PTO/AIN14 (03-13)
`Approved for use through 0181/2014. OMB 0651-0032
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number W0537-701321
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`Application Number
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`Title of Invention
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`UNIVERSAL SECURE REGISTRY
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`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
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`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
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`Secrecy Order 37 CFR 5.2
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`I:I Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
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`Inventor Information:
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`Legal Name
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`Inventor
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`1
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`Prefix Given Name
`Middle Name
`Family Name
`"-
`Residence Information (Select One)
`(9 US Residency 0 Non US Residency 0 Active US Military Service
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`Suffix
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`Mailing Address of Inventor:
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`Address 1
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`Address 2
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`59 Sargent Street
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`Postal Code
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`02458
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`us
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`
`
`Email Address
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`Application Information:
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`Title of the Invention
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`UNIVERSAL SECURE REGISTRY
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`Attorney DocketNumbe— Small Entity Status Claimed
`Application Type
`Nonprovisional
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`|:|
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`Total Number of Drawing Sheets (if any)
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`Suggested Figure for Publication (if any)
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`31
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`PTO/AlAl14 (03-13)
`Approved for use through 01l31l2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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` Attorney Docket Number WO537-701321
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`Application Data Sheet 37 CFR 1.76
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`Application Number
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`Title of Invention
`UNIVERSAL SECURE REGISTRY
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`
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`Publication Information:
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`|:| Request Early Publication (Fee required at time of Request 37 CFR 1.219)
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`Request Not to Publish. I hereby request that the attached application not be published under
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`0 us Patent Practitioner 0 Limited Recognition (37 CFR11_9)
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`Prior Application Status
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`..
`(sss
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`2011—06—24
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`Patented
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`13168556
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`Expired
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`..
`2007—02—21
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`8001055B
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`.wsssss...
`2011-08-16
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`11677490
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`non provisional of
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`2006-11-15
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`Prior Application Status
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`Application Number
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`11677490
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`2006-06-09
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`Prior Application Status
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`Application Number
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`Continuity Type
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`Prior Application Number
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`Filing Date (YYYY-MM-DD)
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`200619§§1D 18-01105]
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`PTO/AlAl14 (03-13)
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` W0537-701321
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`Attorney Docket Number
`
`Application Data Sheet 37 CFR 1.76
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`Application Number
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`UNIVERSAL SECURE REGISTRY
`Title of Invention
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` Prior Application Status i Patented i
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`Application
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`Prior Application
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`ISSUE Date
`Number
`ContinUIty Type
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`(YYYY—M M—DD)
`(YYYY—MM—DD)
`13237184
`Continuation of
`2012—07—31
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`Patent Number
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`Patent Number
`7809651 B
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`Issue Date
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`Patent Number
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`Issue Date
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`Issue Date
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`Re
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`80010553
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`Issue Date
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`2011-08-16
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`ao<(D
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`ISSUE Date
`(YYYY-MM-DD)
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`2011-08-16
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`Prior Application Status
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`Application Number
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`Prior Application Status
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`Patented
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`Application
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`12393586
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`ContinUIty Type
`Continuation in part of
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`Prior Application Status
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`Patented
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`Application
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`11760732
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`ContinUIty Type
`Continuation of
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`Prior Application Status
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`Patented
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`Application
`Number
`12393586
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`.
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`ContinUIty Type
`Continuation in part of
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`Prior Application Status
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`Patented
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`.
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`ContinUIty Type
`Continuation of
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`Prior Application Status
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`Patented
`
`Application
`Number
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`.
`.
`ContinUIty Type
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`11760732
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`Filing Date
`(YYYY—M M—DD)
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`11677490
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`Filing Date
`(YYYY-M M-DD)
`2007-02-21
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`Prior Application
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`11760729
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`Filing Date
`(YYYY-M M-DD)
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`Prior Application
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`11677490
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`Filing Date
`(YYYY-M M-DD)
`2007-02-21
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`Prior Application
`
`Filing Date
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`12393586
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`Continuation in part Of
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`11677490
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`2007-02-21
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`
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`
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`2011-09-20
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`PTO/AIN14 (03-13)
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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` Attorney Docket Number WO537-701321
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`PTO/AIN14 (03-13)
`Approved for use through 0181/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`WO537-TO1321
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`Application Data Sheet 37 CFR 1.76
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`Title of Invention
`UNIVERSAL SECURE REGISTRY
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`PTO/AlAl14 (03-13)
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`organ'zatm” Name
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`UNIVERSAL SECURE REGISTRY, LLC
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`Address 1
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`59 Sargent Street
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`lMatthewH.Grady/ Date (YYYY-MM-DD)Signature 2013-11-04
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`Matthew
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`Electronic Acknowledgement Receipt
`
`17307687
`
`Application Number:
`
`14071126
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`UNIVERSAL SECURE REGISTRY
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`
`
`First Named Inventor/Applicant Name:
`
`Kenneth P. Weiss
`
`Customer Number:
`
`37462
`
`Matthew H. Grady
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`W0537-701321
`
`Receipt Date:
`
`04-NOV-2013
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`Filing Date:
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`Time Stamp:
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`16:25:09
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`Application Type:
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`Utility under 35 USC111(a)
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`Submitted with Payment
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`Document Descri
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`File Size(Bytes)/
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`534913
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`Information:
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`Drawings-only black and white line
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`-Parent-Dwgs_1.PDF
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`fd4613e1911a3061050e1f7f3c025cd9601d
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`-_-Application_3.PDF
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`20d5481796ead6b0d4c9195bdfe0dff1588
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`408291
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`Multipart Description/PDF files in .zip description
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`Application Data Sheet
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`EFSShowPDF.pdf
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`1516747
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`422fc6f6583f87a6ef19981ff3e930755fd321
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`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`lPR2018-00067
`
`Unified EX1026 Page 9
`
`IPR2018-00067
`Unified EX1026 Page 9
`
`

