`Tel: 571-272-7822
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` Paper 10
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` Entered: March 29, 2018
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`GOOGLE LLC,
`Petitioner,
`
`v.
`
`UNILOC LUXEMBOURG S.A.,
`Patent Owner.
`____________
`
`Case IPR2017-02081
`Patent 8,724,622 B2
`____________
`
`
`
`Before JENNIFER S. BISK, MIRIAM L. QUINN, and
`CHARLES J. BOUDREAU, Administrative Patent Judges.
`
`BOUDREAU, Administrative Patent Judge.
`
`
`
`
`DECISION
`Denying Institution of Inter Partes Review
`37 C.F.R. §§ 42.108, 42.122; 35 U.S.C. §§ 315(d), 325(d)
`
`
`
`
`
`
`IPR2017-02081
`Patent 8,724,622 B2
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`
`I.
`
`INTRODUCTION
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`Google, Inc., now known as Google LLC1 (“Petitioner”), filed a
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`Petition requesting inter partes review of claims 1, 2, and 24–39 of
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`U.S. Patent No. 8,724,622 B2 (Ex. 1001, “the ’622 patent”). Paper 2
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`(“Pet.”). Uniloc Luxembourg S.A. (“Patent Owner”) filed a Preliminary
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`Response. Paper 8 (“Prelim. Resp.”). With authorization from the Board,
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`Petitioner additionally filed a Reply to Patent Owner’s Preliminary
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`Response, to address Patent Owner’s arguments concerning application of
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`the Board’s institution discretion under 35 U.S.C. §§ 314(a) and 325(d).
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`Paper 9.
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`We have authority under 35 U.S.C. § 314. Upon considering the
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`information presented in the Petition, the Preliminary Response, and
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`Petitioner’s Reply, and for reasons discussed below, we deny the Petition
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`and do not institute inter partes review of claims 1, 2, and 2439 of the
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`’622 patent.
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`II. BACKGROUND
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`A. Related Matters
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`Concurrently with the instant Petition, Petitioner additionally filed a
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`petition requesting inter partes review of claims 3–23 of the ’622 patent
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`(Case IPR2017-02080). IPR2017-02080, Paper 2. In that case, as in the
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`instant case, Petitioner identifies Motorola Mobility LLC, Huawei Device
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`Co., Ltd., Huawei Device USA, Inc., Huawei Investment & Holding Co.,
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`Ltd., Huawei Technologies Co., Ltd., and Huawei Device (Dongguan) Co.,
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`Ltd. as additional real parties in interest. See Pet. 1; IPR2017-02080,
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`1 See Paper 5.
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`
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`2
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`
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`IPR2017-02081
`Patent 8,724,622 B2
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`Paper 2 at 1. The ’622 patent also has been the subject of petitions for inter
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`partes review in Cases IPR2017-00223, IPR2017-00224, IPR2017-01804,
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`and IPR2017-01805 (filed by Apple Inc.), all of which were denied;
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`Cases IPR2017-01667 and IPR2017-01668 (filed by Facebook and
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`WhatsApp), in which we instituted inter partes review on January 19, 2018;
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`Cases IPR2017-01797 and IPR2017-01798 (filed by Samsung Electronics
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`America, Inc.), in which we instituted inter partes review on February 6,
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`2018; and Case IPR2017-02090 (filed by Huawei Device Co., Ltd. and LG
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`Electronics, Inc.), in which we instituted inter partes review and granted a
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`motion for joinder with Case IPR2017-01667 on March 6, 2018. Apple Inc.
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`additionally has filed petitions for inter partes review of certain claims of
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`the ’622 patent in Cases IPR2018-00579 and IPR2018-00580, accompanied
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`by motions for joinder with Cases IPR2017-01667 and IPR2017-01668,
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`respectively.
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`The parties additionally indicate that the ’622 patent is involved in
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`Uniloc USA, Inc. v. Google, Inc., No. 2:17-cv-00214 (E.D. Tex.), Uniloc
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`USA, Inc. v. Google, Inc., No. 2:17-cv-00224 (E.D. Tex.), Uniloc USA, Inc.
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`v. Google, Inc., No. 2:17-cv-00231 (E.D. Tex.), Uniloc USA, Inc. v.
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`Motorola Mobility LLC, No. 2:16-cv-00992 (E.D. Tex.), and Uniloc USA,
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`Inc. v. Huawei Device USA, Inc., No. 2:16-cv-00994 (E.D. Tex.), among
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`numerous other actions in the United States District Court for the Eastern
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`District of Texas. Pet. 12; Paper 3, 2.
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`B. The ’622 Patent
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`The ’622 patent, titled “System and Method for Instant VoIP
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`Messaging,” relates to Internet telephony, and more particularly, to instant
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`voice over IP (“VoIP”) messaging over an IP network, such as the Internet.
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`3
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`IPR2017-02081
`Patent 8,724,622 B2
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`Ex. 1001, [54], 1:18–22. The ’622 patent acknowledges that “[v]oice
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`messaging” and “instant text messaging” in both the VoIP and public
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`switched telephone network environments were previously known. Id.
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`at 2:22–46. In prior art instant text messaging systems, according to the
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`’622 patent, a server would present a user of a client terminal with a “list of
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`persons who are currently ‘online’ and ready to receive text messages,” the
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`user would “select one or more” recipients and type the message, and the
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`server would immediately send the message to the respective client
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`terminals. Id. at 2:34–46. According to the ’622 patent, however, “there is
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`still a need in the art for . . . a system and method for providing instant VoIP
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`messaging over an IP network,” such as the Internet. Id. at 1:18–22, 2:47–
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`59, 6:47–49.
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`In one embodiment, the ’622 patent discloses local instant voice
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`messaging (“IVM”) system 200, depicted in Figure 2 below. Ex. 1001,
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`6:22–24.
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`4
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`
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`IPR2017-02081
`Patent 8,724,622 B2
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`
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`As illustrated in Figure 2, local packet-switched IP network 204, which may
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`be a local area network (“LAN”), “interconnects” IVM clients 206, 208 and
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`legacy telephone 110 to local IVM server 202. Id. at 6:50–7:2; see id.
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`at 7:23–24, 7:61–65. Local IVM server 202 enables instant voice messaging
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`functionality over network 204. Id. at 7:61–65.
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`In “record mode,” IVM client 208 “displays a list of one or more IVM
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`recipients,” provided and stored by local IVM server 202, and the user
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`selects recipients from the list. Ex. 1001, 7:57–59, 7:65–8:4. IVM
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`client 208 then transmits the selections to IVM server 202 and “records the
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`user’s speech into . . . digitized audio file 210 (i.e., an instant voice
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`message).” Id. at 8:4–11.
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`When the recording is complete, IVM client 208 transmits audio
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`file 210 to local IVM server 202, which delivers the message to the selected
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`5
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`IPR2017-02081
`Patent 8,724,622 B2
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`recipients via local IP network 204. Ex. 1001, 8:1529. “[O]nly the
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`available IVM recipients, currently connected to . . . IVM server 202, will
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`receive the instant voice message.” Id. at 8:3334. IVM server 202
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`“temporarily saves the instant voice message” for any IVM client that is “not
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`currently connected to . . . local IVM server 202 (i.e., is unavailable)” and
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`“delivers it . . . when the IVM client connects to . . . local IVM server 202
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`(i.e., is available).” Id. at 8:34–39; see id. at 9:17–21. Upon receiving the
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`instant voice message, the recipients can audibly play the message. Id.
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`at 8:29–32.
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`C. Illustrative Claims
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`Of the challenged claims, claims 1, 24, 27, and 38 are independent.
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`Independent claims 1 and 27 are illustrative of the claims discussed below
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`and are reproduced below.
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`1. A system comprising:
`a network interface connected to a packet-switched network;
`a messaging system communicating with a plurality of instant
`voice message client systems via the network interface;
`a communication platform system maintaining connection
`information for each of the plurality of instant voice
`message client systems indicating whether there is a current
`connection to each of the plurality of instant voice message
`client systems; and
`a user database storing user records identifying users of the
`plurality of instant voice message client systems, wherein
`each of the user records includes a user name, a password
`and a list of other users selected by a user.
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`27. A system comprising:
`a client device;
`a network interface coupled to the client device and connecting
`the client device to a packet-switched network; and
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`6
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`
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`IPR2017-02081
`Patent 8,724,622 B2
`
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`an instant voice messaging application installed on the client
`device, wherein the instant voice messaging application
`includes a client platform system for generating an instant
`voice message and a messaging system for transmitting the
`instant voice message over the packet-switched network via
`the network interface,
`wherein the instant voice messaging application includes a
`document handler system for attaching one or more files to
`the instant voice message.
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`Ex. 1001, 23:62–24:9, 26:17–30.
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`D. Asserted Grounds of Unpatentability
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`Petitioner asserts six grounds of unpatentability (Pet. 6–7):
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`Challenged Claim(s)
`
`Basis
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`Reference(s)
`
`1
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`2
`
`§ 103(a) Zydney2 and Appelman3
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`§ 103(a) Zydney, Appelman, and Boneh4
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`24–26
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`§ 103(a) Zydney and RFC7935
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`27, 32–34, 36–38
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`§ 102(b) Zydney
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`27, 32–39
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`§ 103(a) Zydney and Enete6
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`
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`2 Zydney et al., WO 01/11824 A2, published Feb. 15, 2001 (Ex. 1005).
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`3 Appelman, US 6,750,881 B1, issued June 15, 2004 (Ex. 1015).
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`4 Boneh et al., US 2002/0112167 A1, published Aug. 15, 2002 (Ex. 1014).
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`5 “Transmission Control Protocol,” Request for Comments 793, DARPA
`Internet Program, Defense Advanced Research Projects Agency (Sept.
`1991) (Ex. 1007).
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`6 Enete et al., US 2003/0208543 A1, published Nov. 6, 2003 (Ex. 1009).
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`7
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`IPR2017-02081
`Patent 8,724,622 B2
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`Challenged Claim(s)
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`Basis
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`Reference(s)
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`28–31
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`§ 103(a) Zydney, Enete, and Stern7
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`Petitioner also relies on a Declaration of Paul S. Min, Ph.D., filed as
`
`Exhibit 1003.
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`III. DISCRETIONARY AUTHORITY: 35 U.S.C §§ 315(d) and 325(d)
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`Section 325(d) states that “[i]n determining whether to institute . . .
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`the Director may take into account whether, and reject the petition . . .
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`because, the same or substantially the same prior art or arguments previously
`
`were presented to the Office.” In this proceeding, Patent Owner argues that
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`the same or substantially the same prior art has been presented to the Office
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`previously because Zydney has been asserted in multiple inter partes
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`reviews. Prelim. Resp. 3–4. Specifically, Zydney previously was asserted
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`against various claims of the ’622 patent by different petitioners in
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`IPR2017-01667 and IPR2017-01668, in which we instituted on January 19,
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`2018; IPR2017-01797 and IPR2017-01798, in which we instituted on
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`February 6, 2018; and IPR2017-01804 and IPR2017-01805, in which we
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`denied institution on January 19, 2018 (“the previous IPRs”); as well as in
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`subsequent petitions filed against claims of the ’622 patent in
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`IPR2017-02090, IPR2018-00579, and IPR2018-00580. In several of those
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`cases, namely, IPR2017-01667, IPR2017-01804, IPR2017-02090, and
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`IPR2018-00579, the cited Appelman reference also has been asserted.
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`Petitioner responds that we should not exercise our discretion because,
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`inter alia, the Petition presents different combinations of Zydney with other
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`7 Stern, WO 98/47252, published Oct. 22, 1998 (Ex. 1006).
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`
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`8
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`IPR2017-02081
`Patent 8,724,622 B2
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`references than earlier IPRs. Reply 2. Petitioner also proffers that it has not
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`filed any previous petition challenging the ’622 patent, thus precluding the
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`characterization of this proceeding as a follow-on petition. Id. at 1–2.
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`Finally, Petitioner argues that claims 1, 2, 36, and 37 have never before been
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`challenged, and that where, as here, the Petitioner is different from any
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`petitioner of previously filed petitions based on Zydney, the facts weigh
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`heavily against a discretionary denial. Id. at 1–3. We are not persuaded by
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`Petitioner’s arguments.
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`There is no question that Zydney have been previously presented to
`
`the Office in previous IPRs challenging many of the same claims of the
`
`’622 patent. The question is whether, based on this fact, we should exercise
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`our discretion and deny the Petition. Applicability of § 325(d) is not limited
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`to situations where the same petitioner has filed a follow-on petition. The
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`statute allows for the exercise of discretion upon consideration only of
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`whether the same or substantially the same prior art or arguments were
`
`presented previously to the Office. Further, the statutory authority to deny
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`the petition based on the same previously presented prior art is not tied to the
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`format of how that prior art is presented or whether every aspect of the
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`asserted grounds is identical in both petitions. Therefore, we have statutory
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`authority to deny this Petition because Zydney was previously presented to
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`the Office in the previous IPRs, notwithstanding that Petitioner is not a party
`
`to the previous IPRs and the asserted grounds here are not exactly the same
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`as the previous IPRs.
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`9
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`IPR2017-02081
`Patent 8,724,622 B2
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`We further note that under the current circumstances, where the
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`patent-at-issue is involved in ongoing trials,8 we also have discretionary
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`authority, under 37 C.F.R. § 42.122, to issue “any appropriate order
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`regarding the additional matter[, i.e., this proceeding,] including providing
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`for the stay, transfer, consolidation, or termination or any such matter.” See
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`35 U.S.C. § 315(d). We recognize that in exercising our discretion we
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`determine the proper course of conduct in a proceeding (37 C.F.R. § 42.5) in
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`a manner consistent with securing the just, speedy, and inexpensive
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`resolution of the proceeding (37 C.F.R. § 42.1(b)).
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`Here, our exercise of discretion to deny institution under §§ 315(d)
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`and 325(d) is warranted for several reasons. To start with, IPR2017-01667,
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`IPR2017-01668, and the present Petition rely on Zydney as the primary
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`reference against which the majority of the claim limitations are mapped.
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`IPR2017-01797 and IPR2017-01798 also rely on Zydney as teaching or
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`suggesting numerous limitations of the challenged claims. Petitioner has
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`proffered no reasoning regarding how it has relied on Zydney in any way
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`that differs materially from the previous IPRs. And Petitioner’s reliance on
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`different secondary references does not remedy this shortcoming. Moreover,
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`Petitioner, here, does not explain whether the secondary references in this
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`case are used in a different manner or add anything materially different to
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`the secondary references used in the previous IPRs.
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`Further, Zydney is being considered on the merits in pending IPRs. In
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`fact, four trials against the ’622 patent are ongoing, with Zydney being used
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`
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`8 Trials in IPR2017-01667, IPR2017-01668, IPR2017-01797, and
`IPR2017-01798 are pending as of the issuance of this Decision.
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`10
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`IPR2017-02081
`Patent 8,724,622 B2
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`as a prior art reference in every instituted ground in those trials. See
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`IPR2017-01667, IPR2017-01668, IPR2017-01797, and IPR2017-01798.
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`Under these circumstances, we look to Petitioner to provide some reason
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`that convinces us to institute yet another trial that features Zydney as
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`prominently as the previously presented IPRs. Again, if there was a manner
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`in which Petitioner here distinguishably relied on Zydney, Petitioner did not
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`proffer that fact explicitly.
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`Moreover, the time of filing of this Petition leads us to conclude that
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`Petitioner gained the benefit of Patent Owner’s preliminary response, filed
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`March 3, 2017, and our decision denying institution, entered May 25, 2017,
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`in IPR2017-00223—i.e., more than three months before Petitioner filed the
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`instant Petition. Petitioner, as the party with the knowledge of this fact,
`
`failed to allege that it did not gain the benefit of the preliminary response
`
`and decision denying institution in that previous IPR.9 We look to Petitioner
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`to explain its delay in its filing. Petitioner provides no reason here.
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`Finally, we are not just concerned with ensuring consistency across
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`proceedings. We are also concerned with the significant resources of the
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`Board that would be consumed reconciling arguments, issues, and evidence
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`across proceedings.10
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`With regard to the non-overlap of claims between the previous IPRs
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`and those challenged in this Petition, we recognize the interests of Petitioner
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`
`
`9 In this regard, in contrast, we acknowledge that Petitioner expressly asserts
`non-reliance on our decision denying institution in IPR2017-00224, entered
`the same day as the decision in IPR2017-00223. See Reply 2 (contending
`“IPR2017-00224 was denied on a procedural issue that never provided a
`substantive ‘roadmap’ for the instant Petition”).
`
`10 See MaxLinear, Inc. v. CF CRESPE LLC, 880 F.3d 1373 (Fed. Cir. 2018).
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`11
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`IPR2017-02081
`Patent 8,724,622 B2
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`in challenging claims that are not challenged in the previous IPRs (i.e.,
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`claims 1, 2, 36, and 37). The interest of Petitioner in this regard weigh
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`heavily against our exercise of discretion. But we can exercise our
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`discretion in a manner that balances the interests of Petitioner in challenging
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`different claims here with the concern for duplication of Board resources and
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`repeated challenges against the same claims of the same patents over
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`Zydney, either alone or in combination with other references.
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`Therefore, based on the foregoing and to secure the just, speedy, and
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`inexpensive resolution of the dispute, we exercise our discretion under
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`§§ 315(d) and 325(d), and deny institution of all challenged claims that
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`overlap with the previous IPRs, namely, claims 24–35, 38, and 39. We do
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`not exercise our discretion to deny institution with respect to the claims that
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`have not been challenged in the previous IPRs: claims 1, 2, 36, and 37.
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`IV. DISCUSSION OF CONSIDERED GROUNDS
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`A. Claim Construction
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`In an inter partes review, claim terms in an unexpired patent are given
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`their broadest reasonable construction in light of the specification of the
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`patent in which they appear. 37 C.F.R. § 42.100(b); Cuozzo Speed Techs.,
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`LLC v. Lee, 136 S. Ct. 2131, 2144–46 (2016) (upholding the use of the
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`broadest reasonable interpretation standard as the claim interpretation
`
`standard to be applied in inter partes reviews). We presume a claim term
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`carries its plain meaning, which is the meaning customarily used by those of
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`skill in the relevant art at the time of the invention. Trivascular, Inc. v.
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`Samuels, 812 F.3d 1056, 1062 (Fed. Cir. 2016). We note that only those
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`claim terms that are in controversy need to be construed, and only to the
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`extent necessary to resolve the controversy. See Nidec Motor Corp. v.
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`12
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`IPR2017-02081
`Patent 8,724,622 B2
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`Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017);
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`Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir.
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`1999).
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`Neither Petitioner nor Patent Owner proffers a construction for any
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`claim term. Pet. 10–11; Prelim. Resp. 19–20. Based on our review of the
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`record and the dispositive issues in our determination of whether to institute
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`inter partes review, we determine that no claim terms require an express
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`construction to resolve the issues presented by the patentability challenges.
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`B. Analysis of Asserted Grounds of Unpatentability
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`1. Principles of Law
`
`A claim is anticipated under 35 U.S.C. § 102 “only if each and every
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`element as set forth in the claim is found, either expressly or inherently
`
`described, in a single prior art reference.” Verdegaal Bros., Inc. v. Union
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`Oil Co. of Cal., 814 F.2d 628, 631 (Fed. Cir. 1987). Moreover,
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`unless a reference discloses within the four corners of the
`document not only all of the limitations claimed but also all of
`the limitations arranged or combined in the same way as recited
`in the claim, it cannot be said to prove prior invention of the thing
`claimed and, thus, cannot anticipate under 35 U.S.C. § 102.
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`Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1371 (Fed. Cir. 2008);
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`accord In re Arkley, 455 F.2d 586, 587 (CCPA 1972).
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`A patent claim is unpatentable under 35 U.S.C. § 103(a) if the
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`differences between the claimed subject matter and the prior art are “such
`
`that the subject matter as a whole would have been obvious at the time the
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`invention was made to a person having ordinary skill in the art to which said
`
`subject matter pertains.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406
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`(2007). The question of obviousness is resolved on the basis of underlying
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`13
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`factual determinations, including (1) the scope and content of the prior art;
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`(2) any differences between the claimed subject matter and the prior art;
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`(3) the level of skill in the art;11 and (4) objective evidence of
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`nonobviousness, i.e., secondary considerations.12 Graham v. John Deere
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`Co., 383 U.S. 1, 17–18 (1966). “To satisfy its burden of proving
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`obviousness, a petitioner cannot employ mere conclusory statements. The
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`petitioner must instead articulate specific reasoning, based on evidence of
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`record, to support the legal conclusion of obviousness.” In re Magnum Oil
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`Tools Int’l, Ltd., 829 F.3d 1364, 1380 (Fed. Cir. 2016). We analyze the
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`asserted grounds with the principles stated above in mind.
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`
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`11 Petitioner’s declarant, Dr. Min, opines that a person of ordinary skill in the
`art of the ’622 patent “would have had at least an undergraduate degree in
`computer science, electrical engineering, or a related field, and at least two
`years of experience in the field of telecommunications devices and systems,
`or an equivalent advanced education in the field of telecommunications
`systems.” Ex. 1003 ¶ 24. Patent Owner’s declarant, William Easttom II,
`proffers substantially the same opinion as to the educational background of
`the person of ordinary skill in the art, but opines that such a person’s
`post-educational experience would be “in computer programming and
`software development, including the development of software for
`communication with other computers over a network.” Ex. 2001 (Easttom
`Declaration) ¶ 13. To the extent there is any substantive difference between
`the declarants’ assessments, we adopt Dr. Min’s assessment for purposes of
`this Decision.
`
`12 Patent Owner does not contend in its Preliminary Response that any such
`secondary considerations are present.
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`14
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`IPR2017-02081
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`2. Obviousness of Claim 1 over Zydney and Appelman
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`a. Overview of Zydney
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`Zydney, titled “Method and System for Voice Exchange and Voice
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`Distribution,” relates to packet communication systems that provide for
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`voice exchange and voice distribution between users of computer networks.
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`Ex. 1005, [54], [57], 1:4–5. While acknowledging that e-mail and instant
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`messaging systems were well-known text-based communication systems
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`utilized by users of online services and that it was possible to attach files for
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`the transfer of non-text formats via those systems, Zydney states that the
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`latter technique “lack[ed] a method for convenient recording, storing,
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`exchanging, responding and listening to voices between one or more parties,
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`independent of whether or not they are logged in to their network.” Id.
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`at 1:7–17. Zydney thus describes a method in which “voice containers”—
`
`i.e., “container object[s] that . . . contain[] voice data or voice data and voice
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`data properties”—can be “stored, transcoded and routed to the appropriate
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`recipients instantaneously or stored for later delivery.” Id. at 1:19–22; 12:6–
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`8. Figure 1 of Zydney is reproduced below.
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`15
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`IPR2017-02081
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`Figure 1, above, illustrates a high-level functional block diagram of
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`Zydney’s system for voice exchange and voice distribution. Id. at 10:19–20.
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`Referring to Figure 1, system 20 allows software agent 22, with a user
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`interface, in conjunction with central server 24 to send messages using voice
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`containers illustrated by transmission line 26 to another software agent 28,
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`as well as to receive and store such messages, in a “pack and send” mode of
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`operation. Id. at 10:20–11:1. Zydney explains that a pack and send mode of
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`operation “is one in which the message is first acquired, compressed and
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`then stored in a voice container 26 which is then sent to its destination(s).”
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`Id. at 11:1–3. The system has the ability to store messages both locally and
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`centrally at server 24 whenever the recipient is not available for a prescribed
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`period. Id. at 11:3–6.
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`In the use of Zydney’s system and method, the message originator
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`selects one or more intended recipients from a list of names that have been
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`previously entered into the software agent. Ex. 1005, 14:17–19. The agent
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`permits distinct modes of communication based on the status of the
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`recipient, including the “core states” of whether the recipient is online or
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`offline and “related status information” such as whether the recipient does
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`not want to be disturbed. Id. at 14:19–15:1. Considering the core states, the
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`software agent offers the originator alternative ways to communicate with
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`the recipient, the choice of which can be either dictated by the originator or
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`automatically selected by the software agent, according to stored rules. Id.
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`at 15:3–6. If the recipient is online, the originator can either begin a
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`real-time “intercom” call, which simulates a telephone call, or a voice instant
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`messaging session, which allows for an interruptible conversation. Id.
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`at 15:8–10. If the recipient is offline, the originator can either begin a voice
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`mail conversation that will be delivered the next time the recipient logs in or
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`can be delivered to the recipient’s e-mail as a digitally encoded
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`Multipurpose Internet Mail Extension (“MIME”) attachment. Id. at 15:15–
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`17. Zydney explains that the choice of the online modes “depends on the
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`activities of both parties, the intended length of conversation and the quality
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`of the communications path between the two individuals, which is generally
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`not controlled by either party,” and that the choice of the offline delivery
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`options “is based on the interests of both parties and whether the recipient is
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`sufficiently mobile that access to the registered computer is not always
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`available.” Id. at 15:10–14, 15:17–19.
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`Once the delivery mode has been selected, the originator digitally
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`records messages for one or more recipients using a microphone-equipped
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`device and the software agent. Ex. 1005, 16:1–3. The software agent
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`compresses the voice and stores the file temporarily on the PC if the voice
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`will be delivered as an entire message. Id. at 16:3–4. If the real-time
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`“intercom” mode has been invoked, a small portion of the digitized voice is
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`stored to account for the requirements of the Internet protocols for
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`retransmission and then transmitted before the entire conversation has been
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`completed. Id. at 16:4–7. Based on status information received from the
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`central server, the agent then decides whether to transport the voice
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`container to a central file system and/or to send it directly to another
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`software agent using the IP address previously stored in the software agent.
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`Id. at 16:7–10. If the intended recipient has a compatible active software
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`agent online after log on, the central server downloads the voice recording
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`almost immediately to the recipient. Id. at 16:10–12. The voice is
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`uncompressed and the recipient can hear the recording through the speakers
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`or headset attached to its computer. Id. at 16:12–14. The recipient can reply
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`in a complementary way, allowing for near real-time communications. Id.
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`at 16:14–15. If the recipient’s software agent is not online, the voice
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`recording is stored in the central server until the recipient’s software agent is
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`active. Id. at 16:15–17. In both cases, the user is automatically notified of
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`available messages once the voice recordings have been downloaded to
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`storage on their computer. Id. at 16:17–19. The central server coordinates
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`with software agents on all computers continuously, updating addresses,
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`uploading and downloading files, and selectively retaining voice recordings
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`in central storage. Id. at 16:19–21.
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`Zydney discloses that the voice container also has the ability to have
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`other data types attached to it. Ex. 1005, 19:6–7. Formatting the container
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`using MIME format, for example, “allows non-textual messages and
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`multipart message bodies attachments [sic] to be specified in the message
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`headers.” Id. at 19:7–10.
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`Figure 3 of Zydney is reproduced below.
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`Figure 3, above, illustrates an exemplary embodiment of Zydney’s voice
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`container structure, including voice data and voice data properties
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`components. Ex. 1005, 2:19, 23:1–2. Referring to Figure 3, voice container
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`components include:
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`
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`[O]riginator’s code 302 (which is a unique identifier), one or
`more recipient’s code 304, originating time 306, delivery
`time(s) 308, number of “plays” 310, voice container source 312
`which may be a PC, telephone agent, non-PC based appliance, or
`other, voice container reuse restrictions 314 which may include
`one time and destroy 316, no forward 318, password
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`retrieval 320, delivery priority 322, session values 324, session
`number 326, sequence number for partitioned sequences[] 328,
`repeating information 330, no automatic repeat 332, repeat
`times 334, and a repeat schedule 336.
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`Id. at 23:2–10.
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`b. Overview of Appelman
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`Appelman, titled “User Definable On-line Co-user Lists,” describes a
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`real-time notification system that enables a user to define “buddy lists” to
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`track co-users of an online or network system. Ex. 1015, [54], [57]. The
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`system tracks for the user the log-on status of the co-users and displays that
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`information in real time to the tracking user in a graphical interface. Id.
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`at [57]. When the user logs on to a system, the user’s set of buddy lists is
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`presented to a buddy list system, which attempts to match co-users currently
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`logged into the system with the entries on the user’s buddy list, and any
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`matches are displayed to the user. Id. As co-users log on and log off, the
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`user’s buddy list is updated to reflect the changes. Id.
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`Figure 2a of Appelman is reproduced below.
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`Figure 2a, above, illustrates “a set of symbolic data records showing
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`the basic types of data used by one embodiment of [Appelman’s] invention
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`for a buddy list[] and the conceptual relationship of data elements.” Id.
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`at 2:15–18. With reference to Figure 2a, Group Name table 30 stores user-
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`defined group names for buddy lists. Id. at 3:36–37. Each user may define
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`multiple buddy lists by group names. Id. at 3:38. Two buddy lists, “Home
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`List” and “Work List,” are shown in Group Name table 30. Id. at 3:39.
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`Each group name in Group Name table 30 has an associated Buddy List
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`table 32, comprising multiple records that each correspond to a co-user (or
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`“buddy”) that the user wishes to track. Id. at 3:39–43. Each record may
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`include data elements for the screen name (or address, such as an Internet
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`address) of a particular co-user to be tracked, and the logon status of that
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`user (e.g., codes for “In” or “Out”). Id. at 3:43–47.
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`Figure 11 of Appelman is reproduced below.
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`
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`Figure 11, above, is a flowchart showing an implementation of Appelman’s
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`invention. Id. at 2:41–42. In the illustrated implementation, a user logs into
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`a Logon System (Step 200), which notifies the Buddy List System about the
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`User (i.e., passes the User’s ID, address, or screen name to the Buddy List
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`System) (Step 202). Id. at 6:53–58. The Buddy List System accesses the
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`user’s buddy lists from a database, which may be, for example, on the user’s
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`own station (Step 204). Id. at 6:58–60. The entries in the user’s buddy lists
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`then are compared to the records of the Logon System (Step 206). Id.
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`at 6:60–62. Appelman explains that this step is shown in dotted outline to
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`indicate that the comparison can be done by passing records from the Logon
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`System to the Buddy List System, or vice versa, or could be done by a
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`separate system. Id. at 6:62–65. The Buddy List System then displays a
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`buddy list window showing the status (i.e., logged in or not) of the co-users
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`on the user’s buddy lists with any of various indicator markings (Step 208).
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`Id. at 6:66–7:2. Thereafter, while the user’s buddy list window is open, the
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`Logon Sy