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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`MODERNATX, INC.,
`Petitioner
`
`v.
`
`CUREVAC AG,
`Patent Owner
`_____________________
`
`Case IPR2017-02194
`Patent 8,383,340
`_____________________
`
`MODERNATX, INC.’S OBJECTIONS TO EVIDENCE
`
`
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`

`

`
`
`ModernaTX, Inc.’s Objections to Evidence
`Case IPR2017-02194
`
`
`Petitioner, ModernaTX, Inc. (“Moderna”), objects under the Federal Rules
`
`of Evidence (FRE) and 37 C.F.R. § 42.64(b)(1) to the admissibility of Exhibits
`
`2012-2014 and 2016 (the “Challenged Evidence”), filed by Patent Owner CureVac
`
`Ag (“CureVac”) on July 18, 2018, with its Patent Owner Response. Rule
`
`42.64(b)(1) provides that any objection must be filed within five business days of
`
`service; therefore, Moderna’s Objections to Evidence are timely. Moderna files
`
`these objections to provide notice to CureVac that Moderna may move to exclude
`
`the Challenged Evidence under 37 C.F.R. § 42.64(c), unless cured by CureVac.
`
`I.
`
`IDENTIFICATION OF GROUNDS FOR OBJECTIONS
`
`Exhibit 2012 purports to be the “Declaration of Mariola Fotin-Mleczek,
`
`Ph.D.” Moderna objects to paragraphs 14-22 and 24 in Exhibit 2012 under FRE
`
`402 and FRE 403. CureVac does not cite any of these paragraphs in its Patent
`
`Owner Response or other case documents, rendering Dr. Fotin-Mleczek’s
`
`testimony in these paragraphs irrelevant under FRE 401. Moderna therefore objects
`
`to these paragraphs under FRE 402. Moderna also objects to these paragraphs
`
`under FRE 403 because they have no probative value, create unfair prejudice to
`
`Moderna, and will only confuse the issues and waste the Board’s time. Moderna
`
`also objects to Exhibit 2012 under FRE 702 and FRE 703; Dr. Fotin-Mleczek
`
`purports to describe experiments and the resultant data, but Dr. Fotin-Mleczek only
`
`- 1 -
`
`

`

`ModernaTX, Inc.’s Objections to Evidence
`Case IPR2017-02194
`
`provides summaries of purported data and does not provide sufficient experimental
`
`detail or raw data from the experiments—i.e., “the underlying facts or data on
`
`which the opinion is based.” 37 C.F.R. §42.65(a).
`
`Exhibit 2013 purports to be the “Declaration of Moritz Thran, Ph.D.”
`
`Moderna objects to paragraphs 10, 11, and 21-22 in Exhibit 2013 under FRE 402
`
`and FRE 403. CureVac does not cite any of these paragraphs in its Patent Owner
`
`Response or other case documents, rendering Dr. Thran’s testimony in these
`
`paragraphs irrelevant under FRE 401. Moderna therefore objects to these
`
`paragraphs under FRE 402. Moderna also objects to these paragraphs under FRE
`
`403 because they have no probative value, create unfair prejudice to Moderna, and
`
`will only confuse the issues and waste the Board’s time. Moderna also objects to
`
`Exhibit 2013 under FRE 702 and FRE 703; Dr. Thran purports to describe
`
`experiments and the resultant data, but Dr. Thran only provides summaries of
`
`purported data and does not provide sufficient experimental detail or raw data from
`
`the experiments—i.e., “the underlying facts or data on which the opinion is based.”
`
`37 C.F.R. §42.65(a).
`
`Exhibit 2014 purports to be the “Declaration of Alexander Schwenger,
`
`Ph.D.” Moderna objects to paragraphs 11-14 in Exhibit 2014 under FRE 402 and
`
`FRE 403. CureVac does not cite any of these paragraphs in its Patent Owner
`
`- 2 -
`
`

`

`Response or other case documents, rendering Dr. Schwenger’s testimony in these
`
`ModernaTX, Inc.’s Objections to Evidence
`Case IPR2017-02194
`
`
`paragraphs irrelevant under FRE 401. Moderna therefore objects to these
`
`paragraphs under FRE 402. Moderna also objects to these paragraphs under FRE
`
`403 because they have no probative value, create unfair prejudice to Moderna, and
`
`will only confuse the issues and waste the Board’s time. Moderna also objects to
`
`Exhibit 2014 under FRE 702 and FRE 703; Dr. Schwenger purports to describe
`
`experiments and the resultant data, but Dr. Schwenger only provides summaries of
`
`purported data and does not provide sufficient experimental detail or raw data from
`
`the experiments—i.e., “the underlying facts or data on which the opinion is based.”
`
`37 C.F.R. §42.65(a).
`
`Exhibit 2016 purports to be the “Second Declaration of František Švec,
`
`Ph.D.” Moderna objects to paragraphs 9-11, 13, 20-21, 29, 43-49, 51-53, 55-56,
`
`60, 64, 66-74, 76-78, and 80-81 in Exhibit 2016 under FRE 402 and FRE 403.
`
`CureVac does not cite any of these paragraphs in its Patent Owner Response or
`
`other case documents, rendering Dr. Švec’s testimony in these paragraphs
`
`irrelevant under FRE 401. Moderna therefore objects to these paragraphs under
`
`FRE 402. Moderna also objects to these paragraphs under FRE 403 because they
`
`have no probative value, create unfair prejudice to Moderna, and will only confuse
`
`the issues and waste the Board’s time.
`
`- 3 -
`
`

`

`ModernaTX, Inc.’s Objections to Evidence
`Case IPR2017-02194
`
`Moderna objects to Exhibits 2033 and 2034 under FRE 901 because Exhibits
`
`2033 and 2034 are unauthenticated documents and are not self-authenticating
`
`documents under FRE 902. These documents are labeled as “Author Manuscript”
`
`rather than as a published article, and CureVac has not provided evidence that
`
`Exhibits 2033 and 2034 are admissible under FRE 1003 as duplicates of published
`
`articles.
`
`II. CONCLUSION
`
`To the extent CureVac fails to correct the defects associated with the
`
`Challenged Evidence in view of Moderna’s objections herein, Moderna may file a
`
`motion to exclude the Challenged Evidence under 37 C.F.R. § 42.64(c).
`
`
`
`
`Date: July 25, 2018
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`9705378_1.docx
`
`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`
`/DAVID W. ROADCAP/
`David W. Roadcap
`Registration No. 68,956
`Back-up Counsel for Petitioner
`
`
`- 4 -
`
`

`

`
`
`
`
`
`
`CERTIFICATE OF SERVICE (37 C.F.R. §§ 42.6(e))
`
`The undersigned hereby certifies that the above-captioned “ModernaTX,
`
`Inc.’s Objections to Evidence” was served in its entirety on July 25, 2018, upon the
`
`following parties via email:
`
`Teresa Stanek Rea
`Deborah H. Yellin
`Shannon M. Lentz
`CROWELL & MORING LLP
`1001 Pennsylvania Avenue, N.W.
`Washington, D.C. 20004-2595
`trea@crowell.com
`dyellin@crowell.com
`slentz@crowell.com
`
`
`
`
`
`
`
`Date: July 25, 2018
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`
`
`David L. Parker
`Marshall P. Byrd
`PARKER HIGHLANDER PLLC
`1120 S. Capital of Texas Highway,
`Building One, Suite 200
`Austin, TX 78746
`dparker@phiplaw.com
`mbyrd@phiplaw.com
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/DAVID W. ROADCAP/
`David W. Roadcap
`Registration No. 68,956
`Back-up Counsel for Petitioner
`
`
`
`

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