throbber

`
`UNITED STATES DEPARTMENT OF CONDIERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P O Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATIOI\ NO.
`ISSUE DATE
`PATENT NO.
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`13/947,069
`02/23/2016
`9265612
`PSL003 (CONE)
`
`64021
`
`7590
`
`02/03/2016
`
`PHILIP S. LYREN, PC
`289 Woodland Avenue
`Vv'adsworth, OH 4428]
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 40 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)—272—4200.
`
`APPLICANT( S) (Please see PAIR WEB site http://pair.uspt0. gov for additional applicants):
`
`Philip Scott Lyren, Bangkok, THAILAND;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSAg ov.
`
`IR103 (Rev. 10/09)
`
`Page 1 of 189
`
`ZIMMER EXHIBIT 1006
`
`Page 1 of 189
`
`ZIMMER EXHIBIT 1006
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: M_ail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`i1p‘p_1‘ry)priate.All further correspondence including the Patent advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`iLated unless corrected below or d1reLted otherwisein Block 1 by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS” for
`maintenance fee notifications.
`
`.
`.
`CURREBTCORRESPONDEBCEADDRESS(Now:UscBlock1f0ranychanzcofadd1085)
`
`7590
`64021
`,
`.
`I
`.
`t
`I
`1
`PH“ [P S IYRFN’ PC
`,
`289 W OOdland Avenue
`Wadsworth, OH 44281
`
`01/13/2016
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi 1cate cannot be used for any other accompanying
`Eapels. Each additional pape1 such as an assignment 01 fmmal dlawing must
`ave its own certificate of mailing or transmission
`Certificate of Mailing or Transmission
`I hereb certigy that this Fee(s) Transmittalis being deposited with the United
`ervice W1
`su icient osta e or 1rst cass mai
`tates osta
`in an enve o e
`de
`d
`1
`th M 1 Sh
`ftISSUEpFEEg dd f-
`b1
`1b
`f
`1 I1
`a
`resse
`to
`e
`a1
`top
`a
`ress a ove or
`eing acsimi e
`transmitted to the USPTO (571) 273-2885 on the date indicated below.
`(Depositor5 name)
`(S1gr1ature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`07/21/2013
`13/947,069
`TITLE OF INVENTION: HIP IMPLANT WITH POROUS BODY
`
`Philip Scott Lyren
`
`PSL7003 (CONZ)
`
`9241
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonpiovisional
`
`SMALL
`
`$480
`
`$480
`
`04/13/2016
`
`EXAMINER
`ART UNIT
`CLASS-SUBCLASS
`
`BISSING, DANIEL J
`3738
`623-023260
`
`2. For printing on the patent front page. list
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363)
`(1) The names of up to 3 registered patent attorneys
`or agents OR alternatively
`:1 Change of correspondence address (or Change of Correspondence
`
`Address orm PTO/SB/122) attached.
`(2) 1he name of a single firm (having as a member a
`registered attorney oreagent) and the names of up to
`:1 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents. If no name is
`listed no name will be printed.
`Number is required.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON TIIE PATENT (print or type)
`
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`2
`3
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`
`
`:1 Individual D Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`KI Issue Fee
`3 Publication Fee (No small entity discount permitted)
`:1 Advance Order — # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`D A check is enclosed.
`D Payment by credit card. Form PTO-2038 is attached.
`IThe director is hereby authorized to charge
`re
`'
`overpayment, to Deposit Account Number
`
`‘ee(s). any deficiency. or credits any
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status. checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status. as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 131 and 1.33. See 37 CFR 1.4 for si nature re uirements and certifications.
`
`
`:1 Applicant asserting small entity status. See 37 CFR 1.27
`
`:1 Applicant changing to regular undiscounted fee status.
`
`Authorized Signature
`
`
`/Phi|ip Lyren! #401709/
`Date 14 January 2016
`
`Typed or printed name Philip Lyren
`Registration No. 401709
`
`PTOL-SS Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`Page 2 of 189
`
`Page 2 of 189
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`13947069
`
`Filing Date:
`
`21—Jul—2013
`
`Title of Invention:
`
`HIP IMPLANT WITH POROUS BODY
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`Philip Scott Lyren
`
`_ Phlllp SCOH Lyren
`
`Attorney Docket Number:
`
`PSL—003 (CONZ)
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC111(a)
`
`Description
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-lnterference:
`
`Post-Allowance-and-Post-lssuance:
`
`Utility Appl Issue Fee
`
`250]
`
`Page 3 of 189
`
`Page 3 of 189
`
`

`

`Extension-of—Time:
`
`
`
`Miscellaneous:
`
`
`
`Total in USD ($)
`
`480
`
`Page 4 of 189
`
`Page 4 of 189
`
`

`

`Electronic Acknowledgement Receipt
`
`24618055
`EFS ID:
`
`
`Application Number:
`
`13947069
`
`Title of Invention:
`
`HIP IMPLANT WITH POROUS BODY
`
`
`
`——
`——
`
`
`
`Attorney Docket Number: PSL—003 (CON2)
`
`Receipt Date:
`
`Filing Date:
`
`14—JAN—2016
`
`21—JUL—201 3
`
`Time Stamp:
`
`06: 10:06
`
`Utility under 35 USC 111
`Application Type:
`
`
`Payment information:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`FileSizelBytes)/
`Message Digest
`146425
`
`Pages
`Multi
`Part /.zip (ifappl.)
`
`
`
`Issue Fee Payment (PTO—85 B)
`
`Issue_Fee.pdf
`
`9H5h7r7fiafldf95hf48h0772P§ $94 {fifrhfhP
`8816
`
`Page 5 of 189
`
`Page 5 of 189
`
`

`

`Fee Worksheet (SBO6)
`
`fee—infopdf
`
`30121413291042“ 7fBb67b |36 |59e lei4556d
`«3924
`
`Information:
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`Page 6 of 189
`
`Page 6 of 189
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`CURRENT CORRESPONDENCE ADDRESS (Now 1150310“ ”or Wchanse 01 3MM“)
`
`Complete and send this form, together with applicable fee(s), to: Mad Mail Stop ISSUE FEE
`‘
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or Egg (571)-273-2885
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`through 5 should be completed where
`appropriate. All further correspondence including the Patent. advance orders and notification of maintenance fees will be mailed to the current cor-res ondence address as
`In icated unless corrected below or directed otherwise in Block 1. by (a) specifying a new correspondence address; and/or (b) indicating a separate " ~ "E ADDRESS" for
`
`maintenance fee notifications.
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi tcate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing. must
`gave its own certificate of mailing or transmissron.
`Certificate of Mailing or Transmission
`-
`-
`-
`-
`-
`-
`-
`-
`that this Fee(s) Transmittal is being deposrted With the United
`l hereb certif
`Sctjzates
`odstal dermis: vyitsh suftl‘iscéelrjiépostageggr first gloass mailbien an tenvelope
`a
`resse
`to
`e
`at
`to
`FEE a
`ress a
`ve. or
`ing acsrmr e
`transmitted to the USPTO (£71) 273-2885, on the date indicated below.
`(Depositor‘s name)
`(Signature)
`(Date)
`
`64021
`
`7590
`
`PHILIP S. LYREN, PC
`289 W°°dland Avenue
`Wadsworth. OH 44281
`
`01/13/2016
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`07/21/2013
`13/947,069
`TITLE OF INVENTION: HIP IMPLANT WITH POROUS BODY
`
`Philip Scott Lyren
`
`PSL-003 (CON2)
`
`9241
`
`
`
`APPIJ‘I. TYPE
`
`nonprovisional
`
`
`
`ENTITY STATUS
`
`SMALL
`
`
`
`ISSUE BEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL 1335(3) DUE
`
`$480
`
`‘
`
`SO
`
`$0
`
`$480
`
`
`
`DATE DUE
`
`04/13/2016
`
`
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`BISSING. DANIEL J
`
`3738
`
`623-023260
`
`2. For printing on the patent front page. list
`1. Chan e of correspondence address or indication of "Fee Address" (37
`
`
`
`CFR l. 63).
`
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively‘
`D Chan e ofcorresg§ndence address (or Change of Correspondence
`Address orm PTO/
`/ 122) attached.
`
`2
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`D "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`3
`2 registered patent attorneys or agents. If no name is
`
`listed. no name will be printed.
`Number is required.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below. the document has been filed for
`PLEASE NOTE: Unless an assi nee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 C
`3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual D Corporation or other private group entity D Government
`4a. The following fee(s) are submitted:
`4b. Payment of Fee(s): (Please first reapply any previously paid issue tee shown above)
`X] Issue Fee
`D A check is enclosed.
`D Publication Fee (No small entity discount permitted)
`D Payment by credit card. Form PTO-2038 is attached.
`D Advance Order - # of Copies
`.The director is hereby authorized to charge
`re
`'
`ee(s), any deficiency. or credits any
`
`overpayment. to Deposit Account Number
`-
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR [.29
`D Applicant asserting small entity status. See 37 CFR 1.27
`
`1N0] E; Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 1513), issue
`ee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`\‘O ' If the application was previously under micro entity status, checking this box will be taken
`to e a notification of loss of entitlement to micro entity status.
`NO| 5 Checking this box will be taken to be a notification of loss of entitlement to small or micro
`D Applicant changing to regular undiswunted fee status,
`entity status, as applicable.
`NOTE: This form must be $1 ned in accordance with 37 CFR 131 and 1.33. See 37 CFR 1.4 for si nature re uirements and certifications.
`
`Authorized Signature
`
`Date 14 January 2016
`
`Registration No. 401709
`Typedorprinted name thB L! ren
`
`
`IPhilip Lyrent #4ot709/
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`Page 2 of 3
`OMB 0651-0033
`
`88867499 139mm
`439.68 up
`31’tit/333'; mm
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`St!
`
`Page 7 of 189
`
`Page 7 of 189
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P O Box 1430
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`64021
`
`~
`1590
`
`,
`01/13/2016
`
`PHILIP S. LYREN, PC
`289 Vv'oodland Avenue
`Wadsworth, OH 44281
`
`BISSING, DANIEL1
`
`ART UNIT
`3.738
`
`DATE MAILED: 01/13/2016
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`07/21/2013
`13/947,069
`TITLE OF INVENTION: HIP IMPLANT WITH POROUS BODY
`
`Philip Scott Lyren
`
`PSL-003 (CONZ)
`
`9241
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`S0
`
`$480
`
`04/13/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO VVITHDRAVVAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(_s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part E.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contraiy
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-SS (Rev. 02/11)
`
`Page 8 of 189
`
`Page 1 of 3
`
`Page 8 of 189
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: M_ail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`i1p‘p_1‘ry)priate.All further correspondence including the Patent advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`iLated unless corrected below or d1reLted otherwisein Block 1 by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS” for
`maintenance fee notifications.
`
`.
`.
`CURREBTCORRESPONDEBCEADDRESS(Now:UscBlock1f0ranychanzcofadd1085)
`
`7590
`64021
`,
`.
`I
`.
`t
`I
`1
`PH“ [P S IYRFN’ PC
`,
`289 W OOdland Avenue
`Wadsworth, OH 44281
`
`01/13/2016
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi 1cate cannot be used for any other accompanying
`Eapels. Each additional pape1 such as an assignment 01 fmmal dlawing must
`ave its own certificate of mailing or transmission
`Certificate of Mailing or Transmission
`I hereb certigy that this Fee(s) Transmittalis being deposited with the United
`ervice W1
`su icient osta e or 1rst cass mai
`tates osta
`in an enve o e
`de
`d
`1
`th M 1 Sh
`ftISSUEpFEEg dd f-
`b1
`1b
`f
`1 I1
`a
`resse
`to
`e
`a1
`top
`a
`ress a ove or
`eing acsimi e
`transmitted to the USPTO (571) 273-2885 on the date indicated below.
`(Depositor5 name)
`(S1gr1ature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`07/21/2013
`13/947,069
`TITLE OF INVENTION: HIP IMPLANT WITH POROUS BODY
`
`Philip Scott Lyren
`
`PSL7003 (CONZ)
`
`9241
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonpiovisional
`
`SMALL
`
`$480
`
`$480
`
`04/13/2016
`
`EXAMINER
`ART UNIT
`CLASS-SUBCLASS
`
`BISSING, DANIEL J
`3738
`623-023260
`
`2. For printing on the patent front page. list
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363)
`(1) The names of up to 3 registered patent attorneys
`or agents OR alternatively
`:1 Change of correspondence address (or Change of Correspondence
`
`Address orm PTO/SB/122) attached.
`(2) 1he name of a single firm (having as a member a
`registered attorney oreagent) and the names of up to
`:1 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents. If no name is
`listed no name will be printed.
`Number is required.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON TIIE PATENT (print or type)
`
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`2
`3
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`
`
`:1 Individual D Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`:1 Issue Fee
`3 Publication Fee (No small entity discount permitted)
`:1 Advance Order — # of Copies
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`
`
`:1 Applicant asserting small entity status. See 37 CFR 1.27
`
`:1 Applicant changing to regular undiscounted fee status.
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`D A check is enclosed.
`D Payment by credit card. Form PTO-2038 is attached.
`DThe director is hereby authorized to charge the required fee(s). any deficiency. or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status. checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status. as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 131 and 1.33. See 37 CFR 1.4 for signature reguirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`PTOL-SS Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`Page 9 of 189
`
`Page 9 of 189
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF COR/[MERGE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P O Box 1430
`Alexandria, Virginia 22313-1450
`www.usplo.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/947,069
`
`07/21/2013
`
`Philip Scott Lyren
`
`PSL7003 (CONZ)
`
`9241
`
`,
`01/13/2010
`
`64021
`
`7590
`
`PHILIP S. LYREN, PC
`289 Vv'oodland Avcnuc
`Wm, OH 44281
`
`BISSING. DANIEL1
`
`3738
`
`DATE MAILED: 01/13/2016
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section l(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i)
`requirement that
`the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at l—(888)—786—0101 or (571)—272—4200.
`
`PTOL-SS (Rev. 02/11)
`
`Page 10 of 189
`
`Page 3 of 3
`
`Page 10 of 189
`
`

`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display 011 the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number’s legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Depaltment of Commerce, PO. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioncr for Patcnts, PO. Box
`1450, Alexandria, Virginia 22313—1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respond to a collection of information unless it displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant
`to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`procccdin gs or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is required
`by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`scttlcmcnt ncgotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance
`from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to
`comply with thc rcquircmcnts of thc Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
`218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under authority
`of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations
`governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive.
`Such disclosure shall not be used to make determinations about individuals.
`
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication
`of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the
`record was filed in an application which became abandoned or in which the proceedings were terminated
`and which application is rcfcrcnccd by cithcr a publishcd application, an application open to public
`inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`Page 11 0f189
`
`Page 11 of 189
`
`

`

`
`Application No.
`Applicant(s)
`13/947,069
`LYREN, PHILIP SCOTT
`-
`'
`AIA (First Inventor to
`EfiflglSSING
`Qggn't
`File) status
`No
`
`.
`.
`.
`Notlce of Allowability
`
`
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL—85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. IXI This communication is responsive to the amendments filed on 10/27/2015.
`
`[I A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`
`2. [I An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`
`; the restriction
`
`3. IX The allowed claim(s) is/are 21,22,24-28 and 30-41. As a result of the allowed claim(s), you may be eligible to benefit from the Patent
`Prosecution Highway program at a participating intellectual property office for the corresponding application. For more information,
`
`please see fit? :h’www.us to. ov/ atenEs/init events.” h/index.'s' or send an inquiry to PPeredback us tooov .
`
`4. El Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`
`*0) El None of the:
`b) [I Some
`a) [I All
`1. El Certified copies of the priority documents have been received.
`2. El Cer

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