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PATENT
`Customer No. 6449
`Application No. 13/617,138
`Attorney Docket No. 3850-125
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Appl. No. (cid:9)
`Applicant (cid:9)
`Filed (cid:9)
`TC/A.U. (cid:9)
`Examiner (cid:9)
`
`: 13/617,138
`: Roberto VILLA et al.
`: 14 September 2012
`: 1615
`: Susan T. Tran
`
`Docket No. (cid:9)
`Customer No. (cid:9)
`Confirmation No. (cid:9)
`
`: 3850-125
`: 06449
`: 7811
`
`AMENDMENT
`
`MAIL STOP AMENDMENT
`Director of the United States Patent
`and Trademark Office
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`Dear Sir:
`
`In response to the Office Action dated 16 November 2012, please amend this
`
`application as follows:
`
`Amendments to the Claims begin on page 2.
`
`Remarks begin on page 5.
`
`Exhibit 1052
`ARGENTUM
`IPR2018-00080
`
`000001
`
`

`

`Application No.: 13/617,138
`Attorney Docket No. 3850-125
`
`AMENDMENTS TO THE CLAIMS
`
`This listing of claims will replace all prior versions and listings of claims in the
`
`application.
`
`Listing of Claims
`
`1. (Currently amended) (cid:9)
`
`A controlled release oral pharmaceutical composition comprising:
`
`(1) a tablet core comprising:
`
`a) budesonide in an amount effective for treatment of inflammatory bowel
`
`disease in the gastrointestinal tract,
`
`b) a lipophilic excipient;
`
`c) an amphiphilic excipient;
`
`d) a hydrogel-forming hydrophilic excipient other than a gum; and
`
`(2) a coating on said tablet core, said coating comprising a gastro-resistant film.
`
`2. (Currently Amended) (cid:9)
`
`The composition of A controlled release oral pharmaceutical
`
`composition according to claim 1, comprising wherein said controlled release oral
`
`pharmaceutical composition comprises 9 mg of budesonide.
`
`3. (New) (cid:9)
`
`A controlled release oral pharmaceutical composition according to claim 1,
`
`wherein said hydrogel-forming hydrophilic excipient comprises hydroxypropyl cellulose.
`
`2
`
`000002
`
`

`

`Application No.: 13/617,138
`Attorney Docket No. 3850-125
`
`4. (New) (cid:9)
`
`A controlled release oral pharmaceutical composition according to claim 2,
`
`wherein said hydrogel-forming hydrophilic excipient comprises hydroxypropyl cellulose.
`
`5. (New) (cid:9)
`
`A controlled release oral pharmaceutical composition according to claim 1,
`
`wherein said gastro-resistant film comprises at least one methacrylic acid polymer or copolymer.
`
`6. (New) (cid:9)
`
`A controlled release oral pharmaceutical composition according to claim 5,
`
`wherein said hydrogel-forming hydrophilic excipient comprises hydroxypropyl cellulose.
`
`7. (New) (cid:9)
`
`A controlled release oral pharmaceutical composition according to claim 1,
`
`wherein said lipophilic excipient and said amphiphilic excipient are present in said controlled
`
`release oral pharmaceutical composition in a ratio of about 1 to 1 by weight.
`
`8. (New) (cid:9)
`
`A controlled release oral pharmaceutical composition according to claim 7,
`
`wherein said hydrogel-forming hydrophilic excipient comprises hydroxypropyl cellulose.
`
`9. (New) (cid:9)
`
`A controlled release oral pharmaceutical composition according to claim 1,
`
`wherein said lipophilic excipient comprises stearic acid.
`
`10. (New) (cid:9)
`
`A controlled release oral pharmaceutical composition according to claim 9,
`
`wherein said hydrogel-forming hydrophilic excipient comprises hydroxypropyl cellulose.
`
`3
`
`000003
`
`

`

`Application No.: 13/617,138
`Attorney Docket No. 3850-125
`
`11. (New) (cid:9)
`
`A controlled release oral pharmaceutical composition according to claim 1,
`
`wherein said amphiphilic excipient comprises lecithin.
`
`12. (New) (cid:9)
`
`A controlled release oral pharmaceutical composition according to claim 11,
`
`wherein said hydrogel-forming hydrophilic excipient comprises hydroxypropyl cellulose.
`
`4
`
`000004
`
`

`

`Application No.: 13/617,138
`Attorney Docket No. 3850-125
`
`Amendments
`
`REMARKS
`
`Claim 1 has been amended to specify that the hydrogel-forming hydrophilic excipient is
`
`not a gum. The as-filed specification discloses at paragraph 36 that the hydrophilic excipient can
`
`comprise hydrogel compounds, including natural or synthetic gums. As such, there is written
`
`description support for amending claim 1 to recite that the hydrogel-forming hydrophilic
`
`excipient comprising the presently claimed controlled release oral pharmaceutical compositions
`
`is other than a gum. In re Johnson, 558 F.2d 1008 (C.C.P.A. 1977).
`
`New claims 3, 4, 6, 8, 10 and 12 have been added to specify that the hydrogel-forming
`
`hydrophilic excipient comprises hydroxypropyl cellulose. Support for these claims can be found
`
`in the as-filed specification at least in Example 1 (paragraphs [0047] to [0051]) and Example 2
`
`(paragraphs [0052] to [0055]).
`
`New claim 5 has been added to specify that the gastro resistant film comprises at least
`
`one methacrylic acid polymer or copolymer. Support for this claim can be found in the as-filed
`
`specification at least in Example 1 (paragraphs [0047] to [0051]) and Example 2 (paragraphs
`
`[0052] to [0055]).
`
`New claim 7 has been added to specify that the lipophilic excipient and amphiphilic
`
`excipient are in a 1:1 ratio. Support for this claim can be found in the as-filed specification at
`
`least in Example 1 (paragraphs [0047] to [0051]) and Example 2 (paragraphs [0052] to [0055]).
`
`New claim 9 has been added to specify that the lipophilic excipient is stearic acid.
`
`Support for this claim can be found in the as-filed specification at least in Example 1 (paragraphs
`
`[0047] to [0051]) and Example 2 (paragraphs [0052] to [0055]).
`
`5
`
`000005
`
`

`

`Application No.: 13/617,138
`Attorney Docket No. 3850-125
`
`New claim 11 has been added to specify that the amphiphilic excipient is lecithin.
`
`Support for this claim can be found at least in paragraph [0033] in the as-filed specification.
`
`Applicants submit that these amendments do not constitute new matter, and their entry is
`
`requested.
`
`Rejections for obviousness-type double patenting
`
`The Examiner has provisionally rejected claims 1-2 for obviousness-type double
`
`patenting over claims 1-15 of copending application Serial No. 13/249,389.
`
`The Examiner has provisionally rejected claims 1-2 for obviousness-type double
`
`patenting over claims 1-3 of copending application Serial No. 13/462,409, which Applicants note
`
`is now U.S. Patent No. 8,293,273.
`
`The Examiner has rejected claims 1-2 for obviousness-type double patenting over claims
`
`1-11 of U.S. Patent No. 7,410,651.
`
`The Examiner has rejected claims 1-2 for obviousness-type double patenting over claims
`
`1-11 of U.S. Patent No. 7,431,943.
`
`The Examiner has rejected claims 1-2 for obviousness-type double patenting over claims
`
`1-11 of U.S. Patent No. 8,029,823 which Applicants note is now RE43799.
`
`There is no basis for this rejection. However, solely to expedite prosecution, Applicants
`
`submit herewith a Terminal Disclaimer which obviates these rejections. Withdrawal of these
`
`rejections is requested.
`
`6
`
`000006
`
`

`

`Application No.: 13/617,138
`Attorney Docket No. 3850-125
`
`Rejection under 35 U.S.C. § 102(e)
`
`The Examiner has rejected claims 1-2 under 35 U.S.C. § 102(e) as being anticipated by
`
`Hallgren et al. (US 6,239,120). The Examiner contends that Hallgren teaches a tablet
`
`composition comprising budesonide and pharmaceutically acceptable carriers which may include
`
`a hydrogel excipient (e.g., mannitol cellulose derivatives), an amphiphilic excipient (e.g.,
`
`polyethylene glycol) and a lipophilic excipient (e.g., waxes). The Examiner also contends that
`
`Hallgren discloses that the tablet may be coated with an enteric coating. The Examiner further
`
`contends that Hallgren discloses a dosage of active ingredient of 0.5-20 mg and the use of 9 mg
`
`budesonide in the Examples. Applicants traverse this rejection.
`
`Hallgren discloses the use of glucocorticoids, including budesonide, for treating
`
`glomerulonephritis, a renal disease. Hallgren does not disclose the use of glucocorticoids for
`
`treating inflammatory bowel disease or intestinal diseases. Thus, there is no disclosure in
`
`Hallgren of the use of 9 mg budesonide for treating inflammatory bowel disease as required by
`
`claim 2.
`
`Applicant notes that Hallgren discloses using 9 mg of budesonide for treating IgA
`
`nephrology. The total of 9 mg of budesonide was administered via the use of Entocort®
`
`budesonide capsules. According to the Entocort® EC budesonide prescribing information (copy
`
`attached for the convenience of the Examiner), Entocort® budesonide is in the form of a capsule
`
`comprising small pellets, each of which comprises micronized budesonide and a controlled-
`
`release coating. Each capsule contains enough of the small pellets that the total dose of
`
`budesonide in each capsule is 3 mg. Thus, the 9 mg dose of budesonide disclosed in the
`
`Examples of Hallgren is arrived at by the administration of three capsules, each comprising
`
`coated pellets, and not in a single tablet, comprising a tablet core and a gastro-resistant coating
`
`7
`
`000007
`
`

`

`Application No.: 13/617,138
`Attorney Docket No. 3850-125
`
`on the tablet core. One of ordinary skill in the art would appreciate that the capsules used in
`
`Hallgren are not the same as, and so do not anticipate, the presently claimed controlled release
`
`oral dosage form that comprises a tablet core. Applicants submit that Hallgren does not disclose
`
`all of the elements of claims 1 and 2 and thus cannot anticipate these claims.
`
`In addition, Hallgren does not teach a tablet in which the hydrogel-forming hydrophilic
`
`excipient is hydroxypropyl cellulose (claims 3, 4, 6, 8, 10 and 12). Hallgren does not teach a
`
`tablet in which the lipophilic excipient and amphiphilic excipient are present in a 1:1 ratio (claim
`
`7). Hallgren also does not disclose a tablet that includes stearic acid as the lipophilic excipient
`
`(claim 9). In addition, Hallgren does not disclose a tablet that includes lecithin as the
`
`amphiphilic excipient (claim 11). Because Hallgren does not disclose all of the elements of the
`
`claimed subject matter as amended, Applicants submit that Hallgren cannot anticipate the claims.
`
`In view of the above remarks, Applicants submit that the claimed subject matter is not
`
`anticipated by Hallgren et al. Withdrawal of this rejection is requested.
`
`Rejection under 35 U.S.C. § 102(b)
`
`The Examiner has rejected claim 1 under 35 U.S.C. § 102(b) as being anticipated by
`
`Friend et al. (US 5,811,388). The Examiner contends that Friend teaches a drug delivery system
`
`such as a tablet that comprises a hydrogel gum, a drug such as budesonide, a penetration
`
`enhancer (an amphiphilic excipient) and cellulosic excipients (lipophilic excipients). The
`
`Examiner also contends that Friend discloses that the tablet may be coated with an enteric
`
`coating. Applicants traverse this rejection.
`
`Applicants submit that Friend does not disclose all of the elements of the claims as
`
`amended. Specifically, Friend discloses the use of a hydrogel gum. Claim 1 as amended
`
`8
`
`000008
`
`

`

`Application No.: 13/617,138
`Attorney Docket No. 3850-125
`
`excludes a gum as the hydrogel excipient. Since Friend does not disclose other hydrophilic
`
`excipients, it does not disclose this element of claim 1 as amended. In addition, Friend does not
`
`teach a tablet in which the hydrogel-forming hydrophilic excipient is hydroxypropyl cellulose
`
`(claims 3, 4, 6, 8, 10 and 12). Friend does not disclose a tablet containing 9 mg of budesonide
`
`(claim 2). Friend does not teach a tablet in which the lipophilic excipient and amphiphilic
`
`excipient are present in a 1:1 ratio (claim 7). Friend also does not disclose a tablet that includes
`
`stearic acid as the lipophilic excipient (claim 9). In addition, Friend does not disclose a tablet
`
`that includes lecithin as the amphiphilic excipient (claim 11). Because Friend does not disclose
`
`all of the elements of the claimed subject matter as amended, Applicants submit that Friend
`
`cannot anticipate the claims as amended.
`
`In view of the above remarks, Applicants submit that the claimed subject matter is not
`
`anticipated by Friend et al. Withdrawal of this rejection is requested.
`
`Rejection under 35 U.S.C. § 103(a)
`
`The Examiner has rejected claims 1-2 under 35 U.S.C. § 103(a) as being unpatentable
`
`over Friend et al. (US 5,811,388) in view of Hallgren et al. (US 6,239,120). The Examiner notes
`
`that Friend does not teach the amount of budesonide and cites Hallgren for teaching a tablet
`
`dosage of budesonide from 0.5-20 mg and the use of 9 mg budesonide in the Examples. The
`
`Examiner then contends that it would have been obvious to modify the dosage form of Friend to
`
`include budesonide in 9 mg per tablet. Applicants traverse this rejection.
`
`As described above, Friend does not disclose hydrophilic excipients other than gums; it
`
`does not disclose this element of claim 1 as amended. In addition, Friend does not teach a tablet
`
`in which the hydrogel-forming hydrophilic excipient is hydroxypropyl cellulose (claims 3, 4, 6,
`
`9
`
`000009
`
`

`

`Application No.: 13/617,138
`Attorney Docket No. 3850-125
`
`8, 10 and 12). Friend does not disclose a tablet containing 9 mg of budesonide (claim 2). Friend
`
`does not teach a tablet in which the lipophilic excipient and amphiphilic excipient are present in
`
`a 1:1 ratio (claim 7). Friend also does not disclose a tablet that includes stearic acid as the
`
`lipophilic excipient (claim 9). In addition, Friend does not disclose a tablet that includes lecithin
`
`as the amphiphilic excipient (claim 11). Hallgren does not cure these deficiencies of Friend.
`
`Thus, the combination of Hallgren with Friend does not result in a controlled release oral
`
`pharmaceutical composition which has all of the elements set forth in the claims as amended.
`
`Accordingly, the combination of Friend and Hallgren does not render obvious the claims as
`
`amended.
`
`In addition, Friend teaches the use of a hydrocolloid gum to act as delayed release tool
`
`inside of a composition aimed to deliver the active ingredients in the colon. Friend also teaches
`
`the use of an enzymatic activation of the release mechanism once the tablet is transiting through
`
`the colon. Since these mechanisms are important for the compositions of Friend to deliver the
`
`active ingredients, Applicant submits that one of ordinary skill in the art would not look to
`
`modify Friend by the elements of Hallgren which would change the basic function of the
`
`composition of Friend. For this reason, Applicant submits that the combination of Friend and
`
`Hallgren is improper and does not render obvious the claimed subject matter.
`
`In view of the above remarks, Applicants submit that the claimed subject matter is not
`
`rendered obvious by the combination of Friend et al. and Hallgren et al. Withdrawal of this
`
`rejection is requested.
`
`10
`
`000010
`
`

`

`Application No.: 13/617,138
`Attorney Docket No. 3850-125
`
`Conclusion
`
`In view of the above amendments and remarks, it is submitted that the claims satisfy the
`
`requirements of the patent statutes and are patentable over the prior art of record.
`
`Reconsideration of this application and early notice of allowance is requested. The Examiner is
`
`invited to telephone the undersigned if it will assist in expediting the prosecution and allowance
`
`of the instant application.
`
`Respectfully submitted,
`
`Dated: 15 January 2013
`
`By (cid:9)
`
`/Jeffrey L. Ihnen/
`Jeffrey L. Ihnen
`Registration No. 28,957
`Attorney for Applicants
`607 14th Street, N.W., Suite 800
`Washington, D.C. 20005
`Phone: 202-783-6040
`Fax: 202-783-6031
`
`Attachment: ENTOCORT® EC (budesonide) Capsules, Prescribing Information
`
`11
`
`000011
`
`(cid:9)
`

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