throbber
.
`United States Patent
`
`[19]
`
`IIIIIIIllllllllllllllllllllIllllllllllllllllllllllllIllllllllllllllllllllll
`U8005282861A
`[11] Patent Number:
`
`5,282,861
`
`Kaplan
`
`[45] Date of Patent:
`
`Feb. 1, 1994
`
`75
`
`[56]
`
`[54] OPEN CELL TANTALUM STRUCI‘URES
`FOR CANCELLOUS BONE IMPLANTS AND
`'
`CELL AND TISSUE RECEPTORS
`luv to : Richard B. K 1
`, B
`I
`en r
`Calif.
`up u ever y
`1
`I
`[73] Assignee: mmet’ Pacoima, Calif
`21
`l.
`.:
`,
`8
`I
`] App No
`850 11
`[22] Filed:
`MEL 11, 1992
`,
`_
`[51]
`Int. Cl.5 .......................... A61F 2/28, A61F 2/02,
`A61F 2/54; AOIN 1/02
`[52] US. Cl. ........................................ 62632/31/6gé6222/71/12;
`[58] Field of Search ................. 623/16 11 667427/2-
`433 173’ 201.1, 2022, 206, 207
`/
`References Cited
`U.S. PATENT DOCUMENTS
`3,677,795
`7/1972 Bokros et al. ........................... 623/2
`3992 725 11/1976 Homsy
`623/11
`
`4,392,828
`7/1933 Ehrnford .....
`433/201.1x
`4,457,984 7/1984 Otani et a1.
`....................... 433/201.1
`4,737,411
`4/1988 Graves, Jr. et a1.
`.............. 623/16 X
`
`fill ,
`1
`5’
`
`4,775,598 10/1988 Jaeckel ................................ 428/550
`7/1989 von Recum et a1.
`.
`.. 427/2 X
`4,846,834
`
`7/1991 Ducheyne ............. 623/16
`5,030,233
`5,152,794 10/1992 Davidson .............................. 623/16
`FOREIGN PATENT DOCUMENTS
`2093701
`9/1982 United Kingdom .................. 623/16
`Primary Examiner—David Isabella
`.
`Assistant Examiner—Dinh X. Nguyen
`Attorney, Agent, or Firm—Charles H. Schwartz;
`Ellsworth R. Roston
`
`[57]
`ABSTRACT
`A tantalum open cell structure is formed by chemical
`“PM “13°51‘10“ °nt° *1 ”mula‘ed carbon ‘0“ “’3'
`strate. Tantalum has a long history of use as an implant
`material, in both bone and soft tissue. This lightweight,
`strong, porous structure, mimicking the microstructure
`of natural cancellous bone, acts as a matrix for the in-
`corporam" 0f b°“e’ prov‘dmg Opt‘mal Pemeab‘hty
`and a high surface area to encourage new bone in-
`STOWth‘
`
`18 Claims, 4 Drawing Sheets
`
`100
`
`{00
`
`I02
`
`102
`
`Page 1 of 11
`
`ZIMMER EXHIBIT 1020
`
`ZIMMER EXHIBIT 1020
`
`Page 1 of 11
`
`

`

`US. Patent
`
`Feb. 1, 1994
`
`» Sheetlof4
`
`V
`
`5,282,861
`
`[00
`
`[02
`
`F/G.
`
`/
`
`Page 2 ofll
`
`Page 2 of 11
`
`

`

`US. Patent
`
`Feb. 1,1994
`
`Sheet 2 of 4
`
`5,282,861
`
`[00
`
`F/G. 2
`
`Page 3 ofll
`
`Page 3 of 11
`
`

`

`US. Patent
`
`Feb. 1, 1994
`
`Sheet 3 of 4
`
`5,282,861
`
`
`
`[04
`
`104
`
`F/G. 3
`
`Page 4 ofll
`
`Page 4 of 11
`
`