`

`1/29
`
`/10
`
`12
`
`20\ 22\
`
`RAM
`
`ROM
`
`78
`
`User
`Interface
`
`USR
`Software
`
`Comm.
`Port
`
`Wide
`Area
`Network
`
`16
`
`14
`
`24
`
`Universal Secure
`
`Registry
`
`_.
`
`.
`
`Person No. n
`
`FIG.
`
`1
`
`|PR2018—OOO67
`
`Unified EX1026 Page 10
`
`IPR2018-00067
`Unified EX1026 Page 10
`
`

`

`2/29
`
`70
`
`Computer Computer Computer
`Module
`Module
`
`Module
`
`USR System
`
`Computer Computer Computer
`Module
`Module
`
`Module
`27
`
`27
`
`Interface
`Center
`
`Interface
`Center
`
`27
`
`Wide Area Network
`
`Interface
`Center
`
`Interface
`Center
`
`Interface
`Center
`
`[nterfoce
`Center
`
`27
`
`27
`
`27
`
`FIG. 2
`
`|PR2018—00067
`
`Unified EX1026 Page 11
`
`IPR2018-00067
`Unified EX1026 Page 11
`
`

`

`3/29
`
`an
`
`mmmtvv<
`
`cozou=o>
`
`3233
`
`@3262
`
`mmmoo<
`
`comgom
`
`F.02
`
`x2.
`
`8:09:85
`
`no:
`
`concozaa<
`
`cozoctBE
`
`60602
`
`859525
`
`Eco:on
`
`$5028
`
`66:05;
`
`cozoELouPE
`
`cozoELoE
`
`cozoctot:
`
`5505.85
`
`9‘
`
`0% cozoctoE
`
`3‘
`
`Nw
`
`m.GE
`
`|PR2018—00067
`
`Unified EX1026 Page 12
`
`IPR2018-00067
`Unified EX1026 Page 12
`
`
`
`
`
`
`

`

`4/29
`
`Financial
`Medical
`Public
`Information Information Information
`
`Computer Computer Computer
`Module
`Module
`Module
`
`USR System
`
`Tax
`Job
`Address
`Information Application Information
`Computer Computer Computer
`Module
`Module
`Module
`
`.
`Wide Area Network
`
`
`
`Public
`Information
`Interface
`Centers
`
`
`
`
`
`
`
`
`Medical
`Information
`Interface
`Centers
`
`
`
`
`
`
`
`
` Tax
`Information
`
`
`Interface
`
`Centers
`
`
`
`Job Application
`Information
`Interface
`Centers
`
`
`
`
`
`
`Centers
`
`Financial
`Information
`Interface
`Centers
`
`Address
`Information
`[nterface
`
`FIG. 4
`
`|PR2018—OOO67
`
`Unified EX1026 Page 13
`
`IPR2018-00067
`Unified EX1026 Page 13
`
`

`

`5/29
`
`Train the Database
`
`500
`
`Identification
`
`Validate Person’s
`
`502
`
`
` No
`
`Does
`Person Have Rights to
`
`Enter Data
`?
`
`Enable Person to Enter
`Basic Personal Data
`
`
`
`to
`Person Have Right
`Enter Additional Data
`
`
`
`
`Yes
`
`508
`
`Enable Person to Enter
`
`Advanced Personal Data
`/570
`
`Enable Person to Specify Access
`to Advanced Personal Data
`
`512
`
`FIG. 5
`
`|PR2018—00067
`
`Unified EX1026 Page 14
`
`IPR2018-00067
`Unified EX1026 Page 14
`
`

`

`6/29
`
`
`
`
`Enable Access to
`Basic Personal Data
`
`
`
`
`600
`
` Is
`
`No
`Additional Information
`
`
`Requested
`
`?
`
`
`
`
`
`ls Person
`Does Requestor
`Participating in
`Have Rights to Access
`
`
`Transaction
`Type of Requested
`
`
`
`Data ?
`
`
`
`
`
`Validate Person’s
`Identity
`
`
`
`
`
`Enable Person to
`Change Access
`Rights to Data
`
`606
`
`Have Rights to Access
`Type of Requested
`Data ?
`
`
` Does Requestor
`
`
`
`
` Cause USR to Enable
` 610
`
`Access to Type of
`Requested Data
`
`
`
`FIG. 6
`
`|PR2018—00067
`
`Unified EX1026 Page 15
`
`IPR2018-00067
`Unified EX1026 Page 15
`
`

`

`7/29
`
`User Initiates Purchase
`
`User Enters Secret Code
`in Secure ID
`
`Merchant Transmits to Credit
`Card Company
`
`
`
`(1) Code from Secure ID
`(2) Store Number
`(3) Amount of Purchase
`
`Credit Card Company
`Sends Code to USR
`
`USR Determines if Code is Valid, and if
`Valid Accesses User’s Credit Card
`Information and Transmits Credit Card
`
`
`
`Number to Credit Card Company
`
`Credit Card Company Checks
`Credit Worthiness and Declines
`
`to Merchant’s Account
`
`Card or Debits User’s Account and
`Transfers iii
`
`700
`
`702
`
`704
`
`706
`
`708
`
`710
`
`772
`
`CCC Notifies Merchant of
`Result of Transaction
`
`FIG. 7
`
`|PR2018—OOO67
`
`Unified EX1026 Page 16
`
`IPR2018-00067
`Unified EX1026 Page 16
`
`

`

`8/29
`
`User Initiates Purchase
`
`User Enters Secret Code
`in Secure ID
`
`Merchant Transmits to USR
`
`
`
`(1) Code from Secure ID
`(2) Store Number
`(3) Amount of Purchase
`
`USR Determines if Code is Valid
`
`USR Accesses User’s Credit Card
`
`Information and Transmits to C00
`
`(1) Credit Card Number
`(2) Store Number
`(3) Amount of Purchase
`
`to Merchant's Account
`
`CCC Checks Credit Worthiness and
`
`Declines Card or Debits User's Account
`
`and Transfers ii;
`
`CCC Notifies USR of
`Result of Transaction
`
`USR Notifies Merchant of
`Result of Transaction
`
`800
`
`802
`
`804
`
`806
`
`808
`
`870
`
`812
`
`814
`
`FIG. 8
`
`|PR2018-00067
`
`Unified EX1026 Page 17
`
`IPR2018-00067
`Unified EX1026 Page 17
`
`

`

`9/29
`
`User Initiates Purchase and
`Writes Check to Merchant
`
`User Enters Secret Code
`in Secure ID
`
`Merchant Transmits to USR
`
`
`
`(1) Code from Secure ID
`(2) Store Number
`(3) Amount of Purchase
`
`USR Determines if Code is Valid
`
`USR Accesses User’s Bank
`
`Information and Transmits to Bank
`
`
`
`(1) Bank Account Number
`(2) Store Number
`(3) Amount of Purchase
`
`Bank Checks Account Balance to Verify Availability of Funds
`
`Bank Notifies USR of
`Result of Verification
`
`USR Notifies Merchant of
`Result of Verification
`
`.900
`
`902
`
`904
`
`906
`
`908
`
`970
`
`972
`
`974
`
`FIG.
`
`.9
`
`|PR2018—OOO67
`
`Unified EX1026 Page 18
`
`IPR2018-00067
`Unified EX1026 Page 18
`
`

