`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________________________________________________________
`
`
`SONY CORPORATION
`Petitioner
`
`v.
`
`ARRIS ENTERPRISES LLC
`Patent Owner
`
`__________________________________________________________________
`
`Case No. IPR2018-00072
`Patent No. 9,521,466
`__________________________________________________________________
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`__________________________________________________________________
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`
`
`
`
`
`Pursuant to 37 C .F.R. § 42.63(e), Petitioners submit the following current
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`exhibit list.
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`US. Patent No. 9,521,466 (“’466 patent”)
`
`Application No. 14/507,329 (“’329-application”)
`
`Application No. 13/591 ,015 (“ ’015-application”)
`
`Application No. 11/200,754 (“’754—application”)
`
`1005
`
`Provisional Application No. 60/600,473 (“’473-provisional”)
`
`Provisional Application No. 60/662,844 (“’844-provisional”)
`
`1007
`
`“Preliminary Amendment,” Application No. 14/507,329
`
`1008
`
`US. Patent No. 8,464,299 (“Meier—’299”)
`
`1009
`
`Provisional Application No. 60/628,577 (“Meier-’577”)
`
`1010
`
`Provisional Application No. 60/628,625 (“Meier-’625”)
`
`Memorandum of Understanding (Parties and Board Only)
`
`1011
`
`“Constellation Technologies LLC ’s Patent Owner Preliminary
`Response,” IPR2014-009 14
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`1012
`
`“Decision - Denying Institution ofInter Partes Review,” IPR2014—00914
`
`1013
`
`Declaration of Kevin Jeffay
`
`1014
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`Office Action dated April 5, 2016, Application No. 14/507,329
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`1015
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`“Amendment in Reply to Non-Final Office Action of April 5, 2016,”
`Application No. 14/507,329
`
`US. Patent Publication No. 2002/0059603 (“Kelts”)
`
`US. Patent Publication No. 2003/0083938 (“Smith”)
`
`US. Patent No. 6,259,486 (“Mahvi”)
`
`PCT Publication No. WO 03/025726 (“Sparrell”)
`
`US. Patent No. 8,249,114 (“Vasudevan”)
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`Final Settlement Agreement (Parties and Board Only)
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`
`
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`Respectfully submitted,
`
`
`
`
`
`
`
`/Clifford A. Ulrich/
` Clifford A. Ulrich
` Reg. No. 42,194
`
`
`
`
`Dated: January 3, 2018
`
`
`
`Clifford A. Ulrich (culrich@andrewskurthkenyon.com; Reg. No. 42,194) Lead
`Counsel
`
`Andrews Kurth Kenyon LLP
`One Broadway
`New York, NY 10004
`Tel: 212.425.7200
`Fax: 212.425.5288
`
`
`
`
`3
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`
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`CERTIFICATE OF SERVICE
`
`The foregoing Petitioner’s Updated Exhibit List in Inter Partes Review Case
`
`No. IPR2018-00072 is being served electronically on January 3, 2018, upon the
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`following parties:
`
`Robert E. Sokohl (Lead Counsel)
`Chandrika Vira (Back-up Counsel)
`Michelle K. Holoubek (Back-up counsel)
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`Rsokohl-PTAB@skgf.com
`Cvira-PTAB@skgf.com
`Holoubek@skgf.com
`PTAB@skgf.com
`
`
`
`
`
`Respectfully submitted,
`
`
`/Clifford A. Ulrich/
` Clifford A. Ulrich
` Reg. No. 42,194
`
`Clifford A. Ulrich (culrich@andrewskurthkenyon.com; Reg. No. 42,194) Lead
`Counsel
`
`Andrews Kurth Kenyon LLP
`One Broadway
`New York, NY 10004
`Tel: 212.425.7200
`Fax: 212.425.5288
`
`
`
`