail or hoof. Id. at
`1:17–24.
`Each of the approaches have major drawbacks. Systemic
`administration of medicine typically requires long-term, high-dose therapy,
`which can have significant adverse effects on, for example, the liver and
`testosterone levels. Id. at 1:28–45. Surgical treatment is painful and
`undesirable cosmetically (or not realistic for animals such as horses). Id. at
`
`FlatWing Ex. 1014, p. 3
`
`

`

`1:46–52. And topical dosage forms cannot keep the drug in contact with the
`infected area for therapeutically effective periods of time. Moreover,
`because of the composition of the nail, topical therapy for fungal infections
`have generally been ineffective. Id. at 1:53–2:11. Accordingly, the
`Specification states that “there is a need in the art for compounds which can
`effectively penetrate the nail. There is also need in the art for compounds
`which can effectively treat ungual and/or periungual infections.” Id. at
`2:36–39.
`The ’621 patent claims a method of treating an infection using 1,3-
`dihydro-5-fluoro-l-hydroxy-2, 1-benzoxaborole, which is referred to as
`either compound 1 (see id. at 32:10–17) or compound C10 (see id. at 51:55–
`61) in the Specification, and has the following chemical structure:
`
`
`
`
`
`Illustrative Claim
`C.
`Petitioner challenges claims 1–12 of the ’621 patent. Claim 1 is
`illustrative and is reproduced below:
`1. A method of treating an infection in an animal, said method
`comprising administering to the animal a therapeutically
`effective amount of 1,3-dihydro-5-fluoro-l-hydroxy-2, 1-
`benzoxaborole, or a pharmaceutically acceptable salt thereof,
`sufficient to treat said infection.
`Claims 2–4 and 10 depend directly or indirectly from claim 1 and further
`recite specific infections that are treated with the claimed method. Claims 5
`and 7 depend from claim 1 and further recite specific animals that are treated,
`
`FlatWing Ex. 1014, p. 4
`
`

`

`including humans. Claims 8 and 9 depend from claim 1 and further recite the
`site of administration of the drug. And claims 11 and 12 are independent
`claims that are similar to claim 1, but recite a method of treating
`onychomycosis in a human (claim 11) and a method of inhibiting growth of a
`fungus in a human (claim 12).
`
`D. Grounds of Unpatentability Instituted for Trial
`We instituted trial based on the following grounds of unpatentability:
`References
`Basis
`Claim(s) challenged
`Austin2 and Brehove3
`§ 103
`1–12
`
`Austin and Freeman4
`
`§ 103
`
`1–12
`
`
`
`ANALYSIS
`
`Person of Ordinary Skill in the Art
`A.
`The level of ordinary skill in the art is a factual determination that
`provides a primary guarantee of objectivity in an obviousness analysis. Al-
`Site Corp. v. VSI Int’l Inc., 174 F.3d 1308, 1324 (Fed. Cir. 1999) (citing
`Graham v. John Deere Co., 383 U.S. 1, 17–18 (1966) and Ryko Mfg. Co. v.
`Nu-Star, Inc., 950 F.2d 714, 718 (Fed. Cir. 1991)).
`Petitioner asserts that a person of ordinary skill in the art at the time
`the ’621 patent was filed would have had an advanced degree (Master’s or
`Ph.D.) or equivalent experience in chemistry, pharmacology, or
`biochemistry, and at least two years of experience with the research,
`development, or production of pharmaceuticals. Pet. 23 (citing Ex. 1006
`
`2 Austin et al., WO 95/33754, published Dec. 14, 1995 (Ex. 1002).
`3 Brehove, US 2002/0165121 A1, published Nov. 7, 2002 (Ex. 1003).
`4 Freeman et al., WO 03/009689 A1, published Feb. 6, 2003 (Ex. 1004).
`
`FlatWing Ex. 1014, p. 5
`
`