`

`10/29
`
`User Initiates Anonymous Purchase
`by Entering Secret Code in Secure
`ID and Transmitting Result
`to
`
`On—Line Merchant
`
`
`
`Merchant Transmits to USR
`
`1) Code from Secure ID
`2) Store Number
`(3) Amount of Purchase
`
`
`
`USR Determines if Code is Valid
`
`USR Accesses User’s Credit Card
`Information and Transmits to C00:
`
`(1) Credit Card Number
`(2) Store Number
`(3) Amount of Purchase
`
`
`
`CCC Checks Credit Worthiness and
`
`Declines Card or Debits User's Account
`and Transfers $ to Merchant's Account
`
`CCC Notifies USR
`of Result of Transaction
`
`1000
`
`1 002
`
`1004
`
`1006
`
`1008
`
`1010
`
`1014
`
`If Credit Declined,
`USR Notifies Merchant
`
`with Address Code 1012
`
`lf Credit Accepted, USR
`Accesses Address Code
`
`and Provides Merchant
`
`1016
`
`Merchant Labels Package
`with Address Code and Ships
`
`FIG. 70
`
`|PR2018—00067
`Unified EX1026 Page 19
`
`IPR2018-00067
`Unified EX1026 Page 19
`
`

`

`11/29
`
`User Provides Address
`Code on Public Area
`
`User Provides Address Information
`in Address Area of USR
`
`Person Places Public Code
`on Parcel
`to be Mailed
`
`Post Office Accesses USR
`to Retrieve Address Information
`
`7700
`
`1102
`
`1104
`
`1106
`
`1108
`
`1110
`
`to
`Post Office Delivers Parcel
`Address in Address Area of USR
`
`Post Office Prints Bar Code
`on Parcel
`to Automate
`Delivery of Parcel
`to Address
`in Address Area of USR
`
`
`
`FIG.
`
`11
`
`1200
`
`User Provides Telephone
`Code on Public Area
`
`
`
`1202
`
`
`User Provides Telephone Information
`in Telephone Area of USR
`
`Person Dials USR Phone Number and
`
`Enters Telephone Code for User
`
`1204
`
`1206
`
`
`USR Connects Person to Telephone
`Number Without Providing User
`
`
`Person with Telephone Number
`
`FIG. 12
`
`|PR2018—00067
`
`Unified EX1026 Page 20
`
`IPR2018-00067
`Unified EX1026 Page 20
`
`

`

`12/29
`
`Go:
`
`No:
`
`vol
`
`.8:
`
`m6:
`
`
`
`
`
`m>oi3wEEBELaw:
`
`588:0;35302552
`
`lam:
`.202;B838E202
`m>oi3mEEBE
`
`00.2
`
`/N92
`
`
`
`8:05.8538mmmo__on_ucocozoE._2c_
`
`mEchmSOmo:26.mEoomm8:0;A3
`
`\CoEIBEEto96582L838:02,
`mommmoo<mm:
`
`
`53530;;mxmm:mmmmwoo<mm:
`
`
`
`923mmEmvooEomm€85Em:n:8303E300Egomm€chEm:
`3:62Bcozooccm;EcoEmo__0n_8£533.26
`
`26>m_260:mmEELBmomm:E_o>22000:moEELBoQmm:
`
`
`mm:33896:.coEwo__0n_mm:BmtEmcofiLBUEE>
`520:9830mm98830EA3520:9838mho8321ANV
`
`
`m:830me:5:$009958mEot300
`
`89.03:;BmtEchc.Ucccozoctoué
`
`36Em.“6E
`
`
`
`:QoLmoHocammmm:
`
`33%:B838E;3
`
`/m92
`
`v02
`
`mam;
`
`|PR2018—00067
`
`Unified EX1026 Page 21
`
`IPR2018-00067
`Unified EX1026 Page 21
`
`

`

`13/29
`
`Q09
`
`N09
`
`V03
`
`mam“
`
`News
`
`EmEtoa<Lo:85.32.0L83%?B3.:me5m:
`
`35B8:00:55:
`
`338;3mgmmo8m:
`
`
`
`
`9288Emuoo”50.0mm8chLaw:
`
`923mmE260yobmm8355m:
`
`E0:360mm:BmtEmcofi5m:
`
`
`
`muoocozoo=aa<26n:058%
`
`300xtoause9930mE9;
`
`26>2$8am:.583553mm:
`
`E_o>m_@300:mmEELBoQmm:
`
`300mm:3SLEEP;xton.
`
`
`
`comoctot:mmmm:wommooo<mm:
`
`
`
`mtEmco¢vcoovoo381B@53823‘613m_no__o><
`
`
`
`5133coroELoEmBo=o><
`
`
`
`
`
`2050233.20m:mmmmmoo<mm:u
`
`
`
`m_no__o><mtEmcoc.ncocozoELEE
`
`833550Lo5m:3850.582.
`
`
`
`Low:9:+0:ozmmcocozoozaa<:0
`
`
`
`
`
`36E
`
`m.NGR
`
`/Nomk
`
`Gem.5
`
`won5
`
`man8
`
`mam,N
`
`|PR2018—00067
`
`Unified EX1026 Page 22
`
`IPR2018-00067
`Unified EX1026 Page 22
`
`

`

`14/29
`
`10
`
`
`
`USR System
`
`
`
`
`Electronic
`
`Device
`
`Computer
`
`Automobile
`
`FIG. 77
`
`|PR2018—OOO67
`
`Unified EX1026 Page 23
`
`IPR2018-00067
`Unified EX1026 Page 23
`
`

`

`15/29
`
`1802
`
`7802
`
`
`
`7802
`
`r4 {-4
`E Device E
`i Device E
`
`| Access |
`
`I Access |
`
`I
`
`I
`
`|
`
`I
`
`7500
`
`/
`
`
`L" "J
`L“ “J
`1801
`
`7fIL ______ _ 10
`
`
`
`USR System
`
`
`
`7804
`
`1804
`
`
`1804
`1804
`
`FIG. 18A
`
`_ ——/1802
`
`1802
`
`1804
`
`———————————
`
`1804
`
` USR System
`FIG. 788
`
`|PR2018—OOO67
`
`Unified EX1026 Page 24
`
`IPR2018-00067
`Unified EX1026 Page 24
`
`

`

`16/29
`
`7900\
`
`1902
`
`Entity initiates Access Request
`
`
`
`Entity Supplies
`1) Authentication info
`2) Computer Network ID
`
`USR Receives Access
`
`Request Including
`
`1) Authentication info
`2) Computer Network ID
`
`1974
`
`Provide Indication that
`
`Entity is Denied Access
`
`
`Is
`
`Auth.
`info Valid
`
`for a User
`
`I?
`
`
`
`
`
`
`
`
`
`ls Entity Authorized
`
`to Access the Computer Network
`identified by the ID
`
`
`
`
`
`7912
`
`
`
`
`
`Allow Communications Between
`the Entity and Secure System
`
`
`FIG. 19
`
`|PR2018-00067
`
`Unified EX1026 Page 25
`
`IPR2018-00067
`Unified EX1026 Page 25
`
`

`

`17/29
`
`2000
`
`\
`
`Entity Initiates Access Request
`
`
`
`Entity Supplies
`Authentication Information
`
`
`
`Secure System Receives
`Authentication Information
`
`
`
`Secure System Communicates
`Authentication Information to USR
`
`
`
`USR Validates
`Authentication Information
`
`2002
`
`2004
`
`2006
`
`2008
`
`2010
`
`2014
`
`2016
`
`
`
`
`
`
`
`
`
`
`
`
`
`Secure System Receives
`Indication from USR
`
`
`
`Secure System Grants or
`Denies Access Based
`on the Indication
`
`FIG. 20
`
`|PR2018—OOO67
`
`Unified EX1026 Page 26
`
`IPR2018-00067
`Unified EX1026 Page 26
`
`

`

`18/29
`
`Responder
`
`
`21524 ——————— ‘1'
`Interface
`
`Challenger /
`
`2700
`
`2135
`;::a____1
`: Biometric :
`Sensor
`
`2148
`
`2718
`
`T R
`
`/
`
`
`
`
`273:
`
`
`
`
`2742\
`_‘
`| Addititional
`II
`L)%E¥¥§-I{EJ
`
`M—mory
`
`2124
`
`2140
`
`Secure
`Database
`2146
`
`—____4:1___
`
`2744
`2154\
`rTn—t—ea—CTE—e-H Addititionai
`'
`|_ ______ _l| Wireless T/R i
`I_ __________ _I
`
`
`FIG. 27
`
`|PR2018—00067
`
`Unified EX1026 Page 27
`
`IPR2018-00067
`Unified EX1026 Page 27
`
`

`

`19/29
`
`208
`
`/
`Periodically WNOI
`{—
`.
`.
`|
`l
`[Communicate w1thr-—|
`699916293995
`L
`
`202
`
`User #1
`
`Authenticate
`
`
`___________/ :—
`
`270
`
`216
`
`Periodicolly ——: NO:—
`{Communicate withH
`5329: PEEEbEEEJ
`L _________ J
`
`FIG. 22A
`
`|PR2018—OOO67
`
`Unified EX1026 Page 28
`
`IPR2018-00067
`Unified EX1026 Page 28
`
`

`

`20/29
`
`
`
`Initiate Valid
`Communication Protocol
`
`Yes
`
`
`
`Transmit First Wireless Signal
`
`Containing Encrytped Authentication
`Information to Device ,2
`
`218
`
`220
`
`222
`
`
`