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` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`———————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`———————
`
`UNIFIED PATENTS INC.
`
`Petitioner
`
`- vs. -
`
`VILOX TECHNOLOGIES LLC.
`
`Patent Owner
`
`U.S. Patent No. 7,302,423
`
`———————
`
`
`DECLARATION OF INGRID HSIEH-YEE, PHD,
`UNDER 37 C.F.R. § 1.68
`
`
`
`
`
`
`
`
`
`Unified Patents Inc. v. Vilox Technologies LLC
`Ex. 1011 / Page 1 of 70
`
`

`

`
`
`
`I, Ingrid Hsieh-Yee, Ph.D., declare:
`
` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`
`1.
`
`I have been retained as an independent expert witness on behalf of
`
`Unified Patents (“Petitioner”) for an Inter Partes Review (“IPR”) of U.S. Patent
`
`No. 7,302,423 (“the ’423 patent”).
`
`2.
`
`I am being compensated for my work in this matter at my accustomed
`
`hourly rate of $160.00. I am also being reimbursed for reasonable and customary
`
`expenses associated with my work and testimony in this investigation. My
`
`compensation is not contingent on the results of my study, the substance of my
`
`opinions, or the outcome of this matter.
`
`3.
`
`In the preparation of this declaration I have reviewed the documents
`
`referenced below, each of which is a type of material that experts in my field
`
`would reasonably rely upon when forming their opinions:
`
`(1) Walkenbach, John. (“Excel”). Microsoft Excel 2000 Bible. Foster City,
`
`CA: IDG Books Worldwide, 1999; obtained from the Library of
`
`Congress, EX1009 to the Petition;
`
`(2) Bibliographic Record for “Excel” available at
`
`https://lccn.loc.gov/98075379 from the online catalog of the Library of
`
`Congress, Appendix AAAA;
`
`
`
`2
`
`
`
`Ex. 1011 / Page 2 of 70
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` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`(3) MARC Record information for “Excel” available at
`
`https://catalog.loc.gov/vwebv/staffView?searchId=4059&recPointer=0&
`
`recCount=25&searchType=1&bibId=147991 from the online catalog of
`
`the Library of Congress, Appendix BBBB;
`
`(4) Bibliographic Record for “Excel” available at
`
`http://elibrary.wayne.edu/record=b2692604~S1 from the online catalog
`
`of the Wayne State University Library, Appendix CCCC;
`
`(5) MARC Record information for “Excel” available at
`
`http://elibrary.wayne.edu/search~S1?/.b2692604/.b2692604/1%2C1%2C
`
`1%2CB/marc~b2692604 from the online catalog of the Wayne State
`
`University Libraries, Appendix DDDD;
`
`4.
`
`In forming the opinions expressed within this declaration, I have
`
`considered:
`
`A. The documents listed above;
`
`B. The reference materials cited herein; and
`
`C. My own academic background and professional experiences, as
`
`described below.
`
`5. My complete qualifications and professional experience are described
`
`in my curriculum vitae, a copy of which is attached as Appendix A. The following
`
`
`
`3
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`
`
`Ex. 1011 / Page 3 of 70
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`

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`
`
` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`is a brief summary of my relevant qualifications and professional experience.
`
`6.
`
`I am currently a Professor in the Department of Library and
`
`Information Science at the Catholic University of America. I have experience
`
`working in an academic library, a medical library, and a legislative library and
`
`have been a professor for 27 years. I hold a Ph.D. in Library and Information
`
`Studies from the University of Wisconsin-Madison and a Masters in Library and
`
`Information Studies from the University of Wisconsin-Madison.
`
`7.
`
`I am an expert on library cataloging and classification and have
`
`published two books on this subject, Organizing Audiovisual and Electronic
`
`Resources for Access: A Cataloging Guide (2000, 2006). I teach a variety of
`
`courses in the area of information organization and access, including “Cataloging
`
`and Classification,” “Advanced Cataloging and Classification,” “Organization of
`
`Internet Resources,” “Internet Searches and Web Design,” “Advanced Information
`
`Retrieval and Analysis Strategies,” “Digital Content Creation and Management,”
`
`and “Information Literacy Instruction.” My research interests cover cataloging and
`
`classification, information organization, metadata, information retrieval,
`
`information architecture, digital collections, scholarly communication, digital
`
`scholarship, data management, user interaction with information systems, and
`
`others.
`
`
`
`4
`
`
`
`Ex. 1011 / Page 4 of 70
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` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`I am fully familiar with a library cataloging encoding standard known
`
`8.
`
`as the “Machine-Readable Cataloging” standards, also known as “MARC.” The
`
`standards were developed by Henriette Avram in the 1960s for libraries to create
`
`and share bibliographic records. MARC became the national standard for sharing
`
`bibliographic data in the United States by 1971 and the international standard by
`
`1973. It is the primary metadata transmission standard for the transfer and storage
`
`of bibliographic metadata in libraries. Experts in my field would reasonably rely
`
`upon MARC records when forming their opinions.
`
`9.
`
`The MARC standards define the field designation, structure and
`
`content designation of MARC records. A MARC bibliographic record consists of
`
`fields, and each field provides specific information, such as author, about the item
`
`represented by the record. MARC uses a simple three-digit numeric code to
`
`identify each field, and most fields have field-specific indicators and subfields.
`
`Appendix B is a copy of Parts 7 to 10 of “Understanding MARC Bibliographic”
`
`(http://www.loc.gov/marc/umb/) from the Library of Congress that explains
`
`commonly used MARC fields. For example, the personal author of a publication is
`
`recorded in Field 100, the title is recorded in Field 245, information about the place
`
`of publication and publisher is recorded in Field 260, the physical format and
`
`characteristics of a publication are recorded in Field 300, and topical information is
`
`
`
`5
`
`
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`Ex. 1011 / Page 5 of 70
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` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`recorded as subject headings in Field 650 (Field 650 can be repeated to encode
`
`multiple topics).
`
`10. Online Computer Library Center (OCLC) is a global nonprofit library
`
`cooperative that manages the largest bibliographic network of the world, with more
`
`than 380 million records and 16,131 member institutions (many of which are
`
`libraries of some type) in 120 countries. OCLC was created “to establish, maintain
`
`and operate a computerized library network and to promote the evolution of library
`
`use, of libraries themselves, and of librarianship, and to provide processes and
`
`products for the benefit of library users and libraries, including such objectives as
`
`increasing availability of library resources to individual library patrons and
`
`reducing the rate of rise of library per-unit costs, all for the fundamental public
`
`purpose of furthering ease of access to and use of the ever-expanding body of
`
`worldwide scientific, literary and educational knowledge and information.”1
`
`11. OCLC members can contribute original cataloging records in MARC
`
`to the bibliographic network or derive cataloging records from existing records, an
`
`activity referred to as “copy cataloging.” When an OCLC participating institution
`
`acquires a work, it can create an original MARC record for this work in OCLC’s
`
`
`1 Third Article, Amended Articles of Incorporation of OCLC Online Computer Library Center,
`Inc. Revised May 20, 2008
`(http://www.oclc.org/content/dam/oclc/membership/articles-of-incorporation.pdf).
`
`
`
`6
`
`
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`Ex. 1011 / Page 6 of 70
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` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`Connexion system (a cataloging system), and the system will automatically
`
`generate a code for the date of record creation in the yymmdd format, and the
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`creating library’s OCLC symbol is recorded in subfield a of Field 040. Once the
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`MARC record is in Connexion, it becomes available to other OCLC members for
`
`adoption to their local online catalogs. The record—presented in a labeled format,
`
`not MARC—also becomes searchable and viewable on WorldCat, which is a web
`
`portal to more than 10,000 libraries worldwide.
`
`12. Library online catalogs are based on MARC records that represent
`
`their collections to help the public understand what materials are publicly
`
`accessible in those libraries. Most libraries with online catalogs have made their
`
`catalogs freely available on the Web. These online catalogs offer user-friendly
`
`search interfaces, often in the form of a single search box, to support searching by
`
`author, title, subject, keywords and other data elements. They also offer features
`
`for users to narrow their search results by language, year, format, and other
`
`elements. Many libraries display MARC records in their online catalogs with
`
`labels for the data elements to help the public interpret MARC records. Many
`
`libraries also offer an option to display MARC records in MARC fields. For
`
`publications such as monographs, after a MARC record is created and made
`
`searchable in a library catalog, it is customary library practice to have the physical
`
`
`
`7
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`Ex. 1011 / Page 7 of 70
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` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`volume processed for public access soon after, usually within a week.
`
`13.
`
`In preparing for this declaration I used authoritative information
`
`systems such as WorldCat (http://www.worldcat.org), the Library of Congress
`
`Online Catalog (https://catalog.loc.gov) and the Wayne State University Libraries
`
`Catalog (http://elibrary.wayne.edu/search/) to search for records. These records are
`
`identified and discussed in this declaration. Experts in the field would reasonably
`
`rely on the data described herein to form their opinions.
`
`EX1009
`
`14. EX1009 is a true and accurate copy of select pages of the book,
`
`Microsoft Excel 2000 Bible (”Excel”), which I scanned on Oct. 2, 2017 at the
`
`Library of Congress. Page 5 of EX1009 shows the book was published by “IDG
`
`Books Worldwide Inc.” of Foster City, California. The copyright date of the book
`
`is 1999. It has a Library of Congress Catalog Card Number “98-75379” and an
`
`ISBN (International Standard Book Number) “0-7645-3259-6.” Page 5 also shows
`
`a date stamp, indicating the copy was received by the Library of Congress
`
`Copyright Office on “Jul 07 1999” (i.e., July 7, 1999). The call number of Copy 2
`
`is “HF5548.4.M523W34589 1999 Copy 2 MRC.” “Copy 2 MRC” indicates this is
`
`copy 2 of this book and it is part of the Machine Readable Collections.
`
`15. When I was asked to prepare this declaration, I searched the WorldCat
`
`
`
`8
`
`
`
`Ex. 1011 / Page 8 of 70
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` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`(http://www.worldcat.org) for the ISBN of Microsoft Excel 2000 Bible because
`
`ISBN is a unique commercial book identifier and the most efficient way to retrieve
`
`records of books. The search results informed me that Library of Congress, Wayne
`
`State University libraries, and many other libraries hold this 1999 publication.
`
`a. Bibliographic Record and MARC Record – Library of Congress
`
`16. Appendix AAAA is a true and accurate copy of the Bibliographic
`
`Record for “Excel” that I located from the Library of Congress Online Catalog at
`
`https://catalog.loc.gov on Sept. 25, 2017. I personally identified and located this
`
`record, which experts in my field would reasonably rely upon when forming their
`
`opinion. The publisher information on page 1 of Appendix AAAA and the ISBN
`
`and LCCN (Library of Congress Catalog Card Number) fields on page 2 match the
`
`information on EX1009, confirming the Bibliographic Record is a true record for
`
`this publication. The bottom of page 2 indicates the call number of this book is
`
`“HF5548.4.M523 W34578 1999,” Copy 2 is stored offsite at Fort Meade, and the
`
`book can be requested in “Machine Readable Collections” of the Library of
`
`Congress. I requested the book on Sept. 26 and learned on Sept. 29 from the
`
`Library of Congress that the book was ready for my use. Because books at the
`
`Library of Congress are not circulated to individuals, I examined the book at the
`
`Jefferson Main Reading Room of the Library of Congress and scanned select pages
`
`
`
`9
`
`
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`Ex. 1011 / Page 9 of 70
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`
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`on Oct. 2, 2017.
`
` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`
`17. Appendix BBBB is a true and accurate copy of the MARC record for
`
`“Excel” that I located from the Library of Congress Online Catalog at
`
`https://catalog.loc.gov. I personally identified and located this record, which
`
`experts in my field would reasonably rely upon when forming their opinion. Field
`
`008 of Appendix BBBB shows the record was first created on “981016” (i.e.,
`
`October 16, 1998). Subfield a of Field 040 identifies the library contributing this
`
`original record as “NNF,” the library code of the Middlesex County College
`
`Library in Edison, New Jersey, according to the Directory of OCLC Members
`
`(http://www.oclc.org/en/contacts/libraries.html). Subfield d of Field 040 indicates
`
`“DLC” (the library code of the Library of Congress) modified the original record,
`
`and Field 042, the field for authentication code, identifies the revised record as
`
`“lccopycat.” This means Appendix BBBB is a copy cataloging record based on the
`
`NNF record. Field 955 shows the timeline of record creation and editing at the
`
`Library of Congress. It shows a copy of the book was sent to the cataloging unit on
`
`“07-06-99,” the record was completed on “07-27-99,” and Copy 2 was sent to
`
`BCCD on “10-26-99.” BCCD is the Binding and Collections Care Division. This
`
`note shows the record for the first copy of this book was completed on July 27,
`
`1999 and the second copy of this book was sent to BCCD on October 26, 1999 to
`
`
`
`10
`
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`Ex. 1011 / Page 10 of 70
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` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`prepare it for public access. Copy 2 would be available for public access soon after
`
`the processing was completed. All libraries are committed to making new materials
`
`accessible to the public as soon as possible. Most academic libraries make books
`
`available soon after MARC records are searchable in their online catalogs, usually
`
`within a week. The volume of materials to process at the Library of Congress
`
`means BCCD may take more than a week to finish processing the physical item,
`
`but it is unlikely to take more than 60 days. In the case of Copy 2, because adding
`
`a copy does not require the creation of a new bibliographic record, the physical
`
`volume would have been sent to BCCD on the date specified (i.e., October 26,
`
`1999) and became publicly accessible soon after that date.
`
`18. Field 245 identifies the title of the publication as “Microsoft Excel
`
`2000 Bible” and the author as “John Walkenbach.” Field 260 shows this book was
`
`published in Foster City, CA by “IDG Books Worldwide” and the copyright date is
`
`“1999.” Field 300 indicates the book has 936 pages and includes “1 computer laser
`
`optical disc,” i.e., CD-ROM. The first Field 500 provides a note indicating the
`
`book is accompanied by “Microsoft Excel 2000 bible Quick Start” which has 22
`
`numbered pages with additional pages. The cover of “Excel” (EX1009) shows it
`
`includes “bonus 32-page Quick Start book.” The number of pages in Field 500 is
`
`different from 32 because the cataloging practice is to record the number on the
`
`
`
`11
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`Ex. 1011 / Page 11 of 70
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` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`last numbered page of a publication as its extent. That means number 22 is the last
`
`numbered page of Quick Start and it does not cover other unnumbered pages in
`
`Quick Start. Field 050 shows the call number of this book is “HF5548.4.M523
`
`W34578 1999.” “HF5548.4.M523” represents the Library of Congress
`
`classification number for Microsoft Excel and “W34578” is the author number for
`
`“Walkenbach.” Field 630 shows the subject heading of this book is “Microsoft
`
`Excel (Computer file), and the two topical subject headings in Field 650 show this
`
`book are about “Electronic spreadsheets” and “Business |x Computer programs”
`
`(computer programs for business). This MARC record (Appendix BBBB) makes
`
`this book searchable in the Library of Congress Online Catalog by author, title,
`
`ISBN, and other data elements. Users interested in Microsoft Excel, electronic
`
`spreadsheets or computer programs for business can search for these topics by the
`
`Library of Congress classification number and the subject headings listed in the
`
`630 field and the 650 fields.
`
`19. Based on the information above, it is my opinion that Microsoft Excel
`
`2000 Bible (“Excel”) was first cataloged on October 16, 1998 by NNF, and the
`
`Library of Congress revised that record and identified the revised record as
`
`“lccopycat” in Field 042. The Library of Congress copy cataloging record was
`
`completed on July 27, 1999, and a second copy of the book was added to the
`
`
`
`12
`
`
`
`Ex. 1011 / Page 12 of 70
`
`

`

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`
`
`collection on Oct. 26, 1999.
`
` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`
`20. Taken together, the date stamp on Copy 2, the Bibliographic Record,
`
`and the MARC Record support my opinion that Microsoft Excel 2000 Bible by
`
`John Walkenbach (EX1009) was publicly accessible as early as July 27, 1999
`
`when the Library of Congress copy cataloging record was completed and no later
`
`than Oct. 26, 1999 when Copy 2 was added to the Library of Congress collection.
`
`b. Bibliographic Record and MARC Record – Wayne State
`
`University
`
`21. Appendix CCCC is a true and accurate copy of the Bibliographic
`
`Record for “Excel” that I located from the online catalog of the Wayne State
`
`University Libraries at http://elibrary.wayne.edu on Sept. 28, 2017. I personally
`
`identified and located this record, which experts in my field would reasonably rely
`
`upon when forming their opinion. The Bibliographic Record identifies “Microsoft
`
`Excel 2000 Bible” as the title and “Walkenbach, John” as the author. The
`
`publication information shows IDG Books Worldwide of Foster City, California,
`
`published this book with a copyright date of 1999. The location information shows
`
`the book is stored at the science and engineering library, has a call number of
`
`“HF5548.4.M523W34573 1999” and the CD is in the book pocket. The ISBN of
`
`this record matches that of the book (EX1009).
`
`
`
`13
`
`
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`Ex. 1011 / Page 13 of 70
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`

`

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`
`
` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`22. Appendix DDDD is a true and accurate copy of the MARC record for
`
`“Excel” that I retrieved from the online catalog of the Wayne State University
`
`Libraries at http://elibrary.wayne.edu on Sept. 28, 2017. I personally identified and
`
`located this record, which experts in my field would reasonably rely upon when
`
`forming their opinion. Field 008 of the MARC record shows the record was first
`
`created on “981016” (i.e., October 16, 1998”), Subfield a of Field 040 identifies
`
`“NNF” as the library contributing the original record, and Field 042 indicates this
`
`is an “lccopycat” record. Field 049 shows “EYWP” (Wayne State University
`
`Library) holds this book. Field 005 shows the record was last modified at the
`
`Wayne State University Library on “19991001” (i.e., October 1, 1999). The 995
`
`field for local notes shows the book was added to the collection on “f10-01-99 |g
`
`catstaff” (i.e., October 1, 1999). The title in Field 245 of the MARC record
`
`matches the title on the title page I scanned from the book at the Library of
`
`Congress (EX1009). Field 260 shows IDG Books Worldwide published this book
`
`in Foster City, California with a copyright date of 1999. The Library of Congress
`
`Card Catalog number in Field 010, the ISBN in Field 020, the physical description
`
`in Field 300, the accompanying material note in Field 500, and the subject
`
`headings presented in Field 630 and Fields 650 are identical to the information in
`
`the Library of Congress MARC record (Appendix BBBB).
`
`
`
`14
`
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`Ex. 1011 / Page 14 of 70
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` Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`
`23. Based on the information above, it is my opinion that Microsoft Excel
`
`2000 Bible was first cataloged on October 16, 1998 by NNF, the Library of
`
`Congress revised that record and the Library of Congress copy cataloging record
`
`was completed on July 27, 1999. The Wayne State University Library then used
`
`the “lccopycat” record to create its copy cataloging record on October 1, 1999 and
`
`made the book publicly accessible shortly after, usually within a week in academic
`
`libraries.
`
`24. Taken together, the Library of Congress date stamp and records
`
`support my opinion that Microsoft Excel 2000 Bible by John Walkenbach
`
`(EX1009) was publicly accessible as early as July 27, 1999 when the Library of
`
`Congress copy cataloging record was completed and no later than Oct. 26, 1999
`
`when Copy 2 was added to the Library of Congress collection. The processing time
`
`for preparing books for public access at the Library of Congress may take some
`
`time, but it is very likely this book would be publicly accessible no later than
`
`December of 1999 at the Library of Congress.
`
`25. The Wayne State University Library records support my opinion that
`
`the copy cataloging record based on the Library of Congress revised record was
`
`completed on October 1, 1999, and the book was publicly accessible shortly after
`
`Oct. 1, 1999 at the Wayne State University Library.
`
`
`
`15
`
`
`
`Ex. 1011 / Page 15 of 70
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`

`

`Declaration of Ingrid Hsieh-Yee Ph.D.
`Inter Partes Review of U.S. 7,302,423
`
`26.
`
`Itis therefore my opinion that Microsoft Excel 2000 Bible by John
`
`Walkenbach waspublicly accessible as early as July 1999 and nolater than
`
`December 1999.
`
`27.
`
`Insigning this declaration, I recognizethat the declaration will be
`
`filed as evidence in a contested case before the Patent Trial and Appeal Board of
`
`the United States Patent and Trademark Office. I also recognize that I may be
`
`subject to cross-examination in the case. If cross-examinationis required of me,I
`
`will appear.
`
`28.
`
`Ihereby declare that all statements made herein on my own
`
`knowledge are true and that all statements made on information andbelief are
`
`believed to be true, and further, that these statements were made with the
`
`knowledge that willful false statements and the like so made are punishableby fine
`
`or imprisonment, or both, under Section 1001 of Title 18 of the United States
`
`Code.
`
`Date: (0-6~20/7
`
`
`Executed: Ln “
`SE Lop
`Ingrid Hsieh-Yee, Ph.D.”
`
`Ex. 1011 / Page 16 of 70
`
`

`

`APPENDIX A
`APPENDIX A
`
`Ex. 1011 /Page 17 of 70
`
`Ex. 1011 / Page 17 of 70
`
`

`

`
`
`Ingrid Hsieh-Yee
`Professor
`Dept. of Library and Information Science
`Catholic University of America
`Washington, D.C. 20064
`E-mail: hsiehyee@cua.edu
`Phone: (202) 319-5085
`Fax: (202) 319-5574
`
`
`Education
`
`Ph.D. Library and Information Studies, University of Wisconsin-Madison
`
`Minors: Sociology and Psychology
`
`M.A. Library and Information Studies, University of Wisconsin-Madison.
`
`M.A. Comparative Literature, University of Wisconsin-Madison.
`
`B.A. Foreign Languages and Literature, National Taiwan University.
`
`
`Work Experience
`
`Professor, School/Dept. of Library and Information Science, Catholic University of America,
`2004- (Assistant Professor, 1990-1996; Associate Professor, 1997-2004)
`
`
`Co-Chair, Dept. of Library and Information Science, Catholic University of America, June 2015-
`August 2016.
`
`
`Acting Dean, School of Library and Information Science, Catholic University of America,
`January 2010-June 2012.
`
`
`Cataloger, Dept. of Legislative Reference Library, Annapolis, Maryland, 1989-1990.
`
`Lecturer, School of Library and Information Studies, University of Wisconsin-Madison, 1988.
`
`Teaching Assistant, School of Library and Information Studies, University of Wisconsin-
`Madison, 1986-1988.
`
`
`Cataloger, Health Sciences Library, University of Wisconsin-Madison, 1984-1986.
`
`Areas of Teaching and Research Interests
`
`Information Organization and Access; Metadata; Cataloging & Classification; Information
`Architecture; Information Retrieval; Digital Collections; Scholarly Communication; Information
`
`Ex. 1011 / Page 18 of 70
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`

`
`Behavior; Health Informatics; Human Computer Interaction; Usability Studies
`
`Grants & Honors
`
`Cultural Heritage Information Management Project. IMLS grant. Amount: $498,741. Period:
`Aug. 2012 to July 2015. Co-PI with Dr. Youngok Choi.
`
`2
`
`
`D.C. Health Information Technology (HIT4): Building Capacity & Providing Access in Our
`Nation’s Capital. Dept. of Labor H2B Training Grant. Grant amount: $4,175,500. Grant
`period: Nov. 2011 to Dec. 2015. Partner with the Metropolitan School of Professional
`Studies of the Catholic University of America, Children’s National Medical Center, D.C.
`Department of Employment Services, Holy Cross Hospital, Howard University, Center
`for Urban Progress, Providence Hospital, and Sibley Memorial Hospital.
`
`
`Capital Health Careers Project. Department of Labor Healthcare Sector and Other High Growth
`and Emerging Industries Grant. Grant amount: $4,953,999. Grant period: March 2010 –
`February 2013. Awarded to a group of healthcare organizations and educational
`institutions in Washington, D.C. Providence Health Foundation of Providence Hospital
`(Lead institution). Part of the grant supported the development of a Master’s degree
`program in Information Technology with a concentration in Health Information
`Technology offered by the School of Library and Information Science.
`
`
`The Washington D.C. School Librarians Project. IMLS grant. Grant amount: $412,660. Grant
`period: Aug. 2007 – June 2011. The School partnered with the District of Columbia
`Public Schools (DCPS) and the District of Columbia Library Association to educate and
`mentor school media specialists for the DCPS system. PI, Jan. 2010 to June 2011.
`
`
`SIG Member of the Year, American Society for Information Science and Technology (2009).
`
`Most Outstanding Paper of OCLC Systems & Services (2001).
`
`ALISE Research Grant (2001).
`
`Most Outstanding Paper of OCLC Systems & Services (2000).
`
`Research Grant from ERIC (1999-2000).
`
`Best Research Paper Award; Association for Library and Information Science Education (1998).
`
`Research Grants, Catholic University of America. 1991, 1992, 1993, 1996, 1998, 1999, 2004,
`2005, 2006, 2007, 2013-14.
`
`
`Cooperative Faculty Research Grant, Consortium of Universities in the Washington
`Metropolitan Area (1993-1994).
`
`
`
`Ex. 1011 / Page 19 of 70
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`3
`
`
`Cooperative Research Grant, Council on Library Resources (1993-1994).
`
`Journal of the American Society for Information Science Best Paper Award (1993).
`
`ASIS/ISI Information Science Doctoral Dissertation Scholarship (1989).
`
`HEA Title IIB Fellowship (Dept. of Education) (1989)
`
`Chinese-American Librarians Association Scholarship (1987).
`
`Beta Phi Mu (1985).
`
`Vilas Fellowship, University of Wisconsin-Madison. 1984
`
`
`Publications
`
`Choi, Y., and Hsieh-Yee, I. (2010). Finding Images in an OPAC: Analysis of User Queries,
`Subject Headings, and Description Notes. Canadian Journal of Information and Library
`Science, 34(3): 271 – 295.
`
`
`Hsieh-Yee, I. (2008). Educating Cataloging Professionals in a Changing Information
`Environment. Journal of Education for Library and Information Science, 46(2): 93-106.
`
`
`Vellucci, S. L., Hsieh-Yee, I., and Moen, W.E. (2007). The Metadata Education and Research
`Information Commons (MERIC): A Collaborative Teaching and Research Initiative.
`Education for Information, 25(3&4): 169-178.
`
`
`NISO Framework for Guidelines for Building Good Digital Collections. 3rd ed. Baltimore, MD:
`National Information Standards Organization, 2007. Also available online:
`http://www.niso.org/framework/framework3.pdf (NISO Working Group members:
`Priscilla Caplan (chair), Grace Agnew, Murtha Baca, Tony Gill, Carl Fleischhauer, Ingrid
`Hsieh-Yee, Jill Koelling, and Christie Stephenson.)
`
`
`Choi, Y., Hsieh-Yee, I., and Kules, B. (2007). Retrieval Effectiveness of TOC and LCSH.
`Proceedings of the Joint Conference on Digital Libraries, pp. 233-234.
`
`
`Vellucci, S., and Hsieh-Yee, I. (2007). They Didn’t Teach Me That in Library School! Building
`a Digital Teaching Commons to Enhance Metadata Teaching, Learning and Research.
`Proceedings of the National Conference of the Association of College and Research
`Libraries, Baltimore, MD, pp. 26-31.
`
`
`Mitchell, Vanessa, and Ingrid Hsieh-Yee. (2007). Converting Ulrich’s Subject Headings to
`FAST Headings: A Feasibility Study. Cataloging & Classification Quarterly, 45(1): 59-
`85.
`
`Ex. 1011 / Page 20 of 70
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`
`Hsieh-Yee, I., Tang, R., and Zhang, S. (2007). User Perceptions of a Federated Search System.
`IEEE Technical Committee on Digital Libraries Bulletin, Summer 3(2) (URL =
`http://www.ieee-tcdl.org).
`
`4
`
`
`Tang, R., Hsieh-Yee, I., and Zhang, S. (2007). User Perceptions of MetaLib Combined Search:
`An Investigation of How Users Make Sense of Federated Searching." Internet Reference
`Services Quarterly, 12(12): 211-236.
`
`
`Hsieh-Yee, I., Tang, R., and Zhang, S. (2006). User Perceptions of a Federated Search System.
`Proceedings of the Joint Conference on Digital Libraries, June 11-15, 2006, Chapel Hill,
`p. 338.
`
`
`Hsieh-Yee, I. (2006). Organizing Audiovisual and Electronic Resources for Access: A
`Cataloging Guide. 2nd ed. Westport, Conn.: Libraries Unlimited.
`
`
`NISO A Framework of Guidance for Building Good Digital Collections. 2nd ed. Bethesda, MD:
`National Information Standards Organization, 2004. Framework Advisory Group: Grace
`Agnew, Liz Bishoff, Priscilla Caplan (Chair), Rebecca Gunther and Ingrid Hsieh-Yee.
`
`
`Hsieh-Yee, I. (2004). Cataloging and Metadata Education in North American LIS Programs.
`Library Resources & Technical Services, 48(1): 59-68.
`
`
`Hsieh-Yee, I. (2004). Cataloging and Metadata Education. In Gary E. Gorman (Ed.),
`International Yearbook of Library and Information Management 2003: Metadata
`Applications and Management, (pp.204-234). London: Facet Publishing.
`
`
`Yee, P. L., Hsieh-Yee, I., Pierce, G.R., Grome, R., and Schantz, L. (2004). Self-Evaluative
`Intrusive Thoughts Impede Successful Searching on the Internet. Computers in Human
`Behavior, 20(1): 85-101.
`
`
`Hsieh-Yee, I. (2003). Cataloging and Metadata Education: A Proposal for Preparing Cataloging
`Professionals of the 21st Century. A report submitted to the ALCTS-Education Task
`Force in response to Action Item 5.1 of the Bibliographic control of Web Resources: A
`Library of Congress Action Plan. Approved by the Association for Library Collections
`and Technical Services. Web version available since April 2003 at
`http://lcweb.loc.gov/catdir/bibcontrol/CatalogingandMetadataEducation.pdf.
`
`
`Hsieh-Yee, I. (2002). Cataloging and Metadata Education: Asserting a Central Role in
`Information Organization. Cataloging & Classification Quarterly 34(½): 203-222.
`
`
`Hsieh-Yee, I., and Smith, M. (2001). The CORC Experience: Survey of Founding Libraries, Part
`I. OCLC Systems & Services, 17: 133-140. (Received "The Most Outstanding Paper of
`OCLC Systems & Services in 2001" award.)
`
`
`
`Ex. 1011 / Page 21 of 70
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`Hsieh-Yee, I., and Smith, M. (2001). The CORC Experience: Survey of Founding Libraries,
`Part II, Automated Tools and Usage. OCLC Systems & Services, 17: 166-177. (Received
`"The Most Outstanding Paper of OCLC Systems & Services in 2001" award.)
`
`5
`
`
`Hsieh-Yee, I. (2001). ERIC User Services: Changes and Evaluation for the Future. Government
`Information Quarterly, 18: 31-42.
`
`
`Hsieh-Yee, Ingrid. (2001). Research on Web Search Behavior. Library and Information Science
`Research, 23: 167-185.
`
`
`Logan, E., and Hsieh-Yee, I. (2001). Library and Information Science Education in the Nineties.
`Annual Review of Information Science and Technology, 35: 425-477.
`
`
`Hsieh-Yee, I. (Ed.) (2001). Library and Information Science Research, 23 (2). A special issue in
`honor of the retirement of Douglas L. Zweizig.
`
`
`Hsieh-Yee, I. (2000). ERIC User Services: Evaluation in a