`

`¶ 21; Ex. 1008 ¶ 34). Patent Owner asserts that a person of ordinary skill in
`the art would have “needed knowledge and experience in several areas:
`medicinal chemistry; the development of potential drug candidates suitable
`for treating onychomyosis; and in assessing, together with others, the
`toxicology, pharmacology, and clinical utility of such candidates, including
`parameters relating to transungual penetration.” PO Resp. 21–22 (citing Ex.
`2034 ¶ 108). Patent Owner further asserts that Petitioner’s definition is
`incorrect because it excludes “necessary expertise in mycology and in
`clinical dermatology.” Id. at 22.
`Based on the record presented, we hold that the cited prior art is
`representative of the level of ordinary skill in the art. See Okajima v.
`Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (explaining that specific
`findings regarding ordinary skill level are not required “where the prior art
`itself reflects an appropriate level and a need for testimony is not shown”)
`(quoting Litton Indus. Prods., Inc. v. Solid State Sys. Corp., 755 F.2d 158,
`163 (Fed. Cir. 1985)). The cited prior art is consistent with Petitioner’s
`broader description of the level of ordinary skill in the art. We are not
`persuaded that additional experience in mycology, clinical dermatology,
`medicinal chemistry, the development of drug candidates for treating
`onychomycosis, and the assessment of the toxicology, pharmacology, and
`clinical utility of drug candidates is required, as Patent Owner suggests, as it
`is unclear as to why the claimed subject matter is beyond the abilities of
`someone that has Petitioner’s proposed qualifications.
`Claim Construction
`B.
`In an inter partes review, the Board interprets claim terms in an
`unexpired patent according to the broadest reasonable construction in light
`of the specification of the patent in which they appear. 37 C.F.R. § 100(b);
`
`FlatWing Ex. 1014, p. 6
`
`

`

`Cuozzo Speed Techs., LLC v. Lee, 136 S. Ct. 2131, 2144–46 (2016)
`(affirming applicability of broadest reasonable construction standard to inter
`partes review proceedings). Under that standard, and absent any special
`definitions, we give claim terms their ordinary and customary meaning, as
`would be understood by one of ordinary skill in the art at the time of the
`invention. See In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir.
`2007). Any special definitions for claim terms must be set forth with
`reasonable clarity, deliberateness, and precision. See In re Paulsen, 30 F.3d
`1475, 1480 (Fed. Cir. 1994).
`In our Decision to Institute, we determined that the broadest
`reasonable interpretation of 1,3-dihydro-5-fluoro-1-hydroxy-2,1-
`benzoxaborole includes “5-fluoro-1,3-dihydro-1-hydroxy-2,1-
`benzoxaborole” and “tavaborole.” Dec. Inst. 6. Neither party contested this
`construction during trial. Accordingly, because nothing in the full record
`developed during trial persuades us to deviate from our prior construction,
`we adopt the construction for purposes of this Decision. For ease of
`reference, we refer to the claimed compound as “tavaborole” in this
`Decision.
`
`“therapeutically effective amount”
`1.
`Each of the claims of the ’621 patent recites administering a
`“therapeutically effective amount of tavaborole.” According to Petitioner,
`“therapeutically effective amount” means “an amount of the claimed
`compound needed to reach the desired therapeutic result.” Pet. 12. Patent
`Owner asserts the claim phrase should be construed as expressly defined in
`the ’621 patent specification: “‘therapeutically effective’ amount refers to
`the amount of drug needed to effect the desired therapeutic result.” PO
`Resp. 25; Ex. 1001, 9:57–58.
`
`FlatWing Ex. 1014, p. 7
`
`

`

`Because the ’621 patent specification defines the phrase with clarity,
`deliberateness, and precision, we determine the broadest reasonable
`interpretation of “therapeutically effective amount” is “the amount of drug
`needed to effect the desired therapeutic result.” See In re Paulsen, 30 F.3d
`at 1480.
`
`Credibility of Petitioner’s Experts
`C.
`As an initial matter, Patent Owner contends that we should not credit
`the testimony of Petitioner’s declarants because they are not qualified to
`opine from the perspective of a person of ordinary skill in the art. PO Resp.
`21–24. For the reasons that follow, we are not persuaded.
`Petitioner relies on the testimony of two declarants: S. Narasimha
`Murthy, Ph.D. and Stephen Kahl, Ph.D. Both Dr. Murthy and Dr. Kahl
`provide their background and experience in their respective declarations,
`along with a curriculum vitae, which provides further detail regarding each
`declarant’s experience. Ex. 1008 (Murthy) ¶¶ 4–8; Ex. 1009 (Murthy CV);
`Ex. 1006 (Kahl) ¶¶ 4–8; Ex. 1007 (Kahl CV). For example, Dr. Murthy has
`a Ph.D. in pharmaceutics, has been an assistant professor of pharmaceutics
`at various universities, and has received research grants relating to the
`topical administration of therapeutics, including ungual nail delivery, which
`has resulted in 85 publications in peer-reviewed journals. Ex. 1008 ¶¶ 4–8.
`Dr. Kahl has a Ph.D. in chemistry, is a professor in the department of
`pharmaceutical chemistry at the University of California, San Francisco, has
`served as an ad hoc reviewer for 20 journals, and has conducted research
`related to bioactive boron molecules that are specifically targeted to
`biological systems, which has resulted in over 65 publications in books and
`peer-reviewed journals. Ex. 1006 ¶¶ 4–8. Based on these qualifications, we
`
`FlatWing Ex. 1014, p. 8
`
`

`

`determine that the Drs. Murthy and Kahl are competent to opine on the
`matters in this proceeding.
`Patent Owner contends that there are “huge holes” in the expertise of
`Petitioner’s declarants. PO Resp. 23. For example, Patent Owner argues
`that Dr. Murthy’s testimony should be disregarded because he allegedly
`conceded he is not a chemist. Id. We are persuaded by Dr. Murthy’s
`testimony in response that, although he is not a synthetic chemist by
`profession, he is an expert in pharmaceutics with extensive coursework in
`various fields of chemistry. Ex. 1044 ¶ 10. Patent Owner also argues that
`neither declarant is a mycologist or has expertise in treating patients. PO
`Resp. 23. As explained above, we do not agree with Patent Owner’s
`argument that a person of ordinary skill in the art is required to have
`expertise in mycology or clinical dermatology.
`Thus, we are not persuaded by Patent Owner’s argument that we
`should uphold the challenged claims because Petitioners’ declarants are not
`qualified to opine from the perspective of a person of ordinary skill in the art
`in this proceeding. Id. at 24.
`Principles of Law
`D.
`To prevail in this inter partes review of the challenged claims,
`Petitioner must prove unpatentability by a preponderance of the evidence.
`35 U.S.C. § 316(e); 37 C.F.R. § 42.1(d).
`A patent claim is unpatentable under 35 U.S.C. § 103(a) if the
`differences between the claimed subject matter and the prior art are such that
`the subject matter, as a whole, would have been obvious at the time the
`invention was made to a person having ordinary skill in the art to which the
`subject matter pertains. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406
`(2007). The question of obviousness is resolved on the basis of underlying
`
`FlatWing Ex. 1014, p. 9
`
`

`

`factual determinations, including: (1) the scope and content of the prior art;
`(2) any differences between the claimed subject matter and the prior art;
`(3) the level of skill in the art; and (4) objective evidence of nonobviousness.
`Graham v. John Deere Co., 383 U.S. 1, 17–18 (1966).
`“[A] patent composed of several elements is not proved obvious
`merely by demonstrating that each of its elements was, independently,
`known in the prior art.” KSR, 550 U.S. at 418. “[I]t can be important to
`identify a reason that would have prompted a person of ordinary skill in the
`relevant field to combine elements in the way the claimed new invention
`does.” Id. Moreover, a person of ordinary skill in the art must have had a
`reasonable expectation of success of doing so. PAR Pharm., Inc. v. TWi
`Pharms., Inc., 773 F.3d 1186, 1193 (Fed. Cir. 2014).
`We analyze the instituted grounds of unpatentability in accordance
`with the above-stated principles.
`E. Obviousness over Austin and Brehove
`Petitioner asserts that claims 1–12 are unpatentable as obvious over
`Austin and Brehove. Pet. 23–42. Petitioner relies on the Declarations of
`Stephen Kahl, Ph.D (Ex. 1006) and S. Narasimha Murthy, Ph.D. (Ex. 1008).
`Patent Owner opposes Petitioner’s assertion, relying on the Declarations of
`Paul J. Reider, Ph.D. (Ex. 2034), Mahmoud A. Ghannoum, Ph.D., E.M.B.A.
`(Ex. 2035), Majella Lane, Ph.D. (Ex. 2036), and Howard I. Maibach, M.D.,
`Ph.D. (Ex. 2037). PO Resp. 35–54. Based on the full trial record, we
`determine that Petitioner has established by a preponderance of the evidence
`that claims 1–12 are unpatentable as obvious over Austin and Brehove.
`Austin (Ex. 1002)
`1.
`Austin relates to the use of oxaboroles as industrial biocides, and
`especially as fungicides for the protection of plastic materials. Ex. 1002,
`
`FlatWing Ex. 1014, p. 10
`
`

`

`Abstract. The Abstract further states that “[p]referred compounds are 5- and
`6-fluoro or bromo-1,3-dihydro-1-hydroxy-2,1-benzoxaborole including O-
`esters thereof.” Id. Austin notes that it has been found that compounds
`containing an oxaborole ring are “particularly effective against micro-
`organisms such as bacteria, algae, yeasts and particularly fungi, especially
`fungi which cause degradation of plastics materials.” Id. at 1:35–38.
`Along with a number of different preferred oxaboroles, Austin
`discloses tavaborole as Example 64, as well as the results of a study showing
`tavaborole has effective antifungal activity against five different fungi:
`Aspergillus niger, Aureobasidium pullulans, Candida albicans (“C.
`albicans”), Gliocladium roseum, and Penicillium pinophylum. Id. at 37
`(Table 9).
`
`Brehove (Ex. 1003)
`2.
`Brehove relates to the topical treatment of nail infections such as
`onychomycosis caused by bacteria, fungi, and other pathogens. Ex. 1003
`¶ 3. Brehove explains that onychomycosis is a nail disease typically caused
`by C. albicans, Trichophyton mentagrophytes, Trichophyton rubrum (“T.
`rubrum”), or Epidermpophyton floccusum. Id. ¶ 5. Brehove states that C.
`albicans is the most common pathogen causing onychomycosis. Id. ¶ 18.
`Brehove teaches that to be effective for onychomycosis, the topical
`treatment should exhibit a powerful potency for pathogens, be permeable
`through the nail barrier, and be safe for patient use. Id. ¶ 6. According to
`Brehove, “[t]here exists a need in the art for a topical application that
`combines these traits in high degree.” Id.
`Brehove states that the “safety and non-toxicity of organo-boron
`compounds has been questioned.” Id. ¶ 13. On the one hand, Brehove
`describes one reference that states that boron compounds are “very toxic,”
`
`FlatWing Ex. 1014, p. 11
`
`

`

`while on the other hand, Brehove describes references that found the toxicity
`of a certain boron-containing compound to be “very low” and another
`industrial fungicide compound called Biobor® JF to cause “mild irritation.”
`Id. ¶¶ 14–15.
`Biobor® JF contains a combination of 2,2’-(1-methyltrimethylene
`dioxy) bis-(4-methyl-1, 3, 2-dioxaborinane) (referred to by Brehove as “S1”)
`and 2,2’-oxybis (4, 4, 6-trimethyl-1, 3, 2-dioxaborinane) (referred to by
`Brehove as “S2”). Ex. 1003 ¶¶ 15, 30. Brehove describes the results of both
`in vitro testing of the antifungal activity of S1 and S2 against C. albicans
`and in vivo treatment of patients with onychomycosis using S1 and S2. Id.
`¶¶ 30–38.
`
`Analysis
`3.
`a. Whether Austin Is Analogous Art
`Patent Owner first argues that Petitioner’s arguments fail because
`Austin is not analogous art. PO Resp. 27–32. Prior art is analogous if it
`either (1) “is from the same field of endeavor, regardless of the problem
`addressed,” or (2) “is reasonably pertinent to the particular problem with
`which the inventor is involved.” Unwired Planet, LLC v. Google Inc., 841
`F.3d 995, 1000 (Fed. Cir. 2016) (quoting In re Clay, 966 F.2d 656, 658–59
`(Fed. Cir. 1992)). “A reference is reasonably pertinent if, even though it
`may be in a different field from that of the inventor’s endeavor, it is one
`which, because of the matter with which it deals, logically would have
`commended itself to an inventor’s attention in considering his problem.” In
`re ICON Health & Fitness, Inc., 496 F.3d 1374, 1380–81 (Fed. Cir. 2007).
`Patent Owner argues that medicinal chemists would not look to
`industrial biocides for pharmaceutical leads because the requirements for a
`useful biocide are different from the requirements for a useful drug. PO
`
`FlatWing Ex. 1014, p. 12
`
`

`

`Resp. 31 (citing Ex. 2034 ¶¶ 121–126). Patent Owner further asserts that a
`person of ordinary skill in the art would have sought out compounds with at
`least low in vivo toxicity, high in vivo activity against medicinally relevant
`targets, high selectivity, and chemical and metabolic stability. Id.
`Accordingly, Patent Owner contends that a person of ordinary skill in the art
`“would have learned from Austin that these characteristics are not relevant to
`an industrial biocide.” Id. We are not persuaded.
`Based on our review of the complete record, we find that Austin is
`reasonably pertinent to the particular problem the inventors sought to solve.
`Both the inventors and Austin sought to inhibit microorganisms, including
`C. albicans. Ex. 1001, 25:5–55; Ex. 1002, 33:7–38:2. Further, as noted by
`Petitioner, a person of ordinary skill in the art would have recognized that
`industrial fungicides may have therapeutic uses, including in some cases,
`topically treating a human for C. albicans. Pet. 15–17; see, e.g., Ex. 1003
`¶¶ 14–15, 23, 30–38; Ex. 1021, 2:9–15, 3:12–16, 6:45–50; Ex. 1022, 1:18–
`26, 13:32–48; Ex. 1023, 1:25–40, 3:73–4:36; Ex. 1026, 12:52–54, 16:63–
`17:46; Ex. 1029, Abstract, 15:12–16:16. For example, Pfiffner5 describes its
`antifungal compounds as suitable for combating fungi in agriculture and
`horticulture, but also as suitable for use in ointments where the active
`compound completely prevented the growth of C. albicans in vitro.
`Ex. 1026, 12:52–54, 17:9-46. As another example, Grier describes its
`compounds as suitable for the treatment of fungal infections caused by C.
`albicans and T. rubrum, as well as for industrial applications, such as
`mildew-proofing paint. Ex. 1022, 1:18–26, 13:32–48, 17:38–18:45.
`
`5 Albert Pfiffner, US 4,202,894, issued May 13, 1980 (Ex. 1026).
`
`FlatWing Ex. 1014, p. 13
`
`

`

`Moreover, Brehove describes the topical use of an industrial
`fungicide, BioBor, to treat onychomycosis “without skin irritation or
`noticeable side effects.” Ex. 1003 ¶ 24; Ex. 1044 ¶¶ 50, 52. Brehove also
`notes that the materials safety data sheet of BioBor states, “Skin Contact:
`May cause slight to mild irritation. Prolonged or repeated contact may dry
`the skin and lead to irritation (i.e. dermatitis).” Id. ¶ 15. Patent Owner and
`its declarant assert that Brehove mischaracterizes the dangers associated
`with contacting the skin with BioBor based on the product label and other
`warnings in the safety data sheet to wear protective clothing and clean the
`skin if contact occurs. PO Resp. 32; Ex. 2034 ¶ 155. We do not find those
`other warnings identified by Dr. Reider to be inconsistent with or to
`outweigh the warning stated in Brehove that BioBor may cause skin
`irritation.
`Thus, based on the record presented, we find that Austin logically
`would have commended itself to the problem facing the inventors of the
`’657 patent. See Scientific Plastic Products, Inc. v. Biotage AB, 766 F.3d
`1355 (Fed. Cir. 2014); see also In re ICON Health, 496 F.3d at 1379–80
`(holding that reference may be reasonably pertinent as analogous art where
`the matter it deals with logically would have commended itself to the
`inventor’s attention).6
`
`6 Petitioner points to a paper published in 2006 by the inventors of the ’657
`patent that published “their ‘discovery’ of a ‘new’ boron-containing
`compound (tavaborole) for the treatment of onychomycosis,” and “also
`reported on the synthesis of benzoxaborole derivatives, including the 7-
`fluoro derivative,” which was synthesized using a scheme disclosed in
`Austin. Reply 11–12 (citing Ex. 2157, 3, 6). Petitioner argues that the
`inventors’ citation to Austin as a reference relied upon during the drug
`discovery process “prov[es] that a [person of ordinary skill in the art] would
`
`FlatWing Ex. 1014, p. 14
`
`

`

`Independent Claims
`b.
`Petitioner provides a claim chart identifying where each limitation is
`taught in the cited references. Pet. 38–42. We have considered the claim
`chart and find that the combination of Austin and Brehove teaches each
`limitation of independent claims 1, 11, and 12. For example, regarding
`claim 1, Brehove teaches a method of treating an infection in an animal by
`disclosing that the invention relates to the treatment of human fingernails
`and toenails to cure or prevent the spread of nail infections such as
`onychomycosis, caused by bacteria, fungi and other pathogens. Ex. 1003
`¶ 3. Brehove also teaches administering a therapeutically effective amount
`of a pharmaceutical composition to the toenail of a patient suffering from
`onychomycosis in an amount sufficient to treat the infection. Id. ¶ 35.
`Finally, Austin teaches that tavaborole is effective against C. albicans. Ex.
`1002, Abstract, 37 (Example 64).
`Patent Owner argues that there is no basis to conclude that a person of
`ordinary skill in the art would have selected tavaborole from among the
`millions of compounds disclosed in Austin. PO Resp. 33–35. As Petitioner
`notes, however, Austin discloses tavaborole (i.e., 5-fluoro benzoxaborole) as
`a preferred fungicide. Pet. 27 (citing Ex. 1002, Abstract); Ex. 1006 ¶ 34;
`Ex. 1008 ¶ 61. Moreover, of the preferred compounds tested, tavaborole
`demonstrated the lowest Minimum Inhibitory Concentration (“MIC”) tested
`
`find Austin directly relevant, and at minimum, analogous art.” Id. at 11.
`Additionally, the examiner of the ’621 patent application “also
`independently identified Austin in 2008 and rejected the pending claims over
`Austin.” Id. at 12. Although we do not rely on the inventors’ citation to
`Austin or the examiner’s rejection over Austin in finding that Austin is
`analogous art, we note that both facts are consistent with our finding.
`
`FlatWing Ex. 1014, p. 15
`
`

`

`(5 ppm) against several pathogens, including C. albicans. Pet. 28; Ex. 1002,
`37 (Table 9, Example 64); Ex. 1006 ¶ 34; Ex. 1008 ¶ 63. That is, tavaborole
`inhibited the growth of C. albicans—which is a cause of onychomycosis—at
`the lowest level of concentration. Ex. 1008 ¶¶ 63–64. Accordingly,
`evaluating Austin for all that it teaches, we determine that one of ordinary
`skill in the art would have recognized that tavaborole is a preferred fungicide
`for effectively inhibiting C. albicans, which causes onychomycosis.
`Patent Owner contends that Petitioner’s argument is flawed because
`Austin describes tens of thousands of structures as “preferred” and
`“particularly preferred,” including the O-esters of 5- and 6-fluoro or bromo-
`1,3-dihydro-1-hydroxy-2,1-benzoxaborole. PO Resp. 33–34 (citing Ex.
`2034 ¶¶ 114, 148, 150); Ex. 1002, Abstract. Patent Owner also asserts that a
`person of ordinary skill in the art would not select tavaborole among the
`many disclosed compounds given that Table 8 identifies numerous
`benzoxaborole O-esters with the same MIC of 5 ppm as tavaborole. PO
`Resp. 34 (citing Ex. 1002, 5; Ex. 2034 ¶ 151).
`We are not persuaded by Patent Owner’s argument. Although Austin
`may encompass millions of compounds, Patent Owner’s declarant, Dr.
`Reider, testifies that Austin disclosed test results for only sixteen compounds
`identified as “preferred compounds”—nine O-esters from Table 8 and seven
`simple benzoxaboroles, including tavaborole, from Table 9. Ex. 1048,
`304:4–308:11. We are persuaded that a person of ordinary skill in the art
`would have looked to compounds in Table 9 over the O-esters of Table 8
`because the Table 9 compounds have a lower molecular weight that is more
`likely to penetrate the nail. Pet. Reply 14–15; Ex. 1043 ¶¶ 10–11; Ex. 1044
`¶¶ 44–45.
`
`FlatWing Ex. 1014, p. 16
`
`

`

`During oral argument, Patent Owner argued that because almost all of
`the “particularly preferred” compounds of Table 8 have the lowest MIC for
`C. albicans and an average molecular weight of 219 Da, which is less than
`the molecular weights of the compounds of Brehove and Freeman, a person
`of ordinary skill in the art would turn to the compounds of Table 8, rather
`than Table 9, when reading Austin as a whole. Tr. 24:11–29:16. Even if
`true, we do not find Patent Owner’s argument detracts from what Austin
`reasonably suggests to a person of ordinary skill in the art. See Merck & Co.
`v. Biocraft Labs, Inc., 874 F.2d 804, 807 (Fed. Cir. 1989) (“That the [prior
`art] discloses a multitude of effective combinations does not render any
`particular formulation less obvious.”). In other words, that Austin also
`points to the compounds of Table 8 does not preclude a person of ordinary
`skill in the art from considering tavaborole when reading Austin as a whole.
`See id. (“[I]n a section 103 inquiry, ‘the fact that a specific [embodiment] is
`taught to be preferred is not controlling, since all disclosures of the prior art,
`including unpreferred embodiments, must be considered.’”) (quoting In re
`Lamberti, 545 F.2d 747, 750 (CCPA 1976)). This is particularly true where
`tavaborole has a lower molecular weight than the compounds of Table 8 and
`was the most effective against C. albicans of the preferred compounds in
`Table 9.
`In sum, Austin teaches that tavaborole was known as a preferred
`fungicide that was effective against C. albicans. Although Austin describes
`a broad class of preferred compounds, Austin tested only sixteen of its
`preferred compounds where nine of the sixteen compounds were “O-esters”
`in Table 8 and seven of the sixteen compounds, including tavaborole, were
`listed in Table 9. Ex. 1002, Abstract, Tables 8 and 9; Ex. 1048, 304:4–
`308:11. Of the preferred compounds tested with the most potent activity,
`
`FlatWing Ex. 1014, p. 17
`
`

`

`tavaborole was the simplest and lowest molecular weight compound, which,
`as explained further below, is the most important factor in predicting
`whether a molecule will penetrate a nail plate. Ex. 1043 ¶¶ 10–11; Ex. 1044
`¶¶ 44–45. Accordingly, we find that a person of ordinary skill in the art
`would have chosen tavaborole as a potential candidate for treating
`onychomycosis. Pet. Reply 15; Ex. 1043 ¶¶ 10–11; Ex. 1044 ¶¶ 44–47.
`Patent Owner also argues that neither reference discloses
`“administering to the animal [or human] a therapeutically effective amount
`of [tavaborole],” as required by each claim. PO Resp. 35–36. We are not
`persuaded. Patent Owner attacks each reference separately and does not
`acknowledge what the art fairly teaches in combination. In re Merck & Co.,
`800 F.2d 1091, 1097 (Fed. Cir. 1986) (stating the prior art “must be read, not
`in isolation, but for what it fairly teaches in combination with the prior art as
`whole”). Here, Austin and Brehove together suggest administering to a
`human a therapeutically effective amount of tavaborole.
`The parties also dispute whether a person of ordinary skill in the art
`would have had a reason to combine Austin and Brehove to reach the
`claimed invention with a reasonable expectation of success. We determine
`that Petitioner has shown that it would.
`In particular, we are persuaded by Petitioner’s detailed explanation
`supported by the testimony of its two declarants as to why a person of
`ordinary skill in the art would have administered Austin’s tavaborole in
`Brehove’s method of treating onychomycosis with a reasonable expectation
`of success. Pet. 31–38. Specifically, Petitioner asserts that a person of
`ordinary skill in the art would have combined Austin and Brehove because:
`(1) both references teach the use of boron-based compounds as
`fungicides; (2) both references also disclose the use of boron-
`
`FlatWing Ex. 1014, p. 18
`
`

`

`based compounds to specifically inhibit Candida albicans,
`which is one of the fungi responsible for onychomycosis; and (3)
`Austin discloses boron-based compounds that have lower
`molecular weight than the successful compounds of Brehove and
`are therefore likely to effectively penetrate the nail barrier.
`
`Pet. 31 (citing Ex. 1006 ¶¶ 33-34, 36; Ex. 1008 ¶¶ 86, 93-96, 116).
`In response, Patent Owner first argues that an ordinary artisan would
`not have found Brehove credible and, therefore, would not have combined it
`with Austin with a reasonable expectation of success. PO Resp. 36–40.
`Specifically, Patent Owner criticizes Brehove for failing to provide further
`det

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket