`
`UNITED STATES DEPARTMENT OF CONDIERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P O Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`ISSUE DATE
`PATENT NO.
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`14/878,092
`04/12/2016
`9308093
`PSL7003 (CON 3)
`6912
`
`64021
`
`7590
`
`03/23/2016
`
`PHILIP S. LYREN, PC
`289 Woodland Avenue
`Vv'adsworth, OH 4428]
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)—272—4200.
`
`APPLICANT( S) (Please see PAIR WEB site http://pair.uspt0. gov for additional applicants):
`
`Philip Scott Lyren, Hong Kong, CHINA;
`Four Mile Bay, LLC, Wadsworth, OH;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.g ov.
`
`IR103 (Rev. 10/09)
`
`Page 1 of 86
`
`ZIMMER EXHIBIT 1007
`
`Page 1 of 86
`
`ZIMMER EXHIBIT 1007
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P O Box 1430
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`64021
`
`1590
`
`02/26/2016
`
`PHILIP S. LYREN, PC
`289 Vv'oodland Avenue
`Wadsworth, OH 44281
`
`BISSING, DANIEL1
`
`ART UNIT
`3738
`
`DATE MAILED: 02/26/20 1 6
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`PSL—003 (CON 3)
`Philip Scott Lyren
`10/08/2015
`14/878,092
`TITLE OF INVENTION: Hip Implant With An Interface That Connects A Metal Neck Body To A Porous Bone Fixation Body
`
`6912
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovi sional
`
`SMALL
`
`$480
`
`$0
`
`S0
`
`$480
`
`05/26/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO VVITHDRAVVAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(_s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part E.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contraiy.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-SS (Rev. 02/11)
`
`Page 2 of 86
`
`Page 1 of 3
`
`Page 2 of 86
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: M_ail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`i1p‘p_1‘ry)priate.All further correspondence including the Patent advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`iLated unless corrected below or d1reLted otherwisein Block 1 by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS” for
`maintenance fee notifications.
`
`.
`.
`CURREBTCORRESPONDEBCEADDRESS(Now:UscBlock1f0ranychanzcofadd1085)
`
`7590
`64021
`,
`.
`I
`.
`t
`I
`1
`PH“ [P S I YRFN’ PC
`,
`289 W OOdland Avenue
`Wadsworth, OH 44281
`
`02/26/2016
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi 1cate cannot be used for any other accompanying
`Eapels. Each additional pape1 such as an assignment 01 fmmal dlawing must
`ave its own certificate of mailing or transmission
`Certificate of Mailing or Transmission
`I hereb certigy that this Fee(s) Transmittalis being deposited with the United
`tates 0sta
`ervice W1
`su icient postage or 1rst c ass mai
`in an enve ope
`de
`d
`1
`th M 1 IS.1
`filSSUE FEE dd f-
`b1
`1b
`f
`l l
`a
`resse
`to
`e
`a1
`top
`a
`ress a ove or
`eing acsimi e
`transmitted to the USPTO (571) 273-2885 on the date indicated below.
`(Depositor5 name)
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`PSL7003 (CON 3)
`Philip Scott Lyren
`10/08/2015
`14/878,092
`TITLE OF INVENTION: Hip Implant With An Interface That Connects A Metal Neck Body To A Porous Bone Fixation Body
`
`6912
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonpiovisional
`
`SMALL
`
`$480
`
`$480
`
`05/26/2016
`
`EXAMINER
`ART UNIT
`CLASS-SUBCLASS
`
`BISSING, DANIEL J
`3738
`623-023260
`
`2. For printing on the patent front page. list
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363)
`(1) The names of up to 3 registered patent attorneys
`or agents OR alternatively
`3 Change of correspondence address (or Change of Correspondence
`
`Address orm PTO/SB/122) attached.
`(2) lhe name of a single firm (having as a member a
`registered attorney oreagent) and the names of up to
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents. If no name is
`listed no name will be printed.
`Number is required.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON TIIE PATENT (print or type)
`
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`2
`3
`
`Please check the appropriate assignee category or categories (_will not be printed on the patent) :
`
`
`
`:1 Individual D Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`D A check is enclosed.
`D Payment by credit card. Form PTO-2038 is attached.
`DThe director is hereby authorized to charge the required fee(s). any deficiency. or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status. checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status. as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 131 and 1.33. See 37 CFR 1.4 for signature reguirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`Page 3 of 86
`
`Page 3 of 86
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF COR/[MERGE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P O Box 1430
`Alexandria, Virginia 22313-1450
`www.usplo.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/878,092
`
`10/08/2015
`
`Philip Scott Lyren
`
`PSL7003 (CON 3)
`
`6912
`
`,
`,
`02/20/2010
`
`64021
`
`7590
`
`PHILIP S. LYREN, PC
`289 Vv'oodland Avcnuc
`Wm, OH 44281
`
`BISSING. DANIEL1
`
`3738
`
`DATE MAILED: 02/26/20 1 6
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section l(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i)
`requirement that
`the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at l—(888)—786—0101 or (571)—272—4200.
`
`PTOL-SS (Rev. 02/11)
`
`Page 4 of 86
`
`Page 3 of 3
`
`Page 4 of 86
`
`
`
`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display 011 the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number’s legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Depaltment of Commerce, PO. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioncr for Patcnts, PO. Box
`1450, Alexandria, Virginia 22313—1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respond to a collection of information unless it displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant
`to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`procccdin gs or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is required
`by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`scttlcmcnt ncgotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance
`from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to
`comply with thc rcquircmcnts of thc Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
`218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under authority
`of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations
`governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive.
`Such disclosure shall not be used to make determinations about individuals.
`
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication
`of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the
`record was filed in an application which became abandoned or in which the proceedings were terminated
`and which application is rcfcrcnccd by cithcr a publishcd application, an application open to public
`inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`Page 5 of 86
`
`Page 5 of 86
`
`
`
`
`Application No.
`Applicant(s)
`14/878.092
`LYREN, PHILIP SCOTT
` Notice of Allowability
`EXTVTET‘EEEISSING
`9%?”
`32.32"“ '"V°"t°r t° Fi'e’
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL—85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. IZI This communication is responsive to the amendmentfiled on 1/26/2016.
`
`I] A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`
`2. [I An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`
`;the restriction
`
`3. X The allowed claim(s) is/are 21-32 and 39-41. As a result of the allowed claim(s), you may be eligible to benefit from the Patent
`Prosecution Highway program at a participating intellectual property office for the corresponding application. For more information,
`
`
`
`please see htt
`:/‘/www.usr3to. ‘ov/ atents/init events/r) h/inc'ex.‘sr) or send an inquiry to PPeredbacka-us to: 0v .
`
`4. El Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)—(d) or (f).
`Certified copies:
`
`*0) El None of the:
`b) [I Some
`a) [I All
`1. El Certified copies of the priority documents have been received.
`2. El Certified copies of the priority documents have been received in Application No. _
`3. I] Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE” of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. I] CORRECTED DRAWINGS ( as “replacement sheets”) must be submitted.
`
`El
`
`including changes required by the attached Examiner’s Amendment / Comment or in the Office action of
`Paper No./Mai| Date
`ldentitying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the tront (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. I] DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`
`
`Attachment(s)
`1.
`Notice of References Cited (PTO-892)
`2. El Information Disclosure Statements (PTO/SB/OS),
`Paper No./Mai| Date
`3. El Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`4. El Interview Summary (PTO-413),
`Paper No./Mai| Date
`.
`
`/YASHITA SHARMA/
`Primary Examiner, Art Unit 3774
`
`US. Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`20160219
`
`Page 6 of 86
`
`5. El Examiner's Amendment/Comment
`6. IX Examiner‘s Statement of Reasons for Allowance
`
`7. El Other
`
`.
`
`
`
`Notice 01 Allowability
`
`Part of Paper No./Mai| Date
`
`
`
`Page 6 of 86
`
`
`
`Application/Control Number: 14/878,092
`Art Unit: 3738
`
`Page 2
`
`1.
`
`The present application is being examined under the pre-AIA first to invent
`
`provisions.
`
`REASON FOR ALLOWANCE
`
`Claim 21 -32 and 39-41 are allowed.
`
`The following is an examiner’s statement of reasons for allowance: The best prior
`
`of prior art for Applicant’s claim is Al-Hafez (US 6,361,566) a method, comprising:
`
`machining a neck body (see Figs. 1 and 2, element 3) from solid metal to have a base
`
`portion (bottom of neck body), a neck portion (top of neck body) that extends outwardly
`
`from the base portion and includes a cylindrical configuration with a taper that receives
`
`a femoral ball (33), and a male protrusion (bottom rectangular portion of neck body) that
`
`extends outwardly from the base portion oppositely from the neck portion and has a
`
`polygonal shape in a cross- sectional view; fabricating, separately from the neck body, a
`
`bone fixation body (5) has a tapering body with an external bow (see Figs); and
`
`permanently connecting, after the bone fixation body is separately fabricated from the
`
`neck body, the bone fixation body to the neck body at an interface where the male
`
`protrusion extends into and engages the bone fixation body and forms a core for the
`
`bone fixation body, the bone fixation body abuts the base portion of the neck body, and
`
`the bone fixation body abuts the polygonal shape of the male protrusion in order to
`
`provide anti-rotation at the interface between the neck body and the bone fixation body
`
`(see Fig. 1). AI-Hafez fails to teach the neck body having an elongated shape that
`
`tapers and the bone fixation body being formed of a porous metal structure without a
`
`solid metal substrate but with the porous metal structure that extends throughout the
`
`Page 7 of 86
`
`Page 7 of 86
`
`
`
`Application/Control Number: 14/878,092
`Art Unit: 3738
`
`Page 3
`
`bone fixation body, has a size and a shape that emulate a size and a shape of a porous
`
`structure of natural human bone, has a trapezoidal shape in a cross-sectional view. The
`
`main point of novelty being the solid metal neck body interfacing with and becoming a
`
`core for the completely porous bone fixation body.
`
`Any comments considered necessary by applicant must be submitted no later
`
`than the payment of the issue fee and, to avoid processing delays, should preferably
`
`accompany the issue fee. Such submissions should be clearly labeled “Comments on
`
`Statement of Reasons for Allowance.”
`
`/Daniel Bissing/
`
`Art Unit 3738
`
`/YASHITA SHARMA/
`
`Primary Examiner, Art Unit 3774
`
`Page 8 of 86
`
`Page 8 of 86
`
`
`
` Application/Control No.
`Applicant(s)/Patent Under
`Reexamination
`14/878 092
`LYREN‘ PHILIP SCOTT
`,
`Examiner
`Art Unit
`
`_
`_
`Notice of References Cited
`
`Page 1 0“
`
`DANIEL BISSING
`U.S. PATENT DOCUMENTS
`
`3738
`
`Il—-—__
`--8JS-6361 566 B1
`03-2002
`AI-Hafez; Bashar
`A61 F2/32
`623/2215
`
`
`
`*A copy of this reference is not being furnished with this Office action. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates Ciassifications may be US or foreign.
`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
`20160219
`
`Notice of References Cited
`
`Part of Paper No.
`
`Page 9 of 86
`
`Page 9 of 86
`
`
`
`
`
`Application/Control No.
`
`Search Notes
`
`14878092
`
`Applicant(s)/Patent Under
`Reexamination
`
`LYREN, PHILIP SCOTT
`
`
`
`
`
`
`
`Examiner
`
`DANIEL BISSING
`
`
`
`Art Unit
`
`3738
`
`CPC- SEARCHED
`
`Examiner
`
`
`DB
`A61F2002/3625 A61F2002/3631 A61F2002/3625 A61F2/3662
`
`
`A61 F2002/3678
`
`
`2/19/2016
`
`CPC COMBINATION SETS - SEARCHED
`
`
`
`
`
`S mbol
`
`Date
`
`Examiner
`
`
`
`
`
`
`Subclass
`
`US CLASSIFICATION SEARCHED
`
`SEARCH NOTES
`
`
`Search Notes
`
`Examiner
`
`INTERFERENCE SEARCH
`
`US Class/
`CPC S mbol
`
`US Subclass / CPC Group
`
`Ke word search see search histor
`
`2/19/2016
`
`U.S. Patent and Trademark Office
`
`Part of Paper No.
`
`: 20160219
`
`Page 10 of 86
`
`Page 10 of 86
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BIB DATA SHEET
`
`SERIAL NUMBER
`
`FILING or 371(0)
`DATE
`
`Page 1 Of 1
`
`UNITED STATES DEPARTNIENT OF COMMERCE
`United States Patent and Trademark Office
`Address: CONIMISSIONER FOR PATENTS
`P.0. Box 1450
`Alexandlia, Virginia 22313-1430
`WWW usplo gov
`
`CONFIRMATION NO. 6912
`
`NO.
`
`14/878,092
`
`APPLICANTS
`
`10/08/2015
`RULE
`
`Four Mile Bay, LLC, Wadsworth, OH;
`INVENTORS
`Philip Scott Lyren, Hong Kong, CHINA;
`‘k‘k CONTINUING DATA ********‘k‘k‘k‘k‘k‘k‘k‘k‘kk‘k‘k'k‘k‘k'k‘k
`
`PSL-OO3 (CON 3)
`
`
`
`This application is a CON of 13/947,069 07/21/2013 PAT 9265612
`which is a CON of 11/409,611 04/24/2006 PAT 8506642
`which is a CON of 10/446,069 05/27/2003 ABN
`‘k‘k FOREIGN APPLICATIONS ******‘k‘k‘kk‘k‘kk‘k‘kk‘k‘kk‘k‘kk‘k‘k‘k
`
`** IF REQUIRED, FOREIGN FILING LICENSE GRANTED ** ** SMALL ENTITY **
`10/21/2015
`
`3| Yes BN0
`Foreign Priority claimed
`
`35 USC 119(a-d) conditions met :I Yes BNO
`Acknowledged
`Examlner's SIgnature
`Verified and
`/Daniel Bissing/
`
`D mgfigfige
`InItIals
`
`STATE OR
`COUNTRY
`CHINA
`
`SHEETS
`DRAWINGS
`3
`
`TOTAL
`CLAIMS
`18
`
`INDEPENDENT
`CLAIMS
`3
`
`ADDRESS
`
`PHILIP S. LYREN, PC
`289 Woodland Avenue
`Wadsworth, OH 44281
`UNITED STATES
`
`Hip Implant With An Interface That Connects A Metal Neck Body To A Porous Bone Fixation Body
`
`FILING FEE FEES: Authority has been given in Paper
`RECEIVED No.— to charge/credIt DEPOSIT ACCOUNT
`for following:
`
`BIB (Rev. 05/07).
`
`Page 11 of 86
`
`Page 11 of 86
`
`
`
`EAST Search History
`
`EAST Search History
`
`EAST Search History (Prior Art)
`
`\
`
`EDefaull EPlurals ETime
`Search Query
`\uKuKuKuuw KKKt“uuKKtKKtKK\“uuuKuKKtKKt“uuKK\KKtKK\u“uuKu“uu“uu“uu““1 uKKtKKtKKt“uu“uu““uu“uue K\uKuuuuuKuKuu“ “\u‘u‘u‘u‘uu. uu“\“u‘u‘u‘uu‘uu-
`
`:
`
`E2016/02/19E
`'
`E("20040243246").PN.
`\ ““22““0 “““fi‘fifino 2\26‘26‘2"26‘26‘2\‘2n2‘2‘\‘2‘26‘26‘26‘2"2\‘2\‘2\‘2n“2"2“““6‘e‘finfifinfia 2"26‘26‘26‘2n“‘“““““‘““““: ‘“‘““““““““““: ““““““““‘“~ 6‘2‘“““fi\“\“\“‘““c
`5
`09:12
`5
`‘
`5
`5
`
`:2016/02/19:
`-
`("6,361,566").PN.
`\ ““22““; “““fi‘fifino 2\26‘26‘2"26‘26‘2\‘2n2‘2‘\‘2‘26‘26‘26‘2"2\‘2\‘2\‘2n“2"2“““6‘e‘finfifinfia 2"26‘26‘26‘2n“‘“““““‘““““: ‘“finenfififi‘fifi‘fi: “““““““““a “““““fi\“\“““““:
`09:15
`5
`‘
`‘
`5
`5
`
`E(”5658352")-PN-
`-
`:2016/02/19:
`“““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““
`
`E623/23.26.cc|s.
`
`i
`
`-
`
`:‘2014/12/10:
`
`
`
`5 - 5 5E623/15,29,3,31.cc|s. or ‘ 014/12/10:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`E."a61f2 ""367”. 06c. or
`Ea6112/3676. CpC.
`E623/23.15,23.26-
`x "mm“; .u.u..........\ .“u.“..“u...............u..“u.“..m..............“u.u.u...............
`E2636,236923523632355.ccls.
`i
`
`014/12/10:
`-
`..“u..“u...............u.u.u..: u............u.u.u.u: u..............u..‘ u..u..............u.u.:
`‘:737
`5
`
`014/12/10:
`-
`E623/23.15-23.39.ccls.
`x "mm“; .u.u..........\ .“u.“..“u...............u..“u.“..m..............“u.u.u...............‘ ..“u..“u...............u.u.u..: u............u.u.u.u: u..............u..~ u..u..............u.u.:
`:
`5 ‘:744
`5
`‘
`5
`5
`
`E623/23.26.Cc|s. and pour$4
`5
`
`E623/23.26.cc|s. and poro$4
`
`E
`
`E
`
`-
`
`-
`
`:
`
`5
`
`:
`
`5
`
`014/12/103
`5 4:7 52
`3
`
`: 014/12/10:
`
`:6 3/23.26.ccls. and (poro$4 near5
`(cross$section or through$4 or
`
`\ “\u‘qu uu“uu“uul
`‘
`\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\
`extend ))
`
`E623/23.26.ccls. and (poro$4 near5
`(layer or coat$4))
`
`E623/23.15—23.39.cc|s. and ((p0r0$4
`or pore) near5 (center or middle or
`throughout or cross$section))
`
`-
`
`014/12/10§
`‘ ‘7:55
`5
`
`014/12/10:
`7. 59
`5
`
`5
`
`5
`
`5
`
`014/12/10:
`-
`E("5,282,861”).PN.
`uuuuul uu“uu“uu1 Ku\K\\K\\K\\K\\K\\K\\K\uKuKK\\K\\K\\K\\K\\K\\K\\KKuKu\K\“uu“uu“uu“u\l \\K\\K\\K\\K\\Kuu“uu““uu“uJ K\“uu“u\uuu“uu: uKuKuuuuuKu\\\\\\\\\\\\\\\\\\\\\\\\\\\\
`‘
`= ‘6:03
`5
`‘
`5
`5
`
`E623/23.15—23.39.cc|s.
`
`-
`
`014/12/10:
`
`E
`
`,
`
`USPAT;
`USOCR; FPRS;
`EEPO; JPO;
`EDERWENT;
`E
`IBM_TDB
`EORE
`EUS—PGPUB;
`
`
`2014/12/13:
`16:09
`
`s
`
`E E2014/12/1O
`
`EEStB E36
`
`E813 and (neck near5(s(eparate or
`
`EASTSearchHistory.14878092_AccessibleVersion.htm[2/19/2016 9:59:35 AM]
`
`Page 12 of 86
`
`Page 12 of 86
`
`
`
`EAST Search History
`
`remove$2 or independent))
`
`E USPAT;
`USOCR; FPRS;
`EPO; JPO;
`
`DERWENT;
`IBM_TDB
`
`18:15
`
`
`
`E813 and ((neck near5 (separate or
`remove$2 or independent)) same
`socket)
`
`5
`
`E2014/12/10E
`18:15
`5
`
`E
`
`
`
`
`oE
`a
`
`
`
`5
`
`5
`
`
`
`E
`
`
`EUS—PGPUB;
`USPAT;
`usocn; FPRS;
`
`E EP0; JPO;
`E DERWENT;
`IBM_TDB
`
`
`
`E813 and (shank near5 (square$2 or EUS—PGPUB;
`polygon$3 ortrapazoid$3))
`USPAT;
`E USOCR; FPRS;
`EPO; JPO;
`DERWENT;
`
`
`
`
`
`
`
`E
`
`
`
`E2014/12/10E
`18:58
`5
`
`
`
`
`
`
`
`
`E2014/12/10E
`US—PGPUB;
`19:18
`E USPAT;
`
`E
`E usocn; FPRS;
`5
`EPO; JPO;
`
`DERWENT;
`IBMiTDB
`
`
`E US—PGPUB;
`
`USPAT;
`USOCR; FPRS;
`
`E EP0; JPO;
`5
`
`EE
`E DERWENT;
`...................................................................................................................................................................................................................................
`
`
`
`
`USPGPUB;
`E813 and ((stem near5 (separate or
`E2014/12/10E
`USPAT;
`remove$2 or independent)) same
`18:17
`3
`
`
`
`E USOCR; FPRS;
`socket)
`5
`
`
`5
`‘
`E EP0; JPO;
`
`
`DERWENT;
`
`E26327}?
`
`E
`3 and (neck near5 (separate or
`E
`
`18:27
`
`E USPAT;
`remove$2 or independent)) and
`
`(stem near5 (separate or
`USOCR; FPRS;
`
`
`
`independent))
`EPO; JPO;
`
`E
`DERWENT;
`“u.“unx _______________\
`2______________________2aa.“______________________2__2______________________u_24 ______________________2__2____________~ ________2__2_____________- unuuacawum __unuunuuauauns
`
`
`IBM_TDB
`E
`
`
`E813 and modular
`E2014/12/10E
`E
`18:36
`5
`
`
`
`
`
`
`
`
`
`EA61F2002/3092.cpc. and poro$4
`
`E2014/12/10E
`18:49
`
`5
`
`E2014/12/10E
`E19:17
`
`E813 and (neck near5 (square$2 or
`rectang|$4 ortrapazoid$3))
`
`E
`
`
`
`A61 F2002/3092.cpc.
`
`
`
`
`E US—PGPUB;
`E USPAT;
`USOCR; FPRS;
`EPO; JPO;
`DERWENT;
`IBMiTDB
`
`E
`
`5
`
`
`
`USPGPUB;
`USPAT;
`USOCR; FPRS;
`E EP0; JPO;
`DERWENT;
`
`5
`
`
` EEA61F2002/3652.cpc. and (neck
`
`
`
`
`E2014/12/10E
`A61 F2002/3652.cpc.
`E USPGPUB;
`19:26
`USPAT;
`
`USOCR; FPRS;
`E
`
`EPO; JPO;
`5
`
`
`
`
`
`EE26€2715216E
`-
`5E
`5EON
`
`i
`
`EASTSearchHistory.14878092_AccessibleVersionEhtm[2/19/2016 9:59:35 AM]
`
`Page 13 of 86
`
`Page 13 of 86
`
`
`
`EAST Search History
`
`\
`
`‘
`
`near5 (square or rectang$4 or
`trapezoid$3))
`
`: USPAT;
`USOCR; FPRS;
`EPO; JPO;
`
`DERWENT;
`IBM TDB
`
`:U33906550-$.D|D. OB US5013324-3U9PGPUB;
`:$.D|D.ORUS—5018285—$.D|D.OR :USPAT;
`US—5496375—$.D|D.
`USOCB; FPRS;
`EPO; JPO;
`3 DERWENT;
`|BM_TDB
`
`‘ yren—philip.in.
`
`‘USPGPUB;
`
`A61 F2/3662.cpc.
`
`A61 F2002/3652.cpc.
`
`A61 F2002/3664.cpc.
`
`s
`
`A61 F2/367.Cpc.
`
`A61 F2002/3678.cpc.
`
`1F2002/3625.cpc.
`
`A61 F2002/3631 .cpc.
`
`:623/23.26.CCIS.
`
`:628/15,29,3,31.cols. or
`623/22.4,43.ccls.
`
`:623/23.15,23.26-
`:23.3623.39,235,2353-2355.ccls.
`
`:623/23.15—23.39.ccls.
`3
`
`;
`i
`
`:337 or 838 or 839 or 840
`
`19:26
`
`g2o14/12/1og
`g19:34
`=
`
`‘2014/12/10:
`
`2015/05 6
`17:37
`3
`
`g2o1 5/05/16:
`g
`
`2015/05/16:
`17:38
`
`i
`
`g2o1 5/05/16:
`17:39
`5
`
`g2o1 5/05/16:
`17:39
`=
`g
`
`2015/05/16:
`17:39
`=
`
`g2015/O5 6:
`17:40
`5
`
`s
`
`g2o1 5/05/16:
`17:40
`3
`
`g2o1 5/05/16:
`17:43
`
`:2015/05/16§
`17:43
`
`g2o1 5/05/16:
`17:43
`
`g2o1 5/05/16:
`17:43
`3
`
`=
`
`s
`
`a
`
`3
`
`3
`
`:
`
`s
`
`s
`
`5
`
`a
`
`5
`
`3 USPGPUB;
`USOCB; FPRS;
`EPO; JPO
`
`g USPGPUB;
`USPAT;
`USOCB; FPRS;
`EPO; JPO
`
`gUSPGPUB;
`
`
`
`USPGPUB;
`USOCB;