`

`US. Patent
`
`Feb. 1, 1994
`
`Sheet 4 of 4
`
`5,282,861
`
`FIG. 4
`
`GASES IN
`
`(H2) (CI2)
`
`2/4
`
`
`
`REACT/0N
`CHAMBER
`200
`
`RES/537g?
`205
`
`TANTALUM
`”5 7’“
`2’0
`
`CHLOR/NATION
`CHAMBER
`202
`
`FOAM SUBSTRATE
`2/2
`
`GRAPH/ TE
`I
`_ — SUSCEPTOR
`
`(HOT WALL FURNACE)
`
`
`
`
`
`[II/A
`I/I/I/IA
`
`O 204
`O
`INDUCTION
`II/I
`HEATING COIL —>O
`
`
`208
`/[
`_//1
`//////
`
`W
`
`
`00000
`
`7/
`
`
`
`O O O O
`
`
`
`222
`
`EXHAUST
`
`Page 5 ofll
`
`Page 5 of 11
`
`

`

`1
`
`5,282,861
`
`OPEN CELL TANTALUM STRUCTURES FOR
`CANCELLOUS BONE IMPLANTS AND CELL AND
`TISSUE RECEPTORS
`
`BACKGROUND OF THE INVENTION
`
`The need for a cancellous bone substitute and/or cell
`and tissue receptive material is significant. For example,
`cancellous autografts provide a porous framework
`within which revascularization occurs and against
`which new bone is layered, and also provide a popula-
`tion of osteoprogenitor cells and a complement of bone
`growth-inducing factors. Grafting, however, requires
`surgery to obtain the material, and a viable substitute is
`desirable. It is here that the concept of artificial biocom-
`patible implants becomes of interest. Extensive studies
`over the last two decades have shown that to duplicate
`the success of cancellous grafts, an implant should serve
`as a porous framework. Indeed, early research demon-
`strated that an interconnected porous material is toler-
`ated by the body, and encourages new bone growth,
`better than the same material in solid form.
`The replacement of diseased, destroyed, or degenera-
`tive bone and tissues consumes time and financial re-
`sources from a large segment of the surgical commu-
`nity, in both medicine and dentistry. Clinical and scien-
`tific work is directed at facilitating regeneration of tis-
`sues in affected patients so that normal biomechanical
`and physiologic functions can resume. In some patients,
`full restoration of function with normal tissue is achiev-
`able, while in others, prostheses are biologically at-
`tached to restore function. The specialty science de-
`voted to the study of substances utilized for implants in
`medicine and dentistry, biomaterials,
`is a young field
`that has taken tremendous strides in the last 20 years.
`Over the same period, dental implantology has evolved
`from early attempts by a few enthusiasts to a fully rec-
`ognized branch of dentistry.
`Although indispensable for survival, the body’s natu-
`ral defense mechanisms, by which materials identified
`as nonself are rejected, have been the nemesis of sur-
`geons using prostheses or implantable devices. It
`is
`necessary to minimize the rejection mechanism as much
`as possible. Certain biomaterials have been identified
`having apparently limited reactions to the body’s de-
`fense mechanisms. These materials can be placed on a
`continuum that extends from relatively chemically reac-
`tive to completely nonreactive or passive. Generally,
`the more nonreactive the material is in vivo, the better
`the performance that can be expected.
`Matching the requisite biomechanical requirements
`for an implant with the environment of surrounding
`tissues has been a formidable challenge. Significant
`progress was made in resolving this problem in the early
`19705, when the importance of porosity was first recog-
`nized. Later work showed that certain physical parame-
`ters of the porosity affect the type of tissue and the rate
`of ingrowth. The degree of interconnectivity and the
`nominal pore size were found to be critical factors in
`determining the success of an implant. Maximum inter-
`connectivity, or the absence of “dead ends”, was found
`to facilitate ingrowth. These studies showed that pore
`sizes less than 10 um prevent ingrowth of cells; pore
`sizes of 15-50 pm encourage fibrovascular ingrowth;
`pore sizes to 50—150 um result in osteoid formation; and
`pore sizes of greater than 150 um facilitate the ingrowth
`of mineralized bone.
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`45
`
`50
`
`55
`
`65
`
`Page 6 ofll
`
`2
`Bone ingrowth into the voids of a porous material
`provides ideal skeletal fixation for the permanent im~
`plants used for the replacement of bone segments lost
`due to any number of reasons, or in total joint prosthe-
`ses. Biological compatibility, intimate contact with the
`surrounding bone, and adequate stability during the
`early period of bone ingrowth have been identified as
`important requirements, along with proper porosity.
`The optimal porous material should have good crack
`resistance, particularly under impact, and a compliance
`comparable to that of bone. The material should also
`make the manufacture of implants of precise dimensions
`easy, and permit the fabrication of either thick or thin
`coatings on load-bearing cores.
`One prerequisite for successful ingrowth is that the
`implant be placed next to viable bone. In fact, the pres-
`ence of bone within the implant has become presump-
`tive evidence of osteoconductive properties: that is, the
`ability of bone to grow into a porous structure when the
`structure is placed next to bone. Initially, the cells that
`interface the implant convert to bone, then the front of
`regenerated bone progresses into the implant. This pro—
`cess is known as osseointegration, meaning the achieve-
`ment of direct contact between living bone and implant.
`The research, development, and manufacture of syn-
`thetic porous implants having the physical properties
`required to promote bone ingrowth have proved to be a
`major endeavor. Implants with porous surfaces of me-
`tallic, ceramic, polymeric, or composite materials have
`been studied extensively over the last two decades. A
`significant early advance in this area was made with the
`development of “replamineform” materials, so termed
`because they replicate actual life forms. These materials
`are based on the three-dimensional microstructure of
`certain marine invertebrates (best represented by corals
`and echinoids), which is uniform and completely per-
`meable. The replamineform process utilizes the inverte-
`brate microstructure as a template to make porous
`structures of other materials.
`The most commonly used substance for porous bio-
`materials is calcium hydroxyapatite (HA), which is the
`largest chemical constituent of bone. Other nonmetallic
`materials frequently used in porous form for implants
`include the ceramics tricalcium phosphate (TCP), cal-
`cium aluminate, and alumina, carbon; various polymers,
`including polypropylene, polyethylene, and polyoxy-
`methylene (delrin); and ceramic-reinforced or -coated
`polymers. Unfortunately, ceramics, while strong, are
`very brittle and often fracture readily under loading;
`and polymers, while possessing good ductility, are ex-
`tremely weak. The very nature of these materials can
`restrict their clinical dental and orthopedic applications.
`Metals, on the other hand, combine high strength and
`good ductility, making them attractive candidate mate
`rials for implants (and effectively the most suitable for
`load-bearing applications). Many dental and orthopedic
`implants contain metal, most often titanium or various
`alloys such as stainless steel or vitallium (cobalt-chromi-
`um-molybdenum). Ceramic-coated metals are also used,
`typically HA or TCP on titanium. Additionally, a large
`variety of metals are used internally in biomedical com-
`ponents such as wire, tubing, and radiopaque markers.
`Many existing metallic biomaterials, however, do not
`easily lend themselves to fabrication into the porous
`structures that are most desirable for bone implants.
`These materials (e.g. stainless steel, cobalt-based alloys)
`exhibit the necessary properties and biocompatibility as
`long as only a smo‘oth, bulk shape in a metallurgically
`
`Page 6 of 11
`
`

`

`5,282,861
`
`3
`perfect state is needed. The machining or other treat-
`ment needed to obtain a porous or surface-textured
`shape for interlocking with skeletal tissue can have a
`detrimental effect on the properties and biocompatibil-
`ity, and can even result in material failure. For example,
`the hexagonal crystal structure of titanium makes it
`susceptible to cracks and fractures, as has been seen in
`the case of dental implants. Some porous metallic mate-
`rials (e.g. flame- or plasma-sprayed titanium, porous
`sintered powder metallurgy materials) do not match the 10
`structure of cancellous bone sufficiently well to ensure
`successful ingrowth and integration. Also, most metals
`and alloys currently in use are subject to some degree of
`corrosion in a biological environment. Finally, the high
`densities of metals can make them undesirable from a 15
`weight standpoint.
`'
`SUMMARY OF THE INVENTION
`
`5
`
`4
`lum (atomic number 73, atomic weight 180.95, density
`16.68 g/cm3) is a transition element (periodic group
`VB), a highly refractory (melting point 2996° C.),
`strong, ductile metal with excellent oxidation and cor-
`’ rosion resistance. These properties led to its early inves-
`tigation, in both animal and human experiments, as a
`potential human implant material. Early evidence of
`excellent tissue acceptance, combined with low corro-
`sion, has led to the use of tantalum as a surgical implant
`material and its use in a variety of applications, includ-
`ing pacemaker electrodes, wire, foil and mesh for nerve
`repair, cranioplasty plates, contrast media for airwave
`radiographic studies, radiopaque markers for following
`bone growth, ligation clips, and more recently on an
`experimental basis in femoral endoprostheses.
`The crystal structure of tantalum is body-centered
`cubic, giving it excellent ductility due to the six possible
`slip planes. It is so corrosion-resistant that it resists the
`attack of most chemical agents; tantalum pacemaker
`electrodes have exhibited excellent corrosion resistance
`both in vitro and in vivo. This inertness likely accounts
`for the good tissue compatibility of the base metal as
`well, whereas a noble metal such as gold, though con-
`sidered corrosion-resistant, is not sufficiently biocom-
`patible due to its catalytic surface.
`Comparative studies have demonstrated that tanta-
`lum does not inhibit cell growth and indeed becomes
`tightly enveloped by new osseous tissue soon after im-
`plantation, whereas dental gold and cobalt-based alloys
`can inhibit cell growth and cause bone resorption. With
`tantalum, osseous ingrowth has been demonstrated
`right up to and into implants. Complete, strong, long-
`term osseointegration has been demonstrated with tan-
`talum implants in both dental and orthopedic applica-
`tions, under both unloaded and heavily loaded condi-
`tions, for implantation periods as long as eight to twelve
`years.
`In addition, tantalum has an elastic modulus close to
`that of bone, much closer than any of the other high-
`strength metals and alloys commonly used for implants;
`this too may well contribute to the favorable reaction
`with bone. With its greater ductility, excellent corro-
`sion resistance, good workability, and demonstrated
`biocompatibility, tantalum clearly can be regarded as an
`excellent alternative to the metals and alloys presently
`in use and under development for bone implants.
`BRIEF DESCRIPTION OF THE DRAWINGS
`
`FIG. 1 is a perspective view of an open cell tantalum
`structure constructed in accordance with the present
`invention;
`FIG. 2 is an enlarged view of the surface of the tanta-
`lum structure of FIG. 1;
`FIG. 3 is a detailed view of small sections of the
`material of FIGS. 1 and 2; and
`FIG. 4 is illustrative of one method of making the
`tantalum structure of the present invention.
`DESCRIPTION OF THE PREFERRED
`EMBODIMENT
`
`Cancellous, or spongy, bone is composed of a porous
`space-frame structure formed of open spaces defined by
`interconnected trabeculae, oriented along lines of prin-
`cipal stresses. At the microstructural level, the trabecu-
`Iae are composed of layers of lamellar bone. Cancellous
`bone has anisotropic mechanical properties, i.e. differ-
`ent structural behavior along different orientations.
`Along the axis of the major channels, cancellous bone
`
`New materials are enabling the design of innovative,
`and increasingly biocompatible, replacements for dam- 20
`aged human tissues. In the present invention, reticulated
`open cell carbon foam is infiltrated with tantalumby the
`chemical vapor deposition (CVD) process. It should be
`noted that niobium, which has similar chemical and
`mechanical properties to tantalum, may also be used as 25
`well as appropriate alloys of tantalum and niobium. For
`example, other metals such as niobium, hafnium and/or
`tungsten could be alloyed with the tantalum or hafnium
`and/or tungsten with niobium to change modulus and-
`/or strength. Therefore, any reference to tantalum 'is 30
`not meant to be an exclusion of other metals.
`
`The carbon foam is infiltrated by chemical vapor
`deposition (CVD). The resulting lightweight, strong,
`porous structure, mimicking the microstructure of natu-
`ral cancellous bone, acts as a matrix for the incorpora— 35
`tion of bone or reception of cells and tissue. The pores
`of the matrix are connected to one another to form
`continuous, uniform channels with no dead ends. This
`intricate network of interconnected pores provides op-
`timal permeability and a high surface area to encourage 40
`cell and tissue ingrowth, vascularization, and deposition
`of new bone.
`
`The result is a new biomaterial that, when placed next
`to bone or tissue, initially serves as a prosthesis and then
`functions as a scaffold for regeneration of normal tis- 45
`sues. The new biomaterial fulfills the need for an im-
`plant modality that has a precisely controllable shape
`and at the same time provides an optimal matrix for cell
`and bone ingrowth. Additionally, the physical and me-
`chanical properties of the porous metal structure can be 50
`specifically tailored to the particular application at
`hand. This new implant offers the potential for use in
`alveolar ridge augmentation, periodontics, and orthog-
`nathic reconstruction. As an effective substitute for
`autografts, it will reduce the need for surgery to obtain 55
`those grafts. It is useful in orthopedic applications as
`well.
`The present invention may also be used for tooth
`replacement because of the ability to induce tissue and
`bone growth even in the face of mildly infectious condi- 60
`tions. For example, an artificial tooth can be joined to
`an open cell tantalum stem and positioned in an appro-
`priately sized hole in the jaw. The gum is allowed to
`rest against the artificial tooth and some of the stem to
`form a seal.
`Tantalum was selected as the material of choice based
`on its good mechanical properties, excellent corrosion
`resistance, and demonstrated biocompatibility. Tanta-
`
`65
`
`Page 7 ofll
`
`Page 7 of 11
`
`

`

`5
`exhibits elastic behavior with sudden brittle failure at
`
`5,282,861
`
`5
`
`ultimate load in tension. When loaded with a tensile
`force whose line of action is skewed with respect to the
`channel axis of the bone, the stress-strain curve is para-
`_ bolic with plastic deformation and greater energy ab-
`sorption. It is therefore stiffer (has higher tensile and
`compressive moduli) but fails at a lower strain when
`loaded parallel to the predominant spicular direction
`than when loaded in other directions. These properties
`are important because they serve to absorb shock and 10
`distribute load in the vicinity of the articular surfaces of
`joints.
`Any material to be used as a substitute for cancellous
`bone must therefore allow elastic deformation and load
`distribution. In addition, the material must not produce 15
`load concentrations, particularly if placed close to the
`underlying surface of articular cartilage, which might
`increase the local stresses on the articular surface and
`lead to wear and damage of the surface.
`Cancellous bone demonstrates remodeling behavior 20
`according to Wolff‘s Law: that is, with the form being
`given, bone adapts to the loads applied to it. The con-
`verse is also true, and equally important: where loads
`are not applied, bone tends to resorb. An implant, then,
`must distribute stresses throughout its structure,
`the 25
`ingrowing bone, and the surrounding bone in order to
`avoid bone resorption and weakening caused by stress
`shielding.
`The density of cancellous bone is 0.7 g/cm3; its tensile
`modulus 0.2—0.5 GPa; tensile strength 10—12 MPa; and 30
`strain to failure 5-7%. Compared to cortical bone, can-
`cellous bone is é-i as dense (indicating its porous na-
`ture); l/lO—l/ZO as stiff; and five times as ductile. The
`mechanical properties of the two types, though, actu-
`ally represent a continuum, reflecting the behavior of a 35
`relatively uniform material (bone) modified by differ-
`ences in density and structure.
`Based on experiments with hydroxyapatite implants,
`ingrowth and maturation of new bone are more rapid
`from a cancellous bone region than from cortical bone, 40
`with the tissue-implant interface reaching peak shear
`strength in dogs in 8 weeks. The process may take
`longer in humans, with remodeling still possible up to 2
`years postoperation. Inadequate device designs may
`produce continued stress shielding remodeling as long 45
`as 9—10 years postoperation.
`Materials for osseous, or bone, implants must be rigid
`and stress-resistant, while avoiding self-concentration
`of stresses that result in stress shielding. Also, osseous
`implants should ideally reside in the bone without inter- 50
`fering with bone remineralization, the natural process
`by which the body replenishes bone. The implant
`should be able to be precisely shaped and placed for
`optimal interface and performance. Finally, non-resorp-
`tion would be a beneficial quality for implants used in 55
`load-bearing applications, and/or those in which com-
`plete bone ingrowth is not possible.
`Critical to the performance of a porous implant is the
`completeness of its interconnectivity. This is essential
`because constrictions between pores and isolated, dea- 60
`dend pockets can limit vascular support to ingrowing
`tissues; ischemia of the ingrowing bone cells results in
`failure of the implant. Incomplete vascularization or a
`reduction in the neovascularity also makes an implant
`vulnerable to bacterial colonization. Implants lacking 65
`completely interconnected porosity-can also result in
`aberrant mineralization, stress shielding,
`low fatigue
`strength, and/or bulk displacement.
`
`Page 8 ofll
`
`6
`The open cell metal structure of the present invention
`offers highly interconnected, three-dimensional poros-
`ity that is uniform and consistent, a structure exception-
`ally similar to that of natural cancellous bone. In this
`way it is superior to other porous metallic implant mate-
`rials, whose “porosity” is artificially produced via some
`form of surface treatment that does not result in a truly
`complete, open porosity. Examples of these methods
`include macroscopic porous coatings (e.g. metal micro-
`spheres or wires sintered or otherwise attached to a
`bulk surface); microscopic surface porosity (e.g. metal
`powder particles flame- or plasma-sprayed onto a bulk
`surface); and controlled surface undulations machined
`into a bulk surface.
`Although certain porous ceramic materials do offer
`full porosity (e.g. the replamineform process for hy-
`droxyapatite), they have properties inferior to metals as
`discussed previously. The open cell metal structure is
`osteoconductive, like other porous implants. Also, it is
`entirely biocompatible, based on the demonstrated bi-
`ocompatibility of tantalum.
`Allowing full mineralization is another extremely
`important property required of bone substitute materi-
`als. The highly organized process of bone formation is a
`complex process and is not fully understood. There are,
`however, certain prerequisites for mineralization such
`as adequate pore size, presumably larger than 150 pm
`with interconnect size in the range of 75 pm. A pore
`diameter of 200 um corresponds to the average diame-
`ter of an osteon in human bone, while a pore diameter of
`500 um corresponds to remodeled cancellous bone. The
`open cell metal structures of the present invention can
`be fabricated to virtually any desired porosity and pore
`size, and can thus be matched perfectly with the sur-
`rounding natural bone in order to provide an optimal
`matrix for ingrowth and mineralization. Such close
`matching and flexibility are generally not available with
`other porous implant materials.
`One concern with an implant must be the potential
`for stress shielding. According to Wolff‘s law, bone
`grows where it
`is needed (that is, where there is a
`stress). Stress on a bone normally stimulates that bone to
`grow. With an implant, it is primarily the stress/strain
`field created in the tissue around an implant that con-
`trols the interface remodeling. Stress shielding occurs
`when an overly stiff implant carries stresses that were
`previously applied to the bone in that area; it can result
`in inhibition of mineralization and maturation of the
`ingrowing bone, and/or the resorption of existing natu-
`ral bone.
`
`An implant, then, must distribute stresses throughout
`its structure, the ingrowing bone, and the surrounding
`bone in order to avoid bone resorption and weakening
`caused by stress shielding. Because metals are stronger
`than natural bone, this would seem to be a concern with
`a metallic implant in that the implant would itself focus
`and bear direCtly the majority of local loads and stresses
`that would ordinarily be placed on the bone, thus de-
`priving both the existing and new bone of those forces
`which, in effect, help keep it at optimal strength.
`The unique structure and properties of the open cell
`metal structures of the present
`invention, however,
`avoid this drawback altogether. The deposited thin
`films operate as an array within the porous metal body,
`contributing their exceptional mechanical properties to
`the structure at large. One result of this effect is that
`imposed loads are distributed throughout the body. In
`the case of a open cell metal bone implant, stresses are
`
`Page 8 of 11
`
`

`

`_
`
`5
`
`7
`distributed into both the ingrowing new bone and the
`surrounding existing bone as well, thereby providing
`both the old and new bone with the normal, healthy
`forces they require.
`In fact, with the ability to finely tailor the open cell
`metal structure’s properties during the fabrication pro-
`' cess, an implant can be designed to distribute stresses in
`a given direction(s), depending on the needs of the
`specific application at hand. The bonding of regener-
`ated bone to the implant also helps to transfer stresses 10
`directly to the bone in and around the implant; this
`sharing of biofunction is a consequence of the compos-
`ite nature of the implant/bone structure. The advantage
`of these metal structures over other porous implant
`materials is especially strong in this area. Ceramics lack 15
`sufficient mechanical properties to begin with, and no
`current implant material, either ceramic or metallic,
`possesses the unique properties of the metal structure as
`described here.
`In the present invention, useful lightweight refrac- 20
`tory structures are made by the chemical vapor deposi-
`tion (CVD) of a small amount of metallic material such
`as tantalum or niobium (or combination of these materi-
`als with other materials to form alloys) into a reticulated
`(porous) vitreous carbon foam. The density of the resul- 25
`tant body is purposely maintained at substantially below
`full density, resulting in a structure with extremely
`favorable properties. The basic approach involves the
`use of a low-density carbon foam, which is infiltrated
`with the desired material by CVD to provide uniform 3O
`thin films on all ligaments. These thin films provide
`exceptional strength and stiffness to the ligaments, with
`the expenditure of very little weight. Thin CVD films
`can provide much higher mechanical properties than
`can bulk materials. Such quasi-honeycomb materials 35
`have remarkably high specific strength and stiffness.
`This process does not endeavor to densify the body
`fully, although it is possible to do so, and useful parts
`can be so fabricated. In the present invention, only thin
`films are deposited on the interior surfaces of the vitre- 40
`ous carbon foam,
`taking advantage of the apparent
`unusual mechanical properties of the thin films which,
`when operating as an array in the body as a whole,
`produce unusual properties for the entire body. Using a
`porous carbon with extremely high porosity and small 45
`pore size takes advantage not only of the properties of
`thin films, but of short beams as well.
`It is important to note that the structural integrity of
`the fabricated structure is provided by the deposited
`thin films themselves, rather than by the carbon foam 50
`substrate. These films have much higher moduli of elas-
`ticity than do the thin sections of vitreous carbon in the
`foam substrate. Because the deposited films are so thin
`and short, they show great strength, not unlike the high
`strength experienced in very fine fibers or filaments. 55
`Their support of the mechanical load ensures that fail-
`ure does not occur in the carbon.
`The open cell metal structures of the present inven-
`tion are fabricated using the tantalum metal film and
`carbon substrate combination, with the film deposited 60
`by CVD, to form the structure shown in FIG. 1 which
`mimics bone closely in having open spaces 100 intercon-
`nected by ligaments 102. With the variables available in
`both the materials and the fabrication process, it is possi-
`ble to obtain the simultaneous optimization of multiple 65
`properties (e.g. strength, stiffness, density, weight) for
`the given application of substitution for bone. FIGS. 2
`and 3 are scanning electron photomicrographs showing
`
`5,282,861
`
`8
`the ligamental structure of the metal-infiltrated reticu-
`lated carbon foam and an individual coated ligament in
`cross-section, respectively. In FIG. 3 it can be seen that
`each ligament is formed by a carbon core 104 covered
`by a thin film 106 of metal such as tantalum, niobium or
`alloys of each.
`_
`Another major advantage of the open cell metal
`structure of the present invention is that it is readily
`shapeable to nearly any configuration, simple or com-
`plex, simply by shaping the raw carbon substrate prior
`to metal infiltration. This facilitates exact contouring of
`the implant for the specific application and location;
`precise placement is enhanced and bulk displacement is
`prevented. Additionally, it appears that any final sha—
`ping/trimming needed at surgery can be accomplished
`on the final device using conventional dental or ortho-
`pedic equipment available at the time of surgery.
`The optimal conditions for fracture healing and long-
`term stability can be met if an implant can be designed
`allowing for motionlessness along all
`the interfaces
`necessary for a stable anchorage, thereby excluding (to
`the greatest extent possible) all outside influences on the
`remodeling process and allowing the local stress/strain
`field to control.
`
`Following implantation and initial tissue ingrowth,
`the metal foam device stays where it is placed without
`retention aids, a reflection of precise contouring and the
`rapid ingrowth of fibrovascular tissue to prevent dis-
`lodgement. The binding between bone and implant
`stabilizes the implant and prevents loosening. These
`implants thus will not need to be held in place by other
`means (e. g. sutures or cement); rather, the growth of a
`natural bone-to-bone seal is encouraged by the nature of
`the implant itself. Tissue ingrowth would not be a con-
`tributing factor to device retention for a period follow-
`ing implantation, however, until a substantial amount of
`ingrowth had occurred.
`The ability to precisely contour the device, along
`with its “Velcro-like” surface texture that provides
`multipoint contact with the surrounding tissue,
`is of
`some aid in retention, although mechanical aids may
`still be necessary at first. If needed, sutures would seem
`to lend themselves well to use with the open cell metal
`structure, while compatibility studies with cement and
`other bonding aids have been identified as an area of
`future investigation.
`Broad-scale clinical adoption of bone grafting onto
`the alveolar ridge and for certain orthognathic recon-
`struction has been hindered by the well-established
`problem of resorption. Hydroxyapatite implants un-
`dergo some degree of chemical dissolution, often limit-
`ing their effectiveness as porous bone implants. Studies
`have shown that too-rapid degradation can inhibit the
`ongoing regeneration of bone throughout the implant.
`A permanent, nonresorbing implant can afford long-
`term maintenance of the augmentation and thereby
`overcome the resorption problem. However, perma-
`nent implants can be vulnerable to infection, loosening,
`or extrusion due to a lack of chemical or biomechanical
`compatibility and/or incomplete cellular ingrowth.
`An open cell metal implant, being metallic, will un-
`dergo no resorption, and its anticipated complete bi-
`ocompatibility and osteoconductivity render such con-
`cerns moot. Non-resorption is also beneficialin load-
`carrying applications where complete bone ingrowth
`cannot be achieved; the continued presence of the tanta-
`lum structures, with their superior mechanical proper-
`ties, is beneficial in such circumstances.
`
`Page 9 ofll
`
`Page 9 of 11
`
`

`

`5,282,861
`
`9
`The advantages of the open cell metal structure for
`bone implants are summarized as follows:
`a. lightweight, low-density
`b. very strong
`0. biocompatible
`three-dimensional
`d. high interconnected, uniform,
`porosity with high void fraction; structure similar
`to natural cancellous bone, with resultant os-
`teoconductivity
`e. fabricable to virtually any desired porosity/pore 10
`sxze
`
`5
`
`f. excellent mechanical properties
`g. imposed loads distributed throughout the structure
`and into both the ingrowing new bone and the
`surrounding existing bone as well, avoiding stress 15
`shielding
`h. readily shapeable to most desired configurations
`i. non-resorbing
`j. nearly all physical and mechanical properties can
`be tailored for a specific application, due to the 20
`number of fabrication variables available to be
`
`manipulated and the versatility of the CVD pro-
`cess.
`
`FIG. 4 illustrates an apparatus for depositing the
`metal, such as tantalum, on the carbon foam substrate. 25
`A reaction chamber 200 encloses a chlorination cham-
`ber 202 and a hot wall furnace 204. A resistance heater
`206 surrounds the chlorination chamber 202 and an
`induction heating coil 208 surrounds the reaction cham-
`ber 200 to heat the hot wall furnace 204.
`Tantalum metal 210 is located within the chlorination
`
`30
`
`chamber 202 and a carbon foam substrate 212 is posi-
`tioned within the hot wall furnace. Chlorine

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket