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`OFFICE BEFORE THE PATENT TRIAL AND
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`APPEAL BOARD
`
`APPLE INC.,
`Petitioner
`v.
`UNILOC LUXEMBOURG S. A.,
`Patent Owner
`
`Case IPR2017-01993
`U.S. Patent 9,414,199
`
`PATENT OWNER’S OBJECTIONS TO
`EVIDENCE PURSUANT TO 37 C.F.R. § 42.64
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`Pursuant to 37 C.F.R. § 42.64(b)(1), Patent Owner respectfully submits the
`following objections to footnote 3 of Petitioner’s Reply to Patent Owner’s Response
`and new Exhibit 1018 (U.S. Patent Publication No. 2013/0036165 (“Tseng”)) and
`Exhibit 1019 (Merriam Webster’s Collegiate Dictionary (10th Ed.1998)), which were
`submitted on September 4, 2018. See Paper 15 and exhibits filed therewith.
`1. Objections to footnote 3 and Exhibit 1018 (Tseng)
`Patent Owner objects to footnote 3 of Petitioner’s Reply and Exhibit 1018
`(Tseng). Grounds for this objection include: 37 C.F.R. § 42.23(b) (outside scope of
`response and petition); Trial Practice Guide Update (August 2018) (“new evidence . .
`. that could have been presented in a prior filing, for example newly cited prior art
`references intended to ‘gap-fill’”)1; and 37 C.F.R. § 42.104(b) (belated identification
`of challenge).
`Footnote 3 of Petitioner’s Reply argues that Tseng, a reference cited for the first
`time in Petitioner’s reply, “discloses both a current time window and a future time
`window.” See Paper 15 at 10 (citing Ex. 1018). This newly-cited reference, and
`Petitioner’s argument that it discloses claim limitations, could and should have been
`cited in the original petition. Failure to include this argument and reference violates
`at least 37 C.F.R. § 42.104(b) and is outside the permissible scope of Petitioner’s reply
`under 37 C.F.R. § 42.23(b) and the Trial Practice Guide Update.2
`2. Objections Exhibit 1019.
`Patent Owner objects to Exhibit 1019. Grounds for this objection include: 37
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`1
`https://www.uspto.gov/sites/default/files/documents/2018_Revised_Trial_
`See
`Practice_Guide.pdf.
`2 Footnote 3 and Exhibit 1018 do nothing to further Petitioner’s prosecution disclaimer
`argument. That argument is based on Exhibit 1002. See Paper 15 at 8-9. Petitioner
`should not be allowed to use its prosecution disclaimer argument as a pretext to
`belatedly assert Exhibit 1018 and footnote 3.
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`
`
`C.F.R. § 42.23(b) (outside scope of response and petition); Trial Practice Guide Update
`(August 2018) (“new evidence . . . that could have been presented in a prior filing, for
`example newly cited prior art references intended to ‘gap-fill’”); and 37 C.F.R. §
`42.104(b) (belated identification of challenge). Petitioner relies on Exhibit 1019 to
`support a claim construction argument that it could and should have included in the
`original Petition.
`
`
`Date: September 11, 2018
`
`/s/ Brett A. Mangrum
`Brett A. Mangrum; Reg. No. 64,783
`Ryan Loveless; Reg. No. 51,970
`Counsel for Patent Owner
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`CERTIFICATE OF SERVICE
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`I certify that the foregoing UPDATED MANDATORY NOTICE OF PATENT
`
`OWNER UNDER 37 CFR § 42.8 was served on the Petitioner’s counselors of record
`
`by electronic notification, as agreed to by the parties:
`
`Xin-Yi (Vincent) Zhou, Reg. No. 63,366; vzhou@omm.com
`Sina S. Aria, Reg. No. 69,490; saria@omm.com
`Laura A. Bayne, Reg. No. 72,420; lbayne@omm.com
`AppleUnilocIPR@omm.com.
`
`
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`
`
`Date: September 11, 2018
`
`/s/ Brett A. Mangrum
` Brett A. Mangrum
`